Securities and Exchange Commission v. Hu et al
Plaintiff: Securities and Exchange Commission
Defendant: Albert K. Hu, Asenqua, Inc., Asenqua Capital Management, LLC, AQC Asset Management, Ltd and Fireside Capital Management, Ltd.
Case Number: 5:2009cv01177
Filed: March 18, 2009
Court: US District Court for the Northern District of California
Office: Securities/Commodities Office
County: Santa Clara
Presiding Judge: Richard Seeborg
Presiding Judge: Ronald M. Whyte
Nature of Suit: None
Cause of Action: U.S. Government Plaintiff
Jury Demanded By: 15:77 Securities Fraud

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
April 26, 2013 Opinion or Order Filing 107 Order by Hon. Ronald M. Whyte granting 101 Motion for Final Judgment Against All Defendants(rmwlc1, COURT STAFF) (Filed on 4/26/2013) Modified on 4/26/2013 (rmwlc1, COURT STAFF).
January 16, 2013 Opinion or Order Filing 98 STIPULATION AND ORDER 95 to Reschedule Settlement Conference: Settlement Conference set for 5/17/2013 09:30 AM in Courtroom C, 15th Floor, San Francisco before Magistrate Judge Laurel Beeler. Signed by Judge Ronald M. Whyte on 1/16/13. (jg, COURT STAFF) (Filed on 1/16/2013)
October 6, 2011 Opinion or Order Filing 85 STIPULATION AND ORDER 84 to Reschedule Case Management Conference: Case Management Conference set for 4/13/2012 10:30 AM in Courtroom 6, 4th Floor, San Jose. Signed by Judge Ronald M. Whyte on 10/6/11. (jg, COURT STAFF) (Filed on 10/6/2011)
June 15, 2011 Opinion or Order Filing 81 STIPULATION AND ORDER to Reschedule the Case Management Conference: Case Management Conference set for 10/7/2011 10:30 AM in Courtroom 6, 4th Floor, San Jose. Signed by Judge Ronald M. Whyte on 6/15/11. (jg, COURT STAFF) (Filed on 6/15/2011)
June 4, 2010 Opinion or Order Filing 65 ORDER by Judge Whyte granting 59 Motion to Withdraw as Attorney. Attorney George G. Benetatos and Alex Chinhyung Park terminated (rmwlc3, COURT STAFF) (Filed on 6/4/2010)
December 3, 2009 Opinion or Order Filing 51 STIPULATION AND ORDER re 49 to Continue Case Management Conference: Case Management Conference set for 1/8/2010 10:30 AM in Courtroom 6, 4th Floor, San Jose. Signed by Judge Ronald M. Whyte on 12/3/09. (jg, COURT STAFF) (Filed on 12/3/2009)
March 27, 2009 Opinion or Order Filing 33 ORDER Granting 29 Motion for Preliminary Injunction. Signed by Judge Ronald M. Whyte on 3/27/09. (jg, COURT STAFF) (Filed on 3/27/2009)
March 19, 2009 Opinion or Order Filing 27 ORDER TO SHOW CAUSE regarding 7 Ex Parte Application for Temporary Restraining Order and for Order to Show Cause. Order to Show Cause Hearing set for 3/27/2009 09:00 AM. Show Cause Response due by 3/26/2009. Signed by Judge Whyte on 03/19/09. (rmwlc2, COURT STAFF) (Filed on 3/19/2009)
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Plaintiff: Securities and Exchange Commission
Represented By: Robert Lootfi Tashjian
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Defendant: Albert K. Hu
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Defendant: Asenqua, Inc.
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Defendant: Asenqua Capital Management, LLC
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Defendant: AQC Asset Management, Ltd
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Defendant: Fireside Capital Management, Ltd.
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