Bergman v. Caribou Biosciences, Inc. et al
Plaintiff: Ron Bergman
Defendant: Caribou Biosciences, Inc., Rachel E. Haurwitz, Jason V. O'Byrne, Ryan Fischesser, Scott Braunstein, Andrew Guggenhime, Jeffrey Long-McGie and Natalie R. Sacks
Case Number: 4:2023cv01742
Filed: April 11, 2023
Court: US District Court for the Northern District of California
Presiding Judge: Yvonne Gonzalez Rogers
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77 Securities Fraud
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on July 19, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 1, 2023 Filing 19 Certificate of Interested Entities by Ron Bergman (Attachments: #1 Exhibit certification, #2 Exhibit certification)(Rosen, Laurence) (Filed on 6/1/2023)
June 1, 2023 Filing 18 Notice of Renewed Motion and Motion of Movant Ron Bergman for appointment as Lead Plaintiff and approve movant's Counsel filed by Ron Bergman. Motion Hearing set for 7/11/2023 02:00 PM in Oakland, Courtroom 1, 4th Floor before Judge Yvonne Gonzalez Rogers. Responses due by 6/15/2023. Replies due by 6/22/2023. (Attachments: #1 Declaration Declaration of Laurence M. Rosen, #2 Exhibit Exhibit 1: PSLRA Notice, #3 Exhibit Exhibit 2: Certification and Schedule A, #4 Exhibit Exhibit 3: Loss Chart, #5 Exhibit Exhibit 4: Rosen Law Firm Resume, #6 Exhibit Exhibit 5: Schall Firm Resume, #7 Proposed Order Proposed Order)(Rosen, Laurence) (Filed on 6/1/2023) Modified on 6/2/2023 (anj, COURT STAFF).
May 9, 2023 Opinion or Order Filing 17 Order by Judge Yvonne Gonzalez Rogers Granting #14 Application for Admission of Attorney Pro Hac Vice (Katherine McKenney). (eac, COURT STAFF) (Filed on 5/9/2023)
May 9, 2023 Opinion or Order Filing 16 Order by Judge Yvonne Gonzalez Rogers Granting #13 Application for Admission of Attorney Pro Hac Vice (Adam Slutsky). (eac, COURT STAFF) (Filed on 5/9/2023)
May 9, 2023 Opinion or Order Filing 15 Order by Judge Yvonne Gonzalez Rogers Granting #12 Application for Admission of Attorney Pro Hac Vice (Jennifer Luz). (eac, COURT STAFF) (Filed on 5/9/2023)
May 9, 2023 Filing 14 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18247568.) filed by Scott Braunstein, Caribou Biosciences, Inc., Ryan Fischesser, Andrew Guggenhime, Rachel E. Haurwitz, Jeffrey Long-McGie, Jason V. O'Byrne, Natalie R. Sacks. (McKenney, Katherine) (Filed on 5/9/2023)
May 9, 2023 Filing 13 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18247461.) filed by Scott Braunstein, Caribou Biosciences, Inc., Ryan Fischesser, Andrew Guggenhime, Rachel E. Haurwitz, Jeffrey Long-McGie, Jason V. O'Byrne, Natalie R. Sacks. (Slutsky, Adam) (Filed on 5/9/2023)
May 9, 2023 Filing 12 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18247246.) filed by Scott Braunstein, Caribou Biosciences, Inc., Ryan Fischesser, Andrew Guggenhime, Rachel E. Haurwitz, Jeffrey Long-McGie, Jason V. O'Byrne, Natalie R. Sacks. (Luz, Jennifer) (Filed on 5/9/2023)
May 8, 2023 Opinion or Order Filing 11 Order by Judge Yvonne Gonzalez Rogers Granting #9 Stipulation Extend Time to Respond to Complaint. (eac, COURT STAFF) (Filed on 5/8/2023)
May 5, 2023 Filing 10 NOTICE by Ron Bergman of the Filing of the Administrative Motion to Consider Whether Cases Should be Related in 3:23-cv-00609 (Rosen, Laurence) (Filed on 5/5/2023)
May 5, 2023 Filing 9 STIPULATION WITH PROPOSED ORDER re #1 Complaint, to Extend Time to Respond to Complaint filed by Scott Braunstein, Caribou Biosciences, Inc., Ryan Fischesser, Andrew Guggenhime, Rachel E. Haurwitz, Jeffrey Long-McGie, Jason V. O'Byrne, Natalie R. Sacks and Ron Bergman. (Shapiro, Jonathan) (Filed on 5/5/2023) Modified on 5/8/2023 (jrs, COURT STAFF).
May 5, 2023 Filing 8 Certificate of Interested Entities by Scott Braunstein, Caribou Biosciences, Inc., Ryan Fischesser, Andrew Guggenhime, Rachel E. Haurwitz, Jeffrey Long-McGie, Jason V. O'Byrne, Natalie R. Sacks identifying Other Affiliate None for Andrew Guggenhime, Caribou Biosciences, Inc., Jason V. O'Byrne, Jeffrey Long-McGie, Natalie R. Sacks, Rachel E. Haurwitz, Ryan Fischesser, Scott Braunstein. (Shapiro, Jonathan) (Filed on 5/5/2023)
May 5, 2023 Filing 7 Corporate Disclosure Statement by Scott Braunstein, Caribou Biosciences, Inc., Ryan Fischesser, Andrew Guggenhime, Rachel E. Haurwitz, Jeffrey Long-McGie, Jason V. O'Byrne, Natalie R. Sacks identifying Corporate Parent None for Caribou Biosciences, Inc.. (Shapiro, Jonathan) (Filed on 5/5/2023)
May 5, 2023 Filing 6 NOTICE of Appearance by Jonathan Acker Shapiro (Shapiro, Jonathan) (Filed on 5/5/2023)
April 13, 2023 Filing 5 Summons Issued as to Scott Braunstein, Caribou Biosciences, Inc., Ryan Fischesser, Andrew Guggenhime, Rachel E. Haurwitz, Jeffrey Long-McGie, Jason V. O'Byrne, Natalie R. Sacks. (anj, COURT STAFF) (Filed on 4/13/2023)
April 12, 2023 Filing 4 Proposed Summons. (Rosen, Laurence) (Filed on 4/12/2023)
April 12, 2023 Filing 3 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 7/3/2023. Initial Case Management Conference set for 7/10/2023 02:00 PM in Oakland, Courtroom 1, 4th Floor. (anj, COURT STAFF) (Filed on 4/12/2023)
April 12, 2023 Filing 2 Case assigned to Judge Yvonne Gonzalez Rogers. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (cjl, COURT STAFF) (Filed on 4/12/2023)
April 11, 2023 Filing 1 COMPLAINT with Jury Demand (No Process) against All Defendants ( Filing fee $ 402, receipt number ACANDC-18162573.). Filed by Ron Bergman. (Attachments: #1 Exhibit Certification and Schedule A, #2 Civil Cover Sheet Civil Cover Sheet)(Rosen, Laurence) (Filed on 4/11/2023) Modified on 4/12/2023 (anj, COURT STAFF).

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Plaintiff: Ron Bergman
Represented By: Laurence Matthew Rosen
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Defendant: Caribou Biosciences, Inc.
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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Defendant: Rachel E. Haurwitz
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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Defendant: Jason V. O'Byrne
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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Defendant: Ryan Fischesser
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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Defendant: Scott Braunstein
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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Defendant: Andrew Guggenhime
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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Defendant: Jeffrey Long-McGie
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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Defendant: Natalie R. Sacks
Represented By: Jonathan Acker Shapiro
Represented By: Adam Slutsky
Represented By: Jennifer B Luz
Represented By: Katherine McKenney
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