Swiskay et al v. Wachovia Corporation et al
Plaintiff: Michael Swiskay and Norman Levin
Defendant: Wachovia Corporation, Wachovia Capital Trust IV, Wachovia Capital Trust X, G. Kennedy Thompson, Mark C. Treanor, Thomas J. Wurtz, Peter M. Carlson, John D. Baker, II, Robert J. Brown, Peter C. Browning, John T. Casteen, III, Jerome A. Gitt, William H. Goodwin, Jr., Maryellen C. Herringer, Robert A. Ingram, Donald M. James, Mackey J. McDonald, Joseph Neubauer, Timothy D. Proctor, Ernest S. Rady, Van L. Richey, Ruth G. Shaw, Lanty L. Smith, John C. Whitaker, Jr., Dona Davis Young, Wachovia Capital Markets, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated and UBS Securities LLC
Case Number: 5:2009cv01000
Filed: March 6, 2009
Court: US District Court for the Northern District of California
Office: San Jose Office
County: San Francisco
Presiding Judge: Howard R. Lloyd
Presiding Judge: Ronald M. Whyte
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 28:1441
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 12, 2009 Opinion or Order Filing 12 STIPULATION AND ORDER continuing the Initial Case Management Conference to 8/20/2009 at 02:30 PM. Signed by Judge Phyllis J. Hamilton on 06/12/09. (rbe, COURT STAFF) (Filed on 6/12/2009)
March 18, 2009 Opinion or Order Filing 9 ORDER re 5 Stipulation,,, filed by Peter M. Carlson, John C. Whitaker, Jr., Donald M. James, Robert J. Brown, Ernest S. Rady, Lanty L. Smith, Dona Davis Young, Timothy D. Proctor, John T. Casteen, III, Wachovia Capital Markets, LLC, Wachovia Capita l Trust IV, Mark C. Treanor, Maryellen C. Herringer, Ruth G. Shaw, G. Kennedy Thompson, Robert A. Ingram, William H. Goodwin, Jr., John D. Baker, II, Wachovia Capital Trust X, Peter C. Browning, Jerome A. Gitt, Van L. Richey, Thomas J. Wurtz, Mackey J. McDonald, Wachovia Corporation, Joseph Neubauer. Signed by Judge Phyllis J. Hamilton on 3/18/09. (nah, COURT STAFF) (Filed on 3/18/2009)
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Search for this case: Swiskay et al v. Wachovia Corporation et al
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Plaintiff: Michael Swiskay
Represented By: Lionel Z. Glancy
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Plaintiff: Norman Levin
Represented By: Lionel Z. Glancy
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Defendant: Wachovia Corporation
Represented By: Robert Leo Dell Angelo
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Defendant: Wachovia Capital Trust IV
Represented By: Robert Leo Dell Angelo
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Defendant: Wachovia Capital Trust X
Represented By: Robert Leo Dell Angelo
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Defendant: G. Kennedy Thompson
Represented By: Robert Leo Dell Angelo
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Defendant: Mark C. Treanor
Represented By: Robert Leo Dell Angelo
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Defendant: Thomas J. Wurtz
Represented By: Robert Leo Dell Angelo
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Defendant: Peter M. Carlson
Represented By: Robert Leo Dell Angelo
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Defendant: John D. Baker, II
Represented By: Robert Leo Dell Angelo
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Defendant: Robert J. Brown
Represented By: Robert Leo Dell Angelo
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Defendant: Peter C. Browning
Represented By: Robert Leo Dell Angelo
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Defendant: John T. Casteen, III
Represented By: Robert Leo Dell Angelo
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Defendant: Jerome A. Gitt
Represented By: Robert Leo Dell Angelo
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Defendant: William H. Goodwin, Jr.
Represented By: Robert Leo Dell Angelo
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Defendant: Maryellen C. Herringer
Represented By: Robert Leo Dell Angelo
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Defendant: Robert A. Ingram
Represented By: Robert Leo Dell Angelo
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Defendant: Donald M. James
Represented By: Robert Leo Dell Angelo
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Defendant: Mackey J. McDonald
Represented By: Robert Leo Dell Angelo
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Defendant: Joseph Neubauer
Represented By: Robert Leo Dell Angelo
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Defendant: Timothy D. Proctor
Represented By: Robert Leo Dell Angelo
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Defendant: Ernest S. Rady
Represented By: Robert Leo Dell Angelo
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Defendant: Van L. Richey
Represented By: Robert Leo Dell Angelo
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Defendant: Ruth G. Shaw
Represented By: Robert Leo Dell Angelo
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Defendant: Lanty L. Smith
Represented By: Robert Leo Dell Angelo
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Defendant: John C. Whitaker, Jr.
Represented By: Robert Leo Dell Angelo
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Defendant: Dona Davis Young
Represented By: Robert Leo Dell Angelo
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Defendant: Wachovia Capital Markets, LLC
Represented By: Robert Leo Dell Angelo
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Defendant: Citigroup Global Markets Inc.
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Defendant: Merrill Lynch
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Defendant: Pierce Fenner & Smith Incorporated
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Defendant: Morgan Stanley & Co. Incorporated
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Defendant: UBS Securities LLC
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