Securities and Exchange Commission v. Small Business Capital Corp. et al

Plaintiff:	Securities and Exchange Commission
Defendant:	SBC Portfolio Fund, LLC, Small Business Capital Corp.,, Investors Prime Fund, LLC, USA, California Business Bank and Mark Feathers
Interested Party:	Natalie Feathers and U.S. Small Business Administration
Claimant:	BusinessUS, LLC
Receiver:	Thomas A. Seaman
Not Classified By Court:	Stephen D. Pahl
Case Number:	5:2012cv03237
Filed:	June 21, 2012
Court:	US District Court for the Northern District of California
Office:	San Jose Office
County:	Los Angeles
Presiding Judge:	Edward J Davila
Referring Judge:	Paul Singh Grewal
2 Judge:	Susan van Keulen
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 77 Securities Fraud
Jury Demanded By:	Defendant

Date Filed	Document Text
October 31, 2023	Filing 1414 ORDER Denying #1411 Motion to Reopen Case. Signed by Judge Edward J. Davila on 10/31/2023. (crr, COURT STAFF) (Filed on 10/31/2023)
August 31, 2023	Filing 1413 REPLY (re #1411 MOTION to Reopen Case on the basis of new arguments justifying relief ) Rule 60 basis filed byMark Feathers. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Feathers, Mark) (Filed on 8/31/2023)
August 25, 2023	Filing 1412 OPPOSITION/RESPONSE (re #1411 MOTION to Reopen Case on the basis of new arguments justifying relief ) filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 8/25/2023)
August 4, 2023	Filing 1411 MOTION to Reopen Case on the basis of new arguments justifying relief filed by Mark Feathers. (Feathers, Mark) (Filed on 8/4/2023)
October 6, 2022	Filing 1410 Related Case ORDER: case is not related. Signed by Judge Edward J. Davila on 10/6/2022. (ejdlc3, COURT STAFF) (Filed on 10/6/2022)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
October 5, 2022	Filing 1409 Judicial Referral for Purpose of Determining Relationship of Cases re Case No. 22-5756. Signed by Judge Susan van Keulen on 10/5/2022. (svklc1, COURT STAFF) (Filed on 10/5/2022)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
July 15, 2022	Filing 1408 Order Denying #1404 Motion for Permanent Injunction. Signed by Judge Edward J. Davila on 7/15/2022. (ejdlc3, COURT STAFF) (Filed on 7/15/2022)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
July 10, 2022	Filing 1407 REPLY (re #1404 Request for Permanent Injunction against the U.S. Securities and Exchange Commission ) for SEC Violations of the Administrative Procedures Act, filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit)(Feathers, Mark) (Filed on 7/10/2022)
July 8, 2022	Filing 1406 OPPOSITION/RESPONSE (re #1404 Request for Permanent Injunction against the U.S. Securities and Exchange Commission ) filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 7/8/2022)
June 25, 2022	Filing 1405 Certificate of Service For Request for Injunction served on Lynn Dean, Esq, SEC on 6-25-22, filed by Mark Feathers. (Feathers, Mark) (Filed on 6/25/2022) Modified on 6/27/2022 (gba, COURT STAFF).
June 25, 2022	Filing 1404 Request for Permanent Injunction against the U.S. Securities and Exchange Commission filed by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit)(Feathers, Mark) (Filed on 6/25/2022) Modified on 6/27/2022 (gba, COURT STAFF).
February 14, 2022	Filing 1403 NOTICE of Change of Address by Mark Feathers (Attachments: #1 Envelope) (gba, COURT STAFF) (Filed on 2/14/2022)
January 19, 2022	Filing 1402 MANDATE of USCA. The judgment of this Court, entered October 12, 2021, takes effect this date. This constitutes the formal mandate of this Court issued pursuant to Rule 41(a) of the Federal Rules of Appellate Procedure. as to #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers (bw, COURT STAFF) (Filed on 1/19/2022)
January 11, 2022	Filing 1401 ORDER of USCA as to #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers. (gba, COURT STAFF) (Filed on 1/11/2022)
October 12, 2021	Filing 1400 ORDER of USCA as to #593 Notice of Appeal to the Ninth Circuit, filed by Mark Feathers. A review of the record and the opening brief indicates that the questions raised in this appeal are so insubstantial as not to require further argument. We therefore grant the motion for summary affirmance (Docket Entry No. 13) of the district courts orders denying relief from judgment. See United States v. Hooton, 693 F.2d 857, 858 (9th Cir. 1982) (stating standard). All other pending motions are denied as moot. AFFIRMED. (bwS, COURT STAFF) (Filed on 10/12/2021)
May 11, 2021	Filing 1399 Appeal Remark - Received notification from District Court re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 05/05/2021re #1395 Notice of Appeal to the Ninth Circuit : (cvS, COURT STAFF) (Filed on 5/11/2021)
May 5, 2021	Filing 1398 ORDER of USCA as to #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/5/2021)
May 5, 2021	Filing 1397 USCA Appeal Fees received $ 505 receipt number 54611018631 re #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers (Attachments: #1 Envelope)(cvS, COURT STAFF) (Filed on 5/5/2021)
April 26, 2021	Filing 1396 USCA Case Number 21-15721 9th Circuit Court of Appeals Payment of the $505 docketing and filing fees is past due. Failure to correct this deficiency may result in the dismissal of this case for failure to prosecute. See 9thCir. R. 42-1. The fee is payable to the District Court. for #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers. (cvS, COURT STAFF) (Filed on 4/26/2021)
April 15, 2021	Filing 1395 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Order on Motion for Miscellaneous Relief, #1392 , Order, #1393 (Appeal fee FEE NOT PAID.) Appeal (Feathers, Mark) (Filed on 4/15/2021)
April 8, 2021	Filing 1394 OBJECTIONS to re #1393 Order, Rule 46 Objection to Denial of Judicial Notice by Mark Feathers. (Feathers, Mark) (Filed on 4/8/2021)
April 8, 2021	Filing 1393 ORDER DENYING MOTION FOR RELIEF FROM JUDGMENT AND MOTIONS FOR JUDICIAL NOTICE. Signed by Edward J. Davila on 4/8/2021. (ejdlc4S, COURT STAFF) (Filed on 4/8/2021)
March 18, 2021	Filing 1392 ORDER Denying #1285 Motions For Relief From Judgment, Motion for Injunction on Plaintiff, and Motion for Judicial Notice. Signed by Judge Edward J. Davila on 3/18/2021. (ejdlc3S, COURT STAFF) (Filed on 3/18/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
March 15, 2021	Filing 1391 (Text Only) CLERKS NOTICE TAKING MOTIONS UNDER SUBMISSION WITHOUT ORAL ARGUMENT. The Motion Re Order on Motion for Summary Judgment(Docket Item No. #1285 ) and Motion to Amend/Correct (Docket Item No. #1361 ) before Judge Edward J. Davila previously noticed for 3/18/2021 at 9:00 AM have been taken under submission without oral argument pursuant to Civ. L.R. 7-1(b). The 3/18/2021 hearing is VACATED NO APPEARANCE NECESSARY. The Court to issue further Order on the submitted motions. This is a text only docket entry, there is no document associated with this notice. (amkS, COURT STAFF) (Filed on 3/15/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
January 30, 2021	Filing 1390 REPLY (re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief ) Response to SEC Opposition to Defendant's motion for relief filed byMark Feathers. (Feathers, Mark) (Filed on 1/30/2021)
January 29, 2021	Filing 1389 OPPOSITION/RESPONSE (re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/29/2021)
January 28, 2021	Filing 1388 OBJECTIONS to re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, by Mark Feathers. (Feathers, Mark) (Filed on 1/28/2021)
January 14, 2021	Filing 1387 ORDER RE MISCELLANEOUS MOTIONS #1372 #1376 #1378 . Signed by Judge Edward J. Davila on 1/14/2021. (ejdlc3S, COURT STAFF) (Filed on 1/14/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
January 14, 2021	Filing 1386 REPLY (re #1381 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) Amended Reply to SEC Opposition to Judicial Notice filed byMark Feathers. (Feathers, Mark) (Filed on 1/14/2021)
January 14, 2021	Filing 1385 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Feathers, Mark) (Filed on 1/14/2021)
January 14, 2021	Filing 1384 OPPOSITION/RESPONSE (re #1381 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/14/2021)
January 11, 2021	Filing 1383 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Feathers, Mark) (Filed on 1/11/2021)
January 11, 2021	Filing 1382 OPPOSITION/RESPONSE (re #1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/11/2021)
January 10, 2021	Filing 1381 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Responses due by 1/14/2021. (Attachments: #1 Exhibit 1)(Feathers, Mark) (Filed on 1/10/2021)
January 6, 2021	Filing 1380 REPLY (re #1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas ) filed byMark Feathers. (Feathers, Mark) (Filed on 1/6/2021)
January 6, 2021	Filing 1379 OPPOSITION/RESPONSE (re #1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas ) filed byU.S. Small Business Administration. (Attachments: #1 Exhibit A)(Adams, Eric) (Filed on 1/6/2021)
January 5, 2021	Filing 1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas filed by Mark Feathers. Responses due by 1/11/2021. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Feathers, Mark) (Filed on 1/5/2021)
January 4, 2021	Filing 1377 OPPOSITION/RESPONSE (re #1376 First ADMINISTRATIVE MOTION Approval of Subpoena re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Moti ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/4/2021)
December 31, 2020	Filing 1376 First ADMINISTRATIVE MOTION Approval of Subpoena re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Responses due by 1/4/2021. (Feathers, Mark) (Filed on 12/31/2020)
December 25, 2020	Filing 1375 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) Refiled Reply Brief filed byMark Feathers. (Feathers, Mark) (Filed on 12/25/2020)
December 22, 2020	Filing 1374 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, , #1365 First ADMINISTRATIVE MOTION re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extrao, #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief, #1372 First ADMINISTRATIVE MOTION Request for Judicial Notice and for Leave to File Request for Legal Fees re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Reconsid ) filed byMark Feathers. (Feathers, Mark) (Filed on 12/22/2020)
December 21, 2020	Filing 1373 OPPOSITION/RESPONSE (re #1372 First ADMINISTRATIVE MOTION Request for Judicial Notice and for Leave to File Request for Legal Fees re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Reconsid ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 12/21/2020)
December 15, 2020	Filing 1372 First ADMINISTRATIVE MOTION Request for Judicial Notice and for Leave to File Request for Legal Fees re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Reconsideration of Denial of Legal Fees filed by Mark Feathers. Responses due by 12/21/2020. (Feathers, Mark) (Filed on 12/15/2020)
December 9, 2020	Filing 1371 ORDER RE MISCELLANEOUS MOTIONS #1362 , #1363 , [ 1368]. Signed by Judge Edward J. Davila on 12/9/2020. (ejdlc3S, COURT STAFF) (Filed on 12/9/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
December 8, 2020	Filing 1370 ERRATA re #1368 First ADMINISTRATIVE MOTION Clarification on Prior Court Order re #1257 USCA Order,,,, Request for Clarification Second Errata to Admin Motion, Docket 1368 by Mark Feathers. (Feathers, Mark) (Filed on 12/8/2020)
December 8, 2020	Filing 1369 ERRATA re #1367 First ADMINISTRATIVE MOTION Request for Judicial Notice re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule by Mark Feathers. (Feathers, Mark) (Filed on 12/8/2020)
December 8, 2020	Filing 1368 First ADMINISTRATIVE MOTION Clarification on Prior Court Order re #1257 USCA Order,,,, Request for Clarification filed by Mark Feathers. Responses due by 12/14/2020. (Feathers, Mark) (Filed on 12/8/2020)
November 23, 2020	Filing 1367 First ADMINISTRATIVE MOTION Request for Judicial Notice re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Responses due by 11/27/2020. (Feathers, Mark) (Filed on 11/23/2020)
November 22, 2020	Filing 1366 ERRATA re #1364 Declaration in Support, Errata refiled motion by Mark Feathers. (Feathers, Mark) (Filed on 11/22/2020)
November 22, 2020	Filing 1365 First ADMINISTRATIVE MOTION re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Request for Judicial Notice IPF filed by Mark Feathers. Responses due by 11/27/2020. (Feathers, Mark) (Filed on 11/22/2020)
November 21, 2020	Filing 1364 Declaration of Mark Feathers in Support of #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Declarations to Rule 60(b)(6) Motion for Relief filed byMark Feathers. (Related document(s) #1361 ) (Feathers, Mark) (Filed on 11/21/2020)
November 18, 2020	Filing 1363 First ADMINISTRATIVE MOTION re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief , MOTION for Extension of Time to File , MOTION for Extension of Time to File Response/Reply as to #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Responses due by 11/23/2020. (Feathers, Mark) (Filed on 11/18/2020)
November 18, 2020	Filing 1362 First MOTION for Extension of Time to File Response/Reply as to #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. (Feathers, Mark) (Filed on 11/18/2020)
November 18, 2020	Filing 1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Motion Hearing set for 3/18/2021 09:00 AM in San Jose, - To be determined before Judge Edward J. Davila. Responses due by 12/2/2020. Replies due by 12/9/2020. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Exhibit 3)(Feathers, Mark) (Filed on 11/18/2020)
November 16, 2020	Filing 1360 OBJECTIONS to re #1340 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Objection on Denial for Leave to Refile for Relief on Disgorgement by Mark Feathers. (Feathers, Mark) (Filed on 11/16/2020)
November 10, 2020	Filing 1359 OBJECTIONS to re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Fed.R.Civ.P. 46 Objections by Mark Feathers. (Feathers, Mark) (Filed on 11/10/2020)
November 10, 2020	Filing 1358 Certificate of Interested Entities by Mark Feathers re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, (Feathers, Mark) (Filed on 11/10/2020)
November 10, 2020	Filing 1357 ORDER denying #1339 Administrative Motion ; denying #1345 Administrative Motion ; denying #1346 Administrative Motion ; denying #1347 Administrative Motion ; denying #1348 Administrative Motion ; denying #1351 Administrative Motion ; granting #1352 Motion for Leave to File Excess Pages. Signed by Judge Edward J. Davila on 11/10/2020. (ejdlc3S, COURT STAFF) (Filed on 11/10/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
November 9, 2020	Filing 1356 EXHIBITS re #1355 Reply to Opposition/Response,,,, Exhibits to Omnibus Reply to SEC Opposition filed byMark Feathers. (Attachments: #1 Exhibit 7, #2 Exhibit 8, #3 Exhibit 9, #4 Exhibit 10)(Related document(s) #1355 ) (Feathers, Mark) (Filed on 11/9/2020)
November 9, 2020	Filing 1355 REPLY (re #1346 First ADMINISTRATIVE MOTION Request for A Monsanto Hearing Date re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Adm, #1347 First ADMINISTRATIVE MOTION Court Approval to Issue Subpoenas for Rule 60(b)(6) Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,, #1348 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Defendant's Admin Motion to Subpo, #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed byMark Feathers. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Feathers, Mark) (Filed on 11/9/2020)
November 9, 2020	Filing 1354 OPPOSITION/RESPONSE (re #1347 First ADMINISTRATIVE MOTION Court Approval to Issue Subpoenas for Rule 60(b)(6) Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,, #1348 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Defendant's Admin Motion to Subpo ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 11/9/2020)
November 9, 2020	Filing 1353 OPPOSITION/RESPONSE (re #1346 First ADMINISTRATIVE MOTION Request for A Monsanto Hearing Date re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Adm ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 11/9/2020)
November 8, 2020	Filing 1352 First MOTION for Leave to File Excess Pages on Opening Brief for Rule 60(b)(6) motion filed by Mark Feathers. (Feathers, Mark) (Filed on 11/8/2020)
November 7, 2020	Filing 1351 First ADMINISTRATIVE MOTION Judicial Notice of Email Communications re #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Responses due by 11/12/2020. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Feathers, Mark) (Filed on 11/7/2020)
November 6, 2020	Filing 1350 REPLY (re #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed byMark Feathers. (Attachments: #1 Exhibit Communications with Counsel)(Feathers, Mark) (Filed on 11/6/2020)
November 5, 2020	Filing 1349 OPPOSITION/RESPONSE (re #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 11/5/2020)
November 5, 2020	Filing 1348 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Defendant's Admin Motion to Subpoena Government Witnesses filed by Mark Feathers. Responses due by 11/9/2020. (Feathers, Mark) (Filed on 11/5/2020)
November 5, 2020	Filing 1347 First ADMINISTRATIVE MOTION Court Approval to Issue Subpoenas for Rule 60(b)(6) Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Request for Court Approval to Issue Subpoenas and to Produce Witness Testimony filed by Mark Feathers. Responses due by 11/9/2020. (Feathers, Mark) (Filed on 11/5/2020)
November 4, 2020	Filing 1346 First ADMINISTRATIVE MOTION Request for A Monsanto Hearing Date re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Admin Motion Request For A Monsanto Hearing Date filed by Mark Feathers. Responses due by 11/9/2020. (Feathers, Mark) (Filed on 11/4/2020)
November 1, 2020	Filing 1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Admin Motion for Court to Redirect Portion of Legal Fees Reserve filed by Mark Feathers. Responses due by 11/5/2020. (Feathers, Mark) (Filed on 11/1/2020)
October 28, 2020	Filing 1344 REPLY (re #1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations ) Amended Reply to SEC Opposition to Admin Motion filed byMark Feathers. (Feathers, Mark) (Filed on 10/28/2020)
October 28, 2020	Filing 1343 REPLY (re #1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations ) Reply to SEC Opposition to Defendant's Request for Judicial Notice of Expert's Report filed byMark Feathers. (Feathers, Mark) (Filed on 10/28/2020)
October 28, 2020	Filing 1342 OPPOSITION/RESPONSE (re #1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/28/2020)
October 27, 2020	Filing 1341 First ADMINISTRATIVE MOTION Stay Initial Case Management and ADR's re #1340 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Request for Stay of Initial Case Management and ADR's filed by Mark Feathers. Responses due by 11/2/2020. (Feathers, Mark) (Filed on 10/27/2020)
October 26, 2020	Filing 1340 ORDER RE ADMINISTRATIVE MOTIONS #1324 ; #1327 ; #1330 ; #1332 . Signed by Judge Edward J. Davila on 10/26/2020. (ejdlc3S, COURT STAFF) (Filed on 10/26/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
October 24, 2020	Filing 1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations filed by Mark Feathers. Responses due by 10/28/2020. (Feathers, Mark) (Filed on 10/24/2020)
October 20, 2020	Filing 1338 ERRATA re #1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues Notification of no additional time requested to file opening brief by Mark Feathers. (Feathers, Mark) (Filed on 10/20/2020)
October 19, 2020	Filing 1337 REPLY (re #1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings, #1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues, #1330 First ADMINISTRATIVE MOTION Motion for Leave to Refile for Relief on Monetary Remedies re #622 Order on Motion for Permanent Injunction in predicate Civil Proceedings, #1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings ) Omnibus Reply to Oppositions filed byMark Feathers. (Attachments: #1 Exhibit 1)(Feathers, Mark) (Filed on 10/19/2020)
October 19, 2020	Filing 1336 OPPOSITION/RESPONSE (re #1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)
October 19, 2020	Filing 1335 OPPOSITION/RESPONSE (re #1330 First ADMINISTRATIVE MOTION Motion for Leave to Refile for Relief on Monetary Remedies re #622 Order on Motion for Permanent Injunction in predicate Civil Proceedings ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)
October 19, 2020	Filing 1334 OPPOSITION/RESPONSE (re #1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)
October 19, 2020	Filing 1333 OPPOSITION/RESPONSE (re #1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)
October 19, 2020	Filing 1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues filed by Mark Feathers. Responses due by 10/23/2020. (Feathers, Mark) (Filed on 10/19/2020)
October 19, 2020	Filing 1331 ERRATA re #1320 Order on Motion for Leave to File Excess Pages,, Order on Administrative Motion per Civil Local Rule 7-11,,, Corrected Reference to Court's Order No. by Mark Feathers. (Feathers, Mark) (Filed on 10/19/2020)
October 19, 2020	Filing 1330 First ADMINISTRATIVE MOTION Motion for Leave to Refile for Relief on Monetary Remedies re #622 Order on Motion for Permanent Injunction in predicate Civil Proceedings filed by Mark Feathers. Responses due by 10/23/2020. (Feathers, Mark) (Filed on 10/19/2020)
October 15, 2020	Filing 1329 ERRATA re #1328 Declaration in Support, of Request for Clarification by Mark Feathers. (Feathers, Mark) (Filed on 10/15/2020)
October 15, 2020	Filing 1328 Declaration of Mark Feathers in Support of #1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings Declarations filed byMark Feathers. (Related document(s) #1327 ) (Feathers, Mark) (Filed on 10/15/2020)
October 15, 2020	Filing 1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings filed by Mark Feathers. Responses due by 10/19/2020. (Feathers, Mark) (Filed on 10/15/2020)
October 15, 2020	Filing 1326 ERRATA re #1325 Declaration in Support, Exhibit email request to SEC for documents by Mark Feathers. (Feathers, Mark) (Filed on 10/15/2020)
October 15, 2020	Filing 1325 Declaration of Mark Feathers in Support of #1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings filed byMark Feathers. (Related document(s) #1324 ) (Feathers, Mark) (Filed on 10/15/2020)
October 15, 2020	Filing 1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings filed by Mark Feathers. Responses due by 10/19/2020. (Feathers, Mark) (Filed on 10/15/2020)
October 13, 2020	Filing 1323 Order Granting #1321 Motion For An Extension of Time. Signed by Judge Edward J. Davila on 10/13/2020. (ejdlc3S, COURT STAFF) (Filed on 10/13/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
October 13, 2020	***Set/Reset Deadlines per ECF #1323 Order as to #1285 Motion re #591 Order on Motion for Summary Judgment. Supplemental Reply due by 2/4/2021. Motion Hearing set for 3/18/2021 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. (amkS, COURT STAFF) (Filed on 10/13/2020)
October 5, 2020	Filing 1322 Declaration OF Mark Feathers re #1321 First ADMINISTRATIVE MOTION Additional Time to File Brief Under Civil L.R. 6-1(b) re #1285 MOTION re #591 Order on Motion for Summary Judgment, Order on Motion for Partial Summary Judgment, Order on Motion for Miscellaneous Relief, Declarations to Accompany Admin Motion by Mark Feathers. (Feathers, Mark) (Filed on 10/5/2020) Modified on 10/5/2020 (cv, COURT STAFF).
October 5, 2020	Filing 1321 First ADMINISTRATIVE MOTION Additional Time to File Brief Under Civil L.R. 6-1(b) re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, 1285 filed by Mark Feathers. Responses due by 10/9/2020. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Feathers, Mark) (Filed on 10/5/2020)
October 5, 2020	#Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re: #1322 Errata, filed by Mark Feathers (cv, COURT STAFF) (Filed on 10/5/2020)
October 1, 2020	***Set/Reset Deadlines per ECF #1320 Order: as to #1285 Motion re #591 Order on Motion for Summary Judgment. Replies due by 10/30/2020. Motion Hearing set for 12/3/2020 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. (amkS, COURT STAFF) (Filed on 10/1/2020)
October 1, 2020	Filing 1320 ORDER RE #1289 Motion for Leave to File Excess Pages; #1309 Administrative Motion ; #1318 Administrative Motion. Signed by Judge Edward J. Davila on 10/1/2020. (ejdlc3S, COURT STAFF) (Filed on 10/1/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
September 30, 2020	Filing 1318 First ADMINISTRATIVE MOTION Permission Under Local C.R. 7-11 To Refile Reply Brief to Comply with Local C.R. 7-3 re #1295 Reply to Opposition/Response, 1288 filed by Mark Feathers. Responses due by 10/5/2020. (Feathers, Mark) (Filed on 9/30/2020)
September 29, 2020	Filing 1317 Declaration of R Peter Griffith in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Declarations of R Peter Griffith)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)
September 29, 2020	Filing 1316 Declaration of Frank Napoli in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Declarations of Frank Napoli)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)
September 29, 2020	Filing 1315 Declaration of Mark Feathers in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Statement of Facts IV to Amended Declarations to Amended Reply Brief (Docket 1295))(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)
September 29, 2020	Filing 1314 Declaration of Mark Feathers in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Errata of Supplemental Facts)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)
September 28, 2020	Filing 1319 Letter from William Wakeman re Acceptance of Stalker Report. (bwS, COURT STAFF) (Filed on 9/28/2020)
September 28, 2020	Filing 1313 Declaration in Support of #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed byMark Feathers. (Attachments: #1 Declarations)(Related document(s) #1285 ) (Feathers, Mark) (Filed on 9/28/2020)
September 28, 2020	Filing 1312 Declaration in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/28/2020)
September 28, 2020	Filing 1311 Declaration of Mark Feathers in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/28/2020)
September 28, 2020	Filing 1310 ERRATA re #1295 Reply to Opposition/Response, by Mark Feathers. (Feathers, Mark) (Filed on 9/28/2020)
September 27, 2020	Filing 1309 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Responses due by 10/1/2020. (Feathers, Mark) (Filed on 9/27/2020)
September 27, 2020	Filing 1308 ERRATA re #1295 Reply to Opposition/Response, by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit, #14 Exhibit, #15 Exhibit, #16 Exhibit, #17 Exhibit, #18 Exhibit, #19 Exhibit, #20 Exhibit, #21 Exhibit, #22 Exhibit, #23 Exhibit, #24 Exhibit, #25 Exhibit, #26 Exhibit, #27 Exhibit, #28 Exhibit, #29 Exhibit, #30 Exhibit, #31 Exhibit, #32 Exhibit)(Feathers, Mark) (Filed on 9/27/2020)
September 27, 2020	Filing 1307 Declaration in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/27/2020)
September 25, 2020	Filing 1306 Request for Judicial Notice re #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020)
September 25, 2020	Filing 1305 Request for Judicial Notice re #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Exhibit Exhibit 1)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020)
September 25, 2020	Filing 1304 ERRATA by Mark Feathers. (Feathers, Mark) (Filed on 9/25/2020)
September 25, 2020	Filing 1303 ERRATA by Mark Feathers. (Feathers, Mark) (Filed on 9/25/2020)
September 25, 2020	Filing 1302 ERRATA by Mark Feathers. (Feathers, Mark) (Filed on 9/25/2020)
September 25, 2020	Filing 1301 EXHIBITS re #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Exhibit 3, #4 Exhibit Exhibit 4, #5 Exhibit Exhibit 5)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020) Locked per filer's request. Modified on 9/25/2020 (ddkS, COURT STAFF).
September 25, 2020	Filing 1300 Declaration in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020)
September 24, 2020	Filing 1299 Minute Entry for proceedings held before Judge Edward J. Davila: Motion to Modify Order #1279 Hearing held on 9/24/2020 via Zoom Webinar remotely. The Court heard from the Parties. Court to issue the order. Plaintiff Attorney: John Bulgozdy, Counsel for Receiver Thomas Seaman. Defendant Attorney: Mark Feathers (Pro Se). AUSA: Marissa Harris. Total Time in Court:9:38-10:26am(48 Mins.) Court Reporter: Diane Skillman. (This is a text-only entry generated by the court. There is no document associated with this entry.) (amkS, COURT STAFF) (Date Filed: 9/24/2020)
September 24, 2020	Filing 1298 Order Re #1279 Motion to Modify Order Concluding Receivership. Signed by Judge Edward J. Davila on 9/24/2020. (ejdlc3S, COURT STAFF) (Filed on 9/24/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
September 23, 2020	Filing 1297 Exhibits re #1295 Reply to Opposition/Response, by Mark Feathers. (Feathers, Mark) (Filed on 9/23/2020) Modified on 9/23/2020 (cv, COURT STAFF).
September 23, 2020	#Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re: #1297 Errata filed by Mark Feathers (cv, COURT S TAFF) (Filed on 9/23/2020)
September 22, 2020	Filing 1296 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Attachments: #1 Declaration Declarations, #2 Exhibit Exhibit 1, #3 Exhibit Exhibit 2)(Feathers, Mark) (Filed on 9/22/2020)
September 21, 2020	Filing 1295 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Feathers, Mark) (Filed on 9/21/2020)
September 21, 2020	Filing 1294 Response re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, byMark Feathers. (Feathers, Mark) (Filed on 9/21/2020)
September 21, 2020	Filing 1293 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Exhibit 3, #4 Exhibit 3-1, #5 Exhibit 4)(Feathers, Mark) (Filed on 9/21/2020)
September 16, 2020	Filing 1292 CLERKS NOTICE SETTING ZOOM HEARING. Motion Hearing set for 9/24/2020 09:30 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/ejd Court Appearances: Advanced notice is required of counsel or parties who wish to be identified by the court as making an appearance or will be participating in the argument at the hearing. A list of names and emails must be sent to the CRD at EJDcrd@cand.uscourts.gov no later than 9/22/2020 at 12:00 PM PST.*PLEASE NOTE: THE COURT DISCOURAGES THE USE OF A MOBILE PHONE DEVICE AND AIR PODS DUE TO UNSTABLENESS OF CONNECTIVITY AND INAUDIBLE ISSUES FOR THE RECORD*General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/., Set/Reset Deadlines as to Motion Hearing set for 9/24/2020 09:30 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. (This is a text- only entry generated by the court. There is no document associated with this entry.) (amkS, COURT STAFF) (Filed on 9/16/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
September 14, 2020	Filing 1291 RELATED CASE ORDER. Signed by Judge Edward J. Davila on 9/14/2020. (ejdlc3S, COURT STAFF) (Filed on 9/14/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
September 10, 2020	Filing 1290 Order Granting unopposed #1286 Motion for Extension of Time to File Response/Reply. Brief is due 9/21/2020. Signed by Judge Edward J. Davila on 9/10/2020. (ejdlc3S, COURT STAFF) (Filed on 9/10/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
September 10, 2020	***Set/Reset Deadlines per ECF #1290 Order as to #1285 Motion re #591 Order on Motion for Summary Judgment. Reply due by 9/21/2020. (amkS, COURT STAFF) (Filed on 9/10/2020)
September 8, 2020	Filing 1289 MOTION for leave to file excess pages and extension of time to file response from 9/9/20 to 9/11/20 re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment. filed by Mark Feathers. (Feathers, Mark) (Filed on 9/8/2020) Modified on 9/8/2020 (cv, COURT STAFF).
September 8, 2020	#Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re: #1289 First MOTION for Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers (cv, COURT STAFF) (Filed on 9/8/2020)
September 2, 2020	Filing 1288 OPPOSITION/RESPONSE (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 9/2/2020)
August 31, 2020	Filing 1287 Judicial Referral for Purpose of Determining Relationship of Cases re 20-cv-06029-VKD. Signed by Judge Virginia K. DeMarchi on 8/31/2020. (vkdlc1S, COURT STAFF) (Filed on 8/31/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
August 22, 2020	Filing 1286 MOTION for Extension of Time to File Response/Reply filed by Mark Feathers. (Feathers, Mark) (Filed on 8/22/2020)
August 19, 2020	Filing 1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Motion Hearing set for 10/22/2020 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. Responses due by 9/2/2020. Replies due by 9/9/2020. (Attachments: #1 Exhibit Ponzi Article SF Chronicle, #2 Exhibit Forensic exam report - Annette Stalker, CPA)(Feathers, Mark) (Filed on 8/19/2020)
August 12, 2020	Filing 1284 Order granting #1281 Motion for Extension of Time to File Response/Reply. The request for additional time to file the instant brief after the deadline to respond to ECF 1279 has passed is granted. No other briefing is authorized by this Order. Signed by Judge Edward J. Davila on 8/12/2020. (ejdlc3S, COURT STAFF) (Filed on 8/12/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
August 11, 2020	Filing 1283 REQUEST for Additional Time to Response to #1277 and #1279 by Mark Feathers. (Attachments: #1 Envelope)(bwS, COURT STAFF) (Filed on 8/11/2020)
August 7, 2020	Filing 1282 Brief in Support of Motion to Modify Order Concluding Receivership, Dkt, No. 1277, and Allowing Receiver to Destroy Documents and Records filed byThomas A. Seaman. (Related document(s) #1279 ) (Zaro, David) (Filed on 8/7/2020)
August 5, 2020	Filing 1281 REQUEST FOR ADDITIONAL TIME TO RESPOND to Notice of Motion of Receiver Thomas A. Seaman, for Order Modifying Order Concluding Receivership (Docket 1279) AND Defendant's Opposition Filing to Same filed by Mark Feathers. (lmh, COURT STAFF) (Filed on 8/5/2020)
July 31, 2020	Filing 1280 OPPOSITION/RESPONSE Statement of Nonopposition filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/31/2020)
July 17, 2020	Filing 1279 MOTION of Receiver, Thomas A. Seaman, for Order Modifying Order Concluding Receivership As Modified [Dkt. No. 1277] filed by Thomas A. Seaman. Motion Hearing set for 9/24/2020 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. Responses due by 7/31/2020. Replies due by 8/7/2020. (Attachments: #1 Proposed Order)(Zaro, David) (Filed on 7/17/2020)
August 19, 2019	Filing 1278 Mail sent to Mark Feathers returned as undeliverable re #1277 Order on Motion for Miscellaneous Relief,. (cv, COURT STAFF) (Filed on 8/19/2019)
August 9, 2019	Filing 1277 Order granting #1274 Motion to Conclude Receivership. Signed by Judge Edward J. Davila on 8/9/2019. (ejdlc3S, COURT STAFF) (Filed on 8/9/2019) (Additional attachment(s) added on 8/9/2019: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
August 8, 2019	Filing 1276 OPPOSITION (re #1274 MOTION to Conclude Receivership and for Order: Approving Post Closing Accounting and Report; Releasing Feathers Reserve funds; Authorizing Payment of Professional Fees; and Discharging Receiver (with Exhibits A, B and C) ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 8/8/2019)
August 8, 2019	Filing 1275 ERRATA re #1274 MOTION to Conclude Receivership and for Order: Approving Post Closing Accounting and Report; Releasing Feathers Reserve funds; Authorizing Payment of Professional Fees; and Discharging Receiver (with Exhibits A, B and C) by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Zaro, David) (Filed on 8/8/2019)
August 2, 2019	Filing 1274 MOTION to Conclude Receivership and for Order: Approving Post Closing Accounting and Report; Releasing Feathers Reserve funds; Authorizing Payment of Professional Fees; and Discharging Receiver (with Exhibits A, B and C) filed by Thomas A. Seaman. Responses due by 8/16/2019. Replies due by 8/23/2019. (Attachments: #1 Proposed Order)(Zaro, David) (Filed on 8/2/2019)
July 26, 2019	Filing 1273 MANDATE of USCA. The judgment of this Court, entered May 14, 2019, takes effect this date. This constitutes the formal mandate of this Court issued pursuant to Rule 41(a) of the Federal Rules of Appellate Procedure. as to #900 Notice of Appeal filed by Mark Feathers, #1247 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #593 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers (bwS, COURT STAFF) (Filed on 7/26/2019)
July 19, 2019	Filing 1272 ORDER of USCA Filed order amending memorandum - The time for filing any petition for rehearing or rehearing en banc expired June 28, 2019, and no party filed a petition. However, on May 14, 2019, the United States Securities and Exchange Commission (SEC) notified us that an error was made regarding the allocation of costs. No party has responded indicating otherwise. We agree with the SEC. Thus, the memorandum disposition filed May 14, 2019, is amended as follows: The ultimate paragraph of the disposition is amended to read: Costs are to be taxed against Appellant Mark Feathers in Nos. 14-15466, 14-15894, 15-16018, 15-17200, 17- 15923; costs are to be taxed against Appellant Natalie Feathers in No. 14-15831. The parties shall bear their own costs in Nos. 13-17304 and 15-70102. No further suggestions for amendments or changes to the disposition will be entertained. as to #907 USCA Appeal Fees, #900 Notice of Appeal filed by Mark Feathers, #1247 Notice of Appeal filed by Mark Feathers, #1270 #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #593 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers, #1053 Amended Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 7/19/2019)
July 17, 2019	Filing 1271 NOTICE of Change of Address by Mark Feathers (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 7/17/2019)
May 14, 2019	Filing 1270 USCA MEMORANDUM DISPOSITION As to Feathers, AFFIRMED in Nos. 13-17304, 14-15466, 14-15894, 15- 16018, 15-17200, 17-15923, VACATED and REMANDED in No. 15-70102; as to Natalie Feathers, AFFIRMED in No. 14-15831. Costs are to be taxed against Appellant Mark Feathers in Nos. 13-17304, 14- 15466, 14-15894, 15-16018, 15-17200, 17-15923; costs are to be taxed against Appellant Natalie Feathers in No. 14-15831; costs are to be taxed against Respondent SEC in No. 15-70102. as to #900 Notice of Appeal filed by Mark Feathers, #1247 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #593 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers, #1053 Amended Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/14/2019)
May 25, 2018	Filing 1269 NOTICE of Change of Address by Mark Feathers (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 5/25/2018)
December 21, 2017	Filing 1268 Transcript of Proceedings held on 2-25-16, before Judge Edward J. Davila. Court Reporter/Transcriber Lee-Anne Shortridge, telephone number 408-287-4580 email: lee-anne_shortridge@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1263 Transcript Order ) Release of Transcript Restriction set for 3/21/2018. (Related documents(s) #1263 ) (las, ) (Filed on 12/21/2017)
December 15, 2017	Filing 1266 Transcript of Proceedings held on 05/16/2014, before Judge Paul S. Grewal. Court Reporter/Transcriber Summer Fisher, telephone number 408-288-6150 summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1262 Transcript Order ) Release of Transcript Restriction set for 3/15/2018. (Related documents(s) #1262 ) (Fisher, Summer) (Filed on 12/15/2017)
December 15, 2017	Filing 1265 Transcript of Proceedings held on 07/16/2013, before Judge Paul S. Grewal. Court Reporter/Transcriber Summer Fisher, telephone number 408-288-6150 summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 3/15/2018. (Fisher, Summer) (Filed on 12/15/2017)
December 14, 2017	Filing 1264 TRANSCRIPT ORDER for proceedings held on 04/03/2015, 10/22/2013, 05/10/2013 before Judge Edward J. Davila by USA, for Court Reporter Irene Rodriguez. (Scharf, James) (Filed on 12/14/2017)
December 14, 2017	Filing 1263 TRANSCRIPT ORDER for proceedings held on 02/25/2016 before Judge Edward J. Davila by USA, for Court Reporter Lee-Anne Shortridge. (Scharf, James) (Filed on 12/14/2017)
December 14, 2017	Filing 1262 TRANSCRIPT ORDER for proceedings held on 05/16/2014 and 07/16/2013 before Magistrate Judge Paul Singh Grewal by USA, for Court Reporter Summer Fisher. (Scharf, James) (Filed on 12/14/2017)
December 6, 2017	Filing 1261 ORDER of USCA Appellants motion for reconsideration of this courts July 28, 2017 order in appeal No. 15-17200 (Docket Entry No. #21 in appeal No. 13-17304) is denied as untimely. Appellants motion for voluntary dismissal of appeal No. 14-15938 (Docket Entry No. #22 in appeal No. 13-17304) is granted. Appeal No. 14-15938 is dismissed. See Fed. R. App. P. 42(b). This order served on the district court shall act as and for the mandate of this court as to appeal No. 14-15938 only. Proceedings in the remaining appeals are stayed pending the appointment of pro bono counsel and further order of the court. 10680346 (Fung, Allison) as to #623 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 12/6/2017)
August 10, 2017	Filing 1260 Letter from Mark Feathers. (cv, COURT STAFF) (Filed on 8/10/2017)
July 28, 2017	Filing 1259 ORDER of USCA as to #1105 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 7/28/2017)
July 25, 2017	Receipt of acknowledgment from USCA Received notification from District Court re: payment of docket fee - in case no. 17-15923. Amount Paid: USD 505.00. Date paid: 07/24/2017.. (cv, COURT STAFF) (Filed on 7/25/2017)
July 24, 2017	Filing 1258 USCA Appeal Fees received $ 505 receipt number 54611017008 re #1257 USCA Order (bwS, COURT STAFF) (Filed on 7/24/2017)
July 13, 2017	Filing 1257 ORDER of USCA - Mark Feathers shall pay the docketing and filings fees or file a motion to proceed in forma pauperis in appeal No. 17-15923 by August 9, 2017.Mark Feathers motion for emergency relief in appeal No. 15-17200 will be addressed by separate order.Appeal No. 16-16988 shall proceed independently.The Clerk shall enter an order appointing pro bono counsel to represent Mark and Natalie Feathers (the Feathers) for purposes of these consolidated appeals only.Appellant Mark Feathers motion to relate appeal Nos. 13-17304 and16-16988 (Docket Entry No. 54 in No. 13-17304) is granted. Additionally, the court sua sponte consolidates appeal Nos. 13-17304 with appeal Nos. 14-15466, 14-15831, 14-15894, 14-15938, 15-16018, 15-17200, 15-70102, and 17-15923.as to #904 USCA Case Number, #1247 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 7/13/2017) Modified on 7/13/2017 (cv, COURT STAFF).
July 12, 2017	Filing 1256 Letter from Mark Feathers dated 7/10/17 Addendum to motion for reconsideration, Request for status on motion, request to make decision on pleadings without hearing, Notification of Intent to Appeal. (cv, COURT STAFF) (Filed on 7/12/2017)
June 27, 2017	Filing 1255 ORDER RE: DEFENDANT'S PENDING MOTIONS denying #1230 , #1251 , #1254 Motions. Signed by Judge Edward J. Davila on 6/27/2017. (ejdlc1S, COURT STAFF) (Filed on 6/27/2017) (Additional attachment(s) added on 6/27/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
June 26, 2017	Filing 1254 Ex Parte Application for immediate consideration to overturn prior order of summary judgment filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/26/2017)
June 26, 2017	Filing 1253 ORDER denying #1235 Motion for Release of Funds or Stay of Proceedings. Signed by Judge Edward J. Davila on 6/26/2017. (ejdlc1S, COURT STAFF) (Filed on 6/26/2017) (Additional attachment(s) added on 6/27/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
June 19, 2017	Filing 1252 ORDER of USCA - appellant has not paid the docketing and filing fees for this appeal. Within 21 days from the date of this order, appellant shall: (1) file a motion with this court to proceed in forma pauperis; (2) pay $505 to the district court as the docketing and filing fees for this appeal and provide proof of payment to this court; as to #1247 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 6/19/2017)
June 15, 2017	Filing 1251 MOTION for reconsideration of legal fees filed by Mark Feathers. Responses due by 6/29/2017. Replies due by 7/6/2017. (cv, COURT STAFF) (Filed on 6/15/2017)
June 8, 2017	Filing 1250 Letter from Mark Feathers dated 6/6/17. (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 6/8/2017)
May 17, 2017	Filing 1249 Letter from Mark Feathers dated 5/12/17 re: copy of all court filings. (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 5/17/2017)
May 4, 2017	Filing 1248 USCA Case Number 17-15923 9th Circuit Court of Appeals - Payment of the $505 docketing and filing fees is past due. Failure to correct within 14 days will result in the dismissal of this case for failure to prosecute. See 9th Cir. R. 42-1. The fee is payable to the District Court.for #1247 Notice of Appeal filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/4/2017)
May 1, 2017	Filing 1247 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Order on Ex Parte Application, #1242 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 5/1/2017)
May 1, 2017	Filing 1246 Ex Parte REQUEST for Emergency Injunction against Thomas A. Seaman by Mark Feathers. (cv, COURT STAFF) (Filed on 5/1/2017) (Additional attachment(s) added on 5/2/2017: #1 Envelope) (cv, COURT STAFF).
May 1, 2017	Filing 1245 Letter from Mark Feathers dated 4/27/17. (cv, COURT STAFF) (Filed on 5/1/2017) (Additional attachment(s) added on 5/2/2017: #1 Envelope) (cv, COURT STAFF).
May 1, 2017	Filing 1244 Letter from Mark Feathers dated 4/27/17. (cv, COURT STAFF) (Filed on 5/1/2017) (cv, COURT STAFF).
April 14, 2017	Filing 1243 NOTICE of Change of Address by Ted Fates (Fates, Ted) (Filed on 4/14/2017)
April 3, 2017	Filing 1242 ORDER granting #1241 Ex Parte Application for Approval of Fees and Costs. Signed by Judge Edward J. Davila on 4/3/2017. (ejdlc1S, COURT STAFF) (Filed on 4/3/2017) (Additional attachment(s) added on 4/4/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
March 14, 2017	Filing 1241 Ex Parte Application re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1238 Order on Motion for Miscellaneous Relief, #1165 MOTION Receiver's Application for Approval and Payment of Fees filed by Thomas A. Seaman. (Attachments: #1 Proposed Order Granting Receiver's Ex Parte Application for Clarification and Order Authorizing Administrative Payments, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 3/14/2017)
February 23, 2017	Filing 1240 OPPOSITION/RESPONSE (re #1235 MOTION for Release of Funds MOTION to Stay ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/23/2017)
February 10, 2017	Filing 1239 ORDER denying #1207 , #1208 , #1219 Motions. The hearing scheduled for 2/16/2017 is VACATED. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
February 10, 2017	Filing 1238 ORDER granting #1164 Receiver's Motion to Conclude Receivership. The February 16th motion hearing is VACATED. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
February 10, 2017	Filing 1237 ORDER denying without prejudice #1193 Motion for Appointment of the Federal Public Defender. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
February 10, 2017	Filing 1236 ORDER granting #1163 Stipulation Resolving Claim of U.S. Small Business Administration. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
February 9, 2017	Filing 1235 MOTION for Release of Funds and Notice filed in Case No. CR 14-531 LHK and Case No. 12-cv-3237 EJD or, MOTION to Stay of Proceedings; Memorandum of Points and Authorities filed by Mark Feathers. Motion Hearing set for 6/29/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/23/2017. Replies due by 3/2/2017. (Bosworth, Rita) (Filed on 2/9/2017) Modified on 2/9/2017 (cv, COURT STAFF).
February 9, 2017	Filing 1234 * Posted In Error * please see #1235 MOTION for Release of Funds filed by Mark Feathers. Motion Hearing set for 6/29/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/23/2017. Replies due by 3/2/2017. (Bosworth, Rita) (Filed on 2/9/2017) Modified on 2/9/2017 (cv, COURT STAFF). Modified on 2/9/2017 (cv, COURT STAFF).
February 7, 2017	Filing 1233 STATUS REPORT by Mark Feathers. (Bosworth, Rita) (Filed on 2/7/2017)
January 23, 2017	Filing 1232 REPLY (re #1230 MOTION for Relief in the form of an Order form the Court to SEC Instructing SEC to Discontinue Violating Laws, Codes, and Statues in Properly Determining if Defendant Qualifies to have SEC Waive Court Ordered Disgorgement and Defendant's Request for ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 1/23/2017)
January 17, 2017	Filing 1231 OPPOSITION/RESPONSE (re #1230 MOTION for Relief in the form of an Order form the Court to SEC Instructing SEC to Discontinue Violating Laws, Codes, and Statues in Properly Determining if Defendant Qualifies to have SEC Waive Court Ordered Disgorgement and Defendant's Request ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 1/17/2017) Modified on 1/23/2017 (cv, COURT STAFF).
January 3, 2017	Filing 1230 MOTION for Relief in the form of an Order from the Court to SEC Instructing SEC to Discontinue Violating Laws, Codes, and Statues in Properly Determining if Defendant Qualifies to have SEC Waive Court Ordered Disgorgement and Defendant's Request for Judicial Notice of Evidentiary Material to Support Defendant's Motion for Relief filed by Mark Feathers. Responses due by 1/17/2017. Replies due by 1/24/2017. (srnS, COURT STAFF) (Filed on 1/3/2017) Modified on 1/23/2017 (cv, COURT STAFF).
December 29, 2016	Filing 1229 Supplemental Brief re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma (Receiver's Supplemental Report and Request for Judicial Notice) filed byThomas A. Seaman. (Attachments: #1 Exhibit A, #2 Proof of Service)(Related document(s) #1164 ) (Zaro, David) (Filed on 12/29/2016)
December 27, 2016	Filing 1228 OPPOSITION to Receiver's Ex-Parte Motion re #1226 filed byMark Feathers. (bwS, COURT STAFF) (Filed on 12/27/2016)
December 20, 2016	Filing 1227 ORDER granting #1226 Ex Parte Application to Amend the Relief Sought in Receiver's Motion to Conclude Receivership and fee Applications of the Receiver and Allen Matkins; and to Re-Set Vacated Hearing Date for 2/16/2017. On 2/16/2017, the Court will consider the Receiver's modifications to the Closing Motion. Signed by Judge Edward J. Davila on 12/20/2016. (ejdlc1S, COURT STAFF) (Filed on 12/20/2016) (Additional attachment(s) added on 12/20/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
December 20, 2016	***Set Hearing pursuant to #1227 Order re Receiver's closing motion. Receiver's closing Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 12/20/2016)
December 20, 2016	***Set Motion hearing (amkS, COURT STAFF) (Filed on 12/20/2016)
December 20, 2016	***Set Motions Hearing #1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction MOTION to Set Aside Judgment MOTION to Stay re #622 Order on Motion for Permanent Injunction MOTION to Shorten Time, #1207 MOTION for Sanctions, #1219 MOTION for Sanctions, #1227 Receiver's Modification to Closing Motion. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 12/20/2016)
December 16, 2016	Filing 1226 Ex Parte Application to Amend the Relief Sought in Receiver's Motion to Conclude Receivership and fee Applications of the Receiver and Allen Matkins [Dkt Nos. 1164,1165,1166]; and to Re-Set Vacated Hearing Date for February 16, 2017 [Dkt No. 1224] filed by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 12/16/2016) Modified on 12/19/2016 (cv, COURT STAFF).
November 14, 2016	Filing 1225 ORDER denying #1208 Motion to Shorten Time; denying #1220 Motion to Shorten Time. Signed by Judge Edward J. Davila on 11/14/2016. (ejdlc1S, COURT STAFF) (Filed on 11/14/2016) (Additional attachment(s) added on 11/14/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
November 14, 2016	Filing 1224 ORDER RE: #1195 MOTION TO DEFER RULING. The hearing scheduled for 11/17/2016 is VACATED. Signed by Judge Edward J. Davila on 11/14/2016. (ejdlc1S, COURT STAFF) (Filed on 11/14/2016) (Additional attachment(s) added on 11/14/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
October 18, 2016	Filing 1223 ORDER CONTINUING HEARING. The hearing scheduled for 10/20/2016 is continued to 11/17/2016 at 1:30 PM, Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Signed by Judge Edward J. Davila on 10/18/2016. (Attachments: #1 Certificate/Proof of Service)(amkS, COURT STAFF) (Filed on 10/18/2016)
October 18, 2016	***Reset Hearing as to #1195 Motion to Defer Ruling for Appointment of Counsel in Ancillary Matter. Motion Hearing set for 11/17/2016 01:30 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 10/18/2016)
October 18, 2016	***Terminated 10/20/2016 Hearing pursuant to #1223 Order. (amkS, COURT STAFF) (Filed on 10/18/2016)
October 3, 2016	Filing 1222 Transcript of Proceedings held on 08/25/2016, before Judge Davila. Court Reporter Irene L. Rodriguez, telephone number Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re (1203 in 5:12-cv-03237-EJD) Transcript Order ) Release of Transcript Restriction set for 1/3/2017. (Rodriguez, Irene) (Filed on 10/3/2016)
September 30, 2016	Filing 1221 Proposed Order re #1219 MOTION for Sanctions by Mark Feathers. (cv, COURT STAFF) (Filed on 9/30/2016)
September 30, 2016	Filing 1220 Ex Parte MOTION to Shorten Time #1219 Motion for sanctions filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/30/2016) Modified on 9/30/2016 (cv, COURT STAFF).
September 30, 2016	Filing 1219 MOTION for Sanctions against receiver and professionals filed by Mark Feathers. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/14/2016. Replies due by 10/21/2016. (cv, COURT STAFF) (Filed on 9/30/2016)
September 27, 2016	Filing 1218 REPLY to opposition #1216 (re #1208 MOTION for relief from prior order of disgorgement filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/27/2016) Modified on 9/27/2016 (cv, COURT STAFF).
September 21, 2016	Filing 1217 CLERK'S NOTICE SETTING MOTION HEARING re #1207 Motion to Request Sanctions Against Receiver and Professionals filed by Defendant Mark Feathers. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Attachments: #1 Certificate/Proof of Service) (amkS, COURT STAFF) (Filed on 9/21/2016)
September 20, 2016	Filing 1216 OPPOSITION (re #1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction MOTION to Set Aside Judgment MOTION to Stay re #622 Order on Motion for Permanent Injunction MOTION to Shorten Time ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 9/20/2016) Modified on 9/27/2016 (cv, COURT STAFF).
September 19, 2016	Filing 1215 ORDER VACATING HEARING ON MARK FEATHERS' MOTION FOR SANCTIONS. Re: Dkt. No. #1207 . Signed by Judge Nathanael Cousins on 9/19/2016. (lmh, COURT STAFF) (Filed on 9/19/2016)
September 14, 2016	Filing 1214 RESPONSE to re #1211 Order by Mark Feathers. (cv, COURT STAFF) (Filed on 9/14/2016)
September 12, 2016	Filing 1213 REPLY (re #1207 MOTION for sanctions against receiver and professionals. re filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/12/2016) Modified on 9/13/2016 (cv, COURT STAFF).
September 8, 2016	Filing 1211 ORDER FOR FURTHER BRIEFING. Re: Dkt. No. #1207 . Signed by Judge Nathanael Cousins on 9/8/2016. (Attachments: #1 Certificate/Proof of Service)(lmh, COURT STAFF) (Filed on 9/8/2016)
September 7, 2016	Filing 1212 ERRATA re #1208 MOTION for relief from prior order of disgorgement by Mark Feathers. (cv, COURT STAFF) (Filed on 9/7/2016)
September 7, 2016	Filing 1210 OPPOSITION (re #1207 MOTION for Sanctions Against Receiver and Professionals filed by Thomas A. Seaman. (Zaro, David) (Filed on 9/7/2016) Modified on 9/13/2016 (cv, COURT STAFF).
September 6, 2016	Filing 1209 Proposed Order re #1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction MOTION to Set Aside Judgment MOTION to Stay re #622 Order on Motion for Permanent Injunction MOTION to Shorten Time by Mark Feathers. (cv, COURT STAFF) (Filed on 9/6/2016)
September 6, 2016	Filing 1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction, MOTION increase in defendant's legal fee reserves pending court's review, MOTION to Stay of payment of fees to receiver and counsel #1165 and #1166 and REQUEST for court to re-allocate all past and present fee request MOTION to Shorten Time and request for judicial notice filed by Mark Feathers. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 9/20/2016. Replies due by 9/27/2016. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 9/6/2016) Modified on 9/6/2016 (cv, COURT STAFF).
September 6, 2016	***Set Deadlines/Hearing as to #1208 Motion for relief from prior order of disgorgement. Responses due by 9/20/2016. Replies due by 9/27/2016. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 9/6/2016)
September 2, 2016	Filing 1207 MOTION to Request Sanctions Against Receiver and Professionals filed by Mark Feathers. Responses due by 9/16/2016. Replies due by 9/23/2016. (srnS, COURT STAFF) (Filed on 9/2/2016)
September 1, 2016	Filing 1206 Transcript of Proceedings held on 7-27-12, before Judge Edward J. Davila. Court Reporter/Transcriber Lee-Anne Shortridge, telephone number 408-287-4580 email: lee-anne_shortridge@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1186 Transcript Order ) Release of Transcript Restriction set for 11/30/2016. (Related documents(s) #1186 ) (las, ) (Filed on 9/1/2016)
August 31, 2016	Filing 1205 NOTICE by Thomas A. Seaman re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma Notice of Lodgment of Amended Proposed Order Concluding Receivership, etc. (Attachments: #1 Amended Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 8/31/2016)
August 26, 2016	Filing 1203 TRANSCRIPT ORDER for proceedings held on 8/25/2016 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Irene Rodriguez. (Bosworth, Rita) (Filed on 8/26/2016)
August 25, 2016	Filing 1204 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 8/25/2016 re #1166 Motion Application for Approval of Fees and Costs, #1195 Motion to Defer Ruling, #1164 Motion to Conclude Receivership and for Order; (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation filed by Thomas A. Seaman, #1165 Motion Receiver's Application for Approval and Payment of Fees. The Court heard oral argument and took the matters under submission. As to #1195 Motion the court heard oral argument and continued the matter for Motion Hearing to be held on 10/20/2016 01:30 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Plaintiff Attorney John Bulgozdy. Defendant Attorney David Zaro, Eric Adams, Mark Feathers, Rita Bosworth, Martin Teckler (via CourtCall). Total Time in Court:9:15-10:20am, 10:50-11:32am (1hr.47mins.) Court Reporter: Irene Rodriguez. (amkS, COURT STAFF) (Date Filed: 8/25/2016) (Additional attachment(s) added on 8/26/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
August 24, 2016	Filing 1202 REPLY (re #1193 MOTION to Appoint Federal Public Defender; Reply on Motion to Defer Ruling on Part of Receiver's Motion to Conclude Receivership filed by Mark Feathers. (Bosworth, Rita) (Filed on 8/24/2016) Modified on 8/25/2016 (cv, COURT STAFF).
August 24, 2016	Filing 1201 ADDENDA re #1178 Opposition to #1164 MOTION to Conclude Receivership by Mark Feathers. (Attachments: #1 Exhibit Report of A. Stalker Electronically filed in case CR14-531 RMW docket no. 67)(cv, COURT STAFF) (Filed on 8/24/2016) Modified on 8/24/2016 (cv, COURT STAFF). Modified on 8/24/2016 (cv, COURT STAFF).
August 22, 2016	Filing 1200 NOTICE by BusinessUS, LLC re #1196 Order on Motion to Appear by Telephone, Notice of Court Call Appearance By Martin Teckler (Teckler, Martin) (Filed on 8/22/2016) Modified on 8/24/2016 (cv, COURT STAFF).
August 22, 2016	Filing 1199 OPPOSITION (re #1195 MOTION to Defer Ruling, #1193 MOTION to Appoint Federal Public Defender for Purposes of Ancillary Proceeding [18 U.S.C. Section 3006A(c)] and [Proposed] Order ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 8/22/2016) Modified on 9/13/2016 (cv, COURT STAFF).
August 22, 2016	Filing 1198 OPPOSITION (re #1195 MOTION to Defer Ruling, #1193 MOTION to Appoint Federal Public Defender for Purposes of Ancillary Proceeding [18 U.S.C. Section 3006A(c)] and [Proposed] Order filed by Thomas A. Seaman. (Fates, Ted) (Filed on 8/22/2016) Modified on 9/13/2016 (cv, COURT STAFF).
August 22, 2016	Filing 1197 Transcript of Proceedings held on 06-28-2012, before Judge Davila. Court Reporter Irene L. Rodriguez, telephone number Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1188 Transcript Order ) Release of Transcript Restriction set for 11/21/2016. (Related documents(s) #1188 ) (Rodriguez, Irene) (Filed on 8/22/2016)
August 19, 2016	Filing 1196 ORDER Granting #1191 Claimant Business US, LLC's Motion to Appear and Participate Telephonically at 8/25/2016 Hearing on Motion to Conclude the Receivership and other matters. Counsel is instructed to Contact CourtCall directly at (866) 582-6878 to arrange for telephonic appearance. Signed by Judge Edward J. Davila on 8/19/2016.(amkS, COURT STAFF) (Filed on 8/19/2016)
August 18, 2016	Filing 1195 MOTION to defer ruling on #1164 motion to conclude receivership, shorten time and the Court schedules a hearing on this matter for August 25, 2016, at 9:00 a.m. [Proposed] Order filed by Mark Feathers. Motion Hearing set for 8/25/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/25/2016. (Attachments: #1 Declaration of Rita Bosworth)(Bosworth, Rita) (Filed on 8/18/2016) Modified on 8/19/2016 (cv, COURT STAFF). Modified on 8/19/2016 (cv, COURT STAFF).
August 18, 2016	Filing 1194 NOTICE of Appearance by Rita Belle Bosworth (Bosworth, Rita) (Filed on 8/18/2016)
August 18, 2016	Filing 1193 MOTION to Appoint Federal Public Defender specifically, AFPD Rita Bosworth, to represent Mr. Feathers for Purposes of Ancillary Proceeding [18 U.S.C. Section 3006A(c)] and [Proposed] Order filed by Mark Feathers. (Bosworth, Rita) (Filed on 8/18/2016) Modified on 8/18/2016 (cv, COURT STAFF).
August 17, 2016	Filing 1192 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1191 MOTION to Appear by Telephone BUSINESSUS, LLC'S Motion to Appear and Participate Telephonically at August 25, 2016 Hearing on Motion to Conclude the Receivership and other Matters [Proposed Order] (Teckler, Martin) (Filed on 8/17/2016)
August 17, 2016	Filing 1191 MOTION to Appear by Telephone [Proposed Order] filed by BusinessUS, LLC. (Attachments: #1 Proposed Order)(Teckler, Martin) (Filed on 8/17/2016) Modified on 8/17/2016 (cv, COURT STAFF).
August 12, 2016	Filing 1190 REPLY (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma ) (Response to Opposition filed by BusinessUS LLC) filed byThomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman as Receiver with Exhibits, #2 Declaration of Francis Scollan with Exhibits)(Scollan, Francis) (Filed on 8/12/2016)
August 11, 2016	Filing 1189 *FILED IN ERROR - DISREGARD*TRANSCRIPT ORDER for proceedings held on 06/26/2016 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Jaimie Hopp. (Bosworth, Rita) (Filed on 8/11/2016) Modified text on 8/11/2016,(to conform with document posted by counsel.) (cv, COURT STAFF). Modified on 8/12/2016 (sp, COURT STAFF).
August 11, 2016	Filing 1188 TRANSCRIPT ORDER for proceedings held on 06/28/2016 amendment to #1187 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Irene Rodriguez. (Bosworth, Rita) (Filed on 8/11/2016) Modified on 8/11/2016 (cv, COURT STAFF).
August 11, 2016	Filing 1187 * ERROR * please see #1188 TRANSCRIPT ORDER for proceedings held on 06/28/2012 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Irene Rodriguez. (Bosworth, Rita) (Filed on 8/11/2016) Modified on 8/11/2016 (cv, COURT STAFF).
August 11, 2016	Filing 1186 TRANSCRIPT ORDER for proceedings held on 07/27/2012 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Lee-Anne Shortridge. (Bosworth, Rita) (Filed on 8/11/2016)
August 5, 2016	Filing 1185 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1184 Order on Motion for Pro Hac Vice (Fink, David) (Filed on 8/5/2016)
August 5, 2016	Filing 1184 ORDER Granting #1182 Application for Admission of Attorney Pro Hac Vice for Martin Teckler, Counsel for Claimant Business US, LLC. Signed by Judge Edward J. Davila on 8/5/2016.(amkS, COURT STAFF) (Filed on 8/5/2016)
August 4, 2016	Filing 1183 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1182 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-10662527.) (Fink, David) (Filed on 8/4/2016)
August 4, 2016	Filing 1182 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-10662527.) filed by BusinessUS, LLC. (Attachments: #1 Certificate of Good Standing)(Teckler, Martin) (Filed on 8/4/2016)
August 3, 2016	Filing 1181 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1180 Opposition/Response to Motion, (Fink, David) (Filed on 8/3/2016)
August 3, 2016	Filing 1180 RESPONSE (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma ) filed byBusinessUS, LLC. (Attachments: #1 Declaration of Martin Teckler)(Fink, David) (Filed on 8/3/2016)
July 8, 2016	Filing 1179 Declaration of Mark Feathers in Support of #1178 Opposition/Response to Motion, filed by Mark Feathers. (Related document(s) #1178 ) (cv, COURT STAFF) (Filed on 7/8/2016)
July 8, 2016	Filing 1178 OPPOSITION (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 7/8/2016)
July 7, 2016	Filing 1177 RESPONSE (re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1165 MOTION Receiver's Application for Approval and Payment of Fees ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/7/2016)
July 7, 2016	Filing 1176 RESPONSE (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/7/2016)
July 7, 2016	Filing 1175 ORDER Granting #1173 Motion to Shorten Time on Motion to Conclude Receivership and Fee Applications of Receiver and Allen Matkins. It is hereby ordered that: The hearing date for the Motion To Conclude Receivership #1164 ; the Receiver's Fee Application #1165 ; and Allen Matkins Fee Application #1166 is hereby advanced 8/25/2016 at 9:00 a.m. Signed by Judge Edward J. Davila on 7/7/2016.(amkS, COURT STAFF) (Filed on 7/7/2016) (Additional attachment(s) added on 7/7/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
July 7, 2016	Filing 1174 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma (Fates, Ted) (Filed on 7/7/2016)
July 7, 2016	Reset Hearing as to #1164 Motion to Conclude Receivership; #1165 Motion Receiver's Application for Approval and Payment of Fees; #1166 Motion Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver. Motion Hearing set for 8/25/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 7/7/2016)
July 6, 2016	Filing 1173 Ex Parte MOTION to Shorten Time for MOTION to conclude receivership and fee application of the receiver and ALLEN MATKINS [DKT. NOS. #1164 , #1165 , #1166 filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman in support thereof #2 Proposed Order , #3 Certificate/Proof of Service)(Zaro, David) (Filed on 7/6/2016) Modified on 7/6/2016 (cv, COURT STAFF).
June 30, 2016	Filing 1172 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma (Fates, Ted) (Filed on 6/30/2016)
June 24, 2016	Filing 1171 ORDER granting #1159 Motion for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ellwood Johnston and M. Aaron Yashouafar. The hearing scheduled for 6/30/2016 is VACATED. Signed by Judge Edward J. Davila on 6/24/2016. (ejdlc1S, COURT STAFF) (Filed on 6/24/2016) (Additional attachment(s) added on 6/24/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
June 24, 2016	Filing 1170 ORDER granting #1129 Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver. The hearing scheduled for 6/30/2016 is VACATED. Signed by Judge Edward J. Davila on 6/24/2016. (ejdlc1S, COURT STAFF) (Filed on 6/24/2016) (Additional attachment(s) added on 6/24/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
June 24, 2016	Filing 1169 ORDER granting #1128 Receiver's Twelfth Interim Fee Application. The hearing scheduled for 6/30/2016 is VACATED. Signed by Judge Edward J. Davila on 6/24/2016. (ejdlc1S, COURT STAFF) (Filed on 6/24/2016) (Additional attachment(s) added on 6/24/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).
June 23, 2016	Filing 1168 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1167 Notice (Other), #1165 MOTION Receiver's Application for Approval and Payment of Fees (Fates, Ted) (Filed on 6/23/2016)
June 23, 2016	Filing 1167 NOTICE by Thomas A. Seaman re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1165 MOTION Receiver's Application for Approval and Payment of Fees Notice of Hearing on Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals (Fates, Ted) (Filed on 6/23/2016)
June 23, 2016	Filing 1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver filed by Thomas A. Seaman. Motion Hearing set for 10/20/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/7/2016. Replies due by 7/14/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/23/2016)
June 23, 2016	Filing 1165 MOTION Receiver's Application for Approval and Payment of Fees filed by Thomas A. Seaman. Motion Hearing set for 10/20/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/7/2016. Replies due by 7/14/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/23/2016)
June 23, 2016	Filing 1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Small Business Administration; (4) Approving Final Accounting and Report; (5) Approving Disposition of Books and Records; (6) Releasing Feathers Reserve Funds; and (7) Conditionally Discharging Receiver; Receiver's Final Report and Accounting filed by Thomas A. Seaman. Motion Hearing set for 10/20/2016 09:00 AM in Courtroom 5, 4th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/7/2016. Replies due by 7/14/2016. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Fates, Ted) (Filed on 6/23/2016)
June 14, 2016	Filing 1163 STIPULATION WITH PROPOSED ORDER Joint Stipulation Resolving Claim of U.S. Small Business Administration filed by Thomas A. Seaman. (Fates, Ted) (Filed on 6/14/2016)
May 16, 2016	Filing 1162 REPLY (re #1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ell ) Receiver's Reply to Opposition of Mr. Feathers to Receiver's Motion for Approval of Settlement filed byThomas A. Seaman. (Breen, Patrick) (Filed on 5/16/2016)
May 9, 2016	Filing 1161 RESPONSE (re #1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ell ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 5/9/2016)
May 6, 2016	Filing 1160 OPPOSITION (re #1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ell ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 5/6/2016)
April 25, 2016	Filing 1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ellwood Johnston and M. Aaron Yashouafar; Declarations of Thomas A. Seaman (with Exhibits A and B) and Patrick E. Breen (with Proof of Service) filed by Thomas A. Seaman. Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/9/2016. Replies due by 5/16/2016. (Attachments: #1 Proposed Order)(Breen, Patrick) (Filed on 4/25/2016)
April 8, 2016	Filing 1158 STATUS REPORT Receiver's Sixteenth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 4/8/2016)
March 30, 2016	Set/Reset Deadlines as to #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application : Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (STAFF NOTES: For calendaring purposes only. Motions were not showing up properly on the Court's calendar.) (ecg, COURT STAFF) (Filed on 3/30/2016)
February 25, 2016	Filing 1157 ORDER granting #1132 Motion for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License. Signed by Judge Edward J. Davila on 2/25/2016. (ejdlc1S, COURT STAFF) (Filed on 2/25/2016) (Additional attachment(s) added on 2/25/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
February 25, 2016	Filing 1156 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 2/25/2016 re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Matter submitted. The Court to issue further order following hearing. Court Reporter Name Lee-Anne Shortridge. Total Time in Court 22 minutes (2:06 pm - 2:28 pm). (Attachments: #1 Certificate/Proof of Service) (ecg, COURT STAFF) (Date Filed: 2/25/2016)
February 23, 2016	Filing 1155 CLERK'S NOTICE ADVANCING TIME FOR Motion Hearing. Set/Reset Deadlines as to #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License. The Court advances the time of the hearing from 3:00 PM to 2:00 PM 2/25/2016. Motion Hearing set for 2/25/2016 02:00 PM in Courtroom 1, 5th Floor (Ceremonial Courtroom), San Jose before Hon. Edward J. Davila. (Attachments: #1 Certificate/Proof of Service) (ecg, COURT STAFF) (Filed on 2/23/2016) (Additional attachment(s) added on 2/23/2016: #2 AMENDED NOTICE: To include Courtroom/Judge Assignment) (ecg, COURT STAFF). Modified text on 2/23/2016: correcting courtroom assignment(ecg, COURT STAFF).
February 22, 2016	Set/Reset Deadlines as to #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman: Motion Hearing set for 2/25/2016 03:00 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Staff notes: hearing terminated in error) (ecg, COURT STAFF) (Filed on 2/22/2016)
February 16, 2016	Filing 1154 Order Granting #1153 Stipulation and Final Judgment as to Defendants Small Business Capital Corp, Investors Prime Fund, LLC, and SBC Portfolio Fund LLC. The Clerk shall close this file. Signed by Hon. Edward J. Davila on 2/16/2016. (Attachments: #1 Certificate/Proof of Service)(ecg, COURT STAFF) (Filed on 2/16/2016)
February 11, 2016	Filing 1153 STIPULATION WITH PROPOSED ORDER Consent to Final Judgment filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order Final Judgment as to Defendants Small Business Capital Corp., Investors Prime Fund, LLC, and SBC Portfolio Fund, LLC)(Bulgozdy, John) (Filed on 2/11/2016)
February 10, 2016	Filing 1152 REPLY (re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed byThomas A. Seaman. (Zaro, David) (Filed on 2/10/2016)
February 9, 2016	Filing 1151 ORDER granting #1093 Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver. Signed by Judge Edward J. Davila on 2/9/2016. (ejdlc1S, COURT STAFF) (Filed on 2/9/2016) (Additional attachment(s) added on 2/9/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
February 9, 2016	Filing 1150 ORDER granting #1092 Receiver's Eleventh Interim Fee Application. Signed by Judge Edward J. Davila on 2/9/2016. (ejdlc1S, COURT STAFF) (Filed on 2/9/2016) (Additional attachment(s) added on 2/9/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
February 5, 2016	Filing 1149 OPPOSITION (re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License filed by Mark Feathers. (cv, COURT STAFF) (Filed on 2/5/2016)
February 5, 2016	Filing 1148 ***FILED IN ERROR. PLEASE SEE #1150 and #1151 FOR CORRECTED ORDERS ORDER granting #1093 Motion for Fees of Allen, Matkins, Leck & Natsis, LLP. Signed by Judge Edward J. Davila on 2/5/2016. (ejdlc1S, COURT STAFF) (Filed on 2/5/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF). Modified text on 2/9/2016 (ecg, COURT STAFF)(x2)
February 5, 2016	Filing 1147 ***FILED IN ERROR. PLEASE SEE #1150 and #1151 FOR CORRECTED ORDERS ORDER granting #1092 Motion for Approval and Payment of Compensation to Receiver and his Professionals. Signed by Judge Edward J. Davila on 2/5/2016. (ejdlc1S, COURT STAFF) (Filed on 2/5/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF). Modified text on 2/9/2016 (ecg, COURT STAFF)(x2).
February 5, 2016	Filing 1146 ORDER denying as moot #1125 Motion for Administrative Relief Seeking a Release of Real Property from Asset Freeze and Injunctive Protection. Signed by Judge Edward J. Davila on 2/5/2016. (ejdlc1S, COURT STAFF) (Filed on 2/5/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
February 4, 2016	Filing 1145 ORDER denying as moot #1097 Motion for Order Approving or Disapproving Ex Parte Application. Signed by Judge Edward J. Davila on 2/4/2016. (ejdlc1S, COURT STAFF) (Filed on 2/4/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
February 4, 2016	Filing 1144 ORDER granting in part and denying in part #1117 Motion for Payment of Loan Servicing Costs for November, 2015. Signed by Judge Edward J. Davila on 2/4/2016. (ejdlc1S, COURT STAFF) (Filed on 2/4/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
February 4, 2016	Filing 1143 ORDER granting in part and denying in part #1116 Motion for Payment of Loan Servicing Costs for October, 2015. Signed by Judge Edward J. Davila on 2/4/2016. (ejdlc1S, COURT STAFF) (Filed on 2/4/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
February 4, 2016	Filing 1142 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 2/4/2016 re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver filed by Thomas A. Seaman, #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application filed by Thomas A. Seaman, #1097 MOTION to Shorten Time MOTION for an order re #678 Document E-Filed Under Seal, #663 Administrative Motion to File Under Seal filed by Mark Feathers, #1138 Ex Parte Application for Order Shortening Time for Hearing on Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License (Dkt No. 1132) filed by Thomas A. Seaman ; granting #1138 Ex Parte Application. Matters submitted following oral argument. The Court to issue further order following hearing. Motion Hearing re #1132 Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License set for 2/25/2016 03:00 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Court Reporter Name Irene Rodriguez. Total Time in Court 39 minutes, 9:03 9:42 AM. (Attachments: #1 Certificate/Proof of Service)(ecg, COURT STAFF) (Date Filed: 2/4/2016) Modified text on 2/4/2016 (ecg, COURT STAFF).
February 3, 2016	Set/Reset Deadlines as to #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application . Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 1, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 2/3/2016)(Staff notes: Setting for calendaring purposes only)
February 3, 2016	Set/Reset Deadlines as to #1097 Motion for an Order: Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 1, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 2/3/2016)
February 2, 2016	Filing 1141 RESPONSE (re #1138 Ex Parte Application for Order Shortening Time for Hearing on Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License (Dkt No. 1132) ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/2/2016)
February 2, 2016	Filing 1140 RESPONSE (re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/2/2016)
February 2, 2016	Filing 1139 RESPONSE (re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/2/2016)
February 2, 2016	Filing 1138 Ex Parte Application for Order Shortening Time for Hearing on Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License (Dkt No. 1132) filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas Seaman (with Exhibit A), #2 Proposed Order, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 2/2/2016)
January 29, 2016	Filing 1137 Reply to the Court on Status Conference by Mark Feathers. (srnS, COURT STAFF) (Filed on 1/29/2016)
January 29, 2016	Filing 1136 Omnius Opposition to Receiver's and His Professional's Motion for Payment (re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application ) filed byMark Feathers. (srnS, COURT STAFF) (Filed on 1/29/2016)
January 28, 2016	Filing 1135 JOINT CASE MANAGEMENT STATEMENT & Proposed Order filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 1/28/2016)
January 27, 2016	Filing 1134 Request for Judicial Notice re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities (with Exhibit 1 and Proof of Service) filed byThomas A. Seaman. (Related document(s) #1132 ) (Zaro, David) (Filed on 1/27/2016)
January 27, 2016	Filing 1133 Declaration of Receiver, Thomas A. Seaman in Support of #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed byThomas A. Seaman. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Certificate/Proof of Service)(Related document(s) #1132 ) (Zaro, David) (Filed on 1/27/2016)
January 27, 2016	Filing 1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Motion Hearing set for 4/14/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/10/2016. Replies due by 2/17/2016. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 1/27/2016) Modified on 2/22/2016 (cv, COURT STAFF).
January 21, 2016	Filing 1131 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application , #1130 Notice (Other), (Fates, Ted) (Filed on 1/21/2016)
January 21, 2016	Filing 1130 NOTICE by Thomas A. Seaman re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application (Fates, Ted) (Filed on 1/21/2016)
January 21, 2016	Filing 1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/4/2016. Replies due by 2/11/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 1/21/2016) Modified on 2/22/2016 (cv, COURT STAFF).
January 21, 2016	Filing 1128 MOTION Receiver's Twelfth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/4/2016. Replies due by 2/11/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 1/21/2016) Modified on 2/22/2016 (cv, COURT STAFF).
January 21, 2016	Filing 1127 NOTICE by Thomas A. Seaman of Release of Property From Preliminary Injunction and Orders: (1) Freezing Assets; (2) Prohibiting the Destruction of Documents; (3) Requiring Accountings; and (4) Appointing a Permanent Receiver (Zaro, David) (Filed on 1/21/2016)
January 19, 2016	Filing 1126 RESPONSE (re #1125 MOTION Release of Asset from Asset Freeze re #34 Order on Motion to Approve Consent Judgment ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 1/19/2016)
January 15, 2016	Filing 1125 MOTION Release of Asset from Asset Freeze re #34 Order on Motion to Approve Consent Judgment filed by Securities and Exchange Commission. Responses due by 1/19/2016. (Attachments: #1 Exhibit Exhibits 1 to 7, #2 Declaration Declaration, #3 Proposed Order Proposed Order)(Schultze, Carol) (Filed on 1/15/2016)
January 15, 2016	Filing 1124 RELATED CASE ORDER. 5:12-cv-03237-EJD Securities and Exchange Commission v. Small Business Capital Corp. and 5:16-cv-00086-LHK Feathers v. Bank of America, N.A. ARE RELATED. Signed by Judge Edward J. Davila on 1/15/2016. (Attachments: #1 Certificate/Proof of Service)(ecg, COURT STAFF) (Filed on 1/15/2016)
January 14, 2016	Filing 1123 SUA SPONTE JUDICIAL REFERRAL FOR PURPOSE OF DETERMINING RELATIONSHIP OF CASES. Signed by Judge Hon. Lucy H. Koh on 1/14/2016. (A copy of this order has also been filed in Feathers v. Bank of America, N.A. et al, 5:16-CV-00086-LHK(sms, COURT STAFF) (Filed on 1/14/2016)
January 12, 2016	Filing 1122 STATUS REPORT Receiver's Fifteenth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 1/12/2016)
December 29, 2015	Filing 1121 ORDER granting in part and denying in part #1107 Motion for Payment of Loan Servicing Costs for September 2015. Signed by Judge Edward J. Davila on 12/29/2015. (ejdlc1S, COURT STAFF) (Filed on 12/29/2015) (Additional attachment(s) added on 1/4/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
December 29, 2015	Filing 1120 ORDER granting in part and denying in part #1106 Motion for Payment of Loan Servicing Costs for August 2015. Signed by Judge Edward J. Davila on 12/29/2015. (ejdlc1S, COURT STAFF) (Filed on 12/29/2015) (Additional attachment(s) added on 12/29/2015: #1 Certificate of Service) (ecg, COURT STAFF).
December 17, 2015	Filing 1119 RESPONSE (re #1117 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for November 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 12/17/2015)
December 17, 2015	Filing 1118 RESPONSE (re #1116 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 12/17/2015)
December 16, 2015	Filing 1117 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for November 2015 filed by Thomas A. Seaman. Responses due by 12/21/2015. (Fates, Ted) (Filed on 12/16/2015)
December 16, 2015	Filing 1116 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2015 filed by Thomas A. Seaman. Responses due by 12/21/2015. (Fates, Ted) (Filed on 12/16/2015)
December 3, 2015	Appeal Remark Received notification from USCA re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 11/30/2015. re #1105 Notice of Appeal, : (cv, COURT STAFF) (Filed on 12/3/2015)
November 30, 2015	Filing 1115 USCA Appeal Fees received $ 505 receipt number 54611015924 re #1105 Notice of Appeal, filed by Mark Feathers re: 15-17200. (srnS, COURT STAFF) (Filed on 11/30/2015)
November 17, 2015	Filing 1114 CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Joint Case Management Statement due by 1/28/2016. Case Management Conference set for 2/4/2016 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Attachments: #1 Certificate/Proof of Service) (ecg, COURT STAFF) (Filed on 11/17/2015)
November 16, 2015	Filing 1113 ORDER granting #1078 Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP. The hearing scheduled for 11/19/2015 is VACATED. Signed by Judge Edward J. Davila on 11/16/2015. (ejdlc1S, COURT STAFF) (Filed on 11/16/2015) (Additional attachment(s) added on 11/17/2015: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
November 16, 2015	Filing 1112 ORDER granting #1077 Receiver's Tenth Interim Fee Application. The hearing scheduled for 11/19/2015 is VACATED. Signed by Judge Edward J. Davila on 11/16/2015. (ejdlc1S, COURT STAFF) (Filed on 11/16/2015) Modified on 11/16/2015 (ejdlc1S, COURT STAFF). (Additional attachment(s) added on 11/17/2015: #1 Certificate/Proof of Service) (ecg, COURT STAFF).
November 9, 2015	Filing 1111 RESPONSE to re #1103 Supplemental Brief by Mark Feathers. (cv, COURT STAFF) (Filed on 11/9/2015)
November 9, 2015	Filing 1110 RESPONSE (re #1107 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2015 , #1106 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 11/9/2015)
November 5, 2015	Filing 1109 ORDER of USCA as to #1105 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 11/5/2015)
November 4, 2015	Filing 1108 USCA Case Number 15-17200 USCA for the Ninth Circuit for #1105 Notice of Appeal, filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/4/2015)
November 4, 2015	Filing 1107 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2015 filed by Thomas A. Seaman. Responses due by 11/9/2015. (Fates, Ted) (Filed on 11/4/2015)
November 4, 2015	Filing 1106 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2015 filed by Thomas A. Seaman. Responses due by 11/9/2015. (Fates, Ted) (Filed on 11/4/2015)
November 3, 2015	Filing 1105 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Request for Leave of Court on the Basis of New Admissions by the United States as to Negligence of Plaintiff to Request a Motion Hearing on February 6, 2015 for Consideration of Legal Fees to be Awarded Feathers #1104 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 11/3/2015) Modified on 11/3/2015 (cv, COURT STAFF).
November 3, 2015	Filing 1104 ORDER denying #1101 Motion filed on 10/30/2015. Signed by Judge Edward J. Davila on 11/3/2015. (Attachments: #1 Certificate/Proof of Service) (ejdlc1S, COURT STAFF) (Filed on 11/3/2015)
November 2, 2015	Filing 1103 OPPOSITION to Defendants' Request to Issue an Order (Docket No. #1097 ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 11/2/2015) Modified on 11/2/2015 (cv, COURT STAFF).
November 2, 2015	Filing 1102 ERRATA re #1101 MOTION for Leave to File MOTION for Hearing by Mark Feathers. (cv, COURT STAFF) (Filed on 11/2/2015)
October 30, 2015	Filing 1101 REQUEST for Leave of Court on basis of new admissions by the United States as to Negligence of Plaintiff to REQUEST a Motion Hearing on February 6, 2015 for Consideration of Legal Fees to be Awarded Feathers. filed by Mark Feathers. (cv, COURT STAFF) (Filed on 10/30/2015) Modified on 11/3/2015 (cv, COURT STAFF).
October 28, 2015	Filing 1100 RESPONSE (re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 10/28/2015)
October 27, 2015	Filing 1099 ORDER denying #1097 Motion to Shorten Time. Signed by Judge Edward J. Davila on 10/27/2015. (ejdlc1S, COURT STAFF) (Filed on 10/27/2015) (Additional attachment(s) added on 10/27/2015: #1 Certificate of Service) (ecg, COURT STAFF).
October 26, 2015	Filing 1098 OPPOSITION (re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 10/26/2015)
October 19, 2015	Filing 1097 MOTION to Shorten Time, MOTION for an order re #678 Document E-Filed Under Seal, #663 Administrative Motion to File Under Seal Unredacted Version of Ex Parte Application for Authority to Pursue and Settle Claims Against Certain Third Parties; filed by Mark Feathers. Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/2/2015. Replies due by 11/9/2015. (cv, COURT STAFF) (Filed on 10/19/2015) Modified on 2/3/2016 (cv, COURT STAFF).
October 14, 2015	Filing 1096 ORDER denying #1091 Motion for Leave to File Motion for Reconsideration. Signed by Judge Edward J. Davila on 10/14/2015. (ejdlc1S, COURT STAFF) (Filed on 10/14/2015) (Additional attachment(s) added on 10/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).
October 14, 2015	Filing 1095 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application , #1094 Notice (Other), (Fates, Ted) (Filed on 10/14/2015)
October 14, 2015	Filing 1094 NOTICE of hearing by Thomas A. Seaman re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application (Fates, Ted) (Filed on 10/14/2015) Modified on 10/14/2015 (cv, COURT STAFF).
October 14, 2015	Filing 1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/28/2015. Replies due by 11/4/2015. (Attachments: #1 Exhibit A, #2 Proposed Order)(Fates, Ted) (Filed on 10/14/2015)
October 14, 2015	Filing 1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/28/2015. Replies due by 11/4/2015. (Attachments: #1 Exhibit A-C, #2 Proposed Order)(Fates, Ted) (Filed on 10/14/2015)
October 1, 2015	Filing 1091 MOTION for Reconsideration re #1087 Order on Motion for Leave to File,, Order on Motion for Miscellaneous Relief, filed by Mark Feathers. (Attachments: #1 Exhibit amended complaint)(cv, COURT STAFF) (Filed on 10/1/2015)
September 14, 2015	Filing 1090 ORDER granting #1060 Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver. The hearing scheduled for 9/17/2015 is VACATED. Signed by Judge Edward J. Davila on 9/14/2015. (ejdlc1S, COURT STAFF) (Filed on 9/14/2015) (Additional attachment(s) added on 9/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).
September 14, 2015	Filing 1089 ORDER granting #1059 Receiver's Ninth Interim Fee Application. The hearing scheduled for 9/17/2015 is VACATED. Signed by Judge Edward J. Davila on 9/14/2015. (ejdlc1S, COURT STAFF) (Filed on 9/14/2015) (Additional attachment(s) added on 9/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).
September 3, 2015	Filing 1088 ORDER granting in part and denying in part #1085 Motion for Payment of Loan Servicing Costs for June, 2015 ; granting in part and denying in part #1086 Motion for Payment of Loan Servicing Costs for July, 2015. Signed by Judge Edward J. Davila on 9/3/2015. (ejdlc1S, COURT STAFF) (Filed on 9/3/2015) (Additional attachment(s) added on 9/3/2015: #1 Certificate of Service) (ecg, COURT STAFF).
September 3, 2015	Filing 1087 ORDER denying #1056 Request for Leave to File a Motion to Modify Preliminary Injunction and Orders; granting Request for Judicial Notice. The hearing scheduled for 9/10/2015 is VACATED. Signed by Judge Edward J. Davila on 9/3/2015. (ejdlc1S, COURT STAFF) (Filed on 9/3/2015) (Additional attachment(s) added on 9/3/2015: #1 Certificate of Service) (ecg, COURT STAFF).
August 18, 2015	Filing 1086 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for July 2015 filed by Thomas A. Seaman. Responses due by 8/24/2015. (Fates, Ted) (Filed on 8/18/2015)
August 18, 2015	Filing 1085 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for June 2015 filed by Thomas A. Seaman. Responses due by 8/24/2015. (Fates, Ted) (Filed on 8/18/2015)
August 14, 2015	Filing 1084 RESPONSE (re #1077 MOTION Receiver's Tenth Interim Fee Application , #1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 8/14/2015)
August 13, 2015	Filing 1083 OPPOSITION to re #1079 Notice (Other), by Mark Feathers. (cv, COURT STAFF) (Filed on 8/13/2015)
August 5, 2015	Filing 1082 ORDER granting in part and denying in part #1072 Motion for Payment of Loan Servicing Costs for May, 2015. Signed by Judge Edward J. Davila on 8/5/2015. (ejdlc1S, COURT STAFF) (Filed on 8/5/2015) (Additional attachment(s) added on 8/5/2015: #1 Certificate of Service) (ecg, COURT STAFF).
August 3, 2015	Filing 1081 STATUS REPORT Receiver's Special Report Concerning Distributions and Asset Sale by Thomas A. Seaman. (Fates, Ted) (Filed on 8/3/2015)
July 31, 2015	Filing 1080 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1079 Notice (Other), #1077 MOTION Receiver's Tenth Interim Fee Application , #1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver (Fates, Ted) (Filed on 7/31/2015)
July 31, 2015	Filing 1079 NOTICE by Thomas A. Seaman re #1077 MOTION Receiver's Tenth Interim Fee Application , #1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver (Fates, Ted) (Filed on 7/31/2015)
July 31, 2015	Filing 1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 11/19/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/14/2015. Replies due by 8/21/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 7/31/2015)
July 31, 2015	Filing 1077 MOTION Receiver's Tenth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 11/19/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/14/2015. Replies due by 8/21/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 7/31/2015)
July 30, 2015	Filing 1076 ORDER Denying #1075 Motion to Relate Case. An administrative motion has been filed to consider whether case number 5:15-cv-02194 PSG, Feathers v. United States, is related to the case captioned above. The court has carefully reviewed these two actions and finds they are not related according to the requirements provided by Civil Local Rule 3-12. Accordingly, these two cases shall not be related and a reassignment to the undersigned shall not occur. Signed by Judge Edward J. Davila on 7/30/2015. (Attachments: #1 Certificate of Service) (ecg, COURT STAFF) (Filed on 7/30/2015)
July 28, 2015	Filing 1075 MOTION to Relate Case Defendant's Administrative Motion to Consider Whether Cases should be Related filed by USA. (Attachments: #1 Certificate/Proof of Service)(Scharf, James) (Filed on 7/28/2015)
July 23, 2015	Filing 1074 STATUS REPORT Receiver's Fourteenth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 7/23/2015)
July 13, 2015	Filing 1073 RESPONSE (re #1072 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for May 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/13/2015)
July 8, 2015	Filing 1072 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for May 2015 filed by Thomas A. Seaman. Responses due by 7/13/2015. (Fates, Ted) (Filed on 7/8/2015)
June 25, 2015	Filing 1071 RESPONSE (re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 6/25/2015)
June 24, 2015	Filing 1070 OPPOSITION (re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 6/24/2015)
June 24, 2015	Filing 1069 Request for Judicial Notice Receiver's violation filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/24/2015) Modified on 6/24/2015 (cv, COURT STAFF).
June 23, 2015	Filing 1068 RESPONSE (re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort ) OPPOSITION TO REQUEST FOR LEAVE OF COURT TO MODIFY MOTION TO FILE PRELIMINARY INJUNCTION ORDERS filed byThomas A. Seaman. (Zaro, David) (Filed on 6/23/2015)
June 23, 2015	Filing 1067 REPLY (re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/23/2015)
June 16, 2015	Filing 1066 ORDER granting #1019 ; #1020 Eighth Motions for Interim Fees and Costs. The hearing scheduled for 6/18/2015 is VACATED. Signed by Judge Edward J. Davila on 6/16/2015. (ejdlc1S, COURT STAFF) (Filed on 6/16/2015) (Additional attachment(s) added on 6/16/2015: #1 Certificate of Service) (ecg, COURT STAFF).
June 16, 2015	Filing 1065 ORDER granting in part and denying in part #1048 Motion for Payment of Loan Servicing Costs for April, 2015. Signed by Judge Edward J. Davila on 6/16/2015. (ejdlc1S, COURT STAFF) (Filed on 6/16/2015) (Additional attachment(s) added on 6/16/2015: #1 Certificate of Service) (ecg, COURT STAFF).
June 16, 2015	Filing 1064 RESPONSE (re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort ) re Motion to Modify Preliminary Injunction filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 6/16/2015)
June 12, 2015	Filing 1063 STATUS REPORT RECEIVER'S SPECIAL REPORT CONCERNING ASSET SALE by Thomas A. Seaman. (Zaro, David) (Filed on 6/12/2015)
June 11, 2015	Filing 1062 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application , #1061 Notice (Other), (Fates, Ted) (Filed on 6/11/2015)
June 11, 2015	Filing 1061 NOTICE of Hearing: by Thomas A. Seaman re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application (Fates, Ted) (Filed on 6/11/2015) Modified on 6/11/2015 (cv, COURT STAFF).
June 11, 2015	Filing 1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 9/17/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/25/2015. Replies due by 7/2/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/11/2015)
June 11, 2015	Filing 1059 MOTION Receiver's Ninth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 9/17/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/25/2015. Replies due by 7/2/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/11/2015)
June 5, 2015	USCA Appeal Fees received $ 505 receipt number 54611015645 re #1051 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 6/5/2015)
June 2, 2015	Filing 1058 Proposed Order re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort by Mark Feathers. (cv, COURT STAFF) (Filed on 6/2/2015)
June 2, 2015	Filing 1057 MEMORANDUM in Support re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort filed by Mark Feathers. (Related document(s) #1056 ) (cv, COURT STAFF) (Filed on 6/2/2015)
June 2, 2015	Filing 1056 MOTION for Leave to File Motion to Modify Preliminary Injunction, MOTION for Judicial Notice of Federal Tort filed by Mark Feathers. Motion Hearing set for 9/10/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/16/2015. Replies due by 6/23/2015. (Attachments: #1 Complaint C15-2194 PSG)(cv, COURT STAFF) (Filed on 6/2/2015)
May 26, 2015	Filing 1055 ORDER of USCA as to #900 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1051 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/26/2015)
May 21, 2015	Filing 1054 CERTIFICATE OF SERVICE by Mark Feathers re #1053 Amended Notice of Appeal (cv, COURT STAFF) (Filed on 5/21/2015)
May 21, 2015	Filing 1053 AMENDED NOTICE OF APPEAL by Mark Feathers as to #1047 Order on Motion for Order of Sale,. Appeal Record due by 6/22/2015. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 5/21/2015)
May 20, 2015	Filing 1052 USCA Case Number 15-16018 9th Circuit Court of Appeals - Payment of the $505 docketing and filing fees is past due. Failure to correct thisdeficiency within 14 days will result in the dismissal of this case for failure to prosecute. See 9th Cir. R. 42-1.for #1051 Notice of Appeal filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/20/2015)
May 19, 2015	Filing 1051 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Order on Motion for Order of Sale, #1047 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 5/19/2015)
May 19, 2015	Filing 1050 ORDER granting in part and denying in part #1039 Motion for Payment of Loan Servicing Costs for March, 2015. Signed by Judge Edward J. Davila on 5/19/2015. (ejdlc1S, COURT STAFF) (Filed on 5/19/2015) (Additional attachment(s) added on 5/19/2015: #1 Certificate of Service) (ecg, COURT STAFF).
May 18, 2015	Filing 1049 Transcript of Proceedings held on 05/07/2015, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1046 Transcript Order ) Release of Transcript Restriction set for 8/17/2015. (Related documents(s) #1046 ) (Rodriguez, Irene) (Filed on 5/18/2015)
May 13, 2015	Filing 1048 MOTION RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR APRIL 2015 filed by Thomas A. Seaman. Responses due by 5/18/2015. (Fates, Ted) (Filed on 5/13/2015)
May 11, 2015	Filing 1047 ORDER granting in part and denying in part #1027 Motion for Approval to Sell 7(a) Loan Portfolio, Servicing Rights and SBLC License. Signed by Judge Edward J. Davila on 5/11/2015. (ejdlc1S, COURT STAFF) (Filed on 5/11/2015) (Additional attachment(s) added on 5/11/2015: #1 Certificate of Service) (ecg, COURT STAFF).
May 7, 2015	Filing 1046 TRANSCRIPT ORDER by Mark Feathers for Court Reporter Irene Rodriguez. (cv, COURT STAFF) (Filed on 5/7/2015)
May 7, 2015	Filing 1045 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 5/7/2015 re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Matter submitted. Court to issue further order following hearing. Court Reporter Name: Irene Rodriguez (Time in Court 10:14 - 10:31)(ecg, COURT STAFF) (Date Filed: 5/7/2015)
May 5, 2015	Filing 1044 STATUS REPORT Receiver's Thirteenth Interim Report (with Exhibit A and Proof of Service) by Thomas A. Seaman. (Zaro, David) (Filed on 5/5/2015)
May 1, 2015	Filing 1043 ORDER granting in part and denying in part #1033 Motion for Payment of Loan Servicing Costs for February, 2015. Signed by Judge Edward J. Davila on 5/1/2015. (ejdlc1S, COURT STAFF) (Filed on 5/1/2015) (Additional attachment(s) added on 5/1/2015: #1 Certificate of Service) (ecg, COURT STAFF).
April 29, 2015	Filing 1042 REPLY (re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed byThomas A. Seaman. (Zaro, David) (Filed on 4/29/2015)
April 23, 2015	Filing 1041 Letter from Mark Feathers. #1038 MOTION for hearing to stay (cv, COURT STAFF) (Filed on 4/23/2015)
April 23, 2015	Filing 1040 ERRATA re #1038 Opposition/Response to Motion, by Mark Feathers. (cv, COURT STAFF) (Filed on 4/23/2015)
April 23, 2015	Filing 1039 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for March 2015 filed by Thomas A. Seaman. Responses due by 4/27/2015. (Fates, Ted) (Filed on 4/23/2015)
April 22, 2015	Filing 1038 RESPONSE (re #1027 MOTION for Order of Sale - Request for Judicial Notice of Exhibits and MOTION for hearing to stay and Declaration of Mark Feathers and Proof of Service ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 4/22/2015)
April 21, 2015	Filing 1037 RESPONSE (re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 4/21/2015)
April 17, 2015	Filing 1036 RESPONSE (re #1033 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for February 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 4/17/2015)
April 14, 2015	Filing 1035 ORDER granting #1025 Motion for Payment of Loan Servicing Costs for January, 2015. Signed by Judge Edward J. Davila on 4/14/2015. (ejdlc1S, COURT STAFF) (Filed on 4/14/2015) (Additional attachment(s) added on 4/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).
April 14, 2015	Filing 1034 ORDER denying #1014 Request to Take Affirmative Action. Signed by Judge Edward J. Davila on 4/14/2015. (ejdlc1S, COURT STAFF) (Filed on 4/14/2015) (Additional attachment(s) added on 4/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).
April 13, 2015	Filing 1033 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for February 2015 filed by Thomas A. Seaman. Responses due by 4/17/2015. (Fates, Ted) (Filed on 4/13/2015)
April 10, 2015	Filing 1032 Order Granting #1030 Ex Parte Application Shortening Time on Motion of Receiver for Approval of Sale. Signed by Hon. Edward J. Davila on 4/10/2015.(ecg, COURT STAFF) (Filed on 4/10/2015)
April 10, 2015	Set/Reset Deadlines as to #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License: Motion Hearing set for 5/7/2015 10:00 AM before Hon. Edward J. Davila in Courtroom 4, 5th Floor, San Jose. (ecg, COURT STAFF) (Filed on 4/10/2015)
April 9, 2015	Filing 1031 ERRATA re [PROPOSED] ORDER SHORTENING TIME re: #1030 by Thomas A. Seaman. (Zaro, David) (Filed on 4/9/2015) Modified on 4/10/2015 (cv, COURT STAFF). Modified on 4/10/2015 (cv, COURT STAFF).
April 9, 2015	Filing 1030 Ex Parte Application for Order Shortening Time on Motion) filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 4/9/2015) Modified on 4/10/2015 (cv, COURT STAFF).
April 8, 2015	Filing 1029 Request for Judicial Notice re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed byThomas A. Seaman. (Related document(s) #1027 ) (Zaro, David) (Filed on 4/8/2015)
April 8, 2015	Filing 1028 Declaration of Thomas A. Seaman in Support of #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed byThomas A. Seaman. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Certificate/Proof of Service)(Related document(s) #1027 ) (Zaro, David) (Filed on 4/8/2015)
April 8, 2015	Filing 1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Motion Hearing set for 5/28/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 4/22/2015. Replies due by 4/29/2015. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 4/8/2015)
March 23, 2015	Filing 1026 RESPONSE (re #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 3/23/2015)
March 18, 2015	Filing 1025 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for January 2015 filed by Thomas A. Seaman. Responses due by 3/23/2015. (Fates, Ted) (Filed on 3/18/2015)
March 13, 2015	Filing 1024 Declaration of Mark Feathers filed byMark Feathers. (cv, COURT STAFF) (Filed on 3/13/2015)
March 13, 2015	Filing 1023 OPPOSITION and request (re #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 3/13/2015)
March 6, 2015	Filing 1022 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1021 Notice (Other), #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application (Fates, Ted) (Filed on 3/6/2015)
March 6, 2015	Filing 1021 NOTICE by Thomas A. Seaman re #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application (Fates, Ted) (Filed on 3/6/2015)
March 6, 2015	Filing 1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 6/18/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/20/2015. Replies due by 3/27/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 3/6/2015)
March 6, 2015	Filing 1019 MOTION Receiver's Eighth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 6/18/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/20/2015. Replies due by 3/27/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 3/6/2015)
March 6, 2015	Filing 1018 ORDER of USCA as to #623 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 3/6/2015)
February 19, 2015	Filing 1017 NOTICE by Thomas A. Seaman Receivers Notice of Second Distribution Pursuant to Court-Approved Distribution Plan (Fates, Ted) (Filed on 2/19/2015)
February 18, 2015	Filing 1016 ORDER granting #1006 Motion for Payment of Loan Servicing Costs for December 2014. Signed by Judge Edward J. Davila on 2/18/2015. (ejdlc1S, COURT STAFF) (Filed on 2/18/2015)
February 2, 2015	Filing 1015 Declaration of Mark Feathers in Support of #1014 MOTION to take affirmative action and to accept, or to not accept, the re #1011 Status Report filed byMark Feathers. (Related document(s) #1014 ) (cv, COURT STAFF) (Filed on 2/2/2015)
February 2, 2015	Filing 1014 MOTION to take affirmative action and to accept, or to not accept, re #1011 Receiver's Twelfth Interim and OPPOSITION filed by Mark Feathers. Responses due by 2/17/2015. Replies due by 2/24/2015. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 2/2/2015) Modified on 2/2/2015 (cv, COURT STAFF).
February 2, 2015	Filing 1013 ORDER denying #950 , #980 Defendant's Motions. The hearing scheduled for 2/5/2015 is VACATED. Commencing immediately, Feathers shall not file any pleading on the district court docket which raises or discusses (1) the fact that Seaman is not a CPA, or (2) that this fact was not disclosed earlier in this action. Signed by Judge Edward J. Davila on 2/2/2015. (ejdlc1S, COURT STAFF) (Filed on 2/2/2015) (Additional attachment(s) added on 2/2/2015: #1 Certifcate of Service) (ecg, COURT STAFF).
February 2, 2015	Filing 1012 ORDER granting #966 , #967 Seventh Motions for Interim Fees and Costs. The hearing scheduled for 2/5/2015 is VACATED. Signed by Judge Edward J. Davila on 2/2/2015. (ejdlc1S, COURT STAFF) (Filed on 2/2/2015) (Additional attachment(s) added on 2/2/2015: #1 Certifcate of Service) (ecg, COURT STAFF).
January 27, 2015	Filing 1011 Receiver's Twelfth Interim Report by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 1/27/2015) Modified on 2/2/2015 (cv, COURT STAFF).
January 27, 2015	Filing 1010 ORDER DISCHARGING ORDER TO SHOW CAUSE re #1000 Order to Show Cause. The court has determined that entry of judgment on any part of this action is premature at this time. Accordingly, good cause having been shown in response, the Order to Show Cause is DISCHARGED. Signed by Judge Edward J. Davila on 1/27/2015. (ecg, COURT STAFF) (Filed on 1/27/2015)
January 23, 2015	Filing 1009 Order Granting #1008 Motion Relief from Personal Appearance. The Receiver is excused from personal appearance at the hearing on the Motion set for February 5, 2015, at 9:00 a.m. Signed by Hon. Edward J. Davila on 1/23/2015. (ecg, COURT STAFF) (Filed on 1/23/2015)
January 21, 2015	Filing 1008 Administrative Motion Requesting Relief from Personal Appearance at Fee Application Hearing Set for Februrary 5, 2015 filed by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 1/21/2015) Modified on 1/21/2015 (cv, COURT STAFF).
January 21, 2015	Filing 1007 ORDER granting #998 Administrative Motion for Payment of Loan Servicing Costs for November 2014. Signed by Judge Edward J. Davila on 1/21/2015. (ejdlc1S, COURT STAFF) (Filed on 1/21/2015) (Additional attachment(s) added on 1/21/2015: #1 Certificate of Service) (ecg, COURT STAFF).
January 20, 2015	Filing 1006 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for December 2014 filed by Thomas A. Seaman. Responses due by 1/26/2015. (Fates, Ted) (Filed on 1/20/2015)
January 16, 2015	Filing 1005 RESPONSE TO ORDER TO SHOW CAUSE #1000 by Mark Feathers. (cv, COURT STAFF) (Filed on 1/16/2015)
January 16, 2015	Filing 1004 Letter from Mark Feathers dated 1/16/15. (Attachments: #1 Exhibit, #2 Exhibit)(cv, COURT STAFF) (Filed on 1/16/2015)
January 15, 2015	Filing 1003 Statement re #1000 Order to Show Cause,, Re: Entry of Judgment by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 1/15/2015)
January 15, 2015	Filing 1002 RESPONSE TO ORDER TO SHOW CAUSE by Thomas A. Seaman (with Proof of Service). (Zaro, David) (Filed on 1/15/2015)
January 5, 2015	Filing 1001 OPPOSITION (re #998 Ex Parte Administrative Motion for Payment of Loan Servicing Costs for November 2014 ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 1/5/2015)
January 2, 2015	Filing 1000 ORDER TO SHOW CAUSE re: Entry of Judgment. Any party opposing entry of judgment shall file a response to this Order to Show Cause on or before 1/16/2015. All parties are notified that absent a response demonstrating good cause for not doing so, the court will enter a judgment as indicated above. No hearing will be held on the order to show cause unless otherwise ordered by the court. Signed by Judge Edward J. Davila on 1/2/2015. (ejdlc1S, COURT STAFF) (Filed on 1/2/2015) (Additional attachment(s) added on 1/5/2015: #1 Certificate of Service) (ecg, COURT STAFF).
January 2, 2015	Filing 999 ORDER granting #988 Motion for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans. The hearing scheduled for 1/8/2015 is VACATED. Signed by Judge Edward J. Davila on 1/2/2015. (ejdlc1S, COURT STAFF) (Filed on 1/2/2015) (Additional attachment(s) added on 1/5/2015: #1 Certificate of Service) (ecg, COURT STAFF).
December 31, 2014	Filing 998 Ex Parte Application /Receiver's Administrative Motion for Payment of Loan Servicing Costs for November 2014 filed by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 Proposed Order, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 12/31/2014)
December 23, 2014	Filing 997 Proposed Order re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Exhibit A, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 12/23/2014)
December 19, 2014	Filing 996 Statement of Non-Opposition re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans filed byMark Feathers. (Related document(s) #988 ) (cv, COURT STAFF) (Filed on 12/19/2014)
December 18, 2014	Filing 995 Statement re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 12/18/2014)
December 15, 2014	Filing 994 Order Granting #991 Ex Parte Application to Shorten Time for Hearing. Signed by Hon. Edward J. Davila on 12/15/2014.(ecg, COURT STAFF) (Filed on 12/15/2014)
December 15, 2014	Filing 993 ORDER granting #983 Administrative Motion for Payment of Loan Servicing Costs for October 2014. Signed by Judge Edward J. Davila on 12/15/2014. (ejdlc1S, COURT STAFF) (Filed on 12/15/2014) (Additional attachment(s) added on 12/15/2014: #1 Certifcate of Service) (ecg, COURT STAFF).
December 15, 2014	Set/Reset Deadlines as to #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans : Motion Hearing set for 1/8/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 12/15/2014)
December 12, 2014	Filing 992 STATUS REPORT Receiver's Eleventh Interim Report by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 12/12/2014)
December 12, 2014	Filing 991 Ex Parte Application for Order Shortening Time for Hearing on #988 Motion to Approve Sale of 504/FMLP Loan Portfolio and Non-SBA Loan; Supporting Declaration of Receiver, Thomas A. Seaman; [Proposed] Order Shortening Time; and Proof of Service filed by Thomas A. Seaman. (Zaro, David) (Filed on 12/12/2014) Modified on 12/12/2014 (cv, COURT STAFF).
December 12, 2014	Filing 990 Request for Judicial Notice re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) filed byThomas A. Seaman. (Related document(s) #988 ) (Zaro, David) (Filed on 12/12/2014)
December 12, 2014	Filing 989 Declaration of Receiver, Thomas A. Seaman in Support of #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) filed byThomas A. Seaman. (Attachments: #1 Exhibit A and B, #2 Certificate/Proof of Service)(Related document(s) #988 ) (Zaro, David) (Filed on 12/12/2014)
December 12, 2014	Filing 988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) filed by Thomas A. Seaman. Motion Hearing set for 2/5/2015 08:30 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/26/2014. Replies due by 1/2/2015. (Zaro, David) (Filed on 12/12/2014)
December 11, 2014	Filing 987 CLERK'S NOTICE. The court has reviewed the motion and determined that no cases are related and no reassignments shall occur.(ecg, COURT STAFF) (Filed on 12/11/2014)
December 2, 2014	Filing 986 REPLY (re #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate ) filed byMark Feathers. (srmS, COURT STAFF) (Filed on 12/2/2014)
November 24, 2014	Filing 985 OPPOSITION (re #983 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2014 ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 11/24/2014)
November 24, 2014	Filing 984 RESPONSE (re #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 11/24/2014)
November 20, 2014	Filing 983 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2014 filed by Thomas A. Seaman. Responses due by 11/24/2014. (Fates, Ted) (Filed on 11/20/2014)
November 18, 2014	Filing 982 Proposed Order re #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate by Mark Feathers. (cv, COURT STAFF) (Filed on 11/18/2014)
November 13, 2014	Filing 981 Declaration of Mark Feathers in Support of #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate filed by Mark Feathers. (Related document(s) #980 ) (cv, COURT STAFF) (Filed on 11/13/2014)
November 13, 2014	Filing 980 MOTION to end permanent injunction and, MOTION to Dismiss receiver, REQUEST for legal Attorney Fees for jury trial, and for a jury trial, REQUEST for receiver to RETURN all monies received back to the receivership estate filed by Mark Feathers. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 5, 4th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/28/2014. Replies due by 12/5/2014. (Attachments: #1 memorandum and understanding to motion end permanent injunction)(cv, COURT STAFF) (Filed on 11/13/2014) Modified on 11/18/2014 (cv, COURT STAFF).
November 13, 2014	Filing 979 Received Document declaration R. Peter Griffith. (cv, COURT STAFF) (Filed on 11/13/2014)
November 13, 2014	Filing 978 Received Document from Pingyn Liu. (cv, COURT STAFF) (Filed on 11/14/2014) Modified on 11/18/2014 (cv, COURT STAFF).
November 13, 2014	Filing 977 Received Document from Alice A. Hoagland. (cv, COURT STAFF) (Filed on 11/14/2014) Modified on 11/18/2014 (cv, COURT STAFF).
November 10, 2014	Filing 976 RESPONSE (re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 11/10/2014)
November 10, 2014	Filing 975 ORDER granting #964 Motion for Payment of Loan Servicing Costs for September 2014. Signed by Judge Edward J. Davila on 11/10/2014. (ejdlc1S, COURT STAFF) (Filed on 11/10/2014) (Additional attachment(s) added on 11/10/2014: #1 Certificate of Service) (ecg, COURT STAFF).
November 10, 2014	Filing 974 ORDER terminating in part and denying in part #940 Motion for Relief under Federal Rule of Civil Procedure 60(b); denying #973 Motion to Compel. The hearing scheduled for 11/14/2014 is VACATED. Signed by Judge Edward J. Davila on 11/10/2014. (ejdlc1S, COURT STAFF) (Filed on 11/10/2014) (Additional attachment(s) added on 11/10/2014: #1 Certificate of Service) (ecg, COURT STAFF).
November 6, 2014	Filing 973 MOTION to Compel to produce documents filed by Mark Feathers. Responses due by 11/20/2014. Replies due by 12/1/2014. (cv, COURT STAFF) (Filed on 11/6/2014)
November 6, 2014	Filing 972 CLERK'S NOTICE RESETTING Motion Hearing. Set/Reset Deadlines as to #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct #34 Order on Motion to Approve Consent Judgment. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Effective 1/1/2015, Judge Davila's Civil Law and Motion Practice will be held on Thursdays. Please see the Court's Scheduling Notes for further information at: http://cand.uscourts.gov/ejd (Attachments: #1 Certificate of Service) (ecg, COURT STAFF) (Filed on 11/6/2014)
November 5, 2014	Filing 971 Request for Judicial Notice re #950 MOTION filed byMark Feathers. (Related document(s) #950 ) (cv, COURT STAFF) (Filed on 11/5/2014)
October 30, 2014	Filing 970 OMNIBUS OPPOSITION (re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application and #968 ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 10/30/2014)
October 28, 2014	Filing 969 CERTIFICATE OF SERVICE by Thomas A. Seaman re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application , #968 Notice (Other), (Fates, Ted) (Filed on 10/28/2014)
October 28, 2014	Filing 968 NOTICE by Thomas A. Seaman re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application (Fates, Ted) (Filed on 10/28/2014)
October 28, 2014	Filing 967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/12/2014. Replies due by 11/19/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 10/28/2014)
October 28, 2014	Filing 966 MOTION Receiver's Seventh Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/12/2014. Replies due by 11/19/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 10/28/2014)
October 23, 2014	Filing 965 OPPOSITION (re #964 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2014 ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 10/23/2014)
October 21, 2014	Filing 964 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2014 filed by Thomas A. Seaman. Responses due by 10/27/2014. (Fates, Ted) (Filed on 10/21/2014)
October 16, 2014	Filing 963 Order Denying #962 Motion to Shorten Time for Miscellaneous Relief. Signed by Hon. Edward J. Davila on 10/16/2014.(ecg, COURT STAFF) (Filed on 10/16/2014)
October 15, 2014	Filing 962 MOTION to Shorten Time, MOTION to end the permanent injunction against Mark Feathers re #950 MOTION t filed by Mark Feathers. Responses due by 10/29/2014. Replies due by 11/5/2014. (Attachments: #1 Proposed Order)(cv, COURT STAFF) (Filed on 10/15/2014)
October 9, 2014	Filing 961 Declaration filed byMark Feathers. (cv, COURT STAFF) (Filed on 10/9/2014)
October 9, 2014	Filing 960 Request for Judicial Notice re #957 Opposition/Response to Motion, #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct #958 Opposition/Response to Motion filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(Related document(s) #957 , #950 , #34 , #958 ) (cv, COURT STAFF) (Filed on 10/9/2014)
October 9, 2014	Filing 959 OMNIBUS REPLY to re #957 Opposition/Response to Motion, #958 Opposition/Response to Motion by Mark Feathers. (cv, COURT STAFF) (Filed on 10/9/2014)
October 2, 2014	Filing 958 RESPONSE (re #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct filed by Thomas A. Seaman. (Fates, Ted) (Filed on 10/2/2014) Modified on 10/2/2014 (cv, COURT STAFF).
October 2, 2014	Filing 957 RESPONSE (re #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct #34 Order on Motion to Approve Consent Judgment ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 10/2/2014)
October 1, 2014	Filing 956 ORDER granting #949 Administrative Motion for Payment of Loan Servicing Costs for August 2014. Accordingly, the Motion is GRANTED. The total amount of $24,048.50 for August, 2014, loan servicing costs is approved and may be distributed to the Receiver accordingly. Signed by Judge Edward J. Davila on 10/1/2014. (ejdlc1S, COURT STAFF) (Filed on 10/1/2014) (Additional attachment(s) added on 10/1/2014: #1 Certificate of Service) (ecg, COURT STAFF). Modified text on 10/2/2014 (ecg, COURT STAFF).
September 25, 2014	Filing 955 NOTICE of Change of Address by John Brian Bulgozdy (Bulgozdy, John) (Filed on 9/25/2014)
September 22, 2014	Filing 954 Declaration in Support of #952 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #952 ) (cv, COURT STAFF) (Filed on 9/22/2014)
September 22, 2014	Filing 952 OPPOSITION (re #949 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2014 ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 9/22/2014)
September 18, 2014	Filing 953 Proposed Order re #950 MOTION by Mark Feathers. (cv, COURT STAFF) (Filed on 9/18/2014)
September 18, 2014	Filing 951 Declaration in Support of #950 MOTION re #34 PRELIMINARY INJUNCTION AND ORDER APPOINTING PERMANENT RECEIVER filed byMark Feathers. (Related document(s) #950 ) (cv, COURT STAFF) (Filed on 9/18/2014)
September 18, 2014	Filing 950 MOTION for a determination if the receiver has committed an act of gross negligence re #34 Order on Motion to Approve Consent Judgment, MOTION to End the Permanent Injunction #34 filed by Mark Feathers. Motion Hearing set for 2/6/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/2/2014. Replies due by 10/9/2014. (cv, COURT STAFF) (Filed on 9/18/2014)
September 17, 2014	Filing 949 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2014 filed by Thomas A. Seaman. Responses due by 9/22/2014. (Fates, Ted) (Filed on 9/17/2014)
September 2, 2014	Filing 948 Declaration of Mark Feathers filed byMark Feathers. (cv, COURT STAFF) (Filed on 9/2/2014)
September 2, 2014	Filing 947 REPLY (re #940 MOTION to alter or amend judgment filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(cv, COURT STAFF) (Filed on 9/2/2014)
August 29, 2014	Filing 946 RESPONSE (re #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 8/29/2014)
August 22, 2014	Filing 945 ORDER RE: HEARING ON SIXTH INTERIM FEE APPLICATIONS. Since there appears to have been some confusion on this issue, the court clarifies for all interested parties that the Sixth Interim Fee Applications #923 , #924 , #925 filed by the Receiver and his counsel were resolved pursuant the court's order filed on 8/7/2014 #936 . Accordingly, to the extent such a directive was not made explicit, the hearing scheduled for 8/22/2014 is VACATED. Signed by Judge Edward J. Davila on 8/22/2014. (ejdlc1S, COURT STAFF) (Filed on 8/22/2014) (Additional attachment(s) added on 8/25/2014: #1 Certificate of Service) (ecg, COURT STAFF).
August 18, 2014	Filing 944 STATUS REPORT RECEIVER'S TENTH INTERIM REPORT by Thomas A. Seaman. (Attachments: #1 Certificate/Proof of Service)(Fates, Ted) (Filed on 8/18/2014)
August 15, 2014	Filing 943 Proposed Order re #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery by Mark Feathers. (cv, COURT STAFF) (Filed on 8/15/2014)
August 15, 2014	Filing 942 Declaration in Support of #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery filed byMark Feathers. (Related document(s) #940 ) (cv, COURT STAFF) (Filed on 8/15/2014)
August 15, 2014	Filing 941 MEMORANDUM in Support re #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(Related document(s) #940 ) (cv, COURT STAFF) (Filed on 8/15/2014)
August 15, 2014	Filing 940 RELIEF from summary judgment, REQUEST of legal fees in the amount of $200,000, REQUEST for Discovery filed by Mark Feathers. Motion Hearing set for 11/14/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/29/2014. Replies due by 9/5/2014. (cv, COURT STAFF) (Filed on 8/15/2014)
August 14, 2014	Filing 939 TRANSCRIPT ORDER by Thomas A. Seaman for Court Reporter Summer Fisher. (Fates, Ted) (Filed on 8/14/2014)
August 13, 2014	Filing 938 Transcript of Proceedings held on 08/01/14, before Judge Edward J. Davila. Court Reporter/Transcriber Summer Fisher, Telephone number 408-288-6150 summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #937 Transcript Order ) Release of Transcript Restriction set for 11/12/2014. (Related documents(s) #937 ) (Fisher, Summer) (Filed on 8/13/2014)
August 12, 2014	Filing 937 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Summer Fisher. (Bulgozdy, John) (Filed on 8/12/2014)
August 7, 2014	Filing 936 ORDER granting in part and denying in part #884 Fifth Interim Fee Application; granting in part and denying in part #885 Fifth Interim Fee Application; denying #889 Motion for Approval of Monthly Budget; granting in part and denying in part #923 Sixth Interim Fee Application; granting in part and denying in part #924 Sixth Interim Fee Application. Signed by Judge Edward J. Davila on 8/7/2014. (ejdlc3, COURT STAFF) (Filed on 8/7/2014)

October 31, 2023

Filing 1414 ORDER Denying #1411 Motion to Reopen Case. Signed by Judge Edward J. Davila on 10/31/2023. (crr, COURT STAFF) (Filed on 10/31/2023)

August 31, 2023

Filing 1413 REPLY (re #1411 MOTION to Reopen Case on the basis of new arguments justifying relief ) Rule 60 basis filed byMark Feathers. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Feathers, Mark) (Filed on 8/31/2023)

August 25, 2023

Filing 1412 OPPOSITION/RESPONSE (re #1411 MOTION to Reopen Case on the basis of new arguments justifying relief ) filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 8/25/2023)

August 4, 2023

Filing 1411 MOTION to Reopen Case on the basis of new arguments justifying relief filed by Mark Feathers. (Feathers, Mark) (Filed on 8/4/2023)

October 6, 2022

Filing 1410 Related Case ORDER: case is not related. Signed by Judge Edward J. Davila on 10/6/2022. (ejdlc3, COURT STAFF) (Filed on 10/6/2022)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

October 5, 2022

Filing 1409 Judicial Referral for Purpose of Determining Relationship of Cases re Case No. 22-5756. Signed by Judge Susan van Keulen on 10/5/2022. (svklc1, COURT STAFF) (Filed on 10/5/2022)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

July 15, 2022

Filing 1408 Order Denying #1404 Motion for Permanent Injunction. Signed by Judge Edward J. Davila on 7/15/2022. (ejdlc3, COURT STAFF) (Filed on 7/15/2022)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

July 10, 2022

Filing 1407 REPLY (re #1404 Request for Permanent Injunction against the U.S. Securities and Exchange Commission ) for SEC Violations of the Administrative Procedures Act, filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit)(Feathers, Mark) (Filed on 7/10/2022)

July 8, 2022

Filing 1406 OPPOSITION/RESPONSE (re #1404 Request for Permanent Injunction against the U.S. Securities and Exchange Commission ) filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 7/8/2022)

June 25, 2022

Filing 1405 Certificate of Service For Request for Injunction served on Lynn Dean, Esq, SEC on 6-25-22, filed by Mark Feathers. (Feathers, Mark) (Filed on 6/25/2022) Modified on 6/27/2022 (gba, COURT STAFF).

June 25, 2022

Filing 1404 Request for Permanent Injunction against the U.S. Securities and Exchange Commission filed by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit)(Feathers, Mark) (Filed on 6/25/2022) Modified on 6/27/2022 (gba, COURT STAFF).

February 14, 2022

Filing 1403 NOTICE of Change of Address by Mark Feathers (Attachments: #1 Envelope) (gba, COURT STAFF) (Filed on 2/14/2022)

January 19, 2022

Filing 1402 MANDATE of USCA. The judgment of this Court, entered October 12, 2021, takes effect this date. This constitutes the formal mandate of this Court issued pursuant to Rule 41(a) of the Federal Rules of Appellate Procedure. as to #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers (bw, COURT STAFF) (Filed on 1/19/2022)

January 11, 2022

Filing 1401 ORDER of USCA as to #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers. (gba, COURT STAFF) (Filed on 1/11/2022)

October 12, 2021

Filing 1400 ORDER of USCA as to #593 Notice of Appeal to the Ninth Circuit, filed by Mark Feathers. A review of the record and the opening brief indicates that the questions raised in this appeal are so insubstantial as not to require further argument. We therefore grant the motion for summary affirmance (Docket Entry No. 13) of the district courts orders denying relief from judgment. See United States v. Hooton, 693 F.2d 857, 858 (9th Cir. 1982) (stating standard). All other pending motions are denied as moot. AFFIRMED. (bwS, COURT STAFF) (Filed on 10/12/2021)

May 11, 2021

Filing 1399 Appeal Remark - Received notification from District Court re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 05/05/2021re #1395 Notice of Appeal to the Ninth Circuit : (cvS, COURT STAFF) (Filed on 5/11/2021)

May 5, 2021

Filing 1398 ORDER of USCA as to #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/5/2021)

May 5, 2021

Filing 1397 USCA Appeal Fees received $ 505 receipt number 54611018631 re #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers (Attachments: #1 Envelope)(cvS, COURT STAFF) (Filed on 5/5/2021)

April 26, 2021

Filing 1396 USCA Case Number 21-15721 9th Circuit Court of Appeals Payment of the $505 docketing and filing fees is past due. Failure to correct this deficiency may result in the dismissal of this case for failure to prosecute. See 9thCir. R. 42-1. The fee is payable to the District Court. for #1395 Notice of Appeal to the Ninth Circuit filed by Mark Feathers. (cvS, COURT STAFF) (Filed on 4/26/2021)

April 15, 2021

Filing 1395 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Order on Motion for Miscellaneous Relief, #1392 , Order, #1393 (Appeal fee FEE NOT PAID.) Appeal (Feathers, Mark) (Filed on 4/15/2021)

April 8, 2021

Filing 1394 OBJECTIONS to re #1393 Order, Rule 46 Objection to Denial of Judicial Notice by Mark Feathers. (Feathers, Mark) (Filed on 4/8/2021)

April 8, 2021

Filing 1393 ORDER DENYING MOTION FOR RELIEF FROM JUDGMENT AND MOTIONS FOR JUDICIAL NOTICE. Signed by Edward J. Davila on 4/8/2021. (ejdlc4S, COURT STAFF) (Filed on 4/8/2021)

March 18, 2021

Filing 1392 ORDER Denying #1285 Motions For Relief From Judgment, Motion for Injunction on Plaintiff, and Motion for Judicial Notice. Signed by Judge Edward J. Davila on 3/18/2021. (ejdlc3S, COURT STAFF) (Filed on 3/18/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

March 15, 2021

Filing 1391 (Text Only) CLERKS NOTICE TAKING MOTIONS UNDER SUBMISSION WITHOUT ORAL ARGUMENT. The Motion Re Order on Motion for Summary Judgment(Docket Item No. #1285 ) and Motion to Amend/Correct (Docket Item No. #1361 ) before Judge Edward J. Davila previously noticed for 3/18/2021 at 9:00 AM have been taken under submission without oral argument pursuant to Civ. L.R. 7-1(b). The 3/18/2021 hearing is VACATED NO APPEARANCE NECESSARY. The Court to issue further Order on the submitted motions. This is a text only docket entry, there is no document associated with this notice. (amkS, COURT STAFF) (Filed on 3/15/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

January 30, 2021

Filing 1390 REPLY (re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief ) Response to SEC Opposition to Defendant's motion for relief filed byMark Feathers. (Feathers, Mark) (Filed on 1/30/2021)

January 29, 2021

Filing 1389 OPPOSITION/RESPONSE (re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/29/2021)

January 28, 2021

Filing 1388 OBJECTIONS to re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, by Mark Feathers. (Feathers, Mark) (Filed on 1/28/2021)

January 14, 2021

Filing 1387 ORDER RE MISCELLANEOUS MOTIONS #1372 #1376 #1378 . Signed by Judge Edward J. Davila on 1/14/2021. (ejdlc3S, COURT STAFF) (Filed on 1/14/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

January 14, 2021

Filing 1386 REPLY (re #1381 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) Amended Reply to SEC Opposition to Judicial Notice filed byMark Feathers. (Feathers, Mark) (Filed on 1/14/2021)

January 14, 2021

Filing 1385 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Feathers, Mark) (Filed on 1/14/2021)

January 14, 2021

Filing 1384 OPPOSITION/RESPONSE (re #1381 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/14/2021)

January 11, 2021

Filing 1383 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Feathers, Mark) (Filed on 1/11/2021)

January 11, 2021

Filing 1382 OPPOSITION/RESPONSE (re #1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/11/2021)

January 10, 2021

Filing 1381 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Responses due by 1/14/2021. (Attachments: #1 Exhibit 1)(Feathers, Mark) (Filed on 1/10/2021)

January 6, 2021

Filing 1380 REPLY (re #1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas ) filed byMark Feathers. (Feathers, Mark) (Filed on 1/6/2021)

January 6, 2021

Filing 1379 OPPOSITION/RESPONSE (re #1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas ) filed byU.S. Small Business Administration. (Attachments: #1 Exhibit A)(Adams, Eric) (Filed on 1/6/2021)

January 5, 2021

Filing 1378 First ADMINISTRATIVE MOTION Judicial Enforcement of Subpoenas re #1371 Order on Motion for Extension of Time to File Response/Reply,, Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Judicial Enforcement of Subpoenas filed by Mark Feathers. Responses due by 1/11/2021. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Feathers, Mark) (Filed on 1/5/2021)

January 4, 2021

Filing 1377 OPPOSITION/RESPONSE (re #1376 First ADMINISTRATIVE MOTION Approval of Subpoena re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Moti ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/4/2021)

December 31, 2020

Filing 1376 First ADMINISTRATIVE MOTION Approval of Subpoena re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Responses due by 1/4/2021. (Feathers, Mark) (Filed on 12/31/2020)

December 25, 2020

Filing 1375 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) Refiled Reply Brief filed byMark Feathers. (Feathers, Mark) (Filed on 12/25/2020)

December 22, 2020

Filing 1374 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, , #1365 First ADMINISTRATIVE MOTION re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extrao, #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief, #1372 First ADMINISTRATIVE MOTION Request for Judicial Notice and for Leave to File Request for Legal Fees re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Reconsid ) filed byMark Feathers. (Feathers, Mark) (Filed on 12/22/2020)

December 21, 2020

Filing 1373 OPPOSITION/RESPONSE (re #1372 First ADMINISTRATIVE MOTION Request for Judicial Notice and for Leave to File Request for Legal Fees re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Reconsid ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 12/21/2020)

December 15, 2020

Filing 1372 First ADMINISTRATIVE MOTION Request for Judicial Notice and for Leave to File Request for Legal Fees re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Reconsideration of Denial of Legal Fees filed by Mark Feathers. Responses due by 12/21/2020. (Feathers, Mark) (Filed on 12/15/2020)

December 9, 2020

Filing 1371 ORDER RE MISCELLANEOUS MOTIONS #1362 , #1363 , [ 1368]. Signed by Judge Edward J. Davila on 12/9/2020. (ejdlc3S, COURT STAFF) (Filed on 12/9/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

December 8, 2020

Filing 1370 ERRATA re #1368 First ADMINISTRATIVE MOTION Clarification on Prior Court Order re #1257 USCA Order,,,, Request for Clarification Second Errata to Admin Motion, Docket 1368 by Mark Feathers. (Feathers, Mark) (Filed on 12/8/2020)

December 8, 2020

Filing 1369 ERRATA re #1367 First ADMINISTRATIVE MOTION Request for Judicial Notice re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule by Mark Feathers. (Feathers, Mark) (Filed on 12/8/2020)

December 8, 2020

Filing 1368 First ADMINISTRATIVE MOTION Clarification on Prior Court Order re #1257 USCA Order,,,, Request for Clarification filed by Mark Feathers. Responses due by 12/14/2020. (Feathers, Mark) (Filed on 12/8/2020)

November 23, 2020

Filing 1367 First ADMINISTRATIVE MOTION Request for Judicial Notice re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Responses due by 11/27/2020. (Feathers, Mark) (Filed on 11/23/2020)

November 22, 2020

Filing 1366 ERRATA re #1364 Declaration in Support, Errata refiled motion by Mark Feathers. (Feathers, Mark) (Filed on 11/22/2020)

November 22, 2020

Filing 1365 First ADMINISTRATIVE MOTION re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Request for Judicial Notice IPF filed by Mark Feathers. Responses due by 11/27/2020. (Feathers, Mark) (Filed on 11/22/2020)

November 21, 2020

Filing 1364 Declaration of Mark Feathers in Support of #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Declarations to Rule 60(b)(6) Motion for Relief filed byMark Feathers. (Related document(s) #1361 ) (Feathers, Mark) (Filed on 11/21/2020)

November 18, 2020

Filing 1363 First ADMINISTRATIVE MOTION re #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief , MOTION for Extension of Time to File , MOTION for Extension of Time to File Response/Reply as to #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Responses due by 11/23/2020. (Feathers, Mark) (Filed on 11/18/2020)

November 18, 2020

Filing 1362 First MOTION for Extension of Time to File Response/Reply as to #1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. (Feathers, Mark) (Filed on 11/18/2020)

November 18, 2020

Filing 1361 First MOTION to Amend/Correct #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Rule 60(b)(6) Motion for Extraordinary Relief filed by Mark Feathers. Motion Hearing set for 3/18/2021 09:00 AM in San Jose, - To be determined before Judge Edward J. Davila. Responses due by 12/2/2020. Replies due by 12/9/2020. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Exhibit 3)(Feathers, Mark) (Filed on 11/18/2020)

November 16, 2020

Filing 1360 OBJECTIONS to re #1340 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Objection on Denial for Leave to Refile for Relief on Disgorgement by Mark Feathers. (Feathers, Mark) (Filed on 11/16/2020)

November 10, 2020

Filing 1359 OBJECTIONS to re #1357 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,,,,,,,,,,,,, Order on Motion for Leave to File Excess Pages,, Fed.R.Civ.P. 46 Objections by Mark Feathers. (Feathers, Mark) (Filed on 11/10/2020)

November 10, 2020

Filing 1358 Certificate of Interested Entities by Mark Feathers re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, (Feathers, Mark) (Filed on 11/10/2020)

November 10, 2020

Filing 1357 ORDER denying #1339 Administrative Motion ; denying #1345 Administrative Motion ; denying #1346 Administrative Motion ; denying #1347 Administrative Motion ; denying #1348 Administrative Motion ; denying #1351 Administrative Motion ; granting #1352 Motion for Leave to File Excess Pages. Signed by Judge Edward J. Davila on 11/10/2020. (ejdlc3S, COURT STAFF) (Filed on 11/10/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

November 9, 2020

Filing 1356 EXHIBITS re #1355 Reply to Opposition/Response,,,, Exhibits to Omnibus Reply to SEC Opposition filed byMark Feathers. (Attachments: #1 Exhibit 7, #2 Exhibit 8, #3 Exhibit 9, #4 Exhibit 10)(Related document(s) #1355 ) (Feathers, Mark) (Filed on 11/9/2020)

November 9, 2020

Filing 1355 REPLY (re #1346 First ADMINISTRATIVE MOTION Request for A Monsanto Hearing Date re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Adm, #1347 First ADMINISTRATIVE MOTION Court Approval to Issue Subpoenas for Rule 60(b)(6) Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,, #1348 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Defendant's Admin Motion to Subpo, #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed byMark Feathers. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Feathers, Mark) (Filed on 11/9/2020)

November 9, 2020

Filing 1354 OPPOSITION/RESPONSE (re #1347 First ADMINISTRATIVE MOTION Court Approval to Issue Subpoenas for Rule 60(b)(6) Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,, #1348 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Defendant's Admin Motion to Subpo ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 11/9/2020)

November 9, 2020

Filing 1353 OPPOSITION/RESPONSE (re #1346 First ADMINISTRATIVE MOTION Request for A Monsanto Hearing Date re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Adm ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 11/9/2020)

November 8, 2020

Filing 1352 First MOTION for Leave to File Excess Pages on Opening Brief for Rule 60(b)(6) motion filed by Mark Feathers. (Feathers, Mark) (Filed on 11/8/2020)

November 7, 2020

Filing 1351 First ADMINISTRATIVE MOTION Judicial Notice of Email Communications re #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Responses due by 11/12/2020. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Feathers, Mark) (Filed on 11/7/2020)

November 6, 2020

Filing 1350 REPLY (re #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed byMark Feathers. (Attachments: #1 Exhibit Communications with Counsel)(Feathers, Mark) (Filed on 11/6/2020)

November 5, 2020

Filing 1349 OPPOSITION/RESPONSE (re #1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 11/5/2020)

November 5, 2020

Filing 1348 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Defendant's Admin Motion to Subpoena Government Witnesses filed by Mark Feathers. Responses due by 11/9/2020. (Feathers, Mark) (Filed on 11/5/2020)

November 5, 2020

Filing 1347 First ADMINISTRATIVE MOTION Court Approval to Issue Subpoenas for Rule 60(b)(6) Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Request for Court Approval to Issue Subpoenas and to Produce Witness Testimony filed by Mark Feathers. Responses due by 11/9/2020. (Feathers, Mark) (Filed on 11/5/2020)

November 4, 2020

Filing 1346 First ADMINISTRATIVE MOTION Request for A Monsanto Hearing Date re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Admin Motion Request For A Monsanto Hearing Date filed by Mark Feathers. Responses due by 11/9/2020. (Feathers, Mark) (Filed on 11/4/2020)

November 1, 2020

Filing 1345 First ADMINISTRATIVE MOTION Court to Redirect Portion of Legal Fees re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, Admin Motion for Court to Redirect Portion of Legal Fees Reserve filed by Mark Feathers. Responses due by 11/5/2020. (Feathers, Mark) (Filed on 11/1/2020)

October 28, 2020

Filing 1344 REPLY (re #1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations ) Amended Reply to SEC Opposition to Admin Motion filed byMark Feathers. (Feathers, Mark) (Filed on 10/28/2020)

October 28, 2020

Filing 1343 REPLY (re #1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations ) Reply to SEC Opposition to Defendant's Request for Judicial Notice of Expert's Report filed byMark Feathers. (Feathers, Mark) (Filed on 10/28/2020)

October 28, 2020

Filing 1342 OPPOSITION/RESPONSE (re #1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/28/2020)

October 27, 2020

Filing 1341 First ADMINISTRATIVE MOTION Stay Initial Case Management and ADR's re #1340 Order on Administrative Motion per Civil Local Rule 7-11,,,,,,, Request for Stay of Initial Case Management and ADR's filed by Mark Feathers. Responses due by 11/2/2020. (Feathers, Mark) (Filed on 10/27/2020)

October 26, 2020

Filing 1340 ORDER RE ADMINISTRATIVE MOTIONS #1324 ; #1327 ; #1330 ; #1332 . Signed by Judge Edward J. Davila on 10/26/2020. (ejdlc3S, COURT STAFF) (Filed on 10/26/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

October 24, 2020

Filing 1339 First ADMINISTRATIVE MOTION Judicial Notice of Expert Witness and For Court's Instructions to Plaintiff to Designate a Rebuttal Expert on Defendant's Motion for Relief on Plaintiff's 14th Amendment Violations filed by Mark Feathers. Responses due by 10/28/2020. (Feathers, Mark) (Filed on 10/24/2020)

October 20, 2020

Filing 1338 ERRATA re #1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues Notification of no additional time requested to file opening brief by Mark Feathers. (Feathers, Mark) (Filed on 10/20/2020)

October 19, 2020

Filing 1337 REPLY (re #1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings, #1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues, #1330 First ADMINISTRATIVE MOTION Motion for Leave to Refile for Relief on Monetary Remedies re #622 Order on Motion for Permanent Injunction in predicate Civil Proceedings, #1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings ) Omnibus Reply to Oppositions filed byMark Feathers. (Attachments: #1 Exhibit 1)(Feathers, Mark) (Filed on 10/19/2020)

October 19, 2020

Filing 1336 OPPOSITION/RESPONSE (re #1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)

October 19, 2020

Filing 1335 OPPOSITION/RESPONSE (re #1330 First ADMINISTRATIVE MOTION Motion for Leave to Refile for Relief on Monetary Remedies re #622 Order on Motion for Permanent Injunction in predicate Civil Proceedings ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)

October 19, 2020

Filing 1334 OPPOSITION/RESPONSE (re #1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)

October 19, 2020

Filing 1333 OPPOSITION/RESPONSE (re #1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings ) filed bySecurities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 10/19/2020)

October 19, 2020

Filing 1332 First ADMINISTRATIVE MOTION Additional Time to File Opening and Reply Brief on 14th Amendment issues filed by Mark Feathers. Responses due by 10/23/2020. (Feathers, Mark) (Filed on 10/19/2020)

October 19, 2020

Filing 1331 ERRATA re #1320 Order on Motion for Leave to File Excess Pages,, Order on Administrative Motion per Civil Local Rule 7-11,,, Corrected Reference to Court's Order No. by Mark Feathers. (Feathers, Mark) (Filed on 10/19/2020)

October 19, 2020

Filing 1330 First ADMINISTRATIVE MOTION Motion for Leave to Refile for Relief on Monetary Remedies re #622 Order on Motion for Permanent Injunction in predicate Civil Proceedings filed by Mark Feathers. Responses due by 10/23/2020. (Feathers, Mark) (Filed on 10/19/2020)

October 15, 2020

Filing 1329 ERRATA re #1328 Declaration in Support, of Request for Clarification by Mark Feathers. (Feathers, Mark) (Filed on 10/15/2020)

October 15, 2020

Filing 1328 Declaration of Mark Feathers in Support of #1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings Declarations filed byMark Feathers. (Related document(s) #1327 ) (Feathers, Mark) (Filed on 10/15/2020)

October 15, 2020

Filing 1327 First ADMINISTRATIVE MOTION Request for Clarification and to Modify Prior Orders for related proceedings filed by Mark Feathers. Responses due by 10/19/2020. (Feathers, Mark) (Filed on 10/15/2020)

October 15, 2020

Filing 1326 ERRATA re #1325 Declaration in Support, Exhibit email request to SEC for documents by Mark Feathers. (Feathers, Mark) (Filed on 10/15/2020)

October 15, 2020

Filing 1325 Declaration of Mark Feathers in Support of #1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings filed byMark Feathers. (Related document(s) #1324 ) (Feathers, Mark) (Filed on 10/15/2020)

October 15, 2020

Filing 1324 First ADMINISTRATIVE MOTION Unseal Documents and for Motion to Compel Production of Documents in predicate Civil Proceedings filed by Mark Feathers. Responses due by 10/19/2020. (Feathers, Mark) (Filed on 10/15/2020)

October 13, 2020

Filing 1323 Order Granting #1321 Motion For An Extension of Time. Signed by Judge Edward J. Davila on 10/13/2020. (ejdlc3S, COURT STAFF) (Filed on 10/13/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

October 13, 2020

***Set/Reset Deadlines per ECF #1323 Order as to #1285 Motion re #591 Order on Motion for Summary Judgment. Supplemental Reply due by 2/4/2021. Motion Hearing set for 3/18/2021 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. (amkS, COURT STAFF) (Filed on 10/13/2020)

October 5, 2020

Filing 1322 Declaration OF Mark Feathers re #1321 First ADMINISTRATIVE MOTION Additional Time to File Brief Under Civil L.R. 6-1(b) re #1285 MOTION re #591 Order on Motion for Summary Judgment, Order on Motion for Partial Summary Judgment, Order on Motion for Miscellaneous Relief, Declarations to Accompany Admin Motion by Mark Feathers. (Feathers, Mark) (Filed on 10/5/2020) Modified on 10/5/2020 (cv, COURT STAFF).

October 5, 2020

Filing 1321 First ADMINISTRATIVE MOTION Additional Time to File Brief Under Civil L.R. 6-1(b) re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, 1285 filed by Mark Feathers. Responses due by 10/9/2020. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Feathers, Mark) (Filed on 10/5/2020)

October 5, 2020

#Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re: #1322 Errata, filed by Mark Feathers (cv, COURT STAFF) (Filed on 10/5/2020)

October 1, 2020

***Set/Reset Deadlines per ECF #1320 Order: as to #1285 Motion re #591 Order on Motion for Summary Judgment. Replies due by 10/30/2020. Motion Hearing set for 12/3/2020 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. (amkS, COURT STAFF) (Filed on 10/1/2020)

October 1, 2020

Filing 1320 ORDER RE #1289 Motion for Leave to File Excess Pages; #1309 Administrative Motion ; #1318 Administrative Motion. Signed by Judge Edward J. Davila on 10/1/2020. (ejdlc3S, COURT STAFF) (Filed on 10/1/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

September 30, 2020

Filing 1318 First ADMINISTRATIVE MOTION Permission Under Local C.R. 7-11 To Refile Reply Brief to Comply with Local C.R. 7-3 re #1295 Reply to Opposition/Response, 1288 filed by Mark Feathers. Responses due by 10/5/2020. (Feathers, Mark) (Filed on 9/30/2020)

September 29, 2020

Filing 1317 Declaration of R Peter Griffith in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Declarations of R Peter Griffith)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)

September 29, 2020

Filing 1316 Declaration of Frank Napoli in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Declarations of Frank Napoli)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)

September 29, 2020

Filing 1315 Declaration of Mark Feathers in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Statement of Facts IV to Amended Declarations to Amended Reply Brief (Docket 1295))(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)

September 29, 2020

Filing 1314 Declaration of Mark Feathers in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Errata of Supplemental Facts)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/29/2020)

September 28, 2020

Filing 1319 Letter from William Wakeman re Acceptance of Stalker Report. (bwS, COURT STAFF) (Filed on 9/28/2020)

September 28, 2020

Filing 1313 Declaration in Support of #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed byMark Feathers. (Attachments: #1 Declarations)(Related document(s) #1285 ) (Feathers, Mark) (Filed on 9/28/2020)

September 28, 2020

Filing 1312 Declaration in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/28/2020)

September 28, 2020

Filing 1311 Declaration of Mark Feathers in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/28/2020)

September 28, 2020

Filing 1310 ERRATA re #1295 Reply to Opposition/Response, by Mark Feathers. (Feathers, Mark) (Filed on 9/28/2020)

September 27, 2020

Filing 1309 First ADMINISTRATIVE MOTION re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Responses due by 10/1/2020. (Feathers, Mark) (Filed on 9/27/2020)

September 27, 2020

Filing 1308 ERRATA re #1295 Reply to Opposition/Response, by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit, #14 Exhibit, #15 Exhibit, #16 Exhibit, #17 Exhibit, #18 Exhibit, #19 Exhibit, #20 Exhibit, #21 Exhibit, #22 Exhibit, #23 Exhibit, #24 Exhibit, #25 Exhibit, #26 Exhibit, #27 Exhibit, #28 Exhibit, #29 Exhibit, #30 Exhibit, #31 Exhibit, #32 Exhibit)(Feathers, Mark) (Filed on 9/27/2020)

September 27, 2020

Filing 1307 Declaration in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/27/2020)

September 25, 2020

Filing 1306 Request for Judicial Notice re #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020)

September 25, 2020

Filing 1305 Request for Judicial Notice re #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Exhibit Exhibit 1)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020)

September 25, 2020

Filing 1304 ERRATA by Mark Feathers. (Feathers, Mark) (Filed on 9/25/2020)

September 25, 2020

Filing 1303 ERRATA by Mark Feathers. (Feathers, Mark) (Filed on 9/25/2020)

September 25, 2020

Filing 1302 ERRATA by Mark Feathers. (Feathers, Mark) (Filed on 9/25/2020)

September 25, 2020

Filing 1301 EXHIBITS re #1295 Reply to Opposition/Response, filed byMark Feathers. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Exhibit 3, #4 Exhibit Exhibit 4, #5 Exhibit Exhibit 5)(Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020) **Locked per filer's request.** Modified on 9/25/2020 (ddkS, COURT STAFF).

September 25, 2020

Filing 1300 Declaration in Support of #1295 Reply to Opposition/Response, filed byMark Feathers. (Related document(s) #1295 ) (Feathers, Mark) (Filed on 9/25/2020)

September 24, 2020

Filing 1299 Minute Entry for proceedings held before Judge Edward J. Davila: Motion to Modify Order #1279 Hearing held on 9/24/2020 via Zoom Webinar remotely. The Court heard from the Parties. Court to issue the order. Plaintiff Attorney: John Bulgozdy, Counsel for Receiver Thomas Seaman. Defendant Attorney: Mark Feathers (Pro Se). AUSA: Marissa Harris. Total Time in Court:9:38-10:26am(48 Mins.) Court Reporter: Diane Skillman. (This is a text-only entry generated by the court. There is no document associated with this entry.) (amkS, COURT STAFF) (Date Filed: 9/24/2020)

September 24, 2020

Filing 1298 Order Re #1279 Motion to Modify Order Concluding Receivership. Signed by Judge Edward J. Davila on 9/24/2020. (ejdlc3S, COURT STAFF) (Filed on 9/24/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

September 23, 2020

Filing 1297 Exhibits re #1295 Reply to Opposition/Response, by Mark Feathers. (Feathers, Mark) (Filed on 9/23/2020) Modified on 9/23/2020 (cv, COURT STAFF).

September 23, 2020

#Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re: #1297 Errata filed by Mark Feathers (cv, COURT S TAFF) (Filed on 9/23/2020)

September 22, 2020

Filing 1296 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Attachments: #1 Declaration Declarations, #2 Exhibit Exhibit 1, #3 Exhibit Exhibit 2)(Feathers, Mark) (Filed on 9/22/2020)

September 21, 2020

Filing 1295 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Feathers, Mark) (Filed on 9/21/2020)

September 21, 2020

Filing 1294 Response re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, byMark Feathers. (Feathers, Mark) (Filed on 9/21/2020)

September 21, 2020

Filing 1293 REPLY (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed byMark Feathers. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Exhibit 3, #4 Exhibit 3-1, #5 Exhibit 4)(Feathers, Mark) (Filed on 9/21/2020)

September 16, 2020

Filing 1292 CLERKS NOTICE SETTING ZOOM HEARING. Motion Hearing set for 9/24/2020 09:30 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/ejd Court Appearances: Advanced notice is required of counsel or parties who wish to be identified by the court as making an appearance or will be participating in the argument at the hearing. A list of names and emails must be sent to the CRD at EJDcrd@cand.uscourts.gov no later than 9/22/2020 at 12:00 PM PST.***PLEASE NOTE: THE COURT DISCOURAGES THE USE OF A MOBILE PHONE DEVICE AND AIR PODS DUE TO UNSTABLENESS OF CONNECTIVITY AND INAUDIBLE ISSUES FOR THE RECORD***General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/., Set/Reset Deadlines as to Motion Hearing set for 9/24/2020 09:30 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. (This is a text- only entry generated by the court. There is no document associated with this entry.) (amkS, COURT STAFF) (Filed on 9/16/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

September 14, 2020

Filing 1291 RELATED CASE ORDER. Signed by Judge Edward J. Davila on 9/14/2020. (ejdlc3S, COURT STAFF) (Filed on 9/14/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

September 10, 2020

Filing 1290 Order Granting unopposed #1286 Motion for Extension of Time to File Response/Reply. Brief is due 9/21/2020. Signed by Judge Edward J. Davila on 9/10/2020. (ejdlc3S, COURT STAFF) (Filed on 9/10/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

September 10, 2020

***Set/Reset Deadlines per ECF #1290 Order as to #1285 Motion re #591 Order on Motion for Summary Judgment. Reply due by 9/21/2020. (amkS, COURT STAFF) (Filed on 9/10/2020)

September 8, 2020

Filing 1289 MOTION for leave to file excess pages and extension of time to file response from 9/9/20 to 9/11/20 re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment. filed by Mark Feathers. (Feathers, Mark) (Filed on 9/8/2020) Modified on 9/8/2020 (cv, COURT STAFF).

September 8, 2020

#Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re: #1289 First MOTION for Hearing re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers (cv, COURT STAFF) (Filed on 9/8/2020)

September 2, 2020

Filing 1288 OPPOSITION/RESPONSE (re #1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 9/2/2020)

August 31, 2020

Filing 1287 Judicial Referral for Purpose of Determining Relationship of Cases re 20-cv-06029-VKD. Signed by Judge Virginia K. DeMarchi on 8/31/2020. (vkdlc1S, COURT STAFF) (Filed on 8/31/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

August 22, 2020

Filing 1286 MOTION for Extension of Time to File Response/Reply filed by Mark Feathers. (Feathers, Mark) (Filed on 8/22/2020)

August 19, 2020

Filing 1285 MOTION re #591 Order on Motion for Summary Judgment,,, Order on Motion for Partial Summary Judgment,,, Order on Motion for Miscellaneous Relief,,,,, filed by Mark Feathers. Motion Hearing set for 10/22/2020 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. Responses due by 9/2/2020. Replies due by 9/9/2020. (Attachments: #1 Exhibit Ponzi Article SF Chronicle, #2 Exhibit Forensic exam report - Annette Stalker, CPA)(Feathers, Mark) (Filed on 8/19/2020)

August 12, 2020

Filing 1284 Order granting #1281 Motion for Extension of Time to File Response/Reply. The request for additional time to file the instant brief after the deadline to respond to ECF 1279 has passed is granted. No other briefing is authorized by this Order. Signed by Judge Edward J. Davila on 8/12/2020. (ejdlc3S, COURT STAFF) (Filed on 8/12/2020)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)

August 11, 2020

Filing 1283 REQUEST for Additional Time to Response to #1277 and #1279 by Mark Feathers. (Attachments: #1 Envelope)(bwS, COURT STAFF) (Filed on 8/11/2020)

August 7, 2020

Filing 1282 Brief in Support of Motion to Modify Order Concluding Receivership, Dkt, No. 1277, and Allowing Receiver to Destroy Documents and Records filed byThomas A. Seaman. (Related document(s) #1279 ) (Zaro, David) (Filed on 8/7/2020)

August 5, 2020

Filing 1281 REQUEST FOR ADDITIONAL TIME TO RESPOND to Notice of Motion of Receiver Thomas A. Seaman, for Order Modifying Order Concluding Receivership (Docket 1279) AND Defendant's Opposition Filing to Same filed by Mark Feathers. (lmh, COURT STAFF) (Filed on 8/5/2020)

July 31, 2020

Filing 1280 OPPOSITION/RESPONSE Statement of Nonopposition filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/31/2020)

July 17, 2020

Filing 1279 MOTION of Receiver, Thomas A. Seaman, for Order Modifying Order Concluding Receivership **As Modified** [Dkt. No. 1277] filed by Thomas A. Seaman. Motion Hearing set for 9/24/2020 09:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. Responses due by 7/31/2020. Replies due by 8/7/2020. (Attachments: #1 Proposed Order)(Zaro, David) (Filed on 7/17/2020)

August 19, 2019

Filing 1278 Mail sent to Mark Feathers returned as undeliverable re #1277 Order on Motion for Miscellaneous Relief,. (cv, COURT STAFF) (Filed on 8/19/2019)

August 9, 2019

Filing 1277 Order granting #1274 Motion to Conclude Receivership. Signed by Judge Edward J. Davila on 8/9/2019. (ejdlc3S, COURT STAFF) (Filed on 8/9/2019) (Additional attachment(s) added on 8/9/2019: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

August 8, 2019

Filing 1276 OPPOSITION (re #1274 MOTION to Conclude Receivership and for Order: Approving Post Closing Accounting and Report; Releasing Feathers Reserve funds; Authorizing Payment of Professional Fees; and Discharging Receiver (with Exhibits A, B and C) ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 8/8/2019)

August 8, 2019

Filing 1275 ERRATA re #1274 MOTION to Conclude Receivership and for Order: Approving Post Closing Accounting and Report; Releasing Feathers Reserve funds; Authorizing Payment of Professional Fees; and Discharging Receiver (with Exhibits A, B and C) by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Zaro, David) (Filed on 8/8/2019)

August 2, 2019

Filing 1274 MOTION to Conclude Receivership and for Order: Approving Post Closing Accounting and Report; Releasing Feathers Reserve funds; Authorizing Payment of Professional Fees; and Discharging Receiver (with Exhibits A, B and C) filed by Thomas A. Seaman. Responses due by 8/16/2019. Replies due by 8/23/2019. (Attachments: #1 Proposed Order)(Zaro, David) (Filed on 8/2/2019)

July 26, 2019

Filing 1273 MANDATE of USCA. The judgment of this Court, entered May 14, 2019, takes effect this date. This constitutes the formal mandate of this Court issued pursuant to Rule 41(a) of the Federal Rules of Appellate Procedure. as to #900 Notice of Appeal filed by Mark Feathers, #1247 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #593 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers (bwS, COURT STAFF) (Filed on 7/26/2019)

July 19, 2019

Filing 1272 ORDER of USCA Filed order amending memorandum - The time for filing any petition for rehearing or rehearing en banc expired June 28, 2019, and no party filed a petition. However, on May 14, 2019, the United States Securities and Exchange Commission (SEC) notified us that an error was made regarding the allocation of costs. No party has responded indicating otherwise. We agree with the SEC. Thus, the memorandum disposition filed May 14, 2019, is amended as follows: The ultimate paragraph of the disposition is amended to read: Costs are to be taxed against Appellant Mark Feathers in Nos. 14-15466, 14-15894, 15-16018, 15-17200, 17- 15923; costs are to be taxed against Appellant Natalie Feathers in No. 14-15831. The parties shall bear their own costs in Nos. 13-17304 and 15-70102. No further suggestions for amendments or changes to the disposition will be entertained. as to #907 USCA Appeal Fees, #900 Notice of Appeal filed by Mark Feathers, #1247 Notice of Appeal filed by Mark Feathers, #1270 #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #593 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers, #1053 Amended Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 7/19/2019)

July 17, 2019

Filing 1271 NOTICE of Change of Address by Mark Feathers (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 7/17/2019)

May 14, 2019

Filing 1270 USCA MEMORANDUM DISPOSITION As to Feathers, AFFIRMED in Nos. 13-17304, 14-15466, 14-15894, 15- 16018, 15-17200, 17-15923, VACATED and REMANDED in No. 15-70102; as to Natalie Feathers, AFFIRMED in No. 14-15831. Costs are to be taxed against Appellant Mark Feathers in Nos. 13-17304, 14- 15466, 14-15894, 15-16018, 15-17200, 17-15923; costs are to be taxed against Appellant Natalie Feathers in No. 14-15831; costs are to be taxed against Respondent SEC in No. 15-70102. as to #900 Notice of Appeal filed by Mark Feathers, #1247 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #593 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers, #1053 Amended Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/14/2019)

May 25, 2018

Filing 1269 NOTICE of Change of Address by Mark Feathers (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 5/25/2018)

December 21, 2017

Filing 1268 Transcript of Proceedings held on 2-25-16, before Judge Edward J. Davila. Court Reporter/Transcriber Lee-Anne Shortridge, telephone number 408-287-4580 email: lee-anne_shortridge@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1263 Transcript Order ) Release of Transcript Restriction set for 3/21/2018. (Related documents(s) #1263 ) (las, ) (Filed on 12/21/2017)

December 15, 2017

Filing 1266 Transcript of Proceedings held on 05/16/2014, before Judge Paul S. Grewal. Court Reporter/Transcriber Summer Fisher, telephone number 408-288-6150 summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1262 Transcript Order ) Release of Transcript Restriction set for 3/15/2018. (Related documents(s) #1262 ) (Fisher, Summer) (Filed on 12/15/2017)

December 15, 2017

Filing 1265 Transcript of Proceedings held on 07/16/2013, before Judge Paul S. Grewal. Court Reporter/Transcriber Summer Fisher, telephone number 408-288-6150 summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 3/15/2018. (Fisher, Summer) (Filed on 12/15/2017)

December 14, 2017

Filing 1264 TRANSCRIPT ORDER for proceedings held on 04/03/2015, 10/22/2013, 05/10/2013 before Judge Edward J. Davila by USA, for Court Reporter Irene Rodriguez. (Scharf, James) (Filed on 12/14/2017)

December 14, 2017

Filing 1263 TRANSCRIPT ORDER for proceedings held on 02/25/2016 before Judge Edward J. Davila by USA, for Court Reporter Lee-Anne Shortridge. (Scharf, James) (Filed on 12/14/2017)

December 14, 2017

Filing 1262 TRANSCRIPT ORDER for proceedings held on 05/16/2014 and 07/16/2013 before Magistrate Judge Paul Singh Grewal by USA, for Court Reporter Summer Fisher. (Scharf, James) (Filed on 12/14/2017)

December 6, 2017

Filing 1261 ORDER of USCA Appellants motion for reconsideration of this courts July 28, 2017 order in appeal No. 15-17200 (Docket Entry No. #21 in appeal No. 13-17304) is denied as untimely. Appellants motion for voluntary dismissal of appeal No. 14-15938 (Docket Entry No. #22 in appeal No. 13-17304) is granted. Appeal No. 14-15938 is dismissed. See Fed. R. App. P. 42(b). This order served on the district court shall act as and for the mandate of this court as to appeal No. 14-15938 only. Proceedings in the remaining appeals are stayed pending the appointment of pro bono counsel and further order of the court. 10680346 (Fung, Allison) as to #623 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 12/6/2017)

August 10, 2017

Filing 1260 Letter from Mark Feathers. (cv, COURT STAFF) (Filed on 8/10/2017)

July 28, 2017

Filing 1259 ORDER of USCA as to #1105 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 7/28/2017)

July 25, 2017

Receipt of acknowledgment from USCA Received notification from District Court re: payment of docket fee - in case no. 17-15923. Amount Paid: USD 505.00. Date paid: 07/24/2017.. (cv, COURT STAFF) (Filed on 7/25/2017)

July 24, 2017

Filing 1258 USCA Appeal Fees received $ 505 receipt number 54611017008 re #1257 USCA Order (bwS, COURT STAFF) (Filed on 7/24/2017)

July 13, 2017

Filing 1257 ORDER of USCA - Mark Feathers shall pay the docketing and filings fees or file a motion to proceed in forma pauperis in appeal No. 17-15923 by August 9, 2017.Mark Feathers motion for emergency relief in appeal No. 15-17200 will be addressed by separate order.Appeal No. 16-16988 shall proceed independently.The Clerk shall enter an order appointing pro bono counsel to represent Mark and Natalie Feathers (the Feathers) for purposes of these consolidated appeals only.Appellant Mark Feathers motion to relate appeal Nos. 13-17304 and16-16988 (Docket Entry No. 54 in No. 13-17304) is granted. Additionally, the court sua sponte consolidates appeal Nos. 13-17304 with appeal Nos. 14-15466, 14-15831, 14-15894, 14-15938, 15-16018, 15-17200, 15-70102, and 17-15923.as to #904 USCA Case Number, #1247 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #623 Notice of Appeal, filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1105 Notice of Appeal, filed by Mark Feathers, #872 Notice of Appeal, filed by Natalie Feathers, #1051 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 7/13/2017) Modified on 7/13/2017 (cv, COURT STAFF).

July 12, 2017

Filing 1256 Letter from Mark Feathers dated 7/10/17 Addendum to motion for reconsideration, Request for status on motion, request to make decision on pleadings without hearing, Notification of Intent to Appeal. (cv, COURT STAFF) (Filed on 7/12/2017)

June 27, 2017

Filing 1255 ORDER RE: DEFENDANT'S PENDING MOTIONS denying #1230 , #1251 , #1254 Motions. Signed by Judge Edward J. Davila on 6/27/2017. (ejdlc1S, COURT STAFF) (Filed on 6/27/2017) (Additional attachment(s) added on 6/27/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

June 26, 2017

Filing 1254 Ex Parte Application for immediate consideration to overturn prior order of summary judgment filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/26/2017)

June 26, 2017

Filing 1253 ORDER denying #1235 Motion for Release of Funds or Stay of Proceedings. Signed by Judge Edward J. Davila on 6/26/2017. (ejdlc1S, COURT STAFF) (Filed on 6/26/2017) (Additional attachment(s) added on 6/27/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

June 19, 2017

Filing 1252 ORDER of USCA - appellant has not paid the docketing and filing fees for this appeal. Within 21 days from the date of this order, appellant shall: (1) file a motion with this court to proceed in forma pauperis; (2) pay $505 to the district court as the docketing and filing fees for this appeal and provide proof of payment to this court; as to #1247 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 6/19/2017)

June 15, 2017

Filing 1251 MOTION for reconsideration of legal fees filed by Mark Feathers. Responses due by 6/29/2017. Replies due by 7/6/2017. (cv, COURT STAFF) (Filed on 6/15/2017)

June 8, 2017

Filing 1250 Letter from Mark Feathers dated 6/6/17. (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 6/8/2017)

May 17, 2017

Filing 1249 Letter from Mark Feathers dated 5/12/17 re: copy of all court filings. (Attachments: #1 Envelope)(cv, COURT STAFF) (Filed on 5/17/2017)

May 4, 2017

Filing 1248 USCA Case Number 17-15923 9th Circuit Court of Appeals - Payment of the $505 docketing and filing fees is past due. Failure to correct within 14 days will result in the dismissal of this case for failure to prosecute. See 9th Cir. R. 42-1. The fee is payable to the District Court.for #1247 Notice of Appeal filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/4/2017)

May 1, 2017

Filing 1247 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Order on Ex Parte Application, #1242 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 5/1/2017)

May 1, 2017

Filing 1246 Ex Parte REQUEST for Emergency Injunction against Thomas A. Seaman by Mark Feathers. (cv, COURT STAFF) (Filed on 5/1/2017) (Additional attachment(s) added on 5/2/2017: #1 Envelope) (cv, COURT STAFF).

May 1, 2017

Filing 1245 Letter from Mark Feathers dated 4/27/17. (cv, COURT STAFF) (Filed on 5/1/2017) (Additional attachment(s) added on 5/2/2017: #1 Envelope) (cv, COURT STAFF).

May 1, 2017

Filing 1244 Letter from Mark Feathers dated 4/27/17. (cv, COURT STAFF) (Filed on 5/1/2017) (cv, COURT STAFF).

April 14, 2017

Filing 1243 NOTICE of Change of Address by Ted Fates (Fates, Ted) (Filed on 4/14/2017)

April 3, 2017

Filing 1242 ORDER granting #1241 Ex Parte Application for Approval of Fees and Costs. Signed by Judge Edward J. Davila on 4/3/2017. (ejdlc1S, COURT STAFF) (Filed on 4/3/2017) (Additional attachment(s) added on 4/4/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

March 14, 2017

Filing 1241 Ex Parte Application re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1238 Order on Motion for Miscellaneous Relief, #1165 MOTION Receiver's Application for Approval and Payment of Fees filed by Thomas A. Seaman. (Attachments: #1 Proposed Order Granting Receiver's Ex Parte Application for Clarification and Order Authorizing Administrative Payments, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 3/14/2017)

February 23, 2017

Filing 1240 OPPOSITION/RESPONSE (re #1235 MOTION for Release of Funds MOTION to Stay ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/23/2017)

February 10, 2017

Filing 1239 ORDER denying #1207 , #1208 , #1219 Motions. The hearing scheduled for 2/16/2017 is VACATED. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

February 10, 2017

Filing 1238 ORDER granting #1164 Receiver's Motion to Conclude Receivership. The February 16th motion hearing is VACATED. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

February 10, 2017

Filing 1237 ORDER denying without prejudice #1193 Motion for Appointment of the Federal Public Defender. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

February 10, 2017

Filing 1236 ORDER granting #1163 Stipulation Resolving Claim of U.S. Small Business Administration. Signed by Judge Edward J. Davila on 2/10/2017. (ejdlc1S, COURT STAFF) (Filed on 2/10/2017) (Additional attachment(s) added on 2/13/2017: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

February 9, 2017

Filing 1235 MOTION for Release of Funds and Notice filed in Case No. CR 14-531 LHK and Case No. 12-cv-3237 EJD or, MOTION to Stay of Proceedings; Memorandum of Points and Authorities filed by Mark Feathers. Motion Hearing set for 6/29/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/23/2017. Replies due by 3/2/2017. (Bosworth, Rita) (Filed on 2/9/2017) Modified on 2/9/2017 (cv, COURT STAFF).

February 9, 2017

Filing 1234 *** Posted In Error *** please see #1235 MOTION for Release of Funds filed by Mark Feathers. Motion Hearing set for 6/29/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/23/2017. Replies due by 3/2/2017. (Bosworth, Rita) (Filed on 2/9/2017) Modified on 2/9/2017 (cv, COURT STAFF). Modified on 2/9/2017 (cv, COURT STAFF).

February 7, 2017

Filing 1233 STATUS REPORT by Mark Feathers. (Bosworth, Rita) (Filed on 2/7/2017)

January 23, 2017

Filing 1232 REPLY (re #1230 MOTION for Relief in the form of an Order form the Court to SEC Instructing SEC to Discontinue Violating Laws, Codes, and Statues in Properly Determining if Defendant Qualifies to have SEC Waive Court Ordered Disgorgement and Defendant's Request for ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 1/23/2017)

January 17, 2017

Filing 1231 OPPOSITION/RESPONSE (re #1230 MOTION for Relief in the form of an Order form the Court to SEC Instructing SEC to Discontinue Violating Laws, Codes, and Statues in Properly Determining if Defendant Qualifies to have SEC Waive Court Ordered Disgorgement and Defendant's Request ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 1/17/2017) Modified on 1/23/2017 (cv, COURT STAFF).

January 3, 2017

Filing 1230 MOTION for Relief in the form of an Order from the Court to SEC Instructing SEC to Discontinue Violating Laws, Codes, and Statues in Properly Determining if Defendant Qualifies to have SEC Waive Court Ordered Disgorgement and Defendant's Request for Judicial Notice of Evidentiary Material to Support Defendant's Motion for Relief filed by Mark Feathers. Responses due by 1/17/2017. Replies due by 1/24/2017. (srnS, COURT STAFF) (Filed on 1/3/2017) Modified on 1/23/2017 (cv, COURT STAFF).

December 29, 2016

Filing 1229 Supplemental Brief re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma (Receiver's Supplemental Report and Request for Judicial Notice) filed byThomas A. Seaman. (Attachments: #1 Exhibit A, #2 Proof of Service)(Related document(s) #1164 ) (Zaro, David) (Filed on 12/29/2016)

December 27, 2016

Filing 1228 OPPOSITION to Receiver's Ex-Parte Motion re #1226 filed byMark Feathers. (bwS, COURT STAFF) (Filed on 12/27/2016)

December 20, 2016

Filing 1227 ORDER granting #1226 Ex Parte Application to Amend the Relief Sought in Receiver's Motion to Conclude Receivership and fee Applications of the Receiver and Allen Matkins; and to Re-Set Vacated Hearing Date for 2/16/2017. On 2/16/2017, the Court will consider the Receiver's modifications to the Closing Motion. Signed by Judge Edward J. Davila on 12/20/2016. (ejdlc1S, COURT STAFF) (Filed on 12/20/2016) (Additional attachment(s) added on 12/20/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

December 20, 2016

***Set Hearing pursuant to #1227 Order re Receiver's closing motion. Receiver's closing Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 12/20/2016)

December 20, 2016

***Set Motion hearing (amkS, COURT STAFF) (Filed on 12/20/2016)

December 20, 2016

***Set Motions Hearing #1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction MOTION to Set Aside Judgment MOTION to Stay re #622 Order on Motion for Permanent Injunction MOTION to Shorten Time, #1207 MOTION for Sanctions, #1219 MOTION for Sanctions, #1227 Receiver's Modification to Closing Motion. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 12/20/2016)

December 16, 2016

Filing 1226 Ex Parte Application to Amend the Relief Sought in Receiver's Motion to Conclude Receivership and fee Applications of the Receiver and Allen Matkins [Dkt Nos. 1164,1165,1166]; and to Re-Set Vacated Hearing Date for February 16, 2017 [Dkt No. 1224] filed by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 12/16/2016) Modified on 12/19/2016 (cv, COURT STAFF).

November 14, 2016

Filing 1225 ORDER denying #1208 Motion to Shorten Time; denying #1220 Motion to Shorten Time. Signed by Judge Edward J. Davila on 11/14/2016. (ejdlc1S, COURT STAFF) (Filed on 11/14/2016) (Additional attachment(s) added on 11/14/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

November 14, 2016

Filing 1224 ORDER RE: #1195 MOTION TO DEFER RULING. The hearing scheduled for 11/17/2016 is VACATED. Signed by Judge Edward J. Davila on 11/14/2016. (ejdlc1S, COURT STAFF) (Filed on 11/14/2016) (Additional attachment(s) added on 11/14/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

October 18, 2016

Filing 1223 ORDER CONTINUING HEARING. The hearing scheduled for 10/20/2016 is continued to 11/17/2016 at 1:30 PM, Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Signed by Judge Edward J. Davila on 10/18/2016. (Attachments: #1 Certificate/Proof of Service)(amkS, COURT STAFF) (Filed on 10/18/2016)

October 18, 2016

***Reset Hearing as to #1195 Motion to Defer Ruling for Appointment of Counsel in Ancillary Matter. Motion Hearing set for 11/17/2016 01:30 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 10/18/2016)

October 18, 2016

***Terminated 10/20/2016 Hearing pursuant to #1223 Order. (amkS, COURT STAFF) (Filed on 10/18/2016)

October 3, 2016

Filing 1222 Transcript of Proceedings held on 08/25/2016, before Judge Davila. Court Reporter Irene L. Rodriguez, telephone number Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re (1203 in 5:12-cv-03237-EJD) Transcript Order ) Release of Transcript Restriction set for 1/3/2017. (Rodriguez, Irene) (Filed on 10/3/2016)

September 30, 2016

Filing 1221 Proposed Order re #1219 MOTION for Sanctions by Mark Feathers. (cv, COURT STAFF) (Filed on 9/30/2016)

September 30, 2016

Filing 1220 Ex Parte MOTION to Shorten Time #1219 Motion for sanctions filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/30/2016) Modified on 9/30/2016 (cv, COURT STAFF).

September 30, 2016

Filing 1219 MOTION for Sanctions against receiver and professionals filed by Mark Feathers. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/14/2016. Replies due by 10/21/2016. (cv, COURT STAFF) (Filed on 9/30/2016)

September 27, 2016

Filing 1218 REPLY to opposition #1216 (re #1208 MOTION for relief from prior order of disgorgement filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/27/2016) Modified on 9/27/2016 (cv, COURT STAFF).

September 21, 2016

Filing 1217 CLERK'S NOTICE SETTING MOTION HEARING re #1207 Motion to Request Sanctions Against Receiver and Professionals filed by Defendant Mark Feathers. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Attachments: #1 Certificate/Proof of Service) (amkS, COURT STAFF) (Filed on 9/21/2016)

September 20, 2016

Filing 1216 OPPOSITION (re #1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction MOTION to Set Aside Judgment MOTION to Stay re #622 Order on Motion for Permanent Injunction MOTION to Shorten Time ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 9/20/2016) Modified on 9/27/2016 (cv, COURT STAFF).

September 19, 2016

Filing 1215 ORDER VACATING HEARING ON MARK FEATHERS' MOTION FOR SANCTIONS. Re: Dkt. No. #1207 . Signed by Judge Nathanael Cousins on 9/19/2016. (lmh, COURT STAFF) (Filed on 9/19/2016)

September 14, 2016

Filing 1214 RESPONSE to re #1211 Order by Mark Feathers. (cv, COURT STAFF) (Filed on 9/14/2016)

September 12, 2016

Filing 1213 REPLY (re #1207 MOTION for sanctions against receiver and professionals. re filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/12/2016) Modified on 9/13/2016 (cv, COURT STAFF).

September 8, 2016

Filing 1211 ORDER FOR FURTHER BRIEFING. Re: Dkt. No. #1207 . Signed by Judge Nathanael Cousins on 9/8/2016. (Attachments: #1 Certificate/Proof of Service)(lmh, COURT STAFF) (Filed on 9/8/2016)

September 7, 2016

Filing 1212 ERRATA re #1208 MOTION for relief from prior order of disgorgement by Mark Feathers. (cv, COURT STAFF) (Filed on 9/7/2016)

September 7, 2016

Filing 1210 OPPOSITION (re #1207 MOTION for Sanctions Against Receiver and Professionals filed by Thomas A. Seaman. (Zaro, David) (Filed on 9/7/2016) Modified on 9/13/2016 (cv, COURT STAFF).

September 6, 2016

Filing 1209 Proposed Order re #1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction MOTION to Set Aside Judgment MOTION to Stay re #622 Order on Motion for Permanent Injunction MOTION to Shorten Time by Mark Feathers. (cv, COURT STAFF) (Filed on 9/6/2016)

September 6, 2016

Filing 1208 MOTION for relief from prior order of disgorgement re #622 Order on Motion for Permanent Injunction, MOTION increase in defendant's legal fee reserves pending court's review, MOTION to Stay of payment of fees to receiver and counsel #1165 and #1166 and REQUEST for court to re-allocate all past and present fee request MOTION to Shorten Time and request for judicial notice filed by Mark Feathers. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 9/20/2016. Replies due by 9/27/2016. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 9/6/2016) Modified on 9/6/2016 (cv, COURT STAFF).

September 6, 2016

***Set Deadlines/Hearing as to #1208 Motion for relief from prior order of disgorgement. Responses due by 9/20/2016. Replies due by 9/27/2016. Motion Hearing set for 2/16/2017 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 9/6/2016)

September 2, 2016

Filing 1207 MOTION to Request Sanctions Against Receiver and Professionals filed by Mark Feathers. Responses due by 9/16/2016. Replies due by 9/23/2016. (srnS, COURT STAFF) (Filed on 9/2/2016)

September 1, 2016

Filing 1206 Transcript of Proceedings held on 7-27-12, before Judge Edward J. Davila. Court Reporter/Transcriber Lee-Anne Shortridge, telephone number 408-287-4580 email: lee-anne_shortridge@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1186 Transcript Order ) Release of Transcript Restriction set for 11/30/2016. (Related documents(s) #1186 ) (las, ) (Filed on 9/1/2016)

August 31, 2016

Filing 1205 NOTICE by Thomas A. Seaman re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma Notice of Lodgment of Amended Proposed Order Concluding Receivership, etc. (Attachments: #1 Amended Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 8/31/2016)

August 26, 2016

Filing 1203 TRANSCRIPT ORDER for proceedings held on 8/25/2016 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Irene Rodriguez. (Bosworth, Rita) (Filed on 8/26/2016)

August 25, 2016

Filing 1204 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 8/25/2016 re #1166 Motion Application for Approval of Fees and Costs, #1195 Motion to Defer Ruling, #1164 Motion to Conclude Receivership and for Order; (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation filed by Thomas A. Seaman, #1165 Motion Receiver's Application for Approval and Payment of Fees. The Court heard oral argument and took the matters under submission. As to #1195 Motion the court heard oral argument and continued the matter for Motion Hearing to be held on 10/20/2016 01:30 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Plaintiff Attorney John Bulgozdy. Defendant Attorney David Zaro, Eric Adams, Mark Feathers, Rita Bosworth, Martin Teckler (via CourtCall). Total Time in Court:9:15-10:20am, 10:50-11:32am (1hr.47mins.) Court Reporter: Irene Rodriguez. (amkS, COURT STAFF) (Date Filed: 8/25/2016) (Additional attachment(s) added on 8/26/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

August 24, 2016

Filing 1202 REPLY (re #1193 MOTION to Appoint Federal Public Defender; Reply on Motion to Defer Ruling on Part of Receiver's Motion to Conclude Receivership filed by Mark Feathers. (Bosworth, Rita) (Filed on 8/24/2016) Modified on 8/25/2016 (cv, COURT STAFF).

August 24, 2016

Filing 1201 ADDENDA re #1178 Opposition to #1164 MOTION to Conclude Receivership by Mark Feathers. (Attachments: #1 Exhibit Report of A. Stalker Electronically filed in case CR14-531 RMW docket no. 67)(cv, COURT STAFF) (Filed on 8/24/2016) Modified on 8/24/2016 (cv, COURT STAFF). Modified on 8/24/2016 (cv, COURT STAFF).

August 22, 2016

Filing 1200 NOTICE by BusinessUS, LLC re #1196 Order on Motion to Appear by Telephone, Notice of Court Call Appearance By Martin Teckler (Teckler, Martin) (Filed on 8/22/2016) Modified on 8/24/2016 (cv, COURT STAFF).

August 22, 2016

Filing 1199 OPPOSITION (re #1195 MOTION to Defer Ruling, #1193 MOTION to Appoint Federal Public Defender for Purposes of Ancillary Proceeding [18 U.S.C. Section 3006A(c)] and [Proposed] Order ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 8/22/2016) Modified on 9/13/2016 (cv, COURT STAFF).

August 22, 2016

Filing 1198 OPPOSITION (re #1195 MOTION to Defer Ruling, #1193 MOTION to Appoint Federal Public Defender for Purposes of Ancillary Proceeding [18 U.S.C. Section 3006A(c)] and [Proposed] Order filed by Thomas A. Seaman. (Fates, Ted) (Filed on 8/22/2016) Modified on 9/13/2016 (cv, COURT STAFF).

August 22, 2016

Filing 1197 Transcript of Proceedings held on 06-28-2012, before Judge Davila. Court Reporter Irene L. Rodriguez, telephone number Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1188 Transcript Order ) Release of Transcript Restriction set for 11/21/2016. (Related documents(s) #1188 ) (Rodriguez, Irene) (Filed on 8/22/2016)

August 19, 2016

Filing 1196 ORDER Granting #1191 Claimant Business US, LLC's Motion to Appear and Participate Telephonically at 8/25/2016 Hearing on Motion to Conclude the Receivership and other matters. Counsel is instructed to Contact CourtCall directly at (866) 582-6878 to arrange for telephonic appearance. Signed by Judge Edward J. Davila on 8/19/2016.(amkS, COURT STAFF) (Filed on 8/19/2016)

August 18, 2016

Filing 1195 MOTION to defer ruling on #1164 motion to conclude receivership, shorten time and the Court schedules a hearing on this matter for August 25, 2016, at 9:00 a.m. [Proposed] Order filed by Mark Feathers. Motion Hearing set for 8/25/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/25/2016. (Attachments: #1 Declaration of Rita Bosworth)(Bosworth, Rita) (Filed on 8/18/2016) Modified on 8/19/2016 (cv, COURT STAFF). Modified on 8/19/2016 (cv, COURT STAFF).

August 18, 2016

Filing 1194 NOTICE of Appearance by Rita Belle Bosworth (Bosworth, Rita) (Filed on 8/18/2016)

August 18, 2016

Filing 1193 MOTION to Appoint Federal Public Defender specifically, AFPD Rita Bosworth, to represent Mr. Feathers for Purposes of Ancillary Proceeding [18 U.S.C. Section 3006A(c)] and [Proposed] Order filed by Mark Feathers. (Bosworth, Rita) (Filed on 8/18/2016) Modified on 8/18/2016 (cv, COURT STAFF).

August 17, 2016

Filing 1192 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1191 MOTION to Appear by Telephone BUSINESSUS, LLC'S Motion to Appear and Participate Telephonically at August 25, 2016 Hearing on Motion to Conclude the Receivership and other Matters [Proposed Order] (Teckler, Martin) (Filed on 8/17/2016)

August 17, 2016

Filing 1191 MOTION to Appear by Telephone [Proposed Order] filed by BusinessUS, LLC. (Attachments: #1 Proposed Order)(Teckler, Martin) (Filed on 8/17/2016) Modified on 8/17/2016 (cv, COURT STAFF).

August 12, 2016

Filing 1190 REPLY (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma ) (Response to Opposition filed by BusinessUS LLC) filed byThomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman as Receiver with Exhibits, #2 Declaration of Francis Scollan with Exhibits)(Scollan, Francis) (Filed on 8/12/2016)

August 11, 2016

Filing 1189 ***FILED IN ERROR - DISREGARD***TRANSCRIPT ORDER for proceedings held on 06/26/2016 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Jaimie Hopp. (Bosworth, Rita) (Filed on 8/11/2016) Modified text on 8/11/2016,(to conform with document posted by counsel.) (cv, COURT STAFF). Modified on 8/12/2016 (sp, COURT STAFF).

August 11, 2016

Filing 1188 TRANSCRIPT ORDER for proceedings held on 06/28/2016 amendment to #1187 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Irene Rodriguez. (Bosworth, Rita) (Filed on 8/11/2016) Modified on 8/11/2016 (cv, COURT STAFF).

August 11, 2016

Filing 1187 *** ERROR *** please see #1188 TRANSCRIPT ORDER for proceedings held on 06/28/2012 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Irene Rodriguez. (Bosworth, Rita) (Filed on 8/11/2016) Modified on 8/11/2016 (cv, COURT STAFF).

August 11, 2016

Filing 1186 TRANSCRIPT ORDER for proceedings held on 07/27/2012 before Hon. Edward J. Davila by Mark Feathers, for Court Reporter Lee-Anne Shortridge. (Bosworth, Rita) (Filed on 8/11/2016)

August 5, 2016

Filing 1185 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1184 Order on Motion for Pro Hac Vice (Fink, David) (Filed on 8/5/2016)

August 5, 2016

Filing 1184 ORDER Granting #1182 Application for Admission of Attorney Pro Hac Vice for Martin Teckler, Counsel for Claimant Business US, LLC. Signed by Judge Edward J. Davila on 8/5/2016.(amkS, COURT STAFF) (Filed on 8/5/2016)

August 4, 2016

Filing 1183 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1182 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-10662527.) (Fink, David) (Filed on 8/4/2016)

August 4, 2016

Filing 1182 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-10662527.) filed by BusinessUS, LLC. (Attachments: #1 Certificate of Good Standing)(Teckler, Martin) (Filed on 8/4/2016)

August 3, 2016

Filing 1181 CERTIFICATE OF SERVICE by BusinessUS, LLC re #1180 Opposition/Response to Motion, (Fink, David) (Filed on 8/3/2016)

August 3, 2016

Filing 1180 RESPONSE (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma ) filed byBusinessUS, LLC. (Attachments: #1 Declaration of Martin Teckler)(Fink, David) (Filed on 8/3/2016)

July 8, 2016

Filing 1179 Declaration of Mark Feathers in Support of #1178 Opposition/Response to Motion, filed by Mark Feathers. (Related document(s) #1178 ) (cv, COURT STAFF) (Filed on 7/8/2016)

July 8, 2016

Filing 1178 OPPOSITION (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 7/8/2016)

July 7, 2016

Filing 1177 RESPONSE (re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1165 MOTION Receiver's Application for Approval and Payment of Fees ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/7/2016)

July 7, 2016

Filing 1176 RESPONSE (re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/7/2016)

July 7, 2016

Filing 1175 ORDER Granting #1173 Motion to Shorten Time on Motion to Conclude Receivership and Fee Applications of Receiver and Allen Matkins. It is hereby ordered that: The hearing date for the Motion To Conclude Receivership #1164 ; the Receiver's Fee Application #1165 ; and Allen Matkins Fee Application #1166 is hereby advanced 8/25/2016 at 9:00 a.m. Signed by Judge Edward J. Davila on 7/7/2016.(amkS, COURT STAFF) (Filed on 7/7/2016) (Additional attachment(s) added on 7/7/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

July 7, 2016

Filing 1174 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma (Fates, Ted) (Filed on 7/7/2016)

July 7, 2016

Reset Hearing as to #1164 Motion to Conclude Receivership; #1165 Motion Receiver's Application for Approval and Payment of Fees; #1166 Motion Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver. Motion Hearing set for 8/25/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (amkS, COURT STAFF) (Filed on 7/7/2016)

July 6, 2016

Filing 1173 Ex Parte MOTION to Shorten Time for MOTION to conclude receivership and fee application of the receiver and ALLEN MATKINS [DKT. NOS. #1164 , #1165 , #1166 filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman in support thereof #2 Proposed Order , #3 Certificate/Proof of Service)(Zaro, David) (Filed on 7/6/2016) Modified on 7/6/2016 (cv, COURT STAFF).

June 30, 2016

Filing 1172 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Sma (Fates, Ted) (Filed on 6/30/2016)

June 24, 2016

Filing 1171 ORDER granting #1159 Motion for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ellwood Johnston and M. Aaron Yashouafar. The hearing scheduled for 6/30/2016 is VACATED. Signed by Judge Edward J. Davila on 6/24/2016. (ejdlc1S, COURT STAFF) (Filed on 6/24/2016) (Additional attachment(s) added on 6/24/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

June 24, 2016

Filing 1170 ORDER granting #1129 Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver. The hearing scheduled for 6/30/2016 is VACATED. Signed by Judge Edward J. Davila on 6/24/2016. (ejdlc1S, COURT STAFF) (Filed on 6/24/2016) (Additional attachment(s) added on 6/24/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

June 24, 2016

Filing 1169 ORDER granting #1128 Receiver's Twelfth Interim Fee Application. The hearing scheduled for 6/30/2016 is VACATED. Signed by Judge Edward J. Davila on 6/24/2016. (ejdlc1S, COURT STAFF) (Filed on 6/24/2016) (Additional attachment(s) added on 6/24/2016: #1 Certificate/Proof of Service) (amkS, COURT STAFF).

June 23, 2016

Filing 1168 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1167 Notice (Other), #1165 MOTION Receiver's Application for Approval and Payment of Fees (Fates, Ted) (Filed on 6/23/2016)

June 23, 2016

Filing 1167 NOTICE by Thomas A. Seaman re #1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver , #1165 MOTION Receiver's Application for Approval and Payment of Fees Notice of Hearing on Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals (Fates, Ted) (Filed on 6/23/2016)

June 23, 2016

Filing 1166 MOTION Application for Approval of Fees and Costs of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to Receiver filed by Thomas A. Seaman. Motion Hearing set for 10/20/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/7/2016. Replies due by 7/14/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/23/2016)

June 23, 2016

Filing 1165 MOTION Receiver's Application for Approval and Payment of Fees filed by Thomas A. Seaman. Motion Hearing set for 10/20/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/7/2016. Replies due by 7/14/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/23/2016)

June 23, 2016

Filing 1164 MOTION to Conclude Receivership and for Order: (1) Approving Sale of Cline Judgment and CBB Stock; (2) Authorizing Receiver to Establish Reserve and Make Administrative Payments and Final Distributions to Claimants; (3) Approving Stipulation With Small Business Administration; (4) Approving Final Accounting and Report; (5) Approving Disposition of Books and Records; (6) Releasing Feathers Reserve Funds; and (7) Conditionally Discharging Receiver; Receiver's Final Report and Accounting filed by Thomas A. Seaman. Motion Hearing set for 10/20/2016 09:00 AM in Courtroom 5, 4th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/7/2016. Replies due by 7/14/2016. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Fates, Ted) (Filed on 6/23/2016)

June 14, 2016

Filing 1163 STIPULATION WITH PROPOSED ORDER Joint Stipulation Resolving Claim of U.S. Small Business Administration filed by Thomas A. Seaman. (Fates, Ted) (Filed on 6/14/2016)

May 16, 2016

Filing 1162 REPLY (re #1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ell ) Receiver's Reply to Opposition of Mr. Feathers to Receiver's Motion for Approval of Settlement filed byThomas A. Seaman. (Breen, Patrick) (Filed on 5/16/2016)

May 9, 2016

Filing 1161 RESPONSE (re #1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ell ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 5/9/2016)

May 6, 2016

Filing 1160 OPPOSITION (re #1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ell ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 5/6/2016)

April 25, 2016

Filing 1159 MOTION for Settlement for Approval of Settlement with California Business Bank, Raffi D. Krikorian, Michael Maluccio, Cole W. Minnick, Jr., Jane Auserwald, Mladen Buntich, Steven Hong, Biff Naylor, Peggy Hansen, Kenneth Thompson, Gary K. Cross, Ellwood Johnston and M. Aaron Yashouafar; Declarations of Thomas A. Seaman (with Exhibits A and B) and Patrick E. Breen (with Proof of Service) filed by Thomas A. Seaman. Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/9/2016. Replies due by 5/16/2016. (Attachments: #1 Proposed Order)(Breen, Patrick) (Filed on 4/25/2016)

April 8, 2016

Filing 1158 STATUS REPORT Receiver's Sixteenth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 4/8/2016)

March 30, 2016

Set/Reset Deadlines as to #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application : Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (STAFF NOTES: For calendaring purposes only. Motions were not showing up properly on the Court's calendar.) (ecg, COURT STAFF) (Filed on 3/30/2016)

February 25, 2016

Filing 1157 ORDER granting #1132 Motion for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License. Signed by Judge Edward J. Davila on 2/25/2016. (ejdlc1S, COURT STAFF) (Filed on 2/25/2016) (Additional attachment(s) added on 2/25/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

February 25, 2016

Filing 1156 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 2/25/2016 re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Matter submitted. The Court to issue further order following hearing. Court Reporter Name Lee-Anne Shortridge. Total Time in Court 22 minutes (2:06 pm - 2:28 pm). (Attachments: #1 Certificate/Proof of Service) (ecg, COURT STAFF) (Date Filed: 2/25/2016)

February 23, 2016

Filing 1155 CLERK'S NOTICE ADVANCING TIME FOR Motion Hearing. Set/Reset Deadlines as to #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License. The Court advances the time of the hearing from 3:00 PM to 2:00 PM 2/25/2016. Motion Hearing set for 2/25/2016 02:00 PM in Courtroom 1, 5th Floor (Ceremonial Courtroom), San Jose before Hon. Edward J. Davila. (Attachments: #1 Certificate/Proof of Service) (ecg, COURT STAFF) (Filed on 2/23/2016) (Additional attachment(s) added on 2/23/2016: #2 AMENDED NOTICE: To include Courtroom/Judge Assignment) (ecg, COURT STAFF). Modified text on 2/23/2016: correcting courtroom assignment(ecg, COURT STAFF).

February 22, 2016

Set/Reset Deadlines as to #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman: Motion Hearing set for 2/25/2016 03:00 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Staff notes: hearing terminated in error) (ecg, COURT STAFF) (Filed on 2/22/2016)

February 16, 2016

Filing 1154 Order Granting #1153 Stipulation and Final Judgment as to Defendants Small Business Capital Corp, Investors Prime Fund, LLC, and SBC Portfolio Fund LLC. The Clerk shall close this file. Signed by Hon. Edward J. Davila on 2/16/2016. (Attachments: #1 Certificate/Proof of Service)(ecg, COURT STAFF) (Filed on 2/16/2016)

February 11, 2016

Filing 1153 STIPULATION WITH PROPOSED ORDER Consent to Final Judgment filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order Final Judgment as to Defendants Small Business Capital Corp., Investors Prime Fund, LLC, and SBC Portfolio Fund, LLC)(Bulgozdy, John) (Filed on 2/11/2016)

February 10, 2016

Filing 1152 REPLY (re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed byThomas A. Seaman. (Zaro, David) (Filed on 2/10/2016)

February 9, 2016

Filing 1151 ORDER granting #1093 Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver. Signed by Judge Edward J. Davila on 2/9/2016. (ejdlc1S, COURT STAFF) (Filed on 2/9/2016) (Additional attachment(s) added on 2/9/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

February 9, 2016

Filing 1150 ORDER granting #1092 Receiver's Eleventh Interim Fee Application. Signed by Judge Edward J. Davila on 2/9/2016. (ejdlc1S, COURT STAFF) (Filed on 2/9/2016) (Additional attachment(s) added on 2/9/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

February 5, 2016

Filing 1149 OPPOSITION (re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License filed by Mark Feathers. (cv, COURT STAFF) (Filed on 2/5/2016)

February 5, 2016

Filing 1148 ***FILED IN ERROR. PLEASE SEE #1150 and #1151 FOR CORRECTED ORDERS ORDER granting #1093 Motion for Fees of Allen, Matkins, Leck & Natsis, LLP. Signed by Judge Edward J. Davila on 2/5/2016. (ejdlc1S, COURT STAFF) (Filed on 2/5/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF). Modified text on 2/9/2016 (ecg, COURT STAFF)(x2)

February 5, 2016

Filing 1147 ***FILED IN ERROR. PLEASE SEE #1150 and #1151 FOR CORRECTED ORDERS ORDER granting #1092 Motion for Approval and Payment of Compensation to Receiver and his Professionals. Signed by Judge Edward J. Davila on 2/5/2016. (ejdlc1S, COURT STAFF) (Filed on 2/5/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF). Modified text on 2/9/2016 (ecg, COURT STAFF)(x2).

February 5, 2016

Filing 1146 ORDER denying as moot #1125 Motion for Administrative Relief Seeking a Release of Real Property from Asset Freeze and Injunctive Protection. Signed by Judge Edward J. Davila on 2/5/2016. (ejdlc1S, COURT STAFF) (Filed on 2/5/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

February 4, 2016

Filing 1145 ORDER denying as moot #1097 Motion for Order Approving or Disapproving Ex Parte Application. Signed by Judge Edward J. Davila on 2/4/2016. (ejdlc1S, COURT STAFF) (Filed on 2/4/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

February 4, 2016

Filing 1144 ORDER granting in part and denying in part #1117 Motion for Payment of Loan Servicing Costs for November, 2015. Signed by Judge Edward J. Davila on 2/4/2016. (ejdlc1S, COURT STAFF) (Filed on 2/4/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

February 4, 2016

Filing 1143 ORDER granting in part and denying in part #1116 Motion for Payment of Loan Servicing Costs for October, 2015. Signed by Judge Edward J. Davila on 2/4/2016. (ejdlc1S, COURT STAFF) (Filed on 2/4/2016) (Additional attachment(s) added on 2/5/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

February 4, 2016

Filing 1142 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 2/4/2016 re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver filed by Thomas A. Seaman, #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application filed by Thomas A. Seaman, #1097 MOTION to Shorten Time MOTION for an order re #678 Document E-Filed Under Seal, #663 Administrative Motion to File Under Seal filed by Mark Feathers, #1138 Ex Parte Application for Order Shortening Time for Hearing on Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License (Dkt No. 1132) filed by Thomas A. Seaman ; granting #1138 Ex Parte Application. Matters submitted following oral argument. The Court to issue further order following hearing. Motion Hearing re #1132 Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License set for 2/25/2016 03:00 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Court Reporter Name Irene Rodriguez. Total Time in Court 39 minutes, 9:03 9:42 AM. (Attachments: #1 Certificate/Proof of Service)(ecg, COURT STAFF) (Date Filed: 2/4/2016) Modified text on 2/4/2016 (ecg, COURT STAFF).

February 3, 2016

Set/Reset Deadlines as to #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application . Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 1, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 2/3/2016)(Staff notes: Setting for calendaring purposes only)

February 3, 2016

Set/Reset Deadlines as to #1097 Motion for an Order: Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 1, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 2/3/2016)

February 2, 2016

Filing 1141 RESPONSE (re #1138 Ex Parte Application for Order Shortening Time for Hearing on Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License (Dkt No. 1132) ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/2/2016)

February 2, 2016

Filing 1140 RESPONSE (re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/2/2016)

February 2, 2016

Filing 1139 RESPONSE (re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/2/2016)

February 2, 2016

Filing 1138 Ex Parte Application for Order Shortening Time for Hearing on Motion of Receiver for Approval of Sale of 7(a) Loan Portfolio, Servicing Rights and License (Dkt No. 1132) filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas Seaman (with Exhibit A), #2 Proposed Order, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 2/2/2016)

January 29, 2016

Filing 1137 Reply to the Court on Status Conference by Mark Feathers. (srnS, COURT STAFF) (Filed on 1/29/2016)

January 29, 2016

Filing 1136 Omnius Opposition to Receiver's and His Professional's Motion for Payment (re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application ) filed byMark Feathers. (srnS, COURT STAFF) (Filed on 1/29/2016)

January 28, 2016

Filing 1135 JOINT CASE MANAGEMENT STATEMENT & Proposed Order filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 1/28/2016)

January 27, 2016

Filing 1134 Request for Judicial Notice re #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities (with Exhibit 1 and Proof of Service) filed byThomas A. Seaman. (Related document(s) #1132 ) (Zaro, David) (Filed on 1/27/2016)

January 27, 2016

Filing 1133 Declaration of Receiver, Thomas A. Seaman in Support of #1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed byThomas A. Seaman. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Certificate/Proof of Service)(Related document(s) #1132 ) (Zaro, David) (Filed on 1/27/2016)

January 27, 2016

Filing 1132 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Motion Hearing set for 4/14/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/10/2016. Replies due by 2/17/2016. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 1/27/2016) Modified on 2/22/2016 (cv, COURT STAFF).

January 21, 2016

Filing 1131 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application , #1130 Notice (Other), (Fates, Ted) (Filed on 1/21/2016)

January 21, 2016

Filing 1130 NOTICE by Thomas A. Seaman re #1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1128 MOTION Receiver's Twelfth Interim Fee Application (Fates, Ted) (Filed on 1/21/2016)

January 21, 2016

Filing 1129 MOTION Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/4/2016. Replies due by 2/11/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 1/21/2016) Modified on 2/22/2016 (cv, COURT STAFF).

January 21, 2016

Filing 1128 MOTION Receiver's Twelfth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 6/30/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/4/2016. Replies due by 2/11/2016. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 1/21/2016) Modified on 2/22/2016 (cv, COURT STAFF).

January 21, 2016

Filing 1127 NOTICE by Thomas A. Seaman of Release of Property From Preliminary Injunction and Orders: (1) Freezing Assets; (2) Prohibiting the Destruction of Documents; (3) Requiring Accountings; and (4) Appointing a Permanent Receiver (Zaro, David) (Filed on 1/21/2016)

January 19, 2016

Filing 1126 RESPONSE (re #1125 MOTION Release of Asset from Asset Freeze re #34 Order on Motion to Approve Consent Judgment ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 1/19/2016)

January 15, 2016

Filing 1125 MOTION Release of Asset from Asset Freeze re #34 Order on Motion to Approve Consent Judgment filed by Securities and Exchange Commission. Responses due by 1/19/2016. (Attachments: #1 Exhibit Exhibits 1 to 7, #2 Declaration Declaration, #3 Proposed Order Proposed Order)(Schultze, Carol) (Filed on 1/15/2016)

January 15, 2016

Filing 1124 RELATED CASE ORDER. 5:12-cv-03237-EJD Securities and Exchange Commission v. Small Business Capital Corp. and 5:16-cv-00086-LHK Feathers v. Bank of America, N.A. ARE RELATED. Signed by Judge Edward J. Davila on 1/15/2016. (Attachments: #1 Certificate/Proof of Service)(ecg, COURT STAFF) (Filed on 1/15/2016)

January 14, 2016

Filing 1123 SUA SPONTE JUDICIAL REFERRAL FOR PURPOSE OF DETERMINING RELATIONSHIP OF CASES. Signed by Judge Hon. Lucy H. Koh on 1/14/2016. (A copy of this order has also been filed in Feathers v. Bank of America, N.A. et al, 5:16-CV-00086-LHK(sms, COURT STAFF) (Filed on 1/14/2016)

January 12, 2016

Filing 1122 STATUS REPORT Receiver's Fifteenth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 1/12/2016)

December 29, 2015

Filing 1121 ORDER granting in part and denying in part #1107 Motion for Payment of Loan Servicing Costs for September 2015. Signed by Judge Edward J. Davila on 12/29/2015. (ejdlc1S, COURT STAFF) (Filed on 12/29/2015) (Additional attachment(s) added on 1/4/2016: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

December 29, 2015

Filing 1120 ORDER granting in part and denying in part #1106 Motion for Payment of Loan Servicing Costs for August 2015. Signed by Judge Edward J. Davila on 12/29/2015. (ejdlc1S, COURT STAFF) (Filed on 12/29/2015) (Additional attachment(s) added on 12/29/2015: #1 Certificate of Service) (ecg, COURT STAFF).

December 17, 2015

Filing 1119 RESPONSE (re #1117 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for November 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 12/17/2015)

December 17, 2015

Filing 1118 RESPONSE (re #1116 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 12/17/2015)

December 16, 2015

Filing 1117 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for November 2015 filed by Thomas A. Seaman. Responses due by 12/21/2015. (Fates, Ted) (Filed on 12/16/2015)

December 16, 2015

Filing 1116 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2015 filed by Thomas A. Seaman. Responses due by 12/21/2015. (Fates, Ted) (Filed on 12/16/2015)

December 3, 2015

Appeal Remark Received notification from USCA re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 11/30/2015. re #1105 Notice of Appeal, : (cv, COURT STAFF) (Filed on 12/3/2015)

November 30, 2015

Filing 1115 USCA Appeal Fees received $ 505 receipt number 54611015924 re #1105 Notice of Appeal, filed by Mark Feathers re: 15-17200. (srnS, COURT STAFF) (Filed on 11/30/2015)

November 17, 2015

Filing 1114 CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Joint Case Management Statement due by 1/28/2016. Case Management Conference set for 2/4/2016 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Attachments: #1 Certificate/Proof of Service) (ecg, COURT STAFF) (Filed on 11/17/2015)

November 16, 2015

Filing 1113 ORDER granting #1078 Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP. The hearing scheduled for 11/19/2015 is VACATED. Signed by Judge Edward J. Davila on 11/16/2015. (ejdlc1S, COURT STAFF) (Filed on 11/16/2015) (Additional attachment(s) added on 11/17/2015: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

November 16, 2015

Filing 1112 ORDER granting #1077 Receiver's Tenth Interim Fee Application. The hearing scheduled for 11/19/2015 is VACATED. Signed by Judge Edward J. Davila on 11/16/2015. (ejdlc1S, COURT STAFF) (Filed on 11/16/2015) Modified on 11/16/2015 (ejdlc1S, COURT STAFF). (Additional attachment(s) added on 11/17/2015: #1 Certificate/Proof of Service) (ecg, COURT STAFF).

November 9, 2015

Filing 1111 RESPONSE to re #1103 Supplemental Brief by Mark Feathers. (cv, COURT STAFF) (Filed on 11/9/2015)

November 9, 2015

Filing 1110 RESPONSE (re #1107 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2015 , #1106 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 11/9/2015)

November 5, 2015

Filing 1109 ORDER of USCA as to #1105 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 11/5/2015)

November 4, 2015

Filing 1108 USCA Case Number 15-17200 USCA for the Ninth Circuit for #1105 Notice of Appeal, filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/4/2015)

November 4, 2015

Filing 1107 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2015 filed by Thomas A. Seaman. Responses due by 11/9/2015. (Fates, Ted) (Filed on 11/4/2015)

November 4, 2015

Filing 1106 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2015 filed by Thomas A. Seaman. Responses due by 11/9/2015. (Fates, Ted) (Filed on 11/4/2015)

November 3, 2015

Filing 1105 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Request for Leave of Court on the Basis of New Admissions by the United States as to Negligence of Plaintiff to Request a Motion Hearing on February 6, 2015 for Consideration of Legal Fees to be Awarded Feathers #1104 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 11/3/2015) Modified on 11/3/2015 (cv, COURT STAFF).

November 3, 2015

Filing 1104 ORDER denying #1101 Motion filed on 10/30/2015. Signed by Judge Edward J. Davila on 11/3/2015. (Attachments: #1 Certificate/Proof of Service) (ejdlc1S, COURT STAFF) (Filed on 11/3/2015)

November 2, 2015

Filing 1103 OPPOSITION to Defendants' Request to Issue an Order (Docket No. #1097 ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 11/2/2015) Modified on 11/2/2015 (cv, COURT STAFF).

November 2, 2015

Filing 1102 ERRATA re #1101 MOTION for Leave to File MOTION for Hearing by Mark Feathers. (cv, COURT STAFF) (Filed on 11/2/2015)

October 30, 2015

Filing 1101 REQUEST for Leave of Court on basis of new admissions by the United States as to Negligence of Plaintiff to REQUEST a Motion Hearing on February 6, 2015 for Consideration of Legal Fees to be Awarded Feathers. filed by Mark Feathers. (cv, COURT STAFF) (Filed on 10/30/2015) Modified on 11/3/2015 (cv, COURT STAFF).

October 28, 2015

Filing 1100 RESPONSE (re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 10/28/2015)

October 27, 2015

Filing 1099 ORDER denying #1097 Motion to Shorten Time. Signed by Judge Edward J. Davila on 10/27/2015. (ejdlc1S, COURT STAFF) (Filed on 10/27/2015) (Additional attachment(s) added on 10/27/2015: #1 Certificate of Service) (ecg, COURT STAFF).

October 26, 2015

Filing 1098 OPPOSITION (re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 10/26/2015)

October 19, 2015

Filing 1097 MOTION to Shorten Time, MOTION for an order re #678 Document E-Filed Under Seal, #663 Administrative Motion to File Under Seal Unredacted Version of Ex Parte Application for Authority to Pursue and Settle Claims Against Certain Third Parties; filed by Mark Feathers. Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/2/2015. Replies due by 11/9/2015. (cv, COURT STAFF) (Filed on 10/19/2015) Modified on 2/3/2016 (cv, COURT STAFF).

October 14, 2015

Filing 1096 ORDER denying #1091 Motion for Leave to File Motion for Reconsideration. Signed by Judge Edward J. Davila on 10/14/2015. (ejdlc1S, COURT STAFF) (Filed on 10/14/2015) (Additional attachment(s) added on 10/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).

October 14, 2015

Filing 1095 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application , #1094 Notice (Other), (Fates, Ted) (Filed on 10/14/2015)

October 14, 2015

Filing 1094 NOTICE of hearing by Thomas A. Seaman re #1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver , #1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application (Fates, Ted) (Filed on 10/14/2015) Modified on 10/14/2015 (cv, COURT STAFF).

October 14, 2015

Filing 1093 MOTION Approval and Payment of Compensation of Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/28/2015. Replies due by 11/4/2015. (Attachments: #1 Exhibit A, #2 Proposed Order)(Fates, Ted) (Filed on 10/14/2015)

October 14, 2015

Filing 1092 MOTION Approval and Payment of Compensation of Receiver's Eleventh Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 2/4/2016 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/28/2015. Replies due by 11/4/2015. (Attachments: #1 Exhibit A-C, #2 Proposed Order)(Fates, Ted) (Filed on 10/14/2015)

October 1, 2015

Filing 1091 MOTION for Reconsideration re #1087 Order on Motion for Leave to File,, Order on Motion for Miscellaneous Relief, filed by Mark Feathers. (Attachments: #1 Exhibit amended complaint)(cv, COURT STAFF) (Filed on 10/1/2015)

September 14, 2015

Filing 1090 ORDER granting #1060 Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver. The hearing scheduled for 9/17/2015 is VACATED. Signed by Judge Edward J. Davila on 9/14/2015. (ejdlc1S, COURT STAFF) (Filed on 9/14/2015) (Additional attachment(s) added on 9/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).

September 14, 2015

Filing 1089 ORDER granting #1059 Receiver's Ninth Interim Fee Application. The hearing scheduled for 9/17/2015 is VACATED. Signed by Judge Edward J. Davila on 9/14/2015. (ejdlc1S, COURT STAFF) (Filed on 9/14/2015) (Additional attachment(s) added on 9/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).

September 3, 2015

Filing 1088 ORDER granting in part and denying in part #1085 Motion for Payment of Loan Servicing Costs for June, 2015 ; granting in part and denying in part #1086 Motion for Payment of Loan Servicing Costs for July, 2015. Signed by Judge Edward J. Davila on 9/3/2015. (ejdlc1S, COURT STAFF) (Filed on 9/3/2015) (Additional attachment(s) added on 9/3/2015: #1 Certificate of Service) (ecg, COURT STAFF).

September 3, 2015

Filing 1087 ORDER denying #1056 Request for Leave to File a Motion to Modify Preliminary Injunction and Orders; granting Request for Judicial Notice. The hearing scheduled for 9/10/2015 is VACATED. Signed by Judge Edward J. Davila on 9/3/2015. (ejdlc1S, COURT STAFF) (Filed on 9/3/2015) (Additional attachment(s) added on 9/3/2015: #1 Certificate of Service) (ecg, COURT STAFF).

August 18, 2015

Filing 1086 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for July 2015 filed by Thomas A. Seaman. Responses due by 8/24/2015. (Fates, Ted) (Filed on 8/18/2015)

August 18, 2015

Filing 1085 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for June 2015 filed by Thomas A. Seaman. Responses due by 8/24/2015. (Fates, Ted) (Filed on 8/18/2015)

August 14, 2015

Filing 1084 RESPONSE (re #1077 MOTION Receiver's Tenth Interim Fee Application , #1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 8/14/2015)

August 13, 2015

Filing 1083 OPPOSITION to re #1079 Notice (Other), by Mark Feathers. (cv, COURT STAFF) (Filed on 8/13/2015)

August 5, 2015

Filing 1082 ORDER granting in part and denying in part #1072 Motion for Payment of Loan Servicing Costs for May, 2015. Signed by Judge Edward J. Davila on 8/5/2015. (ejdlc1S, COURT STAFF) (Filed on 8/5/2015) (Additional attachment(s) added on 8/5/2015: #1 Certificate of Service) (ecg, COURT STAFF).

August 3, 2015

Filing 1081 STATUS REPORT Receiver's Special Report Concerning Distributions and Asset Sale by Thomas A. Seaman. (Fates, Ted) (Filed on 8/3/2015)

July 31, 2015

Filing 1080 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1079 Notice (Other), #1077 MOTION Receiver's Tenth Interim Fee Application , #1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver (Fates, Ted) (Filed on 7/31/2015)

July 31, 2015

Filing 1079 NOTICE by Thomas A. Seaman re #1077 MOTION Receiver's Tenth Interim Fee Application , #1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver (Fates, Ted) (Filed on 7/31/2015)

July 31, 2015

Filing 1078 MOTION Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 11/19/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/14/2015. Replies due by 8/21/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 7/31/2015)

July 31, 2015

Filing 1077 MOTION Receiver's Tenth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 11/19/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/14/2015. Replies due by 8/21/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 7/31/2015)

July 30, 2015

Filing 1076 ORDER Denying #1075 Motion to Relate Case. An administrative motion has been filed to consider whether case number 5:15-cv-02194 PSG, Feathers v. United States, is related to the case captioned above. The court has carefully reviewed these two actions and finds they are not related according to the requirements provided by Civil Local Rule 3-12. Accordingly, these two cases shall not be related and a reassignment to the undersigned shall not occur. Signed by Judge Edward J. Davila on 7/30/2015. (Attachments: #1 Certificate of Service) (ecg, COURT STAFF) (Filed on 7/30/2015)

July 28, 2015

Filing 1075 MOTION to Relate Case Defendant's Administrative Motion to Consider Whether Cases should be Related filed by USA. (Attachments: #1 Certificate/Proof of Service)(Scharf, James) (Filed on 7/28/2015)

July 23, 2015

Filing 1074 STATUS REPORT Receiver's Fourteenth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 7/23/2015)

July 13, 2015

Filing 1073 RESPONSE (re #1072 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for May 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/13/2015)

July 8, 2015

Filing 1072 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for May 2015 filed by Thomas A. Seaman. Responses due by 7/13/2015. (Fates, Ted) (Filed on 7/8/2015)

June 25, 2015

Filing 1071 RESPONSE (re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 6/25/2015)

June 24, 2015

Filing 1070 OPPOSITION (re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 6/24/2015)

June 24, 2015

Filing 1069 Request for Judicial Notice Receiver's violation filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/24/2015) Modified on 6/24/2015 (cv, COURT STAFF).

June 23, 2015

Filing 1068 RESPONSE (re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort ) OPPOSITION TO REQUEST FOR LEAVE OF COURT TO MODIFY MOTION TO FILE PRELIMINARY INJUNCTION ORDERS filed byThomas A. Seaman. (Zaro, David) (Filed on 6/23/2015)

June 23, 2015

Filing 1067 REPLY (re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/23/2015)

June 16, 2015

Filing 1066 ORDER granting #1019 ; #1020 Eighth Motions for Interim Fees and Costs. The hearing scheduled for 6/18/2015 is VACATED. Signed by Judge Edward J. Davila on 6/16/2015. (ejdlc1S, COURT STAFF) (Filed on 6/16/2015) (Additional attachment(s) added on 6/16/2015: #1 Certificate of Service) (ecg, COURT STAFF).

June 16, 2015

Filing 1065 ORDER granting in part and denying in part #1048 Motion for Payment of Loan Servicing Costs for April, 2015. Signed by Judge Edward J. Davila on 6/16/2015. (ejdlc1S, COURT STAFF) (Filed on 6/16/2015) (Additional attachment(s) added on 6/16/2015: #1 Certificate of Service) (ecg, COURT STAFF).

June 16, 2015

Filing 1064 RESPONSE (re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort ) re Motion to Modify Preliminary Injunction filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 6/16/2015)

June 12, 2015

Filing 1063 STATUS REPORT RECEIVER'S SPECIAL REPORT CONCERNING ASSET SALE by Thomas A. Seaman. (Zaro, David) (Filed on 6/12/2015)

June 11, 2015

Filing 1062 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application , #1061 Notice (Other), (Fates, Ted) (Filed on 6/11/2015)

June 11, 2015

Filing 1061 NOTICE of Hearing: by Thomas A. Seaman re #1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1059 MOTION Receiver's Ninth Interim Fee Application (Fates, Ted) (Filed on 6/11/2015) Modified on 6/11/2015 (cv, COURT STAFF).

June 11, 2015

Filing 1060 MOTION Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 9/17/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/25/2015. Replies due by 7/2/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/11/2015)

June 11, 2015

Filing 1059 MOTION Receiver's Ninth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 9/17/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/25/2015. Replies due by 7/2/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 6/11/2015)

June 5, 2015

USCA Appeal Fees received $ 505 receipt number 54611015645 re #1051 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 6/5/2015)

June 2, 2015

Filing 1058 Proposed Order re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort by Mark Feathers. (cv, COURT STAFF) (Filed on 6/2/2015)

June 2, 2015

Filing 1057 MEMORANDUM in Support re #1056 MOTION for Leave to File MOTION for Judicial Notice of Federal Tort filed by Mark Feathers. (Related document(s) #1056 ) (cv, COURT STAFF) (Filed on 6/2/2015)

June 2, 2015

Filing 1056 MOTION for Leave to File Motion to Modify Preliminary Injunction, MOTION for Judicial Notice of Federal Tort filed by Mark Feathers. Motion Hearing set for 9/10/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/16/2015. Replies due by 6/23/2015. (Attachments: #1 Complaint C15-2194 PSG)(cv, COURT STAFF) (Filed on 6/2/2015)

May 26, 2015

Filing 1055 ORDER of USCA as to #900 Notice of Appeal filed by Mark Feathers, #881 Notice of Appeal filed by Mark Feathers, #719 Notice of Appeal filed by Mark Feathers, #1051 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/26/2015)

May 21, 2015

Filing 1054 CERTIFICATE OF SERVICE by Mark Feathers re #1053 Amended Notice of Appeal (cv, COURT STAFF) (Filed on 5/21/2015)

May 21, 2015

Filing 1053 AMENDED NOTICE OF APPEAL by Mark Feathers as to #1047 Order on Motion for Order of Sale,. Appeal Record due by 6/22/2015. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 5/21/2015)

May 20, 2015

Filing 1052 USCA Case Number 15-16018 9th Circuit Court of Appeals - Payment of the $505 docketing and filing fees is past due. Failure to correct thisdeficiency within 14 days will result in the dismissal of this case for failure to prosecute. See 9th Cir. R. 42-1.for #1051 Notice of Appeal filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/20/2015)

May 19, 2015

Filing 1051 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Mark Feathers. Appeal of Order on Motion for Order of Sale, #1047 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 5/19/2015)

May 19, 2015

Filing 1050 ORDER granting in part and denying in part #1039 Motion for Payment of Loan Servicing Costs for March, 2015. Signed by Judge Edward J. Davila on 5/19/2015. (ejdlc1S, COURT STAFF) (Filed on 5/19/2015) (Additional attachment(s) added on 5/19/2015: #1 Certificate of Service) (ecg, COURT STAFF).

May 18, 2015

Filing 1049 Transcript of Proceedings held on 05/07/2015, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #1046 Transcript Order ) Release of Transcript Restriction set for 8/17/2015. (Related documents(s) #1046 ) (Rodriguez, Irene) (Filed on 5/18/2015)

May 13, 2015

Filing 1048 MOTION RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR APRIL 2015 filed by Thomas A. Seaman. Responses due by 5/18/2015. (Fates, Ted) (Filed on 5/13/2015)

May 11, 2015

Filing 1047 ORDER granting in part and denying in part #1027 Motion for Approval to Sell 7(a) Loan Portfolio, Servicing Rights and SBLC License. Signed by Judge Edward J. Davila on 5/11/2015. (ejdlc1S, COURT STAFF) (Filed on 5/11/2015) (Additional attachment(s) added on 5/11/2015: #1 Certificate of Service) (ecg, COURT STAFF).

May 7, 2015

Filing 1046 TRANSCRIPT ORDER by Mark Feathers for Court Reporter Irene Rodriguez. (cv, COURT STAFF) (Filed on 5/7/2015)

May 7, 2015

Filing 1045 Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 5/7/2015 re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Matter submitted. Court to issue further order following hearing. Court Reporter Name: Irene Rodriguez (Time in Court 10:14 - 10:31)(ecg, COURT STAFF) (Date Filed: 5/7/2015)

May 5, 2015

Filing 1044 STATUS REPORT Receiver's Thirteenth Interim Report (with Exhibit A and Proof of Service) by Thomas A. Seaman. (Zaro, David) (Filed on 5/5/2015)

May 1, 2015

Filing 1043 ORDER granting in part and denying in part #1033 Motion for Payment of Loan Servicing Costs for February, 2015. Signed by Judge Edward J. Davila on 5/1/2015. (ejdlc1S, COURT STAFF) (Filed on 5/1/2015) (Additional attachment(s) added on 5/1/2015: #1 Certificate of Service) (ecg, COURT STAFF).

April 29, 2015

Filing 1042 REPLY (re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed byThomas A. Seaman. (Zaro, David) (Filed on 4/29/2015)

April 23, 2015

Filing 1041 Letter from Mark Feathers. #1038 MOTION for hearing to stay (cv, COURT STAFF) (Filed on 4/23/2015)

April 23, 2015

Filing 1040 ERRATA re #1038 Opposition/Response to Motion, by Mark Feathers. (cv, COURT STAFF) (Filed on 4/23/2015)

April 23, 2015

Filing 1039 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for March 2015 filed by Thomas A. Seaman. Responses due by 4/27/2015. (Fates, Ted) (Filed on 4/23/2015)

April 22, 2015

Filing 1038 RESPONSE (re #1027 MOTION for Order of Sale - Request for Judicial Notice of Exhibits and MOTION for hearing to stay and Declaration of Mark Feathers and Proof of Service ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 4/22/2015)

April 21, 2015

Filing 1037 RESPONSE (re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 4/21/2015)

April 17, 2015

Filing 1036 RESPONSE (re #1033 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for February 2015 ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 4/17/2015)

April 14, 2015

Filing 1035 ORDER granting #1025 Motion for Payment of Loan Servicing Costs for January, 2015. Signed by Judge Edward J. Davila on 4/14/2015. (ejdlc1S, COURT STAFF) (Filed on 4/14/2015) (Additional attachment(s) added on 4/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).

April 14, 2015

Filing 1034 ORDER denying #1014 Request to Take Affirmative Action. Signed by Judge Edward J. Davila on 4/14/2015. (ejdlc1S, COURT STAFF) (Filed on 4/14/2015) (Additional attachment(s) added on 4/14/2015: #1 Certificate of Service) (ecg, COURT STAFF).

April 13, 2015

Filing 1033 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for February 2015 filed by Thomas A. Seaman. Responses due by 4/17/2015. (Fates, Ted) (Filed on 4/13/2015)

April 10, 2015

Filing 1032 Order Granting #1030 Ex Parte Application Shortening Time on Motion of Receiver for Approval of Sale. Signed by Hon. Edward J. Davila on 4/10/2015.(ecg, COURT STAFF) (Filed on 4/10/2015)

April 10, 2015

Set/Reset Deadlines as to #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License: Motion Hearing set for 5/7/2015 10:00 AM before Hon. Edward J. Davila in Courtroom 4, 5th Floor, San Jose. (ecg, COURT STAFF) (Filed on 4/10/2015)

April 9, 2015

Filing 1031 ERRATA re [PROPOSED] ORDER SHORTENING TIME re: #1030 by Thomas A. Seaman. (Zaro, David) (Filed on 4/9/2015) Modified on 4/10/2015 (cv, COURT STAFF). Modified on 4/10/2015 (cv, COURT STAFF).

April 9, 2015

Filing 1030 Ex Parte Application for Order Shortening Time on Motion) filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 4/9/2015) Modified on 4/10/2015 (cv, COURT STAFF).

April 8, 2015

Filing 1029 Request for Judicial Notice re #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed byThomas A. Seaman. (Related document(s) #1027 ) (Zaro, David) (Filed on 4/8/2015)

April 8, 2015

Filing 1028 Declaration of Thomas A. Seaman in Support of #1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed byThomas A. Seaman. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Certificate/Proof of Service)(Related document(s) #1027 ) (Zaro, David) (Filed on 4/8/2015)

April 8, 2015

Filing 1027 MOTION for Order of Sale of 7(a) Loan Portfolio, Servicing Rights and SBLC License; Memorandum of Points and Authorities filed by Thomas A. Seaman. Motion Hearing set for 5/28/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 4/22/2015. Replies due by 4/29/2015. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 4/8/2015)

March 23, 2015

Filing 1026 RESPONSE (re #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 3/23/2015)

March 18, 2015

Filing 1025 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for January 2015 filed by Thomas A. Seaman. Responses due by 3/23/2015. (Fates, Ted) (Filed on 3/18/2015)

March 13, 2015

Filing 1024 Declaration of Mark Feathers filed byMark Feathers. (cv, COURT STAFF) (Filed on 3/13/2015)

March 13, 2015

Filing 1023 OPPOSITION and request (re #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 3/13/2015)

March 6, 2015

Filing 1022 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1021 Notice (Other), #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application (Fates, Ted) (Filed on 3/6/2015)

March 6, 2015

Filing 1021 NOTICE by Thomas A. Seaman re #1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #1019 MOTION Receiver's Eighth Interim Fee Application (Fates, Ted) (Filed on 3/6/2015)

March 6, 2015

Filing 1020 MOTION Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 6/18/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/20/2015. Replies due by 3/27/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 3/6/2015)

March 6, 2015

Filing 1019 MOTION Receiver's Eighth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 6/18/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/20/2015. Replies due by 3/27/2015. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 3/6/2015)

March 6, 2015

Filing 1018 ORDER of USCA as to #623 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 3/6/2015)

February 19, 2015

Filing 1017 NOTICE by Thomas A. Seaman Receivers Notice of Second Distribution Pursuant to Court-Approved Distribution Plan (Fates, Ted) (Filed on 2/19/2015)

February 18, 2015

Filing 1016 ORDER granting #1006 Motion for Payment of Loan Servicing Costs for December 2014. Signed by Judge Edward J. Davila on 2/18/2015. (ejdlc1S, COURT STAFF) (Filed on 2/18/2015)

February 2, 2015

Filing 1015 Declaration of Mark Feathers in Support of #1014 MOTION to take affirmative action and to accept, or to not accept, the re #1011 Status Report filed byMark Feathers. (Related document(s) #1014 ) (cv, COURT STAFF) (Filed on 2/2/2015)

February 2, 2015

Filing 1014 MOTION to take affirmative action and to accept, or to not accept, re #1011 Receiver's Twelfth Interim and OPPOSITION filed by Mark Feathers. Responses due by 2/17/2015. Replies due by 2/24/2015. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 2/2/2015) Modified on 2/2/2015 (cv, COURT STAFF).

February 2, 2015

Filing 1013 ORDER denying #950 , #980 Defendant's Motions. The hearing scheduled for 2/5/2015 is VACATED. Commencing immediately, Feathers shall not file any pleading on the district court docket which raises or discusses (1) the fact that Seaman is not a CPA, or (2) that this fact was not disclosed earlier in this action. Signed by Judge Edward J. Davila on 2/2/2015. (ejdlc1S, COURT STAFF) (Filed on 2/2/2015) (Additional attachment(s) added on 2/2/2015: #1 Certifcate of Service) (ecg, COURT STAFF).

February 2, 2015

Filing 1012 ORDER granting #966 , #967 Seventh Motions for Interim Fees and Costs. The hearing scheduled for 2/5/2015 is VACATED. Signed by Judge Edward J. Davila on 2/2/2015. (ejdlc1S, COURT STAFF) (Filed on 2/2/2015) (Additional attachment(s) added on 2/2/2015: #1 Certifcate of Service) (ecg, COURT STAFF).

January 27, 2015

Filing 1011 Receiver's Twelfth Interim Report by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 1/27/2015) Modified on 2/2/2015 (cv, COURT STAFF).

January 27, 2015

Filing 1010 ORDER DISCHARGING ORDER TO SHOW CAUSE re #1000 Order to Show Cause. The court has determined that entry of judgment on any part of this action is premature at this time. Accordingly, good cause having been shown in response, the Order to Show Cause is DISCHARGED. Signed by Judge Edward J. Davila on 1/27/2015. (ecg, COURT STAFF) (Filed on 1/27/2015)

January 23, 2015

Filing 1009 Order Granting #1008 Motion Relief from Personal Appearance. The Receiver is excused from personal appearance at the hearing on the Motion set for February 5, 2015, at 9:00 a.m. Signed by Hon. Edward J. Davila on 1/23/2015. (ecg, COURT STAFF) (Filed on 1/23/2015)

January 21, 2015

Filing 1008 Administrative Motion Requesting Relief from Personal Appearance at Fee Application Hearing Set for Februrary 5, 2015 filed by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 1/21/2015) Modified on 1/21/2015 (cv, COURT STAFF).

January 21, 2015

Filing 1007 ORDER granting #998 Administrative Motion for Payment of Loan Servicing Costs for November 2014. Signed by Judge Edward J. Davila on 1/21/2015. (ejdlc1S, COURT STAFF) (Filed on 1/21/2015) (Additional attachment(s) added on 1/21/2015: #1 Certificate of Service) (ecg, COURT STAFF).

January 20, 2015

Filing 1006 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for December 2014 filed by Thomas A. Seaman. Responses due by 1/26/2015. (Fates, Ted) (Filed on 1/20/2015)

January 16, 2015

Filing 1005 RESPONSE TO ORDER TO SHOW CAUSE #1000 by Mark Feathers. (cv, COURT STAFF) (Filed on 1/16/2015)

January 16, 2015

Filing 1004 Letter from Mark Feathers dated 1/16/15. (Attachments: #1 Exhibit, #2 Exhibit)(cv, COURT STAFF) (Filed on 1/16/2015)

January 15, 2015

Filing 1003 Statement re #1000 Order to Show Cause,, Re: Entry of Judgment by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 1/15/2015)

January 15, 2015

Filing 1002 RESPONSE TO ORDER TO SHOW CAUSE by Thomas A. Seaman (with Proof of Service). (Zaro, David) (Filed on 1/15/2015)

January 5, 2015

Filing 1001 OPPOSITION (re #998 Ex Parte Administrative Motion for Payment of Loan Servicing Costs for November 2014 ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 1/5/2015)

January 2, 2015

Filing 1000 ORDER TO SHOW CAUSE re: Entry of Judgment. Any party opposing entry of judgment shall file a response to this Order to Show Cause on or before 1/16/2015. All parties are notified that absent a response demonstrating good cause for not doing so, the court will enter a judgment as indicated above. No hearing will be held on the order to show cause unless otherwise ordered by the court. Signed by Judge Edward J. Davila on 1/2/2015. (ejdlc1S, COURT STAFF) (Filed on 1/2/2015) (Additional attachment(s) added on 1/5/2015: #1 Certificate of Service) (ecg, COURT STAFF).

January 2, 2015

Filing 999 ORDER granting #988 Motion for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans. The hearing scheduled for 1/8/2015 is VACATED. Signed by Judge Edward J. Davila on 1/2/2015. (ejdlc1S, COURT STAFF) (Filed on 1/2/2015) (Additional attachment(s) added on 1/5/2015: #1 Certificate of Service) (ecg, COURT STAFF).

December 31, 2014

Filing 998 Ex Parte Application /Receiver's Administrative Motion for Payment of Loan Servicing Costs for November 2014 filed by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 Proposed Order, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 12/31/2014)

December 23, 2014

Filing 997 Proposed Order re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Exhibit A, #3 Certificate/Proof of Service)(Zaro, David) (Filed on 12/23/2014)

December 19, 2014

Filing 996 Statement of Non-Opposition re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans filed byMark Feathers. (Related document(s) #988 ) (cv, COURT STAFF) (Filed on 12/19/2014)

December 18, 2014

Filing 995 Statement re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 12/18/2014)

December 15, 2014

Filing 994 Order Granting #991 Ex Parte Application to Shorten Time for Hearing. Signed by Hon. Edward J. Davila on 12/15/2014.(ecg, COURT STAFF) (Filed on 12/15/2014)

December 15, 2014

Filing 993 ORDER granting #983 Administrative Motion for Payment of Loan Servicing Costs for October 2014. Signed by Judge Edward J. Davila on 12/15/2014. (ejdlc1S, COURT STAFF) (Filed on 12/15/2014) (Additional attachment(s) added on 12/15/2014: #1 Certifcate of Service) (ecg, COURT STAFF).

December 15, 2014

Set/Reset Deadlines as to #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans : Motion Hearing set for 1/8/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 12/15/2014)

December 12, 2014

Filing 992 STATUS REPORT Receiver's Eleventh Interim Report by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 12/12/2014)

December 12, 2014

Filing 991 Ex Parte Application for Order Shortening Time for Hearing on #988 Motion to Approve Sale of 504/FMLP Loan Portfolio and Non-SBA Loan; Supporting Declaration of Receiver, Thomas A. Seaman; [Proposed] Order Shortening Time; and Proof of Service filed by Thomas A. Seaman. (Zaro, David) (Filed on 12/12/2014) Modified on 12/12/2014 (cv, COURT STAFF).

December 12, 2014

Filing 990 Request for Judicial Notice re #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) filed byThomas A. Seaman. (Related document(s) #988 ) (Zaro, David) (Filed on 12/12/2014)

December 12, 2014

Filing 989 Declaration of Receiver, Thomas A. Seaman in Support of #988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) filed byThomas A. Seaman. (Attachments: #1 Exhibit A and B, #2 Certificate/Proof of Service)(Related document(s) #988 ) (Zaro, David) (Filed on 12/12/2014)

December 12, 2014

Filing 988 MOTION for Order of Sale by Receiver of 504/FMLP Loan Portfolio and Non-SBA Loans; Memorandum of Points and Authorities In Support Thereof (with Proof of Service) filed by Thomas A. Seaman. Motion Hearing set for 2/5/2015 08:30 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/26/2014. Replies due by 1/2/2015. (Zaro, David) (Filed on 12/12/2014)

December 11, 2014

Filing 987 CLERK'S NOTICE. The court has reviewed the motion and determined that no cases are related and no reassignments shall occur.(ecg, COURT STAFF) (Filed on 12/11/2014)

December 2, 2014

Filing 986 REPLY (re #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate ) filed byMark Feathers. (srmS, COURT STAFF) (Filed on 12/2/2014)

November 24, 2014

Filing 985 OPPOSITION (re #983 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2014 ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 11/24/2014)

November 24, 2014

Filing 984 RESPONSE (re #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 11/24/2014)

November 20, 2014

Filing 983 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for October 2014 filed by Thomas A. Seaman. Responses due by 11/24/2014. (Fates, Ted) (Filed on 11/20/2014)

November 18, 2014

Filing 982 Proposed Order re #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate by Mark Feathers. (cv, COURT STAFF) (Filed on 11/18/2014)

November 13, 2014

Filing 981 Declaration of Mark Feathers in Support of #980 MOTION to end permanent injunction MOTION to Dismiss receiver MOTION for Legal Fees MOTION to return all monies received back to the receivership estate filed by Mark Feathers. (Related document(s) #980 ) (cv, COURT STAFF) (Filed on 11/13/2014)

November 13, 2014

Filing 980 MOTION to end permanent injunction and, MOTION to Dismiss receiver, REQUEST for legal Attorney Fees for jury trial, and for a jury trial, REQUEST for receiver to RETURN all monies received back to the receivership estate filed by Mark Feathers. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 5, 4th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/28/2014. Replies due by 12/5/2014. (Attachments: #1 memorandum and understanding to motion end permanent injunction)(cv, COURT STAFF) (Filed on 11/13/2014) Modified on 11/18/2014 (cv, COURT STAFF).

November 13, 2014

Filing 979 Received Document declaration R. Peter Griffith. (cv, COURT STAFF) (Filed on 11/13/2014)

November 13, 2014

Filing 978 Received Document from Pingyn Liu. (cv, COURT STAFF) (Filed on 11/14/2014) Modified on 11/18/2014 (cv, COURT STAFF).

November 13, 2014

Filing 977 Received Document from Alice A. Hoagland. (cv, COURT STAFF) (Filed on 11/14/2014) Modified on 11/18/2014 (cv, COURT STAFF).

November 10, 2014

Filing 976 RESPONSE (re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 11/10/2014)

November 10, 2014

Filing 975 ORDER granting #964 Motion for Payment of Loan Servicing Costs for September 2014. Signed by Judge Edward J. Davila on 11/10/2014. (ejdlc1S, COURT STAFF) (Filed on 11/10/2014) (Additional attachment(s) added on 11/10/2014: #1 Certificate of Service) (ecg, COURT STAFF).

November 10, 2014

Filing 974 ORDER terminating in part and denying in part #940 Motion for Relief under Federal Rule of Civil Procedure 60(b); denying #973 Motion to Compel. The hearing scheduled for 11/14/2014 is VACATED. Signed by Judge Edward J. Davila on 11/10/2014. (ejdlc1S, COURT STAFF) (Filed on 11/10/2014) (Additional attachment(s) added on 11/10/2014: #1 Certificate of Service) (ecg, COURT STAFF).

November 6, 2014

Filing 973 MOTION to Compel to produce documents filed by Mark Feathers. Responses due by 11/20/2014. Replies due by 12/1/2014. (cv, COURT STAFF) (Filed on 11/6/2014)

November 6, 2014

Filing 972 CLERK'S NOTICE RESETTING Motion Hearing. Set/Reset Deadlines as to #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct #34 Order on Motion to Approve Consent Judgment. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Effective 1/1/2015, Judge Davila's Civil Law and Motion Practice will be held on Thursdays. Please see the Court's Scheduling Notes for further information at: http://cand.uscourts.gov/ejd (Attachments: #1 Certificate of Service) (ecg, COURT STAFF) (Filed on 11/6/2014)

November 5, 2014

Filing 971 Request for Judicial Notice re #950 MOTION filed byMark Feathers. (Related document(s) #950 ) (cv, COURT STAFF) (Filed on 11/5/2014)

October 30, 2014

Filing 970 OMNIBUS OPPOSITION (re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application and #968 ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 10/30/2014)

October 28, 2014

Filing 969 CERTIFICATE OF SERVICE by Thomas A. Seaman re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application , #968 Notice (Other), (Fates, Ted) (Filed on 10/28/2014)

October 28, 2014

Filing 968 NOTICE by Thomas A. Seaman re #967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #966 MOTION Receiver's Seventh Interim Fee Application (Fates, Ted) (Filed on 10/28/2014)

October 28, 2014

Filing 967 MOTION Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/12/2014. Replies due by 11/19/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 10/28/2014)

October 28, 2014

Filing 966 MOTION Receiver's Seventh Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 2/5/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 11/12/2014. Replies due by 11/19/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 10/28/2014)

October 23, 2014

Filing 965 OPPOSITION (re #964 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2014 ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 10/23/2014)

October 21, 2014

Filing 964 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for September 2014 filed by Thomas A. Seaman. Responses due by 10/27/2014. (Fates, Ted) (Filed on 10/21/2014)

October 16, 2014

Filing 963 Order Denying #962 Motion to Shorten Time for Miscellaneous Relief. Signed by Hon. Edward J. Davila on 10/16/2014.(ecg, COURT STAFF) (Filed on 10/16/2014)

October 15, 2014

Filing 962 MOTION to Shorten Time, MOTION to end the permanent injunction against Mark Feathers re #950 MOTION t filed by Mark Feathers. Responses due by 10/29/2014. Replies due by 11/5/2014. (Attachments: #1 Proposed Order)(cv, COURT STAFF) (Filed on 10/15/2014)

October 9, 2014

Filing 961 Declaration filed byMark Feathers. (cv, COURT STAFF) (Filed on 10/9/2014)

October 9, 2014

Filing 960 Request for Judicial Notice re #957 Opposition/Response to Motion, #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct #958 Opposition/Response to Motion filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(Related document(s) #957 , #950 , #34 , #958 ) (cv, COURT STAFF) (Filed on 10/9/2014)

October 9, 2014

Filing 959 OMNIBUS REPLY to re #957 Opposition/Response to Motion, #958 Opposition/Response to Motion by Mark Feathers. (cv, COURT STAFF) (Filed on 10/9/2014)

October 2, 2014

Filing 958 RESPONSE (re #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct filed by Thomas A. Seaman. (Fates, Ted) (Filed on 10/2/2014) Modified on 10/2/2014 (cv, COURT STAFF).

October 2, 2014

Filing 957 RESPONSE (re #950 MOTION re #34 Order on Motion to Approve Consent Judgment MOTION to Amend/Correct #34 Order on Motion to Approve Consent Judgment ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 10/2/2014)

October 1, 2014

Filing 956 ORDER granting #949 Administrative Motion for Payment of Loan Servicing Costs for August 2014. Accordingly, the Motion is GRANTED. The total amount of $24,048.50 for August, 2014, loan servicing costs is approved and may be distributed to the Receiver accordingly. Signed by Judge Edward J. Davila on 10/1/2014. (ejdlc1S, COURT STAFF) (Filed on 10/1/2014) (Additional attachment(s) added on 10/1/2014: #1 Certificate of Service) (ecg, COURT STAFF). Modified text on 10/2/2014 (ecg, COURT STAFF).

September 25, 2014

Filing 955 NOTICE of Change of Address by John Brian Bulgozdy (Bulgozdy, John) (Filed on 9/25/2014)

September 22, 2014

Filing 954 Declaration in Support of #952 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #952 ) (cv, COURT STAFF) (Filed on 9/22/2014)

September 22, 2014

Filing 952 OPPOSITION (re #949 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2014 ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 9/22/2014)

September 18, 2014

Filing 953 Proposed Order re #950 MOTION by Mark Feathers. (cv, COURT STAFF) (Filed on 9/18/2014)

September 18, 2014

Filing 951 Declaration in Support of #950 MOTION re #34 PRELIMINARY INJUNCTION AND ORDER APPOINTING PERMANENT RECEIVER filed byMark Feathers. (Related document(s) #950 ) (cv, COURT STAFF) (Filed on 9/18/2014)

September 18, 2014

Filing 950 MOTION for a determination if the receiver has committed an act of gross negligence re #34 Order on Motion to Approve Consent Judgment, MOTION to End the Permanent Injunction #34 filed by Mark Feathers. Motion Hearing set for 2/6/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/2/2014. Replies due by 10/9/2014. (cv, COURT STAFF) (Filed on 9/18/2014)

September 17, 2014

Filing 949 MOTION Receiver's Administrative Motion for Payment of Loan Servicing Costs for August 2014 filed by Thomas A. Seaman. Responses due by 9/22/2014. (Fates, Ted) (Filed on 9/17/2014)

September 2, 2014

Filing 948 Declaration of Mark Feathers filed byMark Feathers. (cv, COURT STAFF) (Filed on 9/2/2014)

September 2, 2014

Filing 947 REPLY (re #940 MOTION to alter or amend judgment filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(cv, COURT STAFF) (Filed on 9/2/2014)

August 29, 2014

Filing 946 RESPONSE (re #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 8/29/2014)

August 22, 2014

Filing 945 ORDER RE: HEARING ON SIXTH INTERIM FEE APPLICATIONS. Since there appears to have been some confusion on this issue, the court clarifies for all interested parties that the Sixth Interim Fee Applications #923 , #924 , #925 filed by the Receiver and his counsel were resolved pursuant the court's order filed on 8/7/2014 #936 . Accordingly, to the extent such a directive was not made explicit, the hearing scheduled for 8/22/2014 is VACATED. Signed by Judge Edward J. Davila on 8/22/2014. (ejdlc1S, COURT STAFF) (Filed on 8/22/2014) (Additional attachment(s) added on 8/25/2014: #1 Certificate of Service) (ecg, COURT STAFF).

August 18, 2014

Filing 944 STATUS REPORT RECEIVER'S TENTH INTERIM REPORT by Thomas A. Seaman. (Attachments: #1 Certificate/Proof of Service)(Fates, Ted) (Filed on 8/18/2014)

August 15, 2014

Filing 943 Proposed Order re #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery by Mark Feathers. (cv, COURT STAFF) (Filed on 8/15/2014)

August 15, 2014

Filing 942 Declaration in Support of #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery filed byMark Feathers. (Related document(s) #940 ) (cv, COURT STAFF) (Filed on 8/15/2014)

August 15, 2014

Filing 941 MEMORANDUM in Support re #940 MOTION from summary judgment MOTION for More Definite Statement MOTION for Discovery filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(Related document(s) #940 ) (cv, COURT STAFF) (Filed on 8/15/2014)

August 15, 2014

Filing 940 RELIEF from summary judgment, REQUEST of legal fees in the amount of $200,000, REQUEST for Discovery filed by Mark Feathers. Motion Hearing set for 11/14/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 8/29/2014. Replies due by 9/5/2014. (cv, COURT STAFF) (Filed on 8/15/2014)

August 14, 2014

Filing 939 TRANSCRIPT ORDER by Thomas A. Seaman for Court Reporter Summer Fisher. (Fates, Ted) (Filed on 8/14/2014)

August 13, 2014

Filing 938 Transcript of Proceedings held on 08/01/14, before Judge Edward J. Davila. Court Reporter/Transcriber Summer Fisher, Telephone number 408-288-6150 summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #937 Transcript Order ) Release of Transcript Restriction set for 11/12/2014. (Related documents(s) #937 ) (Fisher, Summer) (Filed on 8/13/2014)

August 12, 2014

Filing 937 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Summer Fisher. (Bulgozdy, John) (Filed on 8/12/2014)

August 7, 2014

Filing 936 ORDER granting in part and denying in part #884 Fifth Interim Fee Application; granting in part and denying in part #885 Fifth Interim Fee Application; denying #889 Motion for Approval of Monthly Budget; granting in part and denying in part #923 Sixth Interim Fee Application; granting in part and denying in part #924 Sixth Interim Fee Application. Signed by Judge Edward J. Davila on 8/7/2014. (ejdlc3, COURT STAFF) (Filed on 8/7/2014)

August 4, 2014

Filing 935 TRANSCRIPT ORDER by Mark Feathers for Court Reporter Summer Fisher. (cv, COURT STAFF) (Filed on 8/4/2014)

August 1, 2014

Filing 934 Minute Entry: Motion Hearing held on 8/1/2014 before Judge Edward J. Davila (Date Filed: 8/1/2014) re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman, #925 Notice of Hearing of Hearing filed by Thomas A. Seaman, #923 MOTION Receiver's Sixth Interim Fee Application filed by Thomas A. Seaman, #884 MOTION Receiver's Fifth Interim Fee Application filed by Thomas A. Seaman, #924 MOTION Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Matter submitted. The Court to issue further Order following hearing. (Court Reporter Summer Fisher.) (ecg, COURT STAFF) (Date Filed: 8/1/2014)

July 29, 2014

Filing 933 Order denying #704 Motion to Intervene. Signed by Hon. Edward J. Davila on 7/29/2014.(ejdlc3, COURT STAFF) (Filed on 7/29/2014) (Additional attachment(s) added on 7/29/2014: #1 Certificate of Service) (ecg, COURT STAFF).

July 25, 2014

Filing 932 Received Document by Natalie Feathers. (cv, COURT STAFF) (Filed on 7/25/2014)

July 23, 2014

Filing 931 RESPONSE (re #923 MOTION Receiver's Sixth Interim Fee Application , #924 MOTION Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/23/2014)

July 21, 2014

Filing 930 Received letter dated 7/20/14 re #923 MOTION Receiver's Sixth Interim Fee Application , #924 MOTION Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver . (cv, COURT STAFF) (Filed on 7/21/2014)

July 21, 2014

Filing 929 Received letter dated 7/19/14 re #923 MOTION Receiver's Sixth Interim Fee Application . (cv, COURT STAFF) (Filed on 7/21/2014)

July 14, 2014

Filing 928 Declaration of Mark Feathers in Support of #927 Opposition/Response to Motion, filed byMark Feathers. (Related document(s) #927 ) (cv, COURT STAFF) (Filed on 7/14/2014)

July 14, 2014

Filing 927 OPPOSITION (re #925 Notice of Hearing of Hearing, #923 MOTION Receiver's Sixth Interim Fee Application , #924 MOTION Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 7/14/2014)

July 9, 2014

Filing 926 CERTIFICATE OF SERVICE by Thomas A. Seaman re #925 Notice of Hearing re: re #923 MOTION Receiver's Sixth Interim Fee Application , #924 MOTION Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver (Fates, Ted) (Filed on 7/9/2014) Modified on 7/10/2014 (cv, COURT STAFF).

July 9, 2014

Filing 925 Notice of Hearing on #923 MOTION Receiver's Sixth Interim Fee Application #924 Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals filed by Thomas A. Seaman. Motion Hearing set for 8/22/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/23/2014. Replies due by 7/30/2014. (Fates, Ted) (Filed on 7/9/2014) Modified on 7/10/2014 (cv, COURT STAFF).

July 9, 2014

Filing 924 MOTION Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 8/22/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/23/2014. Replies due by 7/30/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 7/9/2014)

July 9, 2014

Filing 923 MOTION Receiver's Sixth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 8/22/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/23/2014. Replies due by 7/30/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 7/9/2014)

July 8, 2014

Filing 922 CLERKS NOTICE TAKING MOTION UNDER SUBMISSION WITHOUT ORAL ARGUMENT. The Motion to Intervene (Docket Item No. 704) before Judge Edward J. Davila previously noticed for July 11, 2014 at 9:00 AM has been taken under submission withoutoral argument pursuant to Civ. L.R. 7-1(b). The July 11, 2014 hearing is VACATED. The Court to issue further Order on the submitted motion. (ecg, COURT STAFF) (Filed on 7/8/2014)

July 8, 2014

Filing 921 ORDER of USCA Appellants May 12, 2014 request to issue a temporary stay order or a temporary injunction is denied. (cv, COURT STAFF) (Filed on 7/8/2014)

June 18, 2014

Filing 920 ORDER DENYING MOTION FOR SANCTIONS by Judge Paul S. Grewal denying #910 (psglc2, COURT STAFF) (Filed on 6/18/2014) (Additional attachment(s) added on 6/19/2014: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

June 18, 2014

Filing 919 CLERK'S NOTICE VACATING JUNE 24, 2014 MOTION FOR SANCTIONS AND COURT TAKING MATTER UNDER SUBMISSION: Defendant's Motion for Sanctions (In Re: Dkt. No. #910 ) presently set for 6/24/2014 at 10:00 AM before Magistrate Judge Paul S. Grewal is hereby submitted without oral argument pursuant to Civil Local Rule 7-1(b). Accordingly, the 6/24/2014 hearing is vacated. (ofr, COURT STAFF) (Filed on 6/18/2014) (Additional attachment(s) added on 6/18/2014: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

June 11, 2014

Filing 918 REPLY (re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #884 MOTION Receiver's Fifth Interim Fee Application ) Receiver's Response to Opposition of Natalie Feathers to Fifth Interim Fee Applications of the Receiver and His Professionals filed byThomas A. Seaman. (Fates, Ted) (Filed on 6/11/2014)

May 30, 2014

Filing 917 Letter from Mark Feathers dated 5/20/14 re: #916 first page is missing. related to #908 Receiver's Ninth Interim Report (cv, COURT STAFF) (Filed on 5/30/2014) Modified on 5/30/2014 (cv, COURT STAFF). Modified on 5/30/2014 (cv, COURT STAFF).

May 29, 2014

Filing 916 OPPOSITION to re #908 Receiver's Ninth Interim Report by Mark Feathers. (cv, COURT STAFF) (Filed on 5/29/2014) Modified on 5/30/2014 (cv, COURT STAFF).

May 27, 2014

Filing 915 RESPONSE to re #913 Opposition/Response to Motion by Mark Feathers. (cv, COURT STAFF) (Filed on 5/27/2014)

May 27, 2014

Filing 914 REPLY (re #910 MOTION for Sanctions ) filed by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)(cv, COURT STAFF) (Filed on 5/27/2014)

May 23, 2014

Filing 913 RESPONSE (re #910 MOTION for Sanctions ) against John Bulgozdy, Esq. filed bySecurities and Exchange Commission. (Attachments: #1 Declaration of John B. Bulgozdy)(Bulgozdy, John) (Filed on 5/23/2014)

May 16, 2014

Filing 912 Received Document opposition dated 5/15/2014. (cv, COURT STAFF) (Filed on 5/16/2014)

May 16, 2014

Filing 911 Minute Entry: Motion Hearing held on 5/16/2014 before Magistrate Judge Paul S. Grewal re #834 MOTION for Court Order to Order Receiver to provide copies of books filed by Mark Feathers: Mr. Feathers may select 5 boxes of books and records to copy. The Court does not have authority to order a budget. (Court Reporter: Summer Fisher) (ofr, COURT STAFF) (Date Filed: 5/16/2014)

May 15, 2014

Filing 909 CERTIFICATE OF SERVICE by Thomas A. Seaman re #908 Status Report (Fates, Ted) (Filed on 5/15/2014)

May 15, 2014

Filing 908 STATUS REPORT Receiver's Ninth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 5/15/2014)

May 15, 2014

Appeal Remark Received notification from USCA re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 05/14/2014. re #900 Notice of Appeal : (cv, COURT STAFF) (Filed on 5/15/2014)

May 14, 2014

Filing 910 MOTION for Sanctions against John Bulgozdy, Esq. filed by Mark Feathers. Motion Hearing set for 6/24/2014 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 5/28/2014. Replies due by 6/4/2014. (cv, COURT STAFF) (Filed on 5/14/2014)

May 14, 2014

Filing 907 USCA Appeal Fees received $ 505 receipt number 54611014725 re #900 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/14/2014)

May 14, 2014

Filing 906 ORDER of USCA as to #900 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/14/2014)

May 13, 2014

Appeal Remark Received notification from USCA re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 05/13/2014. re #881 Notice of Appeal : (cv, COURT STAFF) (Filed on 5/13/2014)

May 13, 2014

Filing 905 USCA Appeal Fees received $ 505 receipt number 54611014723 re #881 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 5/13/2014)

May 13, 2014

Filing 903 Transcript of Proceedings held on 04/25/2014, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 8/11/2014. (Related documents(s) #880 ) (Rodriguez, Irene) (Filed on 5/13/2014)

May 13, 2014

Filing 902 ORDER denying #888 Motion for Order Shortening Time. Signed by Judge Edward J. Davila on 5/13/2014. (ejdlc1S, COURT STAFF) (Filed on 5/13/2014) (Additional attachment(s) added on 5/13/2014: #1 Certificate of Service) (ecg, COURT STAFF).

May 12, 2014

Filing 904 USCA Case Number 14-15938 9th Circuit Court of Appeals; Payment of the $505 docketing and filing fees is past due. Failure to correct this deficiency within 14 days will result in the dismissal of this case for failure to prosecute.for #900 Notice of Appeal filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/12/2014) Modified on 5/13/2014 (cv, COURT STAFF).

May 12, 2014

Filing 901 Mailed request for payment of docket fee to appellant (cc to USCA) (cv, COURT STAFF) (Filed on 5/12/2014)

May 12, 2014

Filing 900 NOTICE OF APPEAL to the 9th CCA Mark Feathers. Appeal of Order on Motion for Hearing #897 , Order on Motion for Order of Sale #898 Order on Motion for Miscellaneous Relief, #896 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 5/12/2014)

May 9, 2014

Filing 899 Order denying #766 Motion to Stay. Signed by Hon. Edward J. Davila on 5/9/2014.(ejdlc3, COURT STAFF) (Filed on 5/9/2014) (Additional attachment(s) added on 5/9/2014: #1 Certifcate of Service) (ecg, COURT STAFF).

May 9, 2014

Filing 898 Order granting #762 Motion for Order of Sale. Signed by Hon. Edward J. Davila on 5/9/2014.(ejdlc3, COURT STAFF) (Filed on 5/9/2014) (Additional attachment(s) added on 5/9/2014: #1 Certifcate of Service) (ecg, COURT STAFF).

May 9, 2014

Filing 897 Order denying #684 Motion for Hearing. Signed by Hon. Edward J. Davila on 5/9/2014.(ejdlc3, COURT STAFF) (Filed on 5/9/2014) (Additional attachment(s) added on 5/9/2014: #1 Certifcate of Service) (ecg, COURT STAFF).

May 9, 2014

Filing 896 ORDER partially granting #646 Fourth Interim Fee Application; partially granting #647 Fourth Interim Fee Application. Signed by Judge Edward J. Davila on 5/9/2014. (ejdlc3, COURT STAFF) (Filed on 5/9/2014) (Additional attachment(s) added on 5/9/2014: #1 Certifcate of Service) (ecg, COURT STAFF).

May 9, 2014

Filing 895 Order Granting #894 Motion Cease Electronic Notifications as to California Business Bank. Signed by Hon. Edward J. Davila on 5/9/2014. (ecg, COURT STAFF) (Filed on 5/9/2014) (Additional attachment(s) added on 5/9/2014: #1 Certifcate of Service) (ecg, COURT STAFF).

May 8, 2014

Filing 894 MOTION to be deleted from ECF Notifications by California Business Bank (Wright, James) (Filed on 5/8/2014) Modified text on 5/8/2014 (cv, COURT STAFF) (counsel selected incorrect event.).

May 7, 2014

Filing 893 Declaration of Mark Feathers in Support of #892 Opposition/Response to Motion,, filed byMark Feathers. (Related document(s) #892 ) (cv, COURT STAFF) (Filed on 5/7/2014)

May 7, 2014

Filing 892 OPPOSITION (re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP , #889 MOTION for Approval of Monthly Budget for Loan Servicing Work , #884 MOTION Receiver's Fifth Interim Fee Application , #888 MOTION for Order Shortening Time on Fifth Interim Fee Applications of Receiver and Allen Matkins re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receive ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 5/7/2014)

May 7, 2014

Filing 891 ORDER PERMITTING RECEIVER'S COUNSEL TO APPEAR TELEPHONICALLY AT MAY 16, 2014 HEARING by Judge Paul S. Grewal, granting #890 : Counsel is instructed to contact CourtCall at 866-582-6878 to arrange for telephonic appearance. (ofr, COURT STAFF) (Filed on 5/7/2014) (Additional attachment(s) added on 5/7/2014: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

May 6, 2014

Filing 890 MOTION to Appear by Telephone Administrative Motion for Permission to Appear Telephonically at Hearing Set for May 16, 2014 filed by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 5/6/2014)

May 6, 2014

Filing 889 MOTION Administrative Motion for Approval of Monthly Budget for Loan Servicing Work filed by Thomas A. Seaman. Responses due by 5/12/2014. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 5/6/2014)

May 6, 2014

Filing 888 MOTION Administrative Motion for Order Shortening Time on Fifth Interim Fee Applications of Receiver and Allen Matkins re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #884 MOTION Receiver's Fifth Interim Fee Application filed by Thomas A. Seaman. Responses due by 5/12/2014. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 5/6/2014)

May 6, 2014

Filing 887 CERTIFICATE OF SERVICE by Thomas A. Seaman re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #886 MOTION re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #884 MOTION Receiver's Fifth Interim Fee Application Notice of Hearing o (Fates, Ted) (Filed on 5/6/2014)

May 6, 2014

Filing 886 NOTICE of Hearing on Motion re #885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #884 MOTION Receiver's Fifth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 8/1/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/20/2014. Replies due by 5/27/2014. (Fates, Ted) (Filed on 5/6/2014) Modified text on 5/7/2014,(incorrect event selected.) (cv, COURT STAFF).

May 6, 2014

Filing 885 MOTION Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 8/1/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/20/2014. Replies due by 5/27/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 5/6/2014)

May 6, 2014

Filing 884 MOTION Receiver's Fifth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 8/1/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/20/2014. Replies due by 5/27/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 5/6/2014)

May 6, 2014

Filing 883 USCA Case Number 14-15894 Ninth Circuit Court of Appeals Payment of the $505 docketing and filing fees is past due. Failure to correct this deficiency within 14 days will result in the dismissal of this case for failure to prosecute. See 9th Cir. R. 42-1. The fee is payable to the District Court. for #881 Notice of Appeal filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/6/2014) Modified on 5/12/2014 (cv, COURT STAFF).

May 5, 2014

Filing 882 Mailed request for payment of docket fee to appellant (cc to USCA) (cv, COURT STAFF) (Filed on 5/5/2014)

May 5, 2014

Filing 881 NOTICE OF APPEAL to the 9th CCA Mark Feathers. Appeal of Order on Motion to Amend/Correct, #845 , Order on Motion for Reconsideration,, Order on Motion for Hearing. #846 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 5/5/2014)

April 30, 2014

Filing 880 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Irene Rodriguez. (Bulgozdy, John) (Filed on 4/30/2014)

April 29, 2014

Filing 879 USCA Case Number 14-15831 9th circuit court of appeals for #872 Notice of Appeal, filed by non-party Natalie Feathers. (cv, COURT STAFF) (Filed on 4/29/2014)

April 28, 2014

Filing 878 TRANSCRIPT ORDER by Mark Feathers for Court Reporter Irene Rodriguez. (cv, COURT STAFF) (Filed on 4/28/2014)

April 25, 2014

USCA Appeal Fees received $ 505.00 receipt number 54611014674 re #872 Notice of Appeal, correction to #877 filed by Natalie Feathers (cv, COURT STAFF) (Filed on 4/25/2014) Modified on 4/29/2014 (cv, COURT STAFF).

April 25, 2014

Filing 877 *** CLERK'S ERROR *** Appeal Remark re #872 Notice of Appeal: Payment of $505.00 received; receipt number 54611014674. (srm, COURT STAFF) (Filed on 4/25/2014) Modified on 4/29/201. (incorrect event selected.) (cv, COURT STAFF).

April 25, 2014

Filing 876 Declaration of Wyatt Allen in the Matter of a Proposed Plan of Reorganization of the Defendant Investment Funds in Support of #875 Follow-On Report filed byMark Feathers. (Related document(s) #875 ) (srm, COURT STAFF) (Filed on 4/25/2014)

April 25, 2014

Filing 875 Follow-On Report to the Court for Mark Feathers Motion for Reorganization of Defendant Investment Funds by Mark Feathers re #684 MOTION for Hearing (srm, COURT STAFF) (Filed on 4/25/2014)

April 25, 2014

Filing 874 Minute Entry: Motion Hearing held on 4/25/2014 before Judge Edward J. Davila (Date Filed: 4/25/2014) re #684 MOTION for Hearing filed by Mark Feathers, #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker filed by Thomas A. Seaman. The court took the matter under submission after oral argument. The Court to issue further order following hearing. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 4/25/2014)

April 25, 2014

Filing 873 Mailed request for payment of docket fee to appellant (cc to USCA) (srm, COURT STAFF) (Filed on 4/25/2014)

April 24, 2014

Filing 871 Mark Feathers Response to Receiver's Reply re #860 Opposition/Response to Motion ( #834 ) byMark Feathers. (srm, COURT STAFF) (Filed on 4/24/2014)

April 24, 2014

Filing 870 Notice of Withdrawal of ( #869 ). filed by Mark Feathers (srm, COURT STAFF) (Filed on 4/24/2014) Modified on 4/28/2014 (cv, COURT STAFF).

April 23, 2014

Filing 872 NOTICE OF APPEAL to the 9th CCA Natalie Feathers. Appeal of ORDER granting 741 Administrative Motion for Entry of Second Amended Order Approving Omnibus and Specific Claim Objections. #845 (Appeal fee FEE NOT PAID.) (srm, COURT STAFF) (Filed on 4/23/2014)

April 23, 2014

Filing 869 Mark Feathers' Ex Parte MOTION for Reconsideration and Clarification of the Court's Order re #675 Order on Administrative Motion to File Under Seal, filed by Mark Feathers. (srm, COURT STAFF) (Filed on 4/23/2014)

April 23, 2014

Filing 868 Received Document: Natalie Feathers' Notice of Appeal of Court's Second Amended Order Approving Omnibus and Specific Claim Objection re #845 Order on Motion to Amend/Correct, by Natalie Feathers. (srm, COURT STAFF) (Filed on 4/23/2014)

April 22, 2014

Filing 867 ORDER of USCA as to #719 Notice of Appeal filed by Mark Feathers. Appeal nos. 13-17304 and 14-15466 are related and shall be calendaredtogether. (srm, COURT STAFF) (Filed on 4/22/2014)

April 21, 2014

Filing 866 CERTIFICATE OF SERVICE by Thomas A. Seaman re #860 Opposition/Response to Motion, (Fates, Ted) (Filed on 4/21/2014)

April 18, 2014

Filing 865 Received Document - Letter dated 4/5/14 by Investor Huazhen Deng. (cv, COURT STAFF) (Filed on 4/18/2014)

April 18, 2014

Filing 864 Received Document - Letter dated 4/8/14 by Investor Andrew and Donna Lui. (cv, COURT STAFF) (Filed on 4/18/2014)

April 18, 2014

Filing 863 Received Document - Letter dated 4/7/14 by Investor Milton T. Lynch. (cv, COURT STAFF) (Filed on 4/18/2014)

April 18, 2014

Filing 862 Received Document - Letter dated 4/7/14 by Investor William Slocum. (cv, COURT STAFF) (Filed on 4/18/2014)

April 18, 2014

Filing 861 Received Document - Letter dated 4/16/14 by Investor Louis J. Leo, The Leo Family Trust. (cv, COURT STAFF) (Filed on 4/18/2014)

April 18, 2014

Filing 860 RESPONSE (re #834 MOTION for Court Order to Order Receiver to provide copies of books ) Receiver's Response to Motion of Defendant Mark Feathers for Court to Order Receiver to (1) Provide Copies of Books and Records, and (2) Allocate $25,000 for Accounting Representation filed byThomas A. Seaman. (Fates, Ted) (Filed on 4/18/2014)

April 16, 2014

Filing 859 CLERK'S NOTICE Advancing Motion Hearing, Advancing #834 MOTION for Court Order to Order Receiver to Provide Copies of Books: 5/20/2014 Motion Hearing is advanced to 5/16/2014 at 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. (ofr, COURT STAFF) (Filed on 4/16/2014) (Additional attachment(s) added on 4/16/2014: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

April 15, 2014

Filing 858 Received Document by Investor Matt Tunney. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 857 Received Document by Investor Howard Gottlieb. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 856 Received Document dated 4/4/14 by Investor Margaret M. Mosko. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 855 Received Document dated 4/4/14 by Investor Sarwan Wason. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 854 Received Document dated 4/4/14 by Investor Lawrence Seidman. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 853 Received Document dated 4/4/14 by Investor Lawrence Seidman. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 852 Received Document dated 4/4/14 by Investor Walter Bugna. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 851 Received Document dated 4/5/14 by Investor Michael Bird. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 850 Received Document dated 4/7/14 by Investor Steven Corcoran. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 849 Received Document dated 4/5/14 by Investor Gilbert Varnell. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 848 Received Document dated 4/6/14 by Investor Nilo Zaratan. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 847 Received Document dated 4/7/14 by Investor Jeff Abramson. (cv, COURT STAFF) (Filed on 4/15/2014)

April 15, 2014

Filing 846 ORDER RE: PENDING ADMINISTRATIVE MOTIONS denying #716 , #722 , #731 , #745 Motions for Reconsideration. Signed by Judge Edward J. Davila on 4/15/2014. (ejdlc1S, COURT STAFF) (Filed on 4/15/2014) (Additional attachment(s) added on 4/15/2014: #1 Certificate of Service) (ecg, COURT STAFF).

April 15, 2014

Filing 845 ORDER granting #741 Administrative Motion for Entry of Second Amended Order Approving Omnibus and Specific Claim Objections. Signed by Judge Edward J. Davila on 4/15/2014. (ejdlc1S, COURT STAFF) (Filed on 4/15/2014) (Additional attachment(s) added on 4/15/2014: #1 Certificate of Service) (ecg, COURT STAFF).

April 14, 2014

Filing 844 Received Document written OBJECTIONS dated 3/18/14 re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker by Leonard Strelzin. (cv, COURT STAFF) (Filed on 4/14/2014)

April 14, 2014

Filing 843 Received Document written OBJECTIONS dated 3/18/14 re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker by Ronald A. Young. (cv, COURT STAFF) (Filed on 4/14/2014)

April 14, 2014

Filing 842 Received Document written OBJECTIONS dated 3/18/14 re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker by Gagnon. (cv, COURT STAFF) (Filed on 4/14/2014)

April 14, 2014

Filing 841 Received Document - written OBJECTIONS dated 3/18/14 re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker by Napoli (son of Elsie). (cv, COURT STAFF) (Filed on 4/14/2014)

April 7, 2014

Filing 840 RESPONSE to re #772 Opposition/Response to Motion, by Mark Feathers. (cv, COURT STAFF) (Filed on 4/7/2014)

April 7, 2014

Filing 839 Letter from Mark Feathers dated 4/7/14 re #836 -3 *** DOCUMENT LOCK *** Exhibit - Identification on Number appears on page 19) (Related document(s) #834 ). (cv, COURT STAFF) (Filed on 4/7/2014) Modified on 4/7/2014 (cv, COURT STAFF).

April 7, 2014

Filing 838 CLERK'S NOTICE Continuing Motion Hearing, Resetting #834 MOTION for Court Order to Order Receiver to provide copies of books: 5/12/2014 Motion Hearing is reset to 5/20/2014 at 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. (ofr, COURT STAFF) (Filed on 4/7/2014) (Additional attachment(s) added on 4/7/2014: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

April 4, 2014

Filing 837 Proposed Order re #834 MOTION for Court Order to Order Receiver to provide copies of books by Mark Feathers. (cv, COURT STAFF) (Filed on 4/4/2014)

April 4, 2014

Filing 836 Declaration of Mark Feathers in Support of #834 MOTION for Court Order to Order Receiver to provide copies of books filed by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, # 3)*** DOCUMENT LOCK *** Exhibit - Identification Number appears on page 19) (Related document(s) #834 ) (cv, COURT STAFF) (Filed on 4/4/2014) Modified on 4/7/2014 (cv, COURT STAFF).

April 4, 2014

Filing 835 MEMORANDUM in Support re #834 MOTION for Court Order to Order Receiver to provide copies of books filed byMark Feathers. (Related document(s) #834 ) (cv, COURT STAFF) (Filed on 4/4/2014)

April 4, 2014

Filing 834 MOTION for Court to Order Receiver to provide copies of books filed by Mark Feathers. Motion Hearing set for 5/12/2014 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 4/18/2014. Replies due by 4/25/2014. (cv, COURT STAFF) (Filed on 4/4/2014)

April 4, 2014

Filing 831 ORDER of USCA Appellants requests for relief, filed March 3, 2014, March 6, 2014, and March 31, 2014, are denied. as to #623 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 4/4/2014)

April 2, 2014

Filing 833 Received Document written objection dated 3/18/14 re #762 MOTION for Order of Sale by Schwalbach. (cv, COURT STAFF) (Filed on 4/2/2014)

April 2, 2014

Filing 832 Received Document written objection dated 3/18/14 re #762 MOTION for Order of Sale by Van Blarigan. (cv, COURT STAFF) (Filed on 4/2/2014)

April 2, 2014

Filing 830 REPLY (re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker ) Receiver's Reply in Support of Motion for Approval of Procedures for Sale of Loan Portfolios and SBA Lending Authority filed byThomas A. Seaman. (Fates, Ted) (Filed on 4/2/2014)

March 31, 2014

Filing 829 Received Document - written OBJECTIONS dated 3/20/14 re #762 MOTION for Order of Sale by Stephen St. Clair. (cv, COURT STAFF) (Filed on 3/31/2014)

March 31, 2014

Filing 828 Received Document - written OBJECTIONS dated 3/18/14 re #762 MOTION for Order of Sale by Stella Liu. (cv, COURT STAFF) (Filed on 3/31/2014)

March 28, 2014

Filing 827 Received Document letter dated March 18, 2014 re 762 MOTION for Order of Sale by Tai. (cv, COURT STAFF) (Filed on 3/28/2014)

March 28, 2014

Filing 826 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by McDowell. (cv, COURT STAFF) (Filed on 3/28/2014)

March 28, 2014

Filing 825 Received Document letter dated March 18, 2014 by re #762 MOTION for Order of Sale by Chapman. (cv, COURT STAFF) (Filed on 3/28/2014)

March 26, 2014

Filing 824 OPPOSITION (re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker ) correction to #821 opposition filed byMark Feathers. (Attachments: #1 Exhibit, #2 Declarations of Fund Member, #3 Declarations of Fund Member, #4 Declarations of Fund Member, #5 Declaration of Fund Members, #6 Exhibit, #7 Certificate/Proof of Service)(cv, COURT STAFF) (Filed on 3/26/2014)

March 26, 2014

Filing 823 Received Order re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker by Mark Feathers. (cv, COURT STAFF) (Filed on 3/26/2014) (cv, COURT STAFF).

March 26, 2014

Filing 822 Declaration of Mark Feathers in Support of #821 Opposition/Response to Motion, filed byMark Feathers. (Related document(s) #821 ) (cv, COURT STAFF) (Filed on 3/26/2014)

March 26, 2014

Filing 821 *** CLERK'S ERROR *** pages 8 and 10 missing please see #824 [OPPOSITION (re #762 MOTION for Order of Sale filed by Mark Feathers (Attachments: #1 Exhibit, #2 Declaration of Fund Members, #3 Declaration of Fund Members, #4 Certificate/Proof of Service)(cv, COURT STAFF) (Filed on 3/26/2014) Modified on 3/26/2014 (cv, COURT STAFF). Modified on 3/28/2014 (cv, COURT STAFF).

March 26, 2014

Filing 820 Received Document letter dated March 26, 2014 re #762 MOTION for Order of Sale by Natalie Feathers(cv, COURT STAFF) (Filed on 3/26/2014) Modified on 3/27/2014 (cv, COURT STAFF).

March 26, 2014

Filing 819 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Potter. (cv, COURT STAFF) (Filed on 3/26/2014)

March 26, 2014

Filing 818 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Luthard. (cv, COURT STAFF) (Filed on 3/26/2014)

March 26, 2014

Filing 817 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Dale. (cv, COURT STAFF) (Filed on 3/26/2014)

March 26, 2014

Filing 809 RESPONSE (re #762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 3/26/2014)

March 25, 2014

Filing 816 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Lau. (cv, COURT STAFF) (Filed on 3/25/2014)

March 25, 2014

Filing 815 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by prevedello. (cv, COURT STAFF) (Filed on 3/25/2014)

March 24, 2014

Filing 814 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Winters. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 813 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Wilcox. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 812 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Steil. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 811 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Van Senten. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 810 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Purdy. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 808 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Perrone. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 807 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Patz. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 806 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Nocera. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 805 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Naito. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 804 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Lipovac. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 803 Received Document letter dated March 18, 2014 re #762 MOTION for Order of Sale by Linders. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 802 Received Document letter re #762 MOTION for Order of Sale by leef. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 801 Received Document letter re #762 MOTION for Order of Sale by Laurence. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 800 Received Document letter re #762 MOTION for Order of Sale by Johnson. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 799 Received Document letter re #762 MOTION for Order of Sale by hengstler. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 798 Received Document letter re #762 MOTION for Order of Sale by Heaton. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 797 Received Document letter re #762 MOTION for Order of Sale by Gidwani. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 796 Received Document letter re #762 MOTION for Order of Sale by Corcoran. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 795 Received Document letter re #762 MOTION for Order of Sale by Cehovec. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 794 Received Document letter re #762 MOTION for Order of Sale by bergman. (cv, COURT STAFF) (Filed on 3/24/2014)

March 24, 2014

Filing 793 Received Document letter re #762 MOTION for Order of Sale by Benson. (cv, COURT STAFF) (Filed on 3/24/2014)

March 21, 2014

Filing 792 Received Document letter re #762 MOTION for Order of Sale by Weisbart. (cv, COURT STAFF) (Filed on 3/21/2014) Modified on 3/26/2014 (cv, COURT STAFF).

March 21, 2014

Filing 791 Received Document letter re 762 MOTION for Order of Sale by Trembath. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 790 Received Document letter re 762 MOTION for Order of Sale by Slocum. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 789 Received Document letter re 762 MOTION for Order of Sale by Rushka. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 788 Received Document letter re 762 MOTION for Order of Sale by Rubin.. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 787 Received Document letter re 762 MOTION for Order of Sale Raineri. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 786 Received Document letter re #762 MOTION for Order of Sale Raineri. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 785 Received Document letter re #762 MOTION for Order of Sale by Pieceall. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 784 Received Document letter re #762 MOTION for Order of Sale by Nyberg. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 783 Received Document letter re #762 MOTION for Order of Sale McDowell. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 782 Received Document letter re #762 MOTION for Order of Sale Liu. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 781 Received Document letter re #762 MOTION for Order of Sale by lindner. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 780 Received Document letter re #762 MOTION for Order of Sale. by Lenhart (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 779 Received Document letter re #762 MOTION for Order of Sale. by Hutchinson (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 778 Received Document letter re #762 MOTION for Order of Sale. by Griffith (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 777 Received Document letter re #762 MOTION for Order of Sale by Dalrymple. (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 776 Received Document letter re #762 MOTION for Order of Sale. by Barbieri (cv, COURT STAFF) (Filed on 3/21/2014)

March 21, 2014

Filing 775 Received letter re #762 MOTION for Order of Sale by Atno. (cv, COURT STAFF) (Filed on 3/21/2014)

March 19, 2014

Filing 774 Declaration of Mark Feathers in Support of #773 Request for Judicial Notice filed byMark Feathers. (Related document(s) #773 ) (cv, COURT STAFF) (Filed on 3/19/2014)

March 19, 2014

Filing 773 Request for Judicial Notice on misconduct of the receiver and his counsel re #711 Order on Motion filed by Mark Feathers. (Attachments: #1 Exhibit)(Related document(s) #711 ) (cv, COURT STAFF) (Filed on 3/19/2014)

March 18, 2014

Filing 772 RESPONSE (re #766 MOTION to Stay re #711 Order on Motion for Miscellaneous Relief, ) Receiver's Response to Defendant Mark Feathers' Request for a Stay of Distributions filed byThomas A. Seaman. (Fates, Ted) (Filed on 3/18/2014)

March 18, 2014

Filing 771 NOTICE by Thomas A. Seaman re #770 Opposition/Response to Motion, Notice of Withdrawal of Receivers Response to Defendant Mark Feathers' Request for a Stay of Distributions (Fates, Ted) (Filed on 3/18/2014)

March 18, 2014

Filing 770 RESPONSE (re #766 MOTION to Stay re #711 Order on Motion for Miscellaneous Relief, ) Receiver's Response to Defendant Mark Feathers' Request for a Stay of Distributions filed byThomas A. Seaman. (Fates, Ted) (Filed on 3/18/2014)

March 17, 2014

Filing 769 Proposed Order re #766 MOTION to Stay re #711 Order on Motion for Miscellaneous Relief, by Mark Feathers. (cv, COURT STAFF) (Filed on 3/17/2014)

March 17, 2014

Filing 768 Declaration of Mark Feathers in Support of #766 MOTION to Stay re #711 Order filed byMark Feathers. (Related document(s) #766 ) (cv, COURT STAFF) (Filed on 3/17/2014)

March 17, 2014

Filing 767 MEMORANDUM in Support re #766 MOTION to Stay re #711 Order granting #628 Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions. filed by Mark Feathers. (Related document(s) #766 ) (cv, COURT STAFF) (Filed on 3/17/2014)

March 17, 2014

Filing 766 MOTION to Stay re #711 Order granting #628 Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions., filed by Mark Feathers. Responses due by 3/31/2014. Replies due by 4/7/2014. (cv, COURT STAFF) (Filed on 3/17/2014)

March 17, 2014

Filing 765 EXHIBITS - declarations of FUND Members filed by Mark Feathers. (Attachments: #1 Exhibit Declaration of Fund Members)(cv, COURT STAFF) (Filed on 3/17/2014) Modified on 3/26/2014 (cv, COURT STAFF).

March 17, 2014

Filing 764 USCA Appeal Fees received $ 505.00 receipt number 54611014583 re #719 Notice of Appeal filed by Mark Feathers (cv, COURT STAFF) (Filed on 3/17/2014)

March 17, 2014

Appeal Remark - Received notification from District Court re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 03/17/2014 (cv, COURT STAFF) (Filed on 3/17/2014)

March 12, 2014

Filing 763 USCA Case Number 14-15466 9th Circuit Court of Appeals Payment of the $505 docketing and filing fees is past due. for #719 Notice of Appeal filed by Mark Feathers. (cv, COURT STAFF) (Filed on 3/12/2014) Modified on 5/12/2014 (cv, COURT STAFF).

March 12, 2014

Filing 762 MOTION for Order of Sale for (A) Approval of Sales Procedures for Loan Portfolios and 7(a) License and (B) Authority to Engage Voit Real Estate Services LP as Broker filed by Thomas A. Seaman. Motion Hearing set for 4/25/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/26/2014. Replies due by 4/2/2014. (Attachments: #1 Declaration of Peter Beauchamp, #2 Declaration of Thomas A. Seaman, #3 Proposed Order, #4 Certificate/Proof of Service)(Fates, Ted) (Filed on 3/12/2014) Modified on 3/26/2014 (cv, COURT STAFF).

March 11, 2014

Filing 761 RESPONSE (re #722 MOTION for Reconsideration re #711 Order on Motion for Miscellaneous Relief,, #745 MOTION for Reconsideration re #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections, #714 Order,, #716 MOTION for Reconsideration re #675 Order on Administrative Motion to File Under Seal,, #731 MOTION for Hearing re #293 Declaration in Opposition,MOTION for Reconsideration ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 3/11/2014)

March 11, 2014

Filing 760 REQUEST for clerk to remove court docket re #751 Received Document, by Natalie Feathers. (cv, COURT STAFF) (Filed on 3/11/2014) Modified on 3/11/2014 (cv, COURT STAFF).

March 11, 2014

Filing 759 Received Document re #750 Received Document, by Natalie Feathers. (cv, COURT STAFF) (Filed on 3/11/2014)

March 11, 2014

Filing 758 Received Document re #755 amended opposition, by Natalie Feathers. (cv, COURT STAFF) (Filed on 3/11/2014)

March 11, 2014

Filing 757 Proposed Order re #417 Received Document by Mark Feathers. (cv, COURT STAFF) (Filed on 3/11/2014)

March 11, 2014

Filing 756 Declaration of Mark Feathers in Support of #755 amended opposition, filed by Mark Feathers. (Related document(s) #755 ) (cv, COURT STAFF) (Filed on 3/11/2014)

March 11, 2014

Filing 755 AMENDED OPPOSITION to re #743 Opposition/Response to Motion, #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections by Mark Feathers. (cv, COURT STAFF) (Filed on 3/11/2014)

March 11, 2014

Filing 754 REPLY (re #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections ) Response to Oppositions to Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections filed byThomas A. Seaman. (Fates, Ted) (Filed on 3/11/2014)

March 10, 2014

Filing 753 Declaration of Natalie Feathers in Support of #752 Response, filed by Mark Feathers. (Attachments: #1 Exhibit)(Related document(s) #752 ) (cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 752 RESPONSE to OPPOSITION (re #704 MOTION to Intervene ) filed byNatalie Feathers. (Attachments: #1 Declaration's of fund members, #2 Declaration's of fund members, #3 Declaration's of fund members)(cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 751 Received Document re #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections by Natalie Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 750 Received Document re #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections by Natalie Feathers. (cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 749 Received Document by Natalie Feathers requesting reconsideration of #714 ORDER. (cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 748 Declaration of Mark Feathers in Support of #714 Order, [626 filed byMark Feathers. (Related document(s) #714 ) (cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 747 Declaration of Natalie Feathers in Support of #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections filed by Mark Feathers. (Related document(s) #741 ) (cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 746 DECLARATION of Natalie Feathers in Opposition to #734 Opposition/Response to Motion filed by Mark Feathers. (Attachments: #1 Exhibit)(Related document(s) #734 ) (cv, COURT STAFF) (Filed on 3/10/2014)

March 10, 2014

Filing 745 MOTION for Reconsideration re #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections, #714 Order, #626 Motion filed by Mark Feathers. (cv, COURT STAFF) (Filed on 3/10/2014) Modified on 3/10/2014 (cv, COURT STAFF).

March 7, 2014

Filing 744 Declaration in Support of #743 Opposition/Response to Motion, filed byMark Feathers. (Related document(s) #743 ) (cv, COURT STAFF) (Filed on 3/7/2014)

March 7, 2014

Filing 743 OPPOSITION (re #741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 3/7/2014)

March 7, 2014

Filing 742 Transcript of Proceedings held on 02/14/2014, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 6/5/2014. (Related documents(s) #709 , #703 , #702 ) (Rodriguez, Irene) (Filed on 3/7/2014)

March 7, 2014

Filing 741 MOTION to Amend/Correct #714 Order, Administrative Motion for Entry of Second Amended [Proposed] Order Approving Omnibus and Specific Claim Objections filed by Thomas A. Seaman. Responses due by 3/11/2014. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 3/7/2014)

March 6, 2014

Filing 740 Remark - Abstract of Judgment issued against Mark Feathers in the amount of $10,000.00 Penalty (cv, COURT STAFF) (Filed on 3/6/2014)

March 6, 2014

Filing 739 Remark - Abstract of Judgment Issued against Defendant Mark Feathers in the amount disgorgement of $7,497,402.51, plus prejudgment interest totaling $285,558.56, (cv, COURT STAFF) (Filed on 3/6/2014)

March 6, 2014

Filing 738 Letter from Securities and Exchange Commission enclosing two Abstract of Judgment. (cv, COURT STAFF) (Filed on 3/6/2014)

March 5, 2014

Filing 737 RESPONSE (re #731 MOTION for Hearing re #293 Declaration in Opposition,MOTION for Reconsideration ) Declaration of Thomas A. Seaman in Response to Motion of Defendant Mark Feathers for Certain Motion Hearing Dates and Leave to Seek Reconsideration filed byThomas A. Seaman. (Fates, Ted) (Filed on 3/5/2014)

March 5, 2014

Filing 736 RESPONSE (re #722 MOTION for Reconsideration re #711 Order on Motion for Miscellaneous Relief, ) Receiver's Opposition to Feathers' Ex Parte Application for Reconsideration and Clarification of This Court's Order [Dkt. No. 711] Re: Receiver's Plan of distributions [Dkt. No. 628] filed byThomas A. Seaman. (Fates, Ted) (Filed on 3/5/2014)

March 5, 2014

Filing 735 CERTIFICATE OF SERVICE by Securities and Exchange Commission re #734 Opposition/Response to Motion (Proof of Service of Opposition to Motion to Intervene on Natalie Feathers) (Bulgozdy, John) (Filed on 3/5/2014)

March 5, 2014

Filing 734 OPPOSITION (re #704 MOTION to Intervene ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 3/5/2014) Modified on 3/10/2014 (cv, COURT STAFF).

March 5, 2014

Filing 733 Proposed Order re #731 MOTION for Hearing re #293 Declaration in Opposition,MOTION for Reconsideration by Mark Feathers. (cv, COURT STAFF) (Filed on 3/5/2014)

March 5, 2014

Filing 732 Declaration of Mark Feathers in Support of #731 MOTION for Hearing re #293 Declaration in Opposition, MOTION for Leave to File filed byMark Feathers. (Related document(s) #731 ) (cv, COURT STAFF) (Filed on 3/5/2014)

March 5, 2014

Filing 731 REQUEST for Motion Hearing Date, for reconsideration of allowing to initiate a Lawsuit in State Court re #293 Declaration in Opposition, and to REQUEST to schedule a Motion Hearing Date for the Dismissal of the Receiver, REQUEST for Reconsideration its prior approvals of the Receiver's request for payments filed by Mark Feathers. (cv, COURT STAFF) (Filed on 3/5/2014) Modified on 3/5/2014 (cv, COURT STAFF).

March 4, 2014

Filing 730 Remark - Abstract Issued against Defendant Mark Feathers County of Kauai, Hawaii in the amount of $300,000.00. related to #622 (cv, COURT STAFF) (Filed on 3/4/2014) Modified on 3/4/2014 (cv, COURT STAFF).

March 4, 2014

Filing 729 Remark - Abstract Issued against Defendant Mark Feathers, County of Santa Clara, in the amount of $300,000.00. related to #622 (cv, COURT STAFF) (Filed on 3/4/2014) Modified on 3/4/2014 (cv, COURT STAFF).

March 4, 2014

Filing 728 Letter from Securities and Exchange Commission dated 2/28/14 enclosing two Abstract of Judgment's. (cv, COURT STAFF) (Filed on 3/4/2014)

March 4, 2014

Filing 727 ORDER denying #705 Motion to Shorten Time. Signed by Judge Edward J. Davila on 3/4/2014. (ejdlc1S, COURT STAFF) (Filed on 3/4/2014) (Additional attachment(s) added on 3/4/2014: #1 Certificate of Service) (ecg, COURT STAFF).

March 3, 2014

Filing 726 CERTIFICATE OF SERVICE by Mark Feathers re #721 Notice (Other) (cv, COURT STAFF) (Filed on 3/3/2014)

March 3, 2014

Filing 725 Proposed Order re #722 MOTION for Reconsideration re #711 Order on Motion for Miscellaneous Relief, by Mark Feathers. (cv, COURT STAFF) (Filed on 3/3/2014)

March 3, 2014

Filing 724 Declarations of fund members in Support of #722 MOTION for Reconsideration re #711 Order on Motion for Miscellaneous Relief, filed by Mark Feathers. (Related document(s) #722 ) (cv, COURT STAFF) (Filed on 3/3/2014)

March 3, 2014

Filing 723 Declaration of Mark Feathers in Support of #722 MOTION for Reconsideration re #711 Order on Motion for Miscellaneous Relief, filed byMark Feathers. (Related document(s) #722 ) (cv, COURT STAFF) (Filed on 3/3/2014)

March 3, 2014

Filing 722 MOTION for Reconsideration re #711 Order on Motion for Miscellaneous Relief, filed by Mark Feathers. (cv, COURT STAFF) (Filed on 3/3/2014)

March 3, 2014

Filing 721 NOTICE of pendency of action by Mark Feathers (cv, COURT STAFF) (Filed on 3/3/2014)

February 28, 2014

Filing 720 RESPONSE (re #705 MOTION to Shorten Time ) on Motion to Intervene filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/28/2014)

February 27, 2014

Filing 719 NOTICE OF APPEAL to the 9th CCA Mark Feathers. Appeal of Order on Motion for Miscellaneous Relief, #710 , Order on Motion for Miscellaneous Relief, #711 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 2/27/2014)

February 27, 2014

Filing 718 Proposed Order re #716 MOTION for Reconsideration re #675 Order on Administrative Motion to File Under Seal, by Mark Feathers. (cv, COURT STAFF) (Filed on 2/27/2014)

February 27, 2014

Filing 717 Declaration of Mark Feathers in Support of #716 MOTION for Reconsideration re #675 Order on Administrative Motion to File Under Seal, filed byMark Feathers. (Related document(s) #716 ) (cv, COURT STAFF) (Filed on 2/27/2014)

February 27, 2014

Filing 716 MOTION for Reconsideration and Clarification re #675 Order on Administrative Motion to File Under Seal, filed by Mark Feathers. (cv, COURT STAFF) (Filed on 2/27/2014)

February 26, 2014

Filing 715 AMENDED ORDER Granting #628 Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions filed by Thomas A. Seaman. Signed by Judge Edward J. Davila on 2/26/2014. (ejdlc3, COURT STAFF) (Filed on 2/26/2014) (Additional attachment(s) added on 2/27/2014: #1 Certificate of Service) (ecg, COURT STAFF).

February 26, 2014

Filing 714 AMENDED ORDER Granting #626 MOTION to Approve Omnibus and Specific Claim Objections filed by Thomas A. Seaman. Signed by Judge Edward J. Davila on 2/26/2014. (ejdlc3, COURT STAFF) (Filed on 2/26/2014) Modified on 2/26/2014 (ejdlc1S, COURT STAFF). (Additional attachment(s) added on 2/27/2014: #1 Certificate of Service) (ecg, COURT STAFF).

February 25, 2014

Filing 713 Proposed Order re #711 Order on Motion for Miscellaneous Relief Amended [Proposed] Order Approving Distribution Plan and Authorizing Interim Distributions by Thomas A. Seaman. (Fates, Ted) (Filed on 2/25/2014)

February 25, 2014

Filing 712 Proposed Order re #710 Order on Motion for Miscellaneous Relief Amended [Proposed] Order Approving Omnibus and Specific Claim Objections by Thomas A. Seaman. (Fates, Ted) (Filed on 2/25/2014)

February 25, 2014

Filing 711 Order granting #628 Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions. Signed by Hon. Edward J. Davila on 2/20/2014.(ejdlc3, COURT STAFF) (Filed on 2/25/2014) (Additional attachment(s) added on 2/27/2014: #1 Certificate of Service) (ecg, COURT STAFF).

February 25, 2014

Filing 710 Order granting #626 Motion to approve omnibus and specific claim objections. Signed by Hon. Edward J. Davila on 2/20/2014.(ejdlc3, COURT STAFF) (Filed on 2/25/2014) (Additional attachment(s) added on 2/27/2014: #1 Certificate of Service) (ecg, COURT STAFF).

February 25, 2014

Filing 709 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Irene Rodriguez. (Bulgozdy, John) (Filed on 2/25/2014)

February 25, 2014

Filing 708 Declaration of Mark Feathers in Support of #704 MOTION to Intervene, #705 MOTION to Shorten Time filed by Mark Feathers. (Attachments: #1 Exhibit)(Related document(s) #704 , #705 ) (cv, COURT STAFF) (Filed on 2/25/2014)

February 25, 2014

Filing 707 AFFIDAVIT in Support re #704 MOTION to Intervene, #705 MOTION to Shorten Time filed by Mark Feathers. (Related document(s) #704 , #705 ) (cv, COURT STAFF) (Filed on 2/25/2014)

February 25, 2014

Filing 706 NOTICE/ERRATA of Hearing on Motion re #704 , #705 by Natalie Feathers Motion Hearing set for 7/11/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (cv, COURT STAFF) (Filed on 2/25/2014)

February 24, 2014

Filing 705 MOTION to Shorten Time re: #704 filed by Natalie Feathers. (Attachments: #1 Declaration, #2 Proposed Order)(cv, COURT STAFF) (Filed on 2/24/2014)

February 24, 2014

Filing 704 MOTION to Intervene filed by Natalie Feathers. Motion Hearing set for 4/25/2014 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/10/2014. Replies due by 3/17/2014. (Attachments: #1 Declaration, #2 Proposed Order)(cv, COURT STAFF) (Filed on 2/24/2014)

February 21, 2014

Filing 703 TRANSCRIPT ORDER by Thomas A. Seaman for Court Reporter Irene Rodriguez. (Attachments: #1 Certificate/Proof of Service)(Fates, Ted) (Filed on 2/21/2014)

February 20, 2014

Filing 702 TRANSCRIPT ORDER by Mark Feathers for Court Reporter Irene Rodriguez #698 . (cv, COURT STAFF) (Filed on 2/20/2014)

February 20, 2014

Filing 701 Declaration of Mark Feathers in Support of #700 Request for Judicial Notice, filed by Mark Feathers. (Related document(s) #700 ) (cv, COURT STAFF) (Filed on 2/20/2014)

February 20, 2014

Filing 700 Request for Judicial Notice re #628 Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions filed by Mark Feathers. (Attachments: #1 Exhibit)(Related document(s) #628 ) (cv, COURT STAFF) (Filed on 2/20/2014)

February 18, 2014

Filing 699 RESPONSE to re #695 Opposition/Response to Motion, #694 Opposition/Response to Motion, re #684 MOTION for Hearing by Mark Feathers. (cv, COURT STAFF) (Filed on 2/18/2014)

February 14, 2014

Filing 698 Minute Entry: Motion Hearing held on 2/14/2014 before Judge Edward J. Davila (Date Filed: 2/14/2014) re #646 MOTION Receiver's Fourth Interim Fee Application filed by Thomas A. Seaman, #647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman, #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions filed by Thomas A. Seaman, #626 MOTION to Approve Omnibus and Specific Claim Objections filed by Thomas A. Seaman. Matter submitted. The Court to issue further Order following hearing. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 2/14/2014)

February 11, 2014

Filing 697 CLERKS NOTICE Continuing TIME for Motion Hearing.Set/Reset Deadlines as to #626 MOTION to Approve Omnibus and Specific Claim Objections , #646 MOTION Receiver's Fourth Interim Fee Application , #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions , #647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver . Motion Hearing set for 2/14/2014 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 2/11/2014)

February 11, 2014

Filing 696 STATUS REPORT Further Status Report on Discussions Between Receiver and U.S. Small Business Administration Relating to Claims Motion and Distribution Motion by Thomas A. Seaman. (Fates, Ted) (Filed on 2/11/2014)

February 11, 2014

Filing 695 RESPONSE (re #684 MOTION for Hearing ) Opposition to Defendant Mark Feathers' Motion for Court Hearing to Discuss a Reorganization of Investors Prime Fund, LLC and Related Entities filed byThomas A. Seaman. (Fates, Ted) (Filed on 2/11/2014)

February 11, 2014

Filing 694 RESPONSE (re #684 MOTION for Hearing ) to discuss a reorganization filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 2/11/2014)

February 7, 2014

Filing 693 Declaration of Mark Feathers in Support of #692 Response ( Non Motion ) filed by Mark Feathers. (Related document(s) #692 ) (cv, COURT STAFF) (Filed on 2/7/2014)

February 7, 2014

Filing 692 OPPOSITION to re #689 Status Report by Mark Feathers. (cv, COURT STAFF) (Filed on 2/7/2014)

February 6, 2014

Filing 691 ORDER denying #687 Administrative Motion to File Under Seal. Signed by Judge Edward J. Davila on 2/6/2014. (ejdlc1S, COURT STAFF) (Filed on 2/6/2014) (Additional attachment(s) added on 2/6/2014: #1 Certificate of Service) (ecg, COURT STAFF).

January 31, 2014

Filing 690 RESPONSE (re #687 Administrative Motion to File Under Seal ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/31/2014)

January 30, 2014

Filing 689 STATUS REPORT Receiver's Eighth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 1/30/2014)

January 29, 2014

Set/Reset Deadlines as to #684 MOTION for Hearing: Motion Hearing set for 4/25/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 1/29/2014)

January 28, 2014

Filing 688 MEMORANDUM in Support re #684 MOTION for Hearing filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit)(Related document(s) #684 ) (cv, COURT STAFF) (Filed on 1/28/2014)

January 28, 2014

Filing 687 Administrative Motion to File Under Seal filed by Mark Feathers. (Attachments: #1 Declaration Mark Feathers, #2 Proposed Order)(cv, COURT STAFF) (Filed on 1/28/2014)

January 28, 2014

Filing 686 Proposed Order re #684 MOTION for Hearing by Mark Feathers. (cv, COURT STAFF) (Filed on 1/28/2014)

January 28, 2014

Filing 685 Declaration of Mark Feathers in Support of #684 MOTION for Hearing filed byMark Feathers. (Related document(s) #684 ) (cv, COURT STAFF) (Filed on 1/28/2014)

January 28, 2014

Filing 684 MOTION AND NOTICE MOTION for Court Hearing to Discuss a Reorganizing of investors Prime Fund, LLC and Related Entities filed by Mark Feathers. (cv, COURT STAFF) (Filed on 1/28/2014) Modified texton 1/29/2014 (ecg, COURT STAFF).

January 23, 2014

Filing 683 CLERKS NOTICE Continuing Motion Hearing. Set/Reset Deadlines as to #626 MOTION to Approve Omnibus and Specific Claim Objections , #646 MOTION Receiver's Fourth Interim Fee Application , #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions , #647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver : Motion Hearing set for 2/14/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 1/23/2014)

January 21, 2014

Filing 682 Request for Judicial Notice and Reply to the Receiver's Status Report on Ongoing Discussions Between Receiver and US Small Business Administration Relating to Claims Motion and Distribution Motion re #680 Brief, filed byMark Feathers. (Related document(s) #680 ) (srm, COURT STAFF) (Filed on 1/21/2014)

January 21, 2014

Filing 681 Declaration of Mark Feathers Accompanying Response to Receiver's Report to The Court and Request for Judicial Notice #680 Brief, filed byMark Feathers. (Related document(s) #680 ) (srm, COURT STAFF) (Filed on 1/21/2014)

January 17, 2014

Filing 680 Brief re #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions , #626 MOTION to Approve Omnibus and Specific Claim Objections Status Report on Ongoing Discussions Between Receiver and U.S. Small Business Administration Relating to Claims Motion and Distribution Motion filed byThomas A. Seaman. (Related document(s) #628 , #626 ) (Fates, Ted) (Filed on 1/17/2014)

January 8, 2014

Filing 679 Letter dated 12/20/13 from Zafar Shaikh. (cv, COURT STAFF) (Filed on 1/8/2014)

December 20, 2013

Filing 678 DOCUMENT E-FILED UNDER SEAL re #675 Order on Administrative Motion to File Under Seal, by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 B, #3 Proposed Order, #4 Certificate/Proof of Service)(Bui, Kim) (Filed on 12/20/2013)

December 20, 2013

Filing 677 CERTIFICATE OF SERVICE by Thomas A. Seaman re #646 MOTION Receiver's Fourth Interim Fee Application , #647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver (Fates, Ted) (Filed on 12/20/2013)

December 20, 2013

Filing 676 NOTICE of Appearance by Richard Paul Ormond (Ormond, Richard) (Filed on 12/20/2013)

December 20, 2013

Filing 675 ORDER granting #663 Administrative Motion to File Under Seal. Signed by Judge Edward J. Davila on 12/20/2013. (ejdlc1S, COURT STAFF) (Filed on 12/20/2013) (Additional attachment(s) added on 12/20/2013: #1 Certificate of Service) (ecg, COURT STAFF).

December 19, 2013

Filing 674 ORDER partially granting #607 Third Interim Fee Application; partially granting #608 Third Interim Fee Application. Signed by Judge Edward J. Davila on 12/19/2013. (ejdlc3, COURT STAFF) (Filed on 12/19/2013) (Additional attachment(s) added on 12/20/2013: #1 Certificate of Service) (ecg, COURT STAFF).

December 19, 2013

Filing 673 CLERKS Letter Spreading Mandate to Counsel (cv, COURT STAFF) (Filed on 12/19/2013)

December 19, 2013

Filing 672 MANDATE of USCA as to #593 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 12/19/2013)

December 16, 2013

Filing 671 CERTIFICATE OF SERVICE by Mark Feathers re #668 Opposition/Response to Motion, #669 Declaration in Support, #670 Proposed Order (cv, COURT STAFF) (Filed on 12/16/2013)

December 16, 2013

Filing 670 Proposed Order re #663 Administrative Motion to File Under Seal by Mark Feathers. (cv, COURT STAFF) (Filed on 12/16/2013)

December 16, 2013

Filing 669 Declaration in Support of #668 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #668 ) (cv, COURT STAFF) (Filed on 12/16/2013)

December 16, 2013

Filing 668 OPPOSITION (re #663 Administrative Motion to File Under Seal ) filed by Mark Feathers. (Attachments: #1 1, #2 Exhibit, #3 2)(cv, COURT STAFF) (Filed on 12/16/2013)

December 16, 2013

Filing 667 NOTICE of Appearance by James Benton Wright (Wright, James) (Filed on 12/16/2013)

December 13, 2013

Filing 666 Declaration in Support of #665 opposition addendum, filed byMark Feathers. (Related document(s) #665 ) (cv, COURT STAFF) (Filed on 12/13/2013)

December 13, 2013

Filing 665 Addendum re #646 MOTION Receiver's Fourth Interim Fee Application , #653 Opposition/Response to Motion, #659 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #646 , #653 , #659 ) (cv, COURT STAFF) (Filed on 12/13/2013)

December 13, 2013

Filing 664 REPLY (re #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions , #626 MOTION to Approve Omnibus and Specific Claim Objections ) Reply to Opposition of California Business Bank to: (1) Motion to Approve Omnibus and Specific Claim Objections; and (2) Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions filed byThomas A. Seaman. (Fates, Ted) (Filed on 12/13/2013)

December 13, 2013

Filing 663 Administrative Motion to File Under Seal filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order, #3 Redacted Version of Ex Parte Application for Authority to Pursue and Settle Claims Against Certain Third Parties; Declaration of Thomas A. Seaman in Support Thereof, #4 Unredacted Version of Ex Parte Application for Authority to Pursue and Settle Claims Against Certain Third Parties; Declaration of Thomas A. Seaman in Support Thereof, #5 Certificate/Proof of Service)(Bui, Kim) (Filed on 12/13/2013)

December 11, 2013

Filing 662 ORDER terminating without prejudice #645 Administrative Motion to File Under Seal. The Receiver's motion to file under seal does not comply with the revised local rule. Signed by Judge Edward J. Davila on 12/11/2013. (ejdlc1S, COURT STAFF) (Filed on 12/11/2013) (Additional attachment(s) added on 12/11/2013: #1 Certificate of Service) (ecg, COURT STAFF).

December 10, 2013

Filing 657 REPLY (re #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions ) Reply to Responses to Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions filed byThomas A. Seaman. (Attachments: #1 Declaration of Thomas Seaman, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 12/10/2013)

December 10, 2013

Filing 656 RESPONSE (re #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions , #626 MOTION to Approve Omnibus and Specific Claim Objections ) / Opposition to (1) Receiver's Motions to Approve Omnibus and Specific Claim Objections; and (2) Limited Opposition to Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions filed byCalifornia Business Bank. (Attachments: #1 Request for Judicial Notice)(Aman, Kalley) (Filed on 12/10/2013)

December 9, 2013

Filing 661 Received Document from Pingyu Liu, Phd dated 12/9/13. (cv, COURT STAFF) (Filed on 12/9/2013)

December 9, 2013

Filing 660 Declaration in Support of #659 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #659 ) (cv, COURT STAFF) (Filed on 12/9/2013)

December 9, 2013

Filing 659 RESPONSE (re #647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 12/9/2013)

December 9, 2013

Filing 658 Received Document by Natalie Feathers. (Attachments: #1 Exhibit, #2 Exhibit)(cv, COURT STAFF) (Filed on 12/9/2013)

December 6, 2013

Filing 655 REPLY (re #626 MOTION to Approve Omnibus and Specific Claim Objections ) filed byThomas A. Seaman. (Attachments: #1 Certificate/Proof of Service)(Fates, Ted) (Filed on 12/6/2013)

December 6, 2013

Filing 654 Declaration in Support of #653 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #653 ) (cv, COURT STAFF) (Filed on 12/6/2013)

December 6, 2013

Filing 653 RESPONSE (re #646 MOTION Receiver's Fourth Interim Fee Application ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 12/6/2013)

December 5, 2013

Filing 652 Proposed Order re #645 Administrative Motion to File Under Seal by Mark Feathers. (cv, COURT STAFF) (Filed on 12/5/2013)

December 5, 2013

Filing 651 Declaration in Support of #650 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #650 ) (cv, COURT STAFF) (Filed on 12/5/2013)

December 5, 2013

Filing 650 OPPOSITION (re #645 Administrative Motion to File Under Seal ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 12/5/2013)

December 4, 2013

Filing 649 CERTIFICATE OF SERVICE by Thomas A. Seaman re #646 MOTION Receiver's Fourth Interim Fee Application , #647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #648 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #646 MOTION Receiver's Fourth Interim Fee Application , #647 MOTION Fourth Interim Fee Applicat (Fates, Ted) (Filed on 12/4/2013)

December 4, 2013

Filing 648 Notice of Motion Hearing re #646 MOTION Receiver's Fourth Interim Fee Application , #647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 1/31/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/18/2013. Replies due by 12/26/2013. (Fates, Ted) (Filed on 12/4/2013) Modified text on 12/4/2013,(incorrect event selected) (cv, COURT STAFF).

December 4, 2013

Filing 647 MOTION Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 1/31/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/18/2013. Replies due by 12/26/2013. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 12/4/2013)

December 4, 2013

Filing 646 MOTION Receiver's Fourth Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 1/31/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/18/2013. Replies due by 12/26/2013. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 12/4/2013)

December 4, 2013

Filing 645 Administrative Motion to File Under Seal filed by Thomas A. Seaman. (Attachments: #1 Declaration of Receiver Thomas A. Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Bui, Kim) (Filed on 12/4/2013)

December 3, 2013

Filing 644 Letter dated 11/25/13 to Mr. Bulgozdy. (cv, COURT STAFF) (Filed on 12/3/2013)

December 3, 2013

Filing 643 Declaration in Support of #642 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #642 ) (cv, COURT STAFF) (Filed on 12/3/2013)

December 3, 2013

Filing 642 OPPOSITION (re #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 12/3/2013)

December 2, 2013

Filing 641 Received Document - opposition filed by non party Dr. Stephan Hengstler. (cv, COURT STAFF) (Filed on 12/2/2013)

December 2, 2013

Filing 640 Received Document - declarations by Natalie Feathers. *** Please note *** Natalie Feathers is not a party to this action, (cv, COURT STAFF) (Filed on 12/2/2013)

December 2, 2013

Filing 639 Received Document - opposition by Natalie Feathers. (Attachments: #1 Exhibit) *** please note *** Natalie Feathers is not a party to this action, (cv, COURT STAFF) (Filed on 12/2/2013) Modified text on 12/2/2013 (cv, COURT STAFF).

December 2, 2013

Filing 638 Declaration in Support of #637 Opposition/Response to Motion filed by Mark Feathers. (Related document(s) #637 ) (cv, COURT STAFF) (Filed on 12/2/2013)

December 2, 2013

Filing 637 RESPONSE (re #626 MOTION to Approve Omnibus and Specific Claim Objections ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 12/2/2013)

November 27, 2013

Filing 636 CERTIFICATE OF SERVICE by U.S. Small Business Administration (Adams, Eric) (Filed on 11/27/2013)

November 27, 2013

Filing 635 Declaration in Support of #634 Opposition/Response to Motion, filed byU.S. Small Business Administration. (Related document(s) #634 ) (Adams, Eric) (Filed on 11/27/2013)

November 27, 2013

Filing 634 RESPONSE (re #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions ) Opposition filed byU.S. Small Business Administration. (Adams, Eric) (Filed on 11/27/2013)

November 27, 2013

Filing 633 Declaration of Brent Ciurlino in Support of #632 Opposition/Response to Motion filed byU.S. Small Business Administration. (Attachments: #1 Exhibit A (Creditor Claim of U.S. Small Business Administration))(Related document(s) #632 ) (Adams, Eric) (Filed on 11/27/2013)

November 27, 2013

Filing 632 RESPONSE (re #626 MOTION to Approve Omnibus and Specific Claim Objections ) Opposition filed byU.S. Small Business Administration. (Adams, Eric) (Filed on 11/27/2013)

November 26, 2013

Filing 631 ORDER granting #630 Motion to Shorten Time. The Claims Motion and Distribution Plan Motion are hereby set for hearing on 1/31/2014 at 9:00 a.m. Signed by Judge Edward J. Davila on 11/26/2013. (ejdlc1, COURT STAFF) (Filed on 11/26/2013) (Additional attachment(s) added on 11/26/2013: #1 Certificate of Service) (ecg, COURT STAFF).

November 26, 2013

Set/Reset Deadlines as to #628 MOTION Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions , #626 MOTION to Approve Omnibus and Specific Claim Objections : Motion Hearing set for 1/31/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 11/26/2013)

November 21, 2013

Filing 630 MOTION to Shorten Time Administrative Motion for Order Shortening Time on (1) Motion to Approve Omnibus and Specific Claim Objections [Docket No. 626]; and (2) Motion for Approval of Distribution Plan and Authority to Make Interim Distributions [Docket No. 628] filed by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 11/21/2013)

November 20, 2013

Filing 629 CERTIFICATE OF SERVICE by Thomas A. Seaman re #626 MOTION to Approve Omnibus and Specific Claim Objections (Fates, Ted) (Filed on 11/20/2013)

November 19, 2013

Filing 628 Notice of Motion and Motion for Approval of Distribution Plan and Authorization to Make Interim Distributions filed by Thomas A. Seaman. Motion Hearing set for 4/25/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/3/2013. Replies due by 12/10/2013. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 11/19/2013) Modified on 2/20/2014 (cv, COURT STAFF).

November 18, 2013

Filing 627 CLERKS NOTICE TAKING MOTION UNDER SUBMISSION WITHOUT ORAL ARGUMENT. The Motions for Interim Fee Applications(Docket Item Nos. #607 , #608 , #609 ) before Judge Edward J. Davila previously noticed for 11/22/2013 at 9:00 AM have been taken under submission without oral argument pursuant to Civ. L.R. 7-1(b). The 11/22/2013 hearing is VACATED. The Court to issue further Order on the submitted motions. (ecg, COURT STAFF) (Filed on 11/18/2013) Modified text on 11/18/2013 (ecg, COURT STAFF).

November 15, 2013

Filing 626 MOTION to Approve Omnibus and Specific Claim Objections filed by Thomas A. Seaman. Motion Hearing set for 4/25/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/2/2013. Replies due by 12/9/2013. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Fates, Ted) (Filed on 11/15/2013)

November 12, 2013

Filing 625 USCA Case Number 13-17304 for #623 Notice of Appeal, filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/12/2013)

November 7, 2013

Filing 624 CERTIFICATE OF SERVICE by Thomas A. Seaman re #609 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #608 MOTION Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counse (Fates, Ted) (Filed on 11/7/2013)

November 7, 2013

Filing 623 NOTICE OF APPEAL to the 9th CCA Mark Feathers. Appeal of Order on Motion for Summary Judgment, Order on Motion for Partial Summary Judgment, Order on Motion for Miscellaneous Relief. #591 , Order on Motion for Permanent Injunction #622 (Appeal fee of $455 paid.) (cv, COURT STAFF) (Filed on 11/7/2013)

November 6, 2013

Filing 622 Order granting in part and denying in part #602 Motion for Permanent Injunction and Monetary Remedies. Signed by Hon. Edward J. Davila.(ejdlc3, COURT STAFF) (Filed on 11/6/2013)

October 28, 2013

Filing 621 RESPONSE to re #618 Status Report by Mark Feathers. (cv, COURT STAFF) (Filed on 10/28/2013)

October 23, 2013

Filing 620 ORDER of USCA as to #593 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 10/23/2013)

October 22, 2013

Filing 619 Minute Entry: Motion Hearing held on 10/22/2013 before Judge Edward J. Davila (Date Filed: 10/22/2013) re #602 MOTION for Permanent Injunction and Monetary Remedies against Defendant Mark Feathers filed by Securities and Exchange Commission. The Court took the motion under submission after oral argument. The Court to issue further order. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 10/22/2013) (Additional attachment(s) added on 10/22/2013: #1 Certificate of Service) (ecg, COURT STAFF).

October 18, 2013

Filing 618 STATUS REPORT Receiver's Seventh Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 10/18/2013)

October 11, 2013

Filing 617 REPLY (re #602 MOTION for Permanent Injunction and Monetary Remedies against Defendant Mark Feathers ) filed bySecurities and Exchange Commission. (Attachments: #1 Declaration of John B. Bulgozdy)(Bulgozdy, John) (Filed on 10/11/2013)

October 2, 2013

Filing 616 Received letter from Pingyu Liu PhD dated 10/1/13. (cv, COURT STAFF) (Filed on 10/2/2013)

September 30, 2013

Filing 613 RESPONSE to re #608 MOTION Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, #607 MOTION Receiver's Third Interim Fee Application by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 9/30/2013)

September 27, 2013

Filing 615 Declaration of Mark Feathers filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/27/2013)

September 27, 2013

Filing 614 RESPONSE (re #608 MOTION Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, #609 Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #608 MOTION filed by Mark Feathers. (cv, COURT STAFF) (Filed on 9/27/2013)

September 26, 2013

Filing 612 TRANSCRIPT ORDER by Mark Feathers for Court Reporter Irene Rodriguez. (srm, COURT STAFF) (Filed on 9/26/2013)

September 26, 2013

Filing 611 TRANSCRIPT ORDER by Mark Feathers for Court Reporter Lee-Anne Shortridge. (srm, COURT STAFF) (Filed on 9/26/2013)

September 20, 2013

Filing 610 CERTIFICATE OF SERVICE by Thomas A. Seaman re #608 MOTION Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, #609 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #608 MOTION Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counse, #607 MOTION Receiver's Third Interim Fee Application (Fates, Ted) (Filed on 9/20/2013)

September 20, 2013

Filing 609 Notice of Motion Hearing re #608 MOTION Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, #607 MOTION Receiver's Third Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 11/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/4/2013. Replies due by 10/11/2013. (Fates, Ted) (Filed on 9/20/2013) Modified on 12/4/2013,(incorrect event selected.)

September 20, 2013

Filing 608 MOTION Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 11/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/4/2013. Replies due by 10/11/2013. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 9/20/2013)

September 20, 2013

Filing 607 MOTION Receiver's Third Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 11/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/4/2013. Replies due by 10/11/2013. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 9/20/2013) Modified text on 9/20/2013 (ecg, COURT STAFF)(x2).

September 20, 2013

Filing 606 *** DOCUMENT FILED IN ERROR. PLEASE SEE 607 *** MOTION Receiver's Third Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 11/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/4/2013. Replies due by 10/11/2013. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 9/20/2013) Modified text on 9/20/2013 (ecg, COURT STAFF).

September 16, 2013

Filing 605 Received Letter from Stanley M. Johnson regarding K-1 forms. (srm, COURT STAFF) (Filed on 9/16/2013)

September 12, 2013

Filing 604 Declaration of Mark Feathers in Support of #603 Opposition/Response to Motion filed byMark Feathers. (Related document(s) #603 ) (srm, COURT STAFF) (Filed on 9/12/2013)

September 12, 2013

Filing 603 RESPONSE (re #602 MOTION for Permanent Injunction and Monetary Remedies against Defendant Mark Feathers ) filed byMark Feathers. (srm, COURT STAFF) (Filed on 9/12/2013)

September 9, 2013

Filing 602 MOTION for Permanent Injunction and Monetary Remedies against Defendant Mark Feathers filed by Securities and Exchange Commission. Motion Hearing set for 10/22/2013 01:30 PM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 9/20/2013. Replies due by 10/11/2013. (Attachments: #1 Declaration of John B. Bulgozdy, #2 Declaration of Sarah Mitchell, #3 Proposed Order)(Bulgozdy, John) (Filed on 9/9/2013)

September 6, 2013

Filing 601 Transcript of Proceedings held on 07/23/2013, before Judge Grewal. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 12/5/2013. (Rodriguez, Irene) (Filed on 9/6/2013)

September 5, 2013

Filing 600 Received letter dated 8/29/13 from J. Robert Gilroy, President of First West Capital Corporation.. (cv, COURT STAFF) (Filed on 9/5/2013)

September 4, 2013

Filing 599 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Irene Rodriguez. (Bulgozdy, John) (Filed on 9/4/2013)

September 4, 2013

Filing 598 Transcript of Proceedings held on 06/28/2013, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 12/3/2013. (Related documents(s) #597 ) (Rodriguez, Irene) (Filed on 9/4/2013)

September 4, 2013

Filing 597 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Irene Rodriguez. (Bulgozdy, John) (Filed on 9/4/2013)

September 4, 2013

Filing 596 USCA Appeal Fees received $ 455 receipt number 54611014083 re #593 Notice of Appeal, filed by Mark Feathers (cv, COURT STAFF) (Filed on 9/4/2013)

September 4, 2013

Appeal Remark - Received notification from District Court re: payment of docket fee. Amount Paid: USD 455.00. Date paid: 09/04/2013. re #593 Notice of Appeal, : (cv, COURT STAFF) (Filed on 9/4/2013)

August 30, 2013

Filing 595 ORDER VACATING PRELIMINARY PRETRIAL CONFERENCE. The court finds that a pretrial conference is unnecessary at this time. Accordingly, the Preliminary Pretrial Conference scheduled for 9/13/2013 is VACATED. Signed by Judge Edward J. Davila on 8/30/2013. (ejdlc1, COURT STAFF) (Filed on 8/30/2013) (Additional attachment(s) added on 8/30/2013: #1 Certificate of Service) (ecg, COURT STAFF).

August 30, 2013

Filing 594 USCA Case Number 13-16743 9th Circuit Court of Appeals for #593 Notice of Appeal, filed by Mark Feathers. (cv, COURT STAFF) (Filed on 8/30/2013)

August 29, 2013

Filing 593 NOTICE OF APPEAL to the 9th CCA Mark Feathers. Appeal of Order on Motion for Summary Judgment; Order on Motion for Partial Summary Judgment; Order on Motion for Miscellaneous Relief. #591 (Appeal fee FEE NOT PAID.) (cv, COURT STAFF) (Filed on 8/29/2013)

August 19, 2013

Filing 592 ORDER RE: PENDING MOTIONS denying #389 Motion to Intervene; denying #488 Motion to Appoint Expert Witness; denying #527 Motion Allocate Additional Funds; denying #571 Motion for Partial Summary Judgment; denying #577 Motion for Leave to Initiate Lawsuit ; denying #588 Motion for Extension of Time to Complete Discovery. The motion hearings scheduled for 8/23/2013 and 9/27/2013 are VACATED. Signed by Judge Edward J. Davila on 8/19/2013. (ejdlc1, COURT STAFF) (Filed on 8/19/2013) (Additional attachment(s) added on 8/19/2013: #1 Certificate of Service) (ecg, COURT STAFF).

August 16, 2013

Filing 591 ORDER denying #459 Defendants' Motion for Summary Judgment; denying #459 Defendants' Motion for Partial Summary Judgment; denying #459 Defendants' Motion for Miscellaneous Relief; granting #477 Plaintiff Securities and Exchange Commission's Motion for Summary Judgment. Hearing on proposed relief scheduled for 10/22/2013 at 1:30 p.m. Signed by Judge Edward J. Davila on 8/16/2013. (ejdlc3, COURT STAFF) (Filed on 8/16/2013) (Additional attachment(s) added on 8/16/2013: #1 Certificate of Service) (ecg, COURT STAFF). Modified on 8/16/2013 (ejdlc1, COURT STAFF).

August 16, 2013

Filing 590 ORDER partially granting #338 Receiver's Second Interim Fee Application; partially granting #339 Second Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis, General Counsel to the Receiver. Signed by Judge Edward J. Davila on 8/16/2013. (ejdlc3, COURT STAFF) (Filed on 8/16/2013) (Additional attachment(s) added on 8/16/2013: #1 Certificate of Service) (ecg, COURT STAFF).

August 13, 2013

Filing 589 OPPOSITION (re #588 MOTION for Extension of Time to Complete Discovery ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 8/13/2013)

August 6, 2013

Filing 588 MOTION for Extension of Time to Complete Discovery filed by Securities and Exchange Commission. (Attachments: #1 Memorandum of Points & Authorities in support of Motion to Extend Expert Cut-Off, #2 Declaration of Lynn Dean in support of Motion to Extend Expert Cut-Off, #3 Proposed Order regarding Motion to Extend Expert Cut-Off)(Dean, Lynn) (Filed on 8/6/2013)

August 5, 2013

Filing 587 OPPOSITION (re #577 MOTION for leave to Initiate a Lawsuit in State Court against Thomas A. Seaman ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 8/5/2013)

August 5, 2013

Filing 586 OMNIBUS REPLY (re #577 MOTION for leave to Initiate a Lawsuit in State Court against Thomas A. Seaman ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 8/5/2013)

August 2, 2013

Filing 585 RESPONSE (re #577 MOTION for leave to Initiate a Lawsuit in State Court against Thomas A. Seaman ) Receiver's Response to Defendant Mark Feathers' Request for Leave to Sue Receiver in State Court filed byThomas A. Seaman. (Fates, Ted) (Filed on 8/2/2013)

August 2, 2013

Filing 584 RESPONSE (re #577 MOTION for leave to Initiate a Lawsuit in State Court against Thomas A. Seaman ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 8/2/2013)

July 30, 2013

Filing 583 Declaration of Mark Feathers in Support of #582 Reply to Opposition/Response filed byMark Feathers. (Related document(s) #582 ) (cv, COURT STAFF) (Filed on 7/30/2013) (Additional attachment(s) added on 7/30/2013: #1 Exhibit tax return 2007 -, #2 Exhibit tax return 2008 -, #3 Exhibit tax return 2010) (cv, COURT STAFF). (Additional attachment(s) added on 7/30/2013: #4 Exhibit) (cv, COURT STAFF).

July 30, 2013

Filing 582 REPLY (re #571 MOTION for Partial Summary Judgment ) filed byMark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 7/30/2013)

July 23, 2013

Filing 581 STATUS REPORT Receiver's Sixth Interim Report by Thomas A. Seaman. (Attachments: #1 Certificate/Proof of Service)(Fates, Ted) (Filed on 7/23/2013)

July 23, 2013

Filing 580 Minute Entry: Motion Hearing held on 7/23/2013 before Magistrate Judge Paul S. Grewal re #531 MOTION for Protective Order: The court denies defendant's motion for protective order. (Court Reporter: Irene Rodriguez.) (ofr, COURT STAFF) (Date Filed: 7/23/2013)

July 22, 2013

Filing 579 RESPONSE (re #571 MOTION for Partial Summary Judgment ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 7/22/2013)

July 19, 2013

Filing 578 Proposed Order re #577 MOTION for leave to Initiate a Lawsuit in State Court against Thomas A. Seaman by Mark Feathers. (cv, COURT STAFF) (Filed on 7/19/2013)

July 19, 2013

Filing 577 REQUEST for Leave to Initiate a Lawsuit in State Court against Thomas A. Seaman filed by Mark Feathers. Responses due by 8/2/2013. Replies due by 8/9/2013. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 7/19/2013)

July 16, 2013

Filing 576 Minute Entry: Motion Hearing held on 7/16/2013 before Magistrate Judge Paul S. Grewal re #514 MOTION for Sanctions against Defendant Mark Feathers: The court makes ruling from the bench. The court denies plaintiff's motion for sanctions. (Court Reporter: Summer Fisher.) (ofr, COURT STAFF) (Date Filed: 7/16/2013)

July 15, 2013

Filing 575 ORDER CONTINUING PRELIMINARY PRETRIAL CONFERENCE. Joint Preliminary Pretrial Statement due by 9/3/2013. Preliminary Pretrial Conference set for 9/13/2013 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. ***July Pretrial Conference Deadlines terminated. Signed by Judge Edward J. Davila on 7/15/2013. (ecg, COURT STAFF) (Filed on 7/15/2013) (Additional attachment(s) added on 7/15/2013: #1 Certificate of Service) (ecg, COURT STAFF).

July 15, 2013

Filing 574 ORDER granting #566 Motion Strike Improperly Filed Documents. Docket Nos. 563, 563-1, 564, 565, and 565-1 are STRICKEN. Natalie Feathers is not a party to this action, Signed by Judge Edward J. Davila on 7/15/2013. (ejdlc1, COURT STAFF) (Filed on 7/15/2013) (Additional attachment(s) added on 7/15/2013: #1 Certificate of Service) (ecg, COURT STAFF). Modified on 12/2/2013 (cv, COURT STAFF).

July 11, 2013

Filing 573 Declaration of Mark Feathers in Support of #571 MOTION for Partial Summary Judgment filed byMark Feathers. (Related document(s) #571 ) (cv, COURT STAFF) (Filed on 7/11/2013)

July 11, 2013

Filing 572 MEMORANDUM in Support re #571 MOTION for Partial Summary Judgment filed byMark Feathers. (Related document(s) #571 ) (cv, COURT STAFF) (Filed on 7/11/2013)

July 11, 2013

Filing 571 MOTION for Partial Summary Judgment filed by Mark Feathers. Motion Hearing set for 9/27/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/25/2013. Replies due by 8/1/2013. (no signature on document) (cv, COURT STAFF) (Filed on 7/11/2013)

July 10, 2013

Filing 570 Declaration of Natalie Feathers re: #557 filed by Natalie Feathers. (Attachments: #1 1st report)(cv, COURT STAFF) (Filed on 7/10/2013)

July 10, 2013

Filing 569 Declaration of M. Feathers in Support of #568 Response ( Non Motion ) filed by Mark Feathers. (Related document(s) #568 ) (cv, COURT STAFF) (Filed on 7/10/2013)

July 10, 2013

Filing 568 RESPONSE to re #557 Status Report by Mark Feathers. (Attachments: #1 1, #2 4, #3 6)(cv, COURT STAFF) (Filed on 7/10/2013)

July 10, 2013

Filing 567 REQUEST to Withdraw #564 Declaration in Support, #565 Response ( Non Motion ), #563 Response filed by Natalie Feathers. Responses due by 7/24/2013. Replies due by 7/31/2013. (cv, COURT STAFF) (Filed on 7/10/2013)

July 9, 2013

Filing 566 MOTION Administrative Motion to Strike Improperly Filed Docket Numbers 563, 563-1, 564, 565, and 565-1 re #564 Declaration in Support, #565 Response ( Non Motion ), #563 Response ( Non Motion ) filed by Securities and Exchange Commission. Responses due by 7/12/2013. (Attachments: #1 Proposed Order)(Dean, Lynn) (Filed on 7/9/2013)

July 9, 2013

Filing 565 AMENDED OPPOSITION to re #557 Status Report by Natalie Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 7/9/2013) Modified on 7/15/2013 (cv, COURT STAFF).

July 3, 2013

Filing 564 Declaration of Natalie Feathers of #557 Status Report, #563 Response ( Non Motion ) filed by Natalie Feathers. (Related document(s) #557 , #563 ) (cv, COURT STAFF) (Filed on 7/3/2013) Modified on 7/15/2013 (cv, COURT STAFF).

July 3, 2013

Filing 563 *** FILED IN ERROR *** please see #565 amended OPPOSITION by Natalie Feathers. (cv, COURT STAFF) (Filed on 7/5/2013) Modified on 7/5/2013 (cv, COURT STAFF). Modified on 7/9/2013 (cv, COURT STAFF). Modified on 7/9/2013 (cv, COURT STAFF). Modified on 7/15/2013 (cv, COURT STAFF).

July 2, 2013

Filing 562 REPLY (re #527 MOTION to allocate $15,000 from the assets of the receivership ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 7/2/2013) (Additional attachment(s) added on 7/2/2013: #1 Exhibit 1, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit) (cv, COURT STAFF).

July 2, 2013

Filing 561 REPLY (re #531 MOTION for Protective Order ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 7/2/2013)

June 28, 2013

Filing 560 Minute Entry: Motion Hearing held on 6/28/2013 before Judge Edward J. Davila (Date Filed: 6/28/2013) re #477 MOTION for Summary Judgment filed by Securities and Exchange Commission, #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER filed by Thomas A. Seaman, #338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION filed by Thomas A. Seaman, #295 MOTION for enjoinder of parties or dismissal of action filed by Mark Feathers, #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order filed by Mark Feathers. The Court took theReceiver's motion for Second Interim Fee Application without oral argument. The Court took the cross motions for summary judgment under submission after oral argument. The Court to issue further on submitted motions and continuing case deadlines. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 6/28/2013) (Additional attachment(s) added on 7/1/2013: #1 Certificate of Service) (ecg, COURT STAFF).

June 28, 2013

Filing 559 ORDER denying Defendant Mark Feathers' Motion for Enjoinder #295 . Signed by Judge Edward J. Davila on 6/28/2013. (ejdlc3, COURT STAFF) (Filed on 6/28/2013) (Additional attachment(s) added on 6/28/2013: #1 Certificate of Service) (ecg, COURT STAFF).

June 28, 2013

Filing 558 *** FILED IN ERROR. PDF DOES NOT CONTAIN SIGNATURE PLEASE SEE #559 ORDER denying Defendant Mark Feathers' Motion for Enjoinder of Parties #295 . Signed by Judge Edward J. Davila on 6/28/2013. (ejdlc3, COURT STAFF) (Filed on 6/28/2013) Modified text on 6/28/2013 (ecg, COURT STAFF).

June 27, 2013

Filing 557 STATUS REPORT Receiver's Forensic Accounting Report by Thomas A. Seaman. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Fates, Ted) (Filed on 6/27/2013)

June 27, 2013

Filing 556 ORDER granting #542 Administrative Motion for Order Clarifying Authority to Transfer Whiskey Junction, LLC Alcoholic Beverage License. Signed by Judge Edward J. Davila on 6/27/2013. (ejdlc1, COURT STAFF) (Filed on 6/27/2013) (Additional attachment(s) added on 6/27/2013: #1 Certificate of Service) (ecg, COURT STAFF).

June 26, 2013

Filing 555 ORDER RE: #527 DEFENDANTS MOTION FOR CONTINUATION OF LIVING EXPENSES. The hearing before Judge Grewal scheduled for 7/15/2013 is VACATED. This court will decide the matter, and finds it suitable for decision without a hearing pursuant to Civil Local Rule 7-1(b). Defendants motion will be deemed submitted for decision upon conclusion of the briefing. Signed by Judge Edward J. Davila on 6/26/2013. (ejdlc1, COURT STAFF) (Filed on 6/26/2013) (Additional attachment(s) added on 6/26/2013: #1 Certificate of Service) (ecg, COURT STAFF).

June 25, 2013

Filing 554 RESPONSE (re #531 MOTION for Protective Order ) filed bySecurities and Exchange Commission. (Attachments: #1 Declaration of Lynn M. Dean)(Bulgozdy, John) (Filed on 6/25/2013)

June 25, 2013

Filing 553 RESPONSE (re #527 MOTION to allocate $15,000 from the assets of the receivership ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 6/25/2013)

June 25, 2013

Filing 552 Received Document letter from Pingyu Liu, PhD dated 6/13/13. (cv, COURT STAFF) (Filed on 6/25/2013)

June 24, 2013

Filing 551 OPPOSITION (re #542 MOTION Administrative Motion Under Local Rule 7-11; Request for Order Clarifying Authority to Transfer Whiskey Junction, LLC Alcoholic Beverage License ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 6/24/2013)

June 24, 2013

Filing 549 Supplemental Brief re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER Supplement to Second Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver (Docket No. 339) filed byThomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Request for Judicial Notice, #3 Certificate/Proof of Service)(Related document(s) #339 ) (Fates, Ted) (Filed on 6/24/2013)

June 21, 2013

Filing 550 DECLARATION of Wyatt Allen in RESPONSE (re #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/21/2013)

June 21, 2013

Filing 548 Transcript of Proceedings held on 06/11/13, before Judge Paul S. Grewal. Court Reporter/Transcriber Summer Fisher, Telephone number 408-288-6150 summer_fisher@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 9/19/2013. (Related documents(s) #540 ) (Fisher, Summer) (Filed on 6/21/2013)

June 19, 2013

Filing 547 ORDER RE MOTION TO MODIFY DEPOSITION DEADLINE by Judge Paul S. Grewal granting #544 Motion (psglc2, COURT STAFF) (Filed on 6/19/2013) (Additional attachment(s) added on 6/20/2013: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

June 19, 2013

Filing 546 ORDER granting #539 Motion for Leave to File Supplemental Brief and Request for Judicial Notice in Support of Second Interim Fee Application. Such pleadings shall be filed no later than 6/24/2013. Signed by Judge Edward J. Davila on 6/19/2013. (ejdlc1, COURT STAFF) (Filed on 6/19/2013) (Additional attachment(s) added on 6/20/2013: #1 Certificate of Service) (ecg, COURT STAFF).

June 19, 2013

Filing 545 Statement of Non-Opposition re #544 MOTION to modify court order for scheduled deposition date of Natalie Feathers filed bySecurities and Exchange Commission. (Related document(s) #544 ) (Dean, Lynn) (Filed on 6/19/2013)

June 18, 2013

Filing 544 MOTION to modify court order filed by Mark Feathers. Responses due by 7/2/2013. Replies due by 7/9/2013. (cv, COURT STAFF) (Filed on 6/18/2013)

June 18, 2013

Filing 543 REPLY (re #514 MOTION for Sanctions against Defendant Mark Feathers ) filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 6/18/2013)

June 18, 2013

Filing 542 MOTION Administrative Motion Under Local Rule 7-11; Request for Order Clarifying Authority to Transfer Whiskey Junction, LLC Alcoholic Beverage License filed by Thomas A. Seaman. Responses due by 6/24/2013. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 6/18/2013)

June 17, 2013

Filing 541 Transcript of Proceedings held on 05/10/2013, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 email: Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 9/16/2013. (Related documents(s) #505 ) (Rodriguez, Irene) (Filed on 6/17/2013)

June 14, 2013

Filing 540 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Summer Fisher. (Dean, Lynn) (Filed on 6/14/2013)

June 14, 2013

Filing 539 MOTION Motion for Administrative Relief Under Local Rule 7-11; Request for Leave to File Supplemental Brief and Request for Judicial Notice in Support of Second Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Responses due by 6/18/2013. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 6/14/2013)

June 14, 2013

Filing 538 Minute Entry: Settlement Conference held with Magistrate Judge Cousins on 6/13/2013. Case did not settle. Settlement Conference set for 6/27/2013 10:30 AM for telephonic status with defendant. (lmh, COURT STAFF) (Date Filed: 6/14/2013)

June 13, 2013

Filing 537 REPLY (re #477 MOTION for Summary Judgment ) Against Defendant Mark Feathers filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 6/13/2013)

June 13, 2013

Filing 536 ORDER RE DISCOVERY MOTIONS by Judge Paul S. Grewal finding as moot #405 Motion ; denying #414 Motion ; denying #446 Motion to Compel; denying #450 Motion for Protective Order; granting #464 Motion for Protective Order; granting #499 Motion to Compel; granting #506 Motion to Compel (psglc2, COURT STAFF) (Filed on 6/13/2013) (Additional attachment(s) added on 6/13/2013: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

June 12, 2013

Filing 535 Declaration of Mark Feathers re: #513 Opposition/Response to Motion, #488 MOTION for the court to appoint expert witness filed by Mark Feathers. (Related document(s) #513 , #488 ) (cv, COURT STAFF) (Filed on 6/12/2013)

June 12, 2013

Filing 534 RESPONSE to re #513 Opposition/Response to Motion, #488 MOTION for the court to appoint expert witness by Mark Feathers. (cv, COURT STAFF) (Filed on 6/12/2013)

June 12, 2013

Filing 533 ERRATA re #526 Opposition/Response to Motion, by Mark Feathers. (cv, COURT STAFF) (Filed on 6/12/2013)

June 12, 2013

Filing 532 Declaration of Mark Feathers in Support of #531 MOTION for Protective Order filed byMark Feathers. (Related document(s) #531 ) (cv, COURT STAFF) (Filed on 6/12/2013)

June 12, 2013

Filing 531 MOTION for Protective Order filed by Mark Feathers. Motion Hearing set for 7/23/2013 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 6/26/2013. Replies due by 7/3/2013. (cv, COURT STAFF) (Filed on 6/12/2013)

June 11, 2013

Filing 530 AMENDED Minute Entry: Motion Hearing held on 6/11/2013 before Magistrate Judge Paul S. Grewal re #405 , #414 , #446 , #450 , #464 , #506 and #499 : Court to issue order after hearing. 6/18/2013 Motion Hearing (In Re: Docket No. #499 ) is VACATED. (Court Reporter: Summer Fisher.) (ofr, COURT STAFF) (Date Filed: 6/11/2013) Modified on 6/11/2013 (ofr, COURT STAFF).

June 11, 2013

Filing 529 Minute Entry: Motion Hearing held on 6/11/2013 before Magistrate Judge Paul S. Grewal re #405 , #414 , #446 , #450 , #464 , #506 and #499 : Court to issue order after hearing. 6/18/2013 Motion Hearing (In Re: Docket No. #499 ) is VACATED. (Court Reporter: Summer Fisher.) (ofr, COURT STAFF) (Date Filed: 6/11/2013)

June 11, 2013

Filing 528 Declaration of Mark Feathers re: #514 MOTION for Sanctions against Defendant Mark Feathers filed by Mark Feathers. (Related document(s) #514 ) (cv, COURT STAFF) (Filed on 6/11/2013)

June 11, 2013

Filing 527 MOTION to allocate $15,000 from the assets of the receivership filed by Mark Feathers. Motion Hearing set for 7/15/2013 10:00 AM in Courtroom 4, 5th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 6/25/2013. Replies due by 7/2/2013. (Attachments: #1 Proposed Order)(cv, COURT STAFF) (Filed on 6/11/2013)

June 11, 2013

Filing 526 OPPOSITION (re #514 MOTION for Sanctions against Defendant Mark Feathers ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 6/11/2013) (Additional attachment(s) added on 6/11/2013: #2 Exhibit 2-4) (cv, COURT STAFF). (Additional attachment(s) added on 6/11/2013: #3 Exhibit) (cv, COURT STAFF).

June 11, 2013

Filing 525 Letter from Mark Feathers dated 6/11/13 re: docket numbers #509 , #511 , #512 . (cv, COURT STAFF) (Filed on 6/11/2013)

June 10, 2013

Filing 524 Declaration of Natalie Feathers re: #523 OPPOSITION re: #506 MOTION to Compel the Videotaped Deposition of Natalie Feathers filed Natalie Feathers. (Related document(s) #506 ) (cv, COURT STAFF) (Filed on 6/10/2013)

June 10, 2013

Filing 523 OPPOSITION reply to (re #506 MOTION to Compel the Videotaped Deposition of Natalie Feathers ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/10/2013)

June 10, 2013

Filing 522 MEMORANDUM to OPPOSITION (re #506 MOTION to Compel the Videotaped Deposition of Natalie Feathers ) filed by Natalie Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 6/10/2013)

June 10, 2013

Filing 521 Declaration of Mark Feathers re: #506 MOTION to Compel the Videotaped Deposition of Natalie Feathers filed byMark Feathers. (Related document(s) #506 ) (cv, COURT STAFF) (Filed on 6/10/2013)

June 10, 2013

Filing 520 MEMORANDUM in opposition (re #506 MOTION to Compel the Videotaped Deposition of Natalie Feathers ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/10/2013)

June 10, 2013

Filing 519 OPPOSITION (re #506 MOTION to Compel the Videotaped Deposition of Natalie Feathers ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 6/10/2013)

June 10, 2013

Filing 518 ORDER ALLOWING TELEPHONIC APPEARANCE of the receiver, Thomas Seaman and his counsel at the Settlement Conference scheduled for 6/13/2013. Signed by Judge Nathanael Cousins on 6/10/13. (lmh, COURT STAFF) (Filed on 6/10/2013)

June 10, 2013

Set Hearing #405 MOTION request copies of all information on the receivership properties in San Leandro, CA and Holt CA, #464 MOTION for Protective Order, #414 MOTION for an order and #450 MOTION for Protective Order. Motion Hearing set for 6/11/2013 at 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. (ofr, COURT STAFF) (Filed on 6/10/2013)

June 7, 2013

Filing 517 ORDER RE MOTION TO SHORTEN TIME by Judge Paul S. Grewal granting #507 Motion to Shorten Time (psglc2, COURT STAFF) (Filed on 6/7/2013) (Additional attachment(s) added on 6/10/2013: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

June 7, 2013

Filing 516 ERRATA re #477 MOTION for Summary Judgment . (cv, COURT STAFF) (Filed on 6/7/2013) Modified on 6/7/2013 (cv, COURT STAFF).

June 7, 2013

Filing 515 MOTION to Shorten Time for Hearing on #514 Motion for Evidentiary Sanctions Against Defendant Mark Feathers filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Dean, Lynn) (Filed on 6/7/2013) Modified on 6/7/2013 (cv, COURT STAFF).

June 7, 2013

Filing 514 MOTION for Sanctions against Defendant Mark Feathers filed by Securities and Exchange Commission. Motion Hearing set for 7/16/2013 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 6/21/2013. Replies due by 6/28/2013. (Attachments: #1 Points and Authorities in Support, #2 Declaration of Lynn M. Dean and Exhibits 1-6, #3 Exhibit 7, #4 Exhibit 8, #5 Exhibit 9-10, #6 Exhibit 11-14, #7 Exhibit 15, #8 Exhibit 16-18, #9 Exhibit 19-32, #10 Exhibit 33-40 and Proof of Service, #11 Proposed Order)(Dean, Lynn) (Filed on 6/7/2013)

June 7, 2013

Filing 513 RESPONSE (re #488 MOTION for the court to appoint expert witness ) filed bySecurities and Exchange Commission. (Attachments: #1 Declaration of Lynn M. Dean)(Dean, Lynn) (Filed on 6/7/2013)

June 7, 2013

Filing 510 ORDER denying #496 Motion for Leave to File; denying #497 Motion for Leave to File. Signed by Judge Edward J. Davila on 6/7/2013. (ejdlc3, COURT STAFF) (Filed on 6/7/2013) (Additional attachment(s) added on 6/7/2013: #1 Certificate of Service) (ecg, COURT STAFF).

June 6, 2013

Filing 512 Declaration in Support of #511 Response ( Non Motion ) filed byMark Feathers. (Related document(s) #511 ) (cv, COURT STAFF) (Filed on 6/6/2013)

June 6, 2013

Filing 511 RESPONSE to re #477 MOTION for Summary Judgment by Mark Feathers. (cv, COURT STAFF) (Filed on 6/6/2013)

June 6, 2013

Filing 509 EVIDENTIARY OBJECTIONS to re #477 MOTION for Summary Judgment , and related submissions #478 Declaration in Support, #483 Declaration in Support,, #479 Declaration in Support, #482 Declaration in Support, #481 Declaration in Support, by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit)(cv, COURT STAFF) (Filed on 6/6/2013) (Additional attachment(s) added on 6/7/2013: #7 Exhibit, #8 Exhibit cont) (cv, COURT STAFF). (Additional attachment(s) added on 6/7/2013: #9 Exhibit, #10 Errata cont, #11 Exhibit cont) (cv, COURT STAFF). (Additional attachment(s) added on 6/7/2013: #12 Exhibit) (cv, COURT STAFF). (Additional attachment(s) added on 6/7/2013: #13 Exhibit 9, #14 Exhibit) (cv, COURT STAFF). (Additional attachment(s) added on 6/7/2013: #15 Exhibit 10, #16 Exhibit cont) (cv, COURT STAFF). (Additional attachment(s) added on 6/7/2013: #17 Exhibit 11) (cv, COURT STAFF). Modified on 6/11/2013 (cv, COURT STAFF).

June 6, 2013

Filing 508 ORDER GRANTING MOTION TO SHORTEN TIME (AS MODIFIED BY COURT) by Judge Paul S. Grewal granting #500 Motion to Shorten Time (psglc2, COURT STAFF) (Filed on 6/6/2013) (Additional attachment(s) added on 6/10/2013: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

June 6, 2013

Filing 507 MOTION to Shorten Time for Hearing on Motion to Compel Deposition of Natalie Feathers filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Dean, Lynn) (Filed on 6/6/2013)

June 6, 2013

Filing 506 MOTION to Compel the Videotaped Deposition of Natalie Feathers filed by Securities and Exchange Commission. Motion Hearing set for 7/16/2013 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 6/20/2013. Replies due by 6/27/2013. (Attachments: #1 Points and Authorities in support of Motion to Compel, #2 Declaration of Lynn M. Dean, #3 Proposed Order)(Dean, Lynn) (Filed on 6/6/2013)

June 6, 2013

Filing 505 TRANSCRIPT ORDER by Securities and Exchange Commission for Court Reporter Irene Rodriguez. (Dean, Lynn) (Filed on 6/6/2013)

June 5, 2013

Filing 504 Declaration of Mark Feathers in Support of #486 Opposition/Response to Motion, #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order filed byMark Feathers. (Related document(s) #486 , #459 ) (cv, COURT STAFF) (Filed on 6/5/2013)

June 4, 2013

Filing 503 OBJECTIONS to re #486 Opposition/Response to Motion, #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order by Mark Feathers. (cv, COURT STAFF) (Filed on 6/4/2013)

June 4, 2013

Filing 502 REPLY (re #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order ) filed by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 6/4/2013)

June 4, 2013

Filing 501 RESPONSE (re #500 MOTION to Shorten Time for Hearing on Motion to Compel Document Production from Defendant Mark Feathers, #499 MOTION to Compel Document Production from Defendant Mark Feathers ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 6/4/2013)

June 3, 2013

Filing 500 MOTION to Shorten Time for Hearing on #499 Motion to Compel Document Production from Defendant Mark Feathers filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Dean, Lynn) (Filed on 6/3/2013) Modified on 6/3/2013 (cv, COURT STAFF).

June 3, 2013

Filing 499 MOTION to Compel Document Production from Defendant Mark Feathers filed by Securities and Exchange Commission. Motion Hearing set for 7/16/2013 10:00 AM in Courtroom 5, 4th Floor, San Jose before Hon. Grewal . Responses due by 6/17/2013. Replies due by 6/24/2013. (Attachments: #1 Declaration of Lynn M. Dean and Exhibits 1-8, #2 Exhibit 9-17, #3 Proposed Order)(Dean, Lynn) (Filed on 6/3/2013) Modified on 6/3/2013 (cv, COURT STAFF).

May 30, 2013

Filing 498 Received Document - Letter dated 5/24/13. (cv, COURT STAFF) (Filed on 5/30/2013)

May 30, 2013

Filing 497 REQUEST for Leave to File motion for legal fees filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/30/2013)

May 29, 2013

Filing 496 MOTION for Leave to File to File Motion for Reconsideration of Order Partially Granting Interim Fee Applications (Docket No. 463) filed by Thomas A. Seaman. (Attachments: #1 Certificate/Proof of Service)(Fates, Ted) (Filed on 5/29/2013)

May 29, 2013

Filing 495 RESPONSE to by Mark Feathers. (cv, COURT STAFF) (Filed on 5/29/2013)

May 29, 2013

Filing 492 ORDER terminating #485 Motion for Reconsideration. The Motion is TERMINATED WITHOUT PREJUDICE to being re-filed only after obtaining leave of court. Signed by Judge Edward J. Davila on 5/29/2013. (ejdlc1, COURT STAFF) (Filed on 5/29/2013) (Additional attachment(s) added on 5/29/2013: #1 Certificate of Service) (ecg, COURT STAFF).

May 28, 2013

Filing 494 AMENDED REPLY (re #446 MOTION to Compel ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/28/2013) (cv, COURT STAFF).

May 28, 2013

Filing 493 REPLY (re #446 MOTION to Compel ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/28/2013)

May 28, 2013

Filing 486 RESPONSE (re #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order ) filed bySecurities and Exchange Commission. (Attachments: #1 Evidentiary Objections to Defendant's Motion for Summary Judgment)(Dean, Lynn) (Filed on 5/28/2013)

May 28, 2013

Filing 485 MOTION for Reconsideration re #463 Order on Motion for Miscellaneous Relief,,,,, Order Partially Granting Interim Fee Applications filed by Thomas A. Seaman. (Attachments: #1 Declaration, #2 Request for Judicial Notice, #3 Proposed Order, #4 Certificate/Proof of Service)(Fates, Ted) (Filed on 5/28/2013)

May 24, 2013

Filing 491 Proposed Order re #488 MOTION for the court to appoint expert witness by Mark Feathers. (cv, COURT STAFF) (Filed on 5/24/2013)

May 24, 2013

Filing 490 Declaration of Mark Feathers in Support of #488 MOTION for the court to appoint expert witness filed byMark Feathers. (Related document(s) #488 ) (cv, COURT STAFF) (Filed on 5/24/2013)

May 24, 2013

Filing 489 MEMORANDUM in Support re #488 MOTION for the court to appoint expert witness filed byMark Feathers. (Related document(s) #488 ) (cv, COURT STAFF) (Filed on 5/24/2013)

May 24, 2013

Filing 488 MOTION for the court to appoint expert witness filed by Mark Feathers. Motion Hearing set for 9/27/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/7/2013. Replies due by 6/14/2013. (cv, COURT STAFF) (Filed on 5/24/2013)

May 24, 2013

Filing 487 Received Document Exhibits A by Joe S. Cecil Ph.D. and Thomas E. Willging members of the staff in the Research Division of the Federal Judicial Center, Washington, D.C.,. (cv, COURT STAFF) (Filed on 5/24/2013)

May 24, 2013

Filing 484 ORDER PERMITTING RECEIVER'S COUNSEL TO APPEAR TELEPHONICALLY AT 6/11/2013 HEARING by Judge Paul S. Grewal, granting #475 : Counsel is instructed to contact CourtCall at 866-582-6878 to arrange for telephonic appearance. (ofr, COURT STAFF) (Filed on 5/24/2013) (Additional attachment(s) added on 5/24/2013: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

May 23, 2013

Filing 483 Declaration of John B. Bulgozdy in Support of #477 MOTION for Summary Judgment filed bySecurities and Exchange Commission. (Attachments: #1 Exhibit # 172, #2 Exhibit # 173 to 174, #3 Exhibit # 175 to 176, #4 Exhibit # 177, #5 Exhibit # 178 and 180, #6 Exhibit # 181 to 182, #7 Exhibit # 183 to 184, #8 Exhibit # 185 to 186, #9 Exhibit # 187, 188, 192, 215, and 216, #10 Exhibit # 217 to 219, #11 Certificate/Proof of Service)(Related document(s) #477 ) (Bulgozdy, John) (Filed on 5/23/2013)

May 23, 2013

Filing 482 Declaration of David Gruebele in Support of #477 MOTION for Summary Judgment filed bySecurities and Exchange Commission. (Attachments: #1 Exhibit # 3, 56, 69, 73, 74, 76, and 79, #2 Exhibit 80, 98, 100, 104, 105, 109, 112, and 117, #3 Certificate/Proof of Service)(Related document(s) #477 ) (Bulgozdy, John) (Filed on 5/23/2013)

May 23, 2013

Filing 481 Declaration of Robert Morris in Support of #477 MOTION for Summary Judgment filed bySecurities and Exchange Commission. (Attachments: #1 Exhibit # 118 to 123, #2 Exhibit # 124 to 131, #3 Exhibit # 132 to 141, #4 Exhibit # 142 to 147, #5 Exhibit # 148 to 153, #6 Exhibit # 154 to 159, #7 Exhibit # 160 to 163, #8 Certificate/Proof of Service)(Related document(s) #477 ) (Bulgozdy, John) (Filed on 5/23/2013)

May 23, 2013

Filing 480 Declaration in Support of #477 MOTION for Summary Judgment filed bySecurities and Exchange Commission. (Attachments: #1 Exhibit # 1 to 15, #2 Exhibit # 16 to 25, #3 Exhibit # 26 to 27, #4 Exhibit # 28 to 45, #5 Exhibit # 46 to 58, #6 Certificate/Proof of Service)(Related document(s) #477 ) (Bulgozdy, John) (Filed on 5/23/2013)

May 23, 2013

Filing 479 Declaration of Sarah Mitchell in Support of #477 MOTION for Summary Judgment filed bySecurities and Exchange Commission. (Related document(s) #477 ) (Bulgozdy, John) (Filed on 5/23/2013)

May 23, 2013

Filing 478 Declaration of Barbara Bushee in Support of #477 MOTION for Summary Judgment filed bySecurities and Exchange Commission. (Related document(s) #477 ) (Bulgozdy, John) (Filed on 5/23/2013)

May 23, 2013

Filing 477 MOTION for Summary Judgment filed by Securities and Exchange Commission. Motion Hearing set for 6/28/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/6/2013. Replies due by 6/13/2013. (Attachments: #1 Points and Authorities in support, #2 Proposed Order)(Bulgozdy, John) (Filed on 5/23/2013)

May 23, 2013

Filing 476 CLERKS NOTICE. The court has reviewed the motion and determined that no cases are related and no reassignments shall occur. (ecg, COURT STAFF) (Filed on 5/23/2013)

May 23, 2013

Filing 475 MOTION to Appear by Telephone Administrative Motion for Permission to Appear Telephonically at Hearing Set for June 11, 2013 filed by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 5/23/2013)

May 22, 2013

Filing 474 RESPONSE to REPLY (re #464 MOTION for Protective Order ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/22/2013)

May 22, 2013

Filing 473 NOTICE OF SETTLEMENT CONFERENCE AND ORDER - Settlement Conference set for 6/13/2013 10:30 AM in Courtroom A, 15th Floor, San Francisco. Signed by Judge Nathanael Cousins on 5/22/13. (Attachments: #1 Certificate/Proof of Service)(lmh, COURT STAFF) (Filed on 5/22/2013)

May 22, 2013

Filing 472 RESPONSE (re #464 MOTION for Protective Order ) Receiver's Response to Defendant Mark Feathers' Ex Parte Motion for Protective Court Order Instructing Plaintiff to File Certain Pleadings Under Seal Under Local Rules 7-2, 7-12, And 79-5 and Request for Sanctions Against Plaintiff Under FRCP 11 filed byThomas A. Seaman. (Fates, Ted) (Filed on 5/22/2013)

May 21, 2013

Filing 471 Declaration of Lynn M. Dean in Support of #470 Opposition/Response to Motion to Compel filed bySecurities and Exchange Commission. (Related document(s) #470 ) (Dean, Lynn) (Filed on 5/21/2013)

May 21, 2013

Filing 470 RESPONSE (re #446 MOTION to Compel ) filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 5/21/2013)

May 21, 2013

Filing 469 CLERKS NOTICE Advancing Motions for Hearing. Set/Reset Deadlines as to #295 MOTION for enjoinder of parties or dismissal of action, #338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION , #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER : Motion Hearing set for 6/28/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 5/21/2013)

May 20, 2013

Filing 468 RESPONSE (re #464 MOTION for Protective Order ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 5/20/2013)

May 20, 2013

Filing 467 ORDER RE ADMINISTRATIVE AND EX PARTE MOTIONS re #405 MOTION request copies of all information on the receivership properties in San Leandro, CA and Holt CA filed by Mark Feathers, #464 MOTION for Protective Order filed by Mark Feathers, #414 MOTION for an order filed by Mark Feathers, #450 MOTION for Protective Order filed by Mark Feathers. Signed by Judge Paul S. Grewal on May 20, 2013. (psglc2, COURT STAFF) (Filed on 5/20/2013) (Additional attachment(s) added on 5/21/2013: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

May 16, 2013

Filing 466 Declaration of Mark Feathers in Support of #464 MOTION for Protective Order filed byMark Feathers. (Related document(s) #464 ) (cv, COURT STAFF) (Filed on 5/16/2013)

May 16, 2013

Filing 465 MEMORANDUM in Support re #464 MOTION for Protective Order filed byMark Feathers. (Related document(s) #464 ) (cv, COURT STAFF) (Filed on 5/16/2013)

May 16, 2013

Filing 464 Ex Parte MOTION for Protective Order filed by Mark Feathers. Responses due by 5/30/2013. Replies due by 6/6/2013. (cv, COURT STAFF) (Filed on 5/16/2013)

May 15, 2013

Filing 463 ORDER granting in part #134 Motion; granting in part #135 Motion; granting in part #136 Motion. Signed by Judge Edward J. Davila on 5/15/2013. (ejdlc3, COURT STAFF) (Filed on 5/15/2013) (Additional attachment(s) added on 5/15/2013: #1 Certificate of Service) (ecg, COURT STAFF).

May 14, 2013

Filing 462 MEMORANDUM re: (re #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order ) filed byMark Feathers. (Attachments: #1 Errata) #461 MEMORANDUM (cv, COURT STAFF) (Filed on 5/14/2013) Modified on 5/15/2013 (cv, COURT STAFF).

May 13, 2013

Filing 461 MEMORANDUM in Support re #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order filed byMark Feathers. (Attachments: #1 Exhibit)(Related document(s) #459 ) (cv, COURT STAFF) (Filed on 5/13/2013) (Additional attachment(s) added on 5/14/2013: #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Errata 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12) (cv, COURT STAFF). (Additional attachment(s) added on 5/14/2013: #14 Exhibit B) (cv, COURT STAFF).

May 13, 2013

Filing 460 Declaration of Mark Feathers in Support of #459 MOTION for Summary Judgment MOTION for Partial Summary Judgment MOTION for an Order filed by Mark Feathers. (Related document(s) #459 ) (cv, COURT STAFF) (Filed on 5/13/2013) (cv, COURT STAFF).

May 13, 2013

Filing 459 MOTION for Summary Judgment, MOTION for Partial Summary Judgment, MOTION for an Order filed by Mark Feathers. Motion Hearing set for 6/28/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/28/2013. Replies due by 6/4/2013. (cv, COURT STAFF) (Filed on 5/13/2013) (cv, COURT STAFF).

May 13, 2013

Filing 458 ORDER REFERRING CASE TO MAGISTRATE JUDGE SETTLEMENT CONFERENCE. This case is referred to Magistrate Judge Nathanael Cousins for a settlement conference to occur no later than 6/26/2013. The parties are instructed to contact Judge Cousins Courtroom Deputy to arrange a date for the conference. Signed by Judge Edward J. Davila on 5/13/2013. (ejdlc1, COURT STAFF) (Filed on 5/13/2013) (Additional attachment(s) added on 5/13/2013: #1 Certificate of Service) (ecg, COURT STAFF).

May 10, 2013

Filing 457 ORDER denying #329 Defendant's Motion for Reconsideration. Signed by Judge Edward J. Davila. (ejdlc3, COURT STAFF) (Filed on 5/10/2013) (Additional attachment(s) added on 5/13/2013: #1 Certificate of Service) (ecg, COURT STAFF).

May 10, 2013

Filing 456 Order Granting Receiver Thomas Seamans Motion for Order Instructing Defendant Mark Feathers to Terminate Insurance Policy and Turn Over Cash Value #177 ; Denying Defendant Mark Feathers Second Amended Motion to Dismiss and Motion for Sanctions #275 ; Granting Receiver Thomas Seamans Motion for Authorization to Sell Properties #419 . Signed by Judge Edward J. Davila on 5/10/2013. (ejdlc3, COURT STAFF) (Filed on 5/10/2013) (Additional attachment(s) added on 5/10/2013: #1 Certificate of Service) (ecg, COURT STAFF).

May 10, 2013

Filing 455 MOTION ADMINISTRATIVE MOTION PURSUANT TO CIVIL LOCAL RULE 7-11 TO CONSIDER WHETHER CASES SHOULD BE RELATED (CIVIL LOCAL RULE 3-12) filed by Thomas A. Seaman. Responses due by 5/14/2013. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 5/10/2013)

May 10, 2013

Filing 454 Minute Entry: Motion Hearing held on 5/10/2013 before Judge Edward J. Davila (Date Filed: 5/10/2013) re #275 MOTION to Dismiss MOTION for Sanctions MOTION for an order to instruct receiver to discontinue forensic and all other work filed by Mark Feathers, #419 MOTION for Authorization to (A) Sell Natoma Property; (B) Sell Whiskey Junction Property; (C) Sell Sweet Fingers Property; and (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC filed by Thomas A. Seaman. For the reasons stated on the record, the Court DENIED Defendant Mark Feathers Second Amended Motion to Dismiss, Motion for Sanctions and Motion for Order (Docket Item No. 275). For the reasons stated on the record the Court GRANTED the Motion for Authorization to Sell Property (Docket Item No. 419). Please see the Court's transcript of proceedings for the Court's ruling. The Court to issue further order on previously submitted motions Docket Item No. 134, 135, 16, 177. Fact Discovery Deadline 07/03/2013. Preliminary Pretrial Conference Statement Due 07/16/2013. Preliminary Pretrial Conference 07/26/2013. Expert Discovery Deadline and Last Date for Filing Dispositive Motions Deadline 08/23/2013. ***5/10/2013 Deadlines terminated. (Court Reporter Irene Rodriguez.) (Attachments: #1 Certificate of Service) (ecg, COURT STAFF) (Date Filed: 5/10/2013)

May 9, 2013

Filing 453 Declaration of Lynn M. Dean in Support of #452 Opposition/Response to Motion for Protective Order for Deposition of Natalie Feathers filed bySecurities and Exchange Commission. (Related document(s) #452 ) (Dean, Lynn) (Filed on 5/9/2013)

May 9, 2013

Filing 452 RESPONSE (re #450 MOTION for Protective Order ) for Deposition of Natalie Feathers filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 5/9/2013)

May 7, 2013

Filing 449 Proposed Order re #446 MOTION to Compel by Mark Feathers. (cv, COURT STAFF) (Filed on 5/7/2013)

May 7, 2013

Filing 448 Declaration of Mark Feathers in Support of #446 MOTION to Compel filed byMark Feathers. (Related document(s) #446 ) (cv, COURT STAFF) (Filed on 5/7/2013)

May 7, 2013

Filing 447 MEMORANDUM in Support re #446 MOTION to Compel filed by Mark Feathers. (Related document(s) #446 ) (cv, COURT STAFF) (Filed on 5/7/2013)

May 7, 2013

Filing 446 MOTION to Compel filed by Mark Feathers. Motion Hearing set for 6/11/2013 10:00 AM in Courtroom 4, 5th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 5/21/2013. Replies due by 5/28/2013. (cv, COURT STAFF) (Filed on 5/7/2013)

May 7, 2013

Filing 443 CERTIFICATE OF SERVICE by Stephen D. Pahl re #389 MOTION to Intervene (Pahl, Stephen) (Filed on 5/7/2013)

May 7, 2013

Filing 441 REPLY TO DEFENDANT MARK FEATHERS' OPPOSITION TO RECEIVER'S MOTION FOR AUTHORITY TO (A) SELL NATOMA PROPERTY; (B) SELL SWEET FINGERS PROPERTY; (C) SELL WHISKEY JUNCTION PROPERTY; AND (D) ACCEPT DISCOUNTED PAYOFF FROM THE FOUR BROTHERS INNS, LLC filed by Thomas A. Seaman. (Fates, Ted) (Filed on 5/7/2013) Modified on 5/7/2013 (cv, COURT STAFF).

May 7, 2013

Filing 440 REPLY (re #389 MOTION to Intervene ) by Stephen D. Pahl filed byStephen D. Pahl. (Pahl, Stephen) (Filed on 5/7/2013)

May 7, 2013

Set Deadlines/Hearings re #429 Order on Ex Parte Application: Motion Hearing set for 5/10/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Correcting time for hearing from 10:00 AM to 9:00 AM) (ecg, COURT STAFF) (Filed on 5/7/2013)

May 7, 2013

Set/Reset Deadlines as to #419 MOTION for Authorization to (A) Sell Natoma Property; (B) Sell Whiskey Junction Property; (C) Sell Sweet Fingers Property; and (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC : Motion Hearing set for 5/10/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 5/7/2013)

May 6, 2013

Filing 445 ERRATA re #419 Accept Note Payoff by Mark Feathers. (cv, COURT STAFF) (Filed on 5/6/2013)

May 6, 2013

Filing 444 Declaration of Mark Feathers #442 Response filed byMark Feathers. (Related document(s) #442 ) (cv, COURT STAFF) (Filed on 5/6/2013)

May 6, 2013

Filing 442 RESPONSE to re #430 ADMINISTRATIVE RELIEF UNDER LOCAL RULE 7-11; REQUEST FOR ORDERS FOR RECEIVER TO PROVIDE DEFENDANT WITH FINANCIAL INFORMATION ON THE ENTITIES OF THE RECEIVERSHIP ESTATE by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 5/6/2013) (Additional attachment(s) added on 5/7/2013: #2 Exhibit C) (cv, COURT STAFF). Modified on 5/7/2013 (cv, COURT STAFF).

May 3, 2013

Filing 439 Declaration of Mark Feathers filed byMark Feathers. (cv, COURT STAFF) (Filed on 5/3/2013)

May 3, 2013

Filing 438 REPLY (re #419 MOTION for Authorization to (A) Sell Natoma Property; (B) Sell Whiskey Junction Property; (C) Sell Sweet Fingers Property; and (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 5/3/2013) (Additional attachment(s) added on 5/6/2013: #1 Exhibit) (cv, COURT STAFF).

May 1, 2013

Filing 437 Declaration of John B. Bulgozdy in Support of #436 Opposition/Response to Motion to Intervene filed bySecurities and Exchange Commission. (Related document(s) #436 ) (Dean, Lynn) (Filed on 5/1/2013)

May 1, 2013

Filing 436 RESPONSE (re #389 MOTION to Intervene ) filed bySecurities and Exchange Commission. (Dean, Lynn) (Filed on 5/1/2013)

April 30, 2013

Filing 435 Declaration of Mark Feathers in Support of #434 Response filed byMark Feathers. (Related document(s) #434 ) (cv, COURT STAFF) (Filed on 4/30/2013)

April 30, 2013

Filing 434 REPLY to re #389 MOTION to Intervene by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 4/30/2013) (Additional attachment(s) added on 5/1/2013: #2 Exhibit, #3 Exhibit) (cv, COURT STAFF).

April 30, 2013

Filing 433 RESPONSE (re #389 MOTION to Intervene ) Declaration of David Zaro in Response to Application for Leave to Intervene Filed by Stephen D., Pahl filed byThomas A. Seaman. (Attachments: #1 Exhibit A, #2 Certificate/Proof of Service)(Zaro, David) (Filed on 4/30/2013)

April 29, 2013

Filing 432 Declaration of Mark Feathers in Support of #431 Response ( Non Motion ) filed byMark Feathers. (Related document(s) #431 ) (cv, COURT STAFF) (Filed on 4/29/2013)

April 29, 2013

Filing 431 RESPONSE to the receivers fifth interim report #386 by Mark Feathers. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 4/29/2013) (Additional attachment(s) added on 4/29/2013: #2 Exhibit) (cv, COURT STAFF).

April 29, 2013

Filing 430 RESPONSE (re #414 MOTION for an order ) RESPONSE TO DEFENDANT MARK FEATHERS' MOTION FOR ADMINISTRATIVE RELIEF UNDER LOCAL RULE 7-11; REQUEST FOR ORDERS FOR RECEIVER TO PROVIDE DEFENDANT WITH FINANCIAL INFORMATION ON THE ENTITIES OF THE RECEIVERSHIP ESTATE filed byThomas A. Seaman. (Fates, Ted) (Filed on 4/29/2013)

April 26, 2013

Filing 429 ORDER Granting #420 Ex Parte Application to Shorten Time for Hearing on Motion for Authority to Sell Property. Signed by Judge Edward J. Davila on 4/26/2013. (Attachments: #1 Certificate of Service) (ecg, COURT STAFF) (Filed on 4/26/2013)

April 26, 2013

Set/Reset Deadlines as to #419 MOTION for Authorization to (A) Sell Natoma Property; (B) Sell Whiskey Junction Property; (C) Sell Sweet Fingers Property; and (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC : Opposition due by 5/3/2013. Reply due by 5/7/2013. Motion Hearing set for 5/10/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 4/26/2013) Modified text on 5/7/2013 (ecg, COURT STAFF).

April 25, 2013

Filing 451 Declaration of Mark Feathers in Support of #450 MOTION for Protective Order filed by Mark Feathers. (Related document(s) #450 ) (cv, COURT STAFF) (Filed on 4/25/2013)

April 25, 2013

Filing 450 MOTION for Protective Order quashing the notice of deposition for Natalie Feathers. filed by Mark Feathers. Responses due by 5/9/2013. Replies due by 5/16/2013. (cv, COURT STAFF) (Filed on 4/25/2013)

April 25, 2013

Filing 428 CERTIFICATE OF SERVICE by Thomas A. Seaman re #427 Reply to Opposition/Response, #426 Reply to Opposition/Response, (Fates, Ted) (Filed on 4/25/2013)

April 25, 2013

Filing 427 REPLY (re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER filed by Thomas A. Seaman. (Fates, Ted) (Filed on 4/25/2013) Modified on 4/25/2013 (cv, COURT STAFF).

April 25, 2013

Filing 426 REPLY (re #338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION ) REPLY TO DEFENDANT MARK FEATHERS' OPPOSITION TO RECEIVER'S SECOND INTERIM FEE APPLICATION filed byThomas A. Seaman. (Fates, Ted) (Filed on 4/25/2013)

April 24, 2013

Filing 425 Received Document Linders. (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 424 Received Document from F. M. Sheng. (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 423 CERTIFICATE OF SERVICE by Thomas A. Seaman re #419 MOTION for Authorization to (A) Sell Natoma Property; (B) Sell Whiskey Junction Property; (C) Sell Sweet Fingers Property; and (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC , #420 Ex Parte Application for Order Shortening Time on Motion for Authority to: (A) Sell Natoma Property; (B) Sell Sweet Fingers Property; (C) Sell Whiskey Junction Property; (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC (Fates, Ted) (Filed on 4/24/2013)

April 24, 2013

Filing 422 Received Document Blarigan. (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 421 Received Document from J. Van Blarigan. (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 420 Ex Parte Application for Order Shortening Time on #419 Motion for Authority to: (A) Sell Natoma Property; (B) Sell Sweet Fingers Property; (C) Sell Whiskey Junction Property; (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC filed by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 4/24/2013) Modified on 4/25/2013 (cv, COURT STAFF).

April 24, 2013

Filing 419 MOTION for Authorization to (A) Sell Natoma Property; (B) Sell Whiskey Junction Property; (C) Sell Sweet Fingers Property; and (D) Accept Discounted Payoff of Loan to The Four Brothers Inns, LLC filed by Thomas A. Seaman. Motion Hearing set for 8/23/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/8/2013. Replies due by 5/15/2013. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order)(Fates, Ted) (Filed on 4/24/2013)

April 24, 2013

Filing 418 Received Document Richard Wilcox. (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 417 Received Document R. Wilcox. (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 416 Proposed Order re #414 MOTION for an order by Mark Feathers. (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 415 Declaration of Mark Feathers in Support of #414 MOTION for an order filed by Mark Feathers. (Related document(s) #414 ) (cv, COURT STAFF) (Filed on 4/24/2013)

April 24, 2013

Filing 414 MOTION for orders requesting for financial information on the ENTITIES OF THE RECEIVERSHIP ESTATE filed by Mark Feathers. Responses due by 5/8/2013. Replies due by 5/15/2013. (cv, COURT STAFF) (Filed on 4/24/2013) Modified on 4/24/2013 (cv, COURT STAFF).

April 24, 2013

Filing 413 CERTIFICATE OF SERVICE by Thomas A. Seaman re #340 Notice (Other), (Fates, Ted) (Filed on 4/24/2013)

April 23, 2013

Filing 412 RESPONSE (re #405 MOTION request copies of all information on the receivership properties in San Leandro, CA and Holt CA ) filed byThomas A. Seaman. (Fates, Ted) (Filed on 4/23/2013)

April 22, 2013

Filing 411 ORDER GRANTING MOTION TO COMPEL by Judge Paul S. Grewal granting #357 Motion to Compel (psglc2, COURT STAFF) (Filed on 4/22/2013) (Additional attachment(s) added on 4/23/2013: #1 Certificate of Service) (ecg, COURT STAFF).

April 19, 2013

Filing 410 Received Document from Walter Bugna. (cv, COURT STAFF) (Filed on 4/19/2013)

April 19, 2013

Filing 409 Received Document by Yi Qun Zhou. (cv, COURT STAFF) (Filed on 4/19/2013)

April 19, 2013

Filing 408 Declaration in Support of #407 Reply to Opposition/Response filed byMark Feathers. (Related document(s) #407 ) (cv, COURT STAFF) (Filed on 4/19/2013)

April 19, 2013

Filing 407 REPLY (re #357 MOTION to Compel Videotaped Deposition of Defendant Mark Feathers ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/19/2013)

April 19, 2013

Filing 406 Declaration in Support of #405 MOTION request copies of all information on the receivership properties in San Leandro, CA and Holt CA filed byMark Feathers. (Related document(s) #405 ) (cv, COURT STAFF) (Filed on 4/19/2013)

April 19, 2013

Filing 405 MOTION request copies of all information on the receivership properties in San Leandro, CA and Holt CA filed by Mark Feathers. Responses due by 5/3/2013. Replies due by 5/10/2013. (Attachments: #1 Proposed Order)(cv, COURT STAFF) (Filed on 4/19/2013)

April 18, 2013

Filing 404 Received Document from C. Wu. (cv, COURT STAFF) (Filed on 4/18/2013)

April 18, 2013

Filing 403 Received Document by R. A. Benson. (cv, COURT STAFF) (Filed on 4/18/2013)

April 18, 2013

Filing 402 Declaration of Mark Feathers in Support of #399 Opposition/Response to Motion filed by Mark Feathers. (Related document(s) #399 ) (cv, COURT STAFF) (Filed on 4/18/2013)

April 18, 2013

Filing 401 Declaration of Mark Feathers in Support of #400 Opposition/Response to Motion filed by Mark Feathers. (Related document(s) #400 ) (cv, COURT STAFF) (Filed on 4/18/2013)

April 18, 2013

Filing 400 opposition (re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/18/2013)

April 18, 2013

Filing 399 OPPOSITION (re #338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/18/2013)

April 18, 2013

Filing 398 RESPONSE (re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER , #338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION ) Consolidated Response to Second Interim Fee Applications filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 4/18/2013)

April 17, 2013

Filing 397 Received Document by H.G. Cooper. (cv, COURT STAFF) (Filed on 4/17/2013)

April 17, 2013

Filing 396 Received Document by Nyberg. (cv, COURT STAFF) (Filed on 4/17/2013)

April 17, 2013

Filing 395 Received Document by J. Lipovac. (cv, COURT STAFF) (Filed on 4/17/2013)

April 17, 2013

Filing 394 Received Document by B. Rubin. (cv, COURT STAFF) (Filed on 4/17/2013)

April 17, 2013

Filing 393 Received Document by Z. Shaikh. (cv, COURT STAFF) (Filed on 4/17/2013)

April 17, 2013

Filing 392 Received Document by J. Kern. (cv, COURT STAFF) (Filed on 4/17/2013)

April 17, 2013

Filing 391 NOTICE of Appearance by Lynn Marie Dean (Dean, Lynn) (Filed on 4/17/2013)

April 17, 2013

Filing 390 CERTIFICATE OF SERVICE by Stephen D. Pahl re #389 MOTION to Intervene on Parties Not Receiving Notice via Email (Pahl, Stephen) (Filed on 4/17/2013)

April 17, 2013

Filing 389 MOTION to Intervene filed by Stephen D. Pahl. Motion Hearing set for 8/23/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/1/2013. Replies due by 5/8/2013. (Attachments: #1 Declaration of Stephen D. Pahl in support of Application for Leave to Intervene, #2 Proposed Order for Leave to Intervene, #3 Proposed Order for Administrative Relief Under Rule 7-11)(Pahl, Stephen) (Filed on 4/17/2013)

April 16, 2013

Filing 388 Received Document by M. D. McDowell. (cv, COURT STAFF) (Filed on 4/16/2013)

April 16, 2013

Filing 387 Received Document from R. R. Mdowell re: #340 . (cv, COURT STAFF) (Filed on 4/16/2013)

April 15, 2013

Filing 386 STATUS REPORT RECEIVER'S FIFTH INTERIM REPORT by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 4/15/2013)

April 15, 2013

Filing 385 Declaration of Mark Feathers in Support of #329 MOTION for approval of awarding of legal fees paid for defendant Mark Feathers filed byMark Feathers. (Related document(s) #329 ) (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 384 REPLY (re #329 MOTION for approval of awarding of legal fees paid for defendant Mark Feathers ) filed byMark Feathers. (Attachments: #1 Exhibit, #2 Exhibit)(cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 383 Received Document from A. A. Hoagland re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 382 Received Document from Phillip Bach re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 381 Received Document from E. M. Napoli re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 380 Received Document from B. Naito re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 379 Received Document from A. T. Rainer re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 378 Received Document from K. F. A. Patz re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 377 Received Document from T. Lee re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 376 Received Document from N. Perrone re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 375 Received Document from R. P. Griffith re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013)

April 15, 2013

Filing 374 Received Document from K. J. Smith re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013) Modified on 4/15/2013 (cv, COURT STAFF).

April 15, 2013

Filing 373 Received Document from Elizabeth Cehovec re: #340 . (cv, COURT STAFF) (Filed on 4/15/2013) Modified on 4/15/2013 (cv, COURT STAFF).

April 12, 2013

Filing 372 RESPONSE (re #329 MOTION for approval of awarding of legal fees paid for defendant Mark Feathers ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 4/12/2013)

April 12, 2013

Filing 371 ORDER STRIKING #365 , #366 , #367 , #368 , #369 , #370 IMPROPERLY FILED PLEADINGS. These Oppositions were filed by non-parties to this litigation without leave of court. Accordingly, they are STRICKEN. The clerk shall not file any additional similar documents presented by non-parties. Instead, the clerk shall designate such documents as received in the same manner a letter. Signed by Judge Edward J. Davila on 4/12/2013. (ejdlc1, COURT STAFF) (Filed on 4/12/2013) (Additional attachment(s) added on 4/12/2013: #1 Certificate of Service) (ecg, COURT STAFF).

April 12, 2013

Filing 370 OPPOSITION (re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER #340 ) filed by: party Walter Patapoff. (cv, COURT STAFF) (Filed on 4/12/2013)

April 12, 2013

Filing 369 OPPOSITION (re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER #340 ) filed by party Scott Hutchinson. (cv, COURT STAFF) (Filed on 4/12/2013)

April 12, 2013

Filing 368 OPPOSITION (re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER ) filed by party L. J. Napoli. (cv, COURT STAFF) (Filed on 4/12/2013)

April 12, 2013

Filing 367 OPPOSITION (re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER #340 ) filed by party Dr. Frank Napoli. (cv, COURT STAFF) (Filed on 4/12/2013)

April 12, 2013

Filing 366 OPPOSITION (re #339 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION ) #340 filed by party Syd and Joyce Raineri (cv, COURT STAFF) (Filed on 4/12/2013) Modified on 4/12/2013 (cv, COURT STAFF).

April 12, 2013

Filing 365 OPPOSITION #340 (re #339 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION ) filed by party John R. Lindner (cv, COURT STAFF) (Filed on 4/12/2013) Modified on 4/12/2013 (cv, COURT STAFF).

April 12, 2013

Filing 364 ORDER granting #307 Motion for Authority to Accept Payoff of Construction Loan. Signed by Judge Edward J. Davila on 4/12/2013. (ejdlc1, COURT STAFF) (Filed on 4/12/2013) (Additional attachment(s) added on 4/12/2013: #1 Certificate of Service) (ecg, COURT STAFF).

April 12, 2013

Filing 363 ORDER denying #303 , #304 , #308 , #316 , #318 , #320 , #323 Defendant's Pending Administrative Motions. Signed by Judge Edward J. Davila on 4/12/2013. (ejdlc1, COURT STAFF) (Filed on 4/12/2013) (Additional attachment(s) added on 4/12/2013: #1 Certificate of Service) (ecg, COURT STAFF).

April 12, 2013

Filing 362 ORDER granting #311 Ex Parte Application for Reconsideration and Clarification. Signed by Judge Edward J. Davila on 4/12/2013. (ejdlc1, COURT STAFF) (Filed on 4/12/2013) (Additional attachment(s) added on 4/12/2013: #1 Certificate of Service) (ecg, COURT STAFF).

April 12, 2013

Filing 361 ORDER granting #322 Motion for Order Authorizing Receiver to Pursue Claims against California Business Bank and its Directors and Officers. Signed by Judge Edward J. Davila on 4/12/2013. (ejdlc1, COURT STAFF) (Filed on 4/12/2013) (Additional attachment(s) added on 4/12/2013: #1 Certificate of Service) (ecg, COURT STAFF).

April 12, 2013

Filing 360 Letter from Elizabeth Cehovec dated 4/8/13. (cv, COURT STAFF) (Filed on 4/12/2013)

April 10, 2013

Filing 359 ORDER RE: PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S NOTICE OF ADMINISTRATIVE MOTION AND MOTION TO SHORTEN TIME AND SET HEARING ON PLAINTIFFS MOTION TO COMPEL VIDEOTAPED DEPOSITION OF DEFENDANT MARK FEATHERS by Judge Paul S. Grewal, granting #358 . (ofr, COURT STAFF) (Filed on 4/10/2013) (Additional attachment(s) added on 4/10/2013: #1 CERTIFICATE OF SERVICE) (ofr, COURT STAFF).

April 9, 2013

Filing 358 NOTICE of Administrative MOTION to Shorten Time and Set Hearing on Plaintiff's #357 Motion to Compel Videotaped Deposition of Mark Feathers filed by Securities and Exchange Commission. (Attachments: #1 [Proposed] Order on Plaintiff's Notice of Administrative Motion and Motion to Shorten Time)(Bulgozdy, John) (Filed on 4/9/2013) Modified on 4/9/2013 (cv, COURT STAFF).

April 9, 2013

Filing 357 MOTION to Compel Videotaped Deposition of Defendant Mark Feathers filed by Securities and Exchange Commission. Motion Hearing set for 5/14/2013 10:00 AM in Courtroom 5, 4th Floor, San Jose before Magistrate Judge Paul Singh Grewal. Responses due by 4/23/2013. Replies due by 4/30/2013. (Attachments: #1 [Proposed] Order on Plaintiff's Motion to Compel Videotaped Deposition of Mark Feathers)(Bulgozdy, John) (Filed on 4/9/2013)

April 9, 2013

Filing 356 CLERKS NOTICE RE DEFICIENCY of #354 NOTICE (other) (cv, COURT STAFF) (Filed on 4/9/2013)

April 9, 2013

Filing 355 CLERKS NOTICE RE DEFICIENCY of #351 NOTICE (other) (cv, COURT STAFF) (Filed on 4/9/2013)

April 8, 2013

Filing 354 *** CLERKS NOTICE RE DEFICIENCY *** NOTICE by Securities and Exchange Commission re #351 Notice (Other), Notice of Administrative Motion and Motion to Shorten Time and Set Hearing on Plaintiff's Motion to Compel Videotaped Deposition of Defendant Mark Feathers (Attachments: #1 [Proposed] Order on Plaintiff's Notice of Administrative Motion and Motion to Shorten Time)(Bulgozdy, John) (Filed on 4/8/2013) Modified on 4/9/2013 (cv, COURT STAFF).

April 8, 2013

Filing 353 MEMORANDUM of Points and Authorities in Support of #357 Motion to Compel Videotaped Deposition of Defendant Mark Feathers by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 4/8/2013) Modified text on 4/9/2013,(incorrect event selected) (cv, COURT STAFF). Modified on 4/9/2013,(link to motion.) (cv, COURT STAFF).

April 8, 2013

Filing 352 Declaration of John B. Bulgozdy in Support of #357 MOTION to compel videotaped deposition of Defendant Mark Feathers filed by Securities and Exchange Commission. (Related document(s) #351 ) (Bulgozdy, John) (Filed on 4/8/2013) Modified text on 4/9/2013,(link to motion.) (cv, COURT STAFF).

April 8, 2013

Filing 351 *** CLERKS NOTICE RE DEFICIENCY *** NOTICE by Securities and Exchange Commission of Motion and Motion to Compel Videotaped Deposition of Defendant Mark Feathers (Attachments: #1 [Proposed] Order on Plaintiff's Motion to Compel Videotaped Deposition of Mark Feathers)(Bulgozdy, John) (Filed on 4/8/2013) Modified on 4/9/2013 (cv, COURT STAFF).

April 8, 2013

Filing 350 Letter from Zafar Shaikh. (cv, COURT STAFF) (Filed on 4/8/2013)

April 8, 2013

Filing 349 REPLY to #327 #328 (re #320 MOTION to have the court instruct the receiver to provide bar claims forms to harmed small business borrowers of the defendants ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/8/2013)

April 8, 2013

Filing 348 REPLY to #343 (re #323 MOTION directing plaintiff to discontinue harassment of defendant until determination on a award for legal fees ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 4/8/2013)

April 8, 2013

Filing 347 REPLY to #309 (re #303 MOTION receiver's and the commission's failures to notify the court the receiver may have regulatory conflicts of interest ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/8/2013)

April 8, 2013

Filing 346 REPLY to #314 (re #308 MOTION relief on plaintiff's deposition on defendant ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/8/2013)

April 8, 2013

Filing 345 REPLY #310 response (re #304 MOTION for court orders requiring the receiver to submit a request to engage professionals and to disengage such services until receiving court approval ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/8/2013)

April 5, 2013

Filing 344 Declaration of John B. Bulgozdy in Support of #343 Opposition/Response to Motion directing plaintiff to discontinue harassment of defendant until determination on an award for legal fees filed by Securities and Exchange Commission. (Related document(s) #343 ) (Bulgozdy, John) (Filed on 4/5/2013) Modified on 4/8/2013 (cv, COURT STAFF).

April 5, 2013

Filing 343 RESPONSE (re #323 MOTION directing plaintiff to discontinue harassment of defendant until determination on a award for legal fees ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 4/5/2013) Modified on 4/8/2013 (cv, COURT STAFF).

April 5, 2013

Filing 342 REPLY to #326 opposition (re #318 MOTION to Dismiss MOTION to Compel ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/5/2013)

April 4, 2013

Set/Reset Deadlines as to #338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION , #339 MOTION SECOND INTERIM FEE APPLICATION. Motion Hearing set for 7/5/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. pursuant to #340 (cv, COURT STAFF) (Filed on 4/4/2013)

April 4, 2013

Filing 341 CERTIFICATE OF SERVICE by Thomas A. Seaman re #339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER , #340 Notice (Other), #338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION (Fates, Ted) (Filed on 4/4/2013)

April 4, 2013

Filing 340 NOTICE OF HEARING ON INTERIM FEE #338 and #339 APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS (Fates, Ted) (Filed on 4/4/2013) Modified on 4/5/2013,(counsel selected incorrect event) (cv, COURT STAFF).

April 4, 2013

Filing 339 MOTION SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER filed by Thomas A. Seaman. Motion Hearing set for 7/5/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 4/18/2013. Replies due by 4/25/2013. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 4/4/2013)

April 4, 2013

Filing 338 MOTION RECEIVER'S SECOND INTERIM FEE APPLICATION filed by Thomas A. Seaman. Motion Hearing set for 7/5/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 4/18/2013. Replies due by 4/25/2013. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 4/4/2013)

April 4, 2013

Filing 337 Letter from Steven Corcoran dated 3/30/13. (cv, COURT STAFF) (Filed on 4/4/2013)

April 3, 2013

Filing 336 Transcript of Proceedings held on 02/22/2013, before Judge Davila. Court Reporter/Transcriber Irene L. Rodriguez, Telephone number (408)947-8160 email: Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 7/2/2013. (Rodriguez, Irene) (Filed on 4/3/2013)

April 3, 2013

Filing 335 Declaration of Mark Feathers in Support of #334 Reply to Opposition/Response filed by Mark Feathers. (Related document(s) #334 ) (cv, COURT STAFF) (Filed on 4/3/2013)

April 3, 2013

Filing 334 REPLY (re #295 MOTION for Enjoinder of parties or dismissal of action ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/3/2013)

April 3, 2013

Filing 333 Joinder re #311 Ex Parte Application re #302 Order for Reconsideration and Clarification of this Court's Amended Order Re: Defendants Pending Administrative Motions [Docket No. 302] by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 4/3/2013) Modified on 4/3/2013 (cv, COURT STAFF).

April 2, 2013

Filing 332 Declaration of Mark Feathers in Support of #331 Opposition/Response to Motion, filed by Mark Feathers. (Related document(s) #331 ) (cv, COURT STAFF) (Filed on 4/2/2013)

April 2, 2013

Filing 331 OPPOSITION (re #322 MOTION FOR ADMINISTRATIVE RELIEF UNDER LOCAL RULE 7-11; REQUEST FOR AUTHORITY TO PURSUE CLAIMS AGAINST CALIFORNIA BUSINESS BANK AND ITS DIRECTORS AND OFFICERS ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/2/2013)

April 2, 2013

Filing 330 Declaration Mark Feathers in Support of #329 MOTION for approval of awarding of legal fees paid for defendant Mark Feathers filed by Mark Feathers. (Related document(s) #329 ) (cv, COURT STAFF) (Filed on 4/2/2013)

April 2, 2013

Filing 329 MOTION for approval of awarding of legal fees paid for defendant Mark Feathers filed by Mark Feathers. Responses due by 4/16/2013. Replies due by 4/23/2013. (cv, COURT STAFF) (Filed on 4/2/2013)

April 2, 2013

Filing 328 RESPONSE (re #320 MOTION to have the court instruct the receiver to provide bar claims forms to harmed small business borrowers of the defendants ) filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 4/2/2013) Modified on 4/3/2013 (cv, COURT STAFF).

April 2, 2013

Filing 327 RESPONSE (re #320 MOTION for ADMINISTRATIVE RELIEF PURSUANT TO L.R. 7-11 TO HAVE THE COURT INSTRUCT THE RECEIVER TO PROVIDE BAR CLAIMS FORMS TO HARMED SMALL BUSINESS BORROWERS OF THE DEFENDANTS filed by Thomas A. Seaman. (Fates, Ted) (Filed on 4/2/2013) Modified on 4/2/2013 (cv, COURT STAFF).

April 1, 2013

Filing 326 Declaration of John B. Bulgozdy in Support of #325 Opposition/Response to Motion to Dismiss Motion to Compel filed bySecurities and Exchange Commission. (Related document(s) #325 ) (Bulgozdy, John) (Filed on 4/1/2013)

April 1, 2013

Filing 325 RESPONSE (re #318 MOTION to Dismiss MOTION to Compel ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 4/1/2013)

April 1, 2013

Filing 324 Declaration of Mark Feathers on barring plaintiff from communicating with defendant on discovery matters until receiving court approval filed by Mark Feathers. (cv, COURT STAFF) (Filed on 4/1/2013)

April 1, 2013

Filing 323 MOTION directing plaintiff to discontinue Harassment of defendant until determination on a award for legal fees filed by Mark Feathers. Responses due by 4/15/2013. Replies due by 4/22/2013. (cv, COURT STAFF) (Filed on 4/1/2013)

March 29, 2013

Filing 322 MOTION FOR ADMINISTRATIVE RELIEF UNDER LOCAL RULE 7-11; REQUEST FOR AUTHORITY TO PURSUE CLAIMS AGAINST CALIFORNIA BUSINESS BANK AND ITS DIRECTORS AND OFFICERS filed by Thomas A. Seaman. Responses due by 4/2/2013. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Fates, Ted) (Filed on 3/29/2013)

March 29, 2013

Filing 321 Declaration of Mark Feathers in Support of #320 MOTION to have the court instruct the receiver to provide bar claims forms to harmed small business borrowers of the defendants filed by Mark Feathers. (Related document(s) #320 ) (cv, COURT STAFF) (Filed on 3/29/2013)

March 29, 2013

Filing 320 MOTION to have the court instruct the receiver to provide bar claims forms to harmed small business borrowers of the defendants filed by Mark Feathers. Responses due by 4/12/2013. Replies due by 4/19/2013. (cv, COURT STAFF) (Filed on 3/29/2013)

March 28, 2013

Filing 319 Declaration of Mark Feathers in Support of #318 MOTION to Dismiss OR MOTION to Compel filed by Mark Feathers. (Related document(s) #318 ) (cv, COURT STAFF) (Filed on 3/28/2013)

March 28, 2013

Filing 318 MOTION to Dismiss, or MOTION to make Susan Hannan available for deposition as part of discovery filed by Mark Feathers. Responses due by 4/11/2013. Replies due by 4/18/2013. (cv, COURT STAFF) (Filed on 3/28/2013) (cv, COURT STAFF).

March 28, 2013

Filing 317 Declaration of Mark Feathers in Support of #316 MOTION to Compel filed by Mark Feathers. (Related document(s) #316 ) (cv, COURT STAFF) (Filed on 3/28/2013)

March 28, 2013

Filing 316 MOTION for Administrative relief for court orders to Compel the receiver to file a lawsuit on behalf of the receivership estate against California Business Bank. filed by Mark Feathers. Responses due by 4/11/2013. Replies due by 4/18/2013. (cv, COURT STAFF) (Filed on 3/28/2013)

March 27, 2013

Filing 315 RESPONSE (re #295 MOTION for enjoinder of parties or dismissal of action ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 3/27/2013)

March 26, 2013

Filing 314 RESPONSE (re #308 MOTION relief on plaintiff's deposition on defendant ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 3/26/2013)

March 26, 2013

Filing 313 Declaration in Support of #312 Opposition/Response to Motion, filed byMark Feathers. (Related document(s) #312 ) (cv, COURT STAFF) (Filed on 3/26/2013)

March 26, 2013

Filing 312 RESPONSE (re #307 MOTION Motion for Administrative Relief Under Civil L.R. 7-11; Request for Authority to Accept Payoff of Construction Loan ) filed by Mark Feathers. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)(cv, COURT STAFF) (Filed on 3/26/2013)

March 26, 2013

Filing 311 Ex Parte Application for Reconsideration and Clarification of this #302 Court's Amended Order Re: Defendants Pending Administrative Motions [Docket No. #302 filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Fates, Ted) (Filed on 3/26/2013) Modified on 3/26/2013 (cv, COURT STAFF).

March 25, 2013

Filing 310 RESPONSE (re #304 MOTION for court orders requiring the receiver to submit a request to engage professionals and to disengage such services until receiving court approval ) (with Proof of Service) filed byThomas A. Seaman. (Zaro, David) (Filed on 3/25/2013)

March 25, 2013

Filing 309 RESPONSE (re #303 MOTION receiver's and the commission's failures to notify the court the receiver may have regulatory conflicts of interest ) (with Proof of Service) filed byThomas A. Seaman. (Zaro, David) (Filed on 3/25/2013)

March 22, 2013

Filing 308 MOTION relief on plaintiff's deposition on defendant filed by Mark Feathers. Responses due by 4/5/2013. Replies due by 4/12/2013. (cv, COURT STAFF) (Filed on 3/22/2013)

March 22, 2013

Filing 307 MOTION Motion for Administrative Relief Under Civil L.R. 7-11; Request for Authority to Accept Payoff of Construction Loan filed by Thomas A. Seaman. Responses due by 3/26/2013. (Attachments: #1 Declaration of Thomas Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Fates, Ted) (Filed on 3/22/2013)

March 21, 2013

Filing 306 Letter from Leonard Strelzin. (cv, COURT STAFF) (Filed on 3/21/2013)

March 21, 2013

Filing 305 Letter from Michael & Catherine Connors dated 3/17/13. (cv, COURT STAFF) (Filed on 3/21/2013)

March 21, 2013

Filing 304 MOTION for court orders requiring the receiver to submit a request to engage professionals and to disengage such services until receiving court approval filed by Mark Feathers. Responses due by 4/4/2013. Replies due by 4/11/2013. (cv, COURT STAFF) (Filed on 3/21/2013)

March 21, 2013

Filing 303 MOTION for receiver's and the commission's failures to notify the court the receiver may have regulatory conflicts of interest filed by Mark Feathers. Responses due by 4/4/2013. Replies due by 4/11/2013. (cv, COURT STAFF) (Filed on 3/21/2013)

March 19, 2013

Filing 302 AMENDED ORDER RE: DEFENDANT'S PENDING ADMINISTRATIVE MOTIONS. The original order mistakenly transposed the terms "Plaintiff" and "Defendant." The court has filed this amended order, which replaces and supersedes the original, to prevent any confusion. Signed by Judge Edward J. Davila on 3/19/2013. (ejdlc1, COURT STAFF) (Filed on 3/19/2013) (Additional attachment(s) added on 3/19/2013: #1 Certificate of Service) (ecg, COURT STAFF).

March 19, 2013

Filing 301 ORDER RE: #288 , #290 , #296 DEFENDANT'S PENDING ADMINISTRATIVE MOTIONS. The Request for Leave #288 is GRANTED. Motion for reconsideration due by 4/2/2013. Opposition due by 4/12/2013. Reply due by 4/19/2013 at which time the motion will be deemed submitted for decision. The Request for Leave #290 is DENIED. The Motion for Leave of the Court #296 is DENIED. Signed by Judge Edward J. Davila on 3/19/2013. (ejdlc1, COURT STAFF) (Filed on 3/19/2013) (Additional attachment(s) added on 3/19/2013: #1 Certificate of Service) (ecg, COURT STAFF).

March 18, 2013

Filing 300 DECLARATION of Pingyu Liu in support of defendants motion to dismiss #275 . (cv, COURT STAFF) (Filed on 3/18/2013)

March 18, 2013

Filing 299 CERTIFICATE OF SERVICE by Mark Feathers re #290 MOTION for Leave to File, #185 Response ( Non Motion ), #219 Certificate of Service, #207 Declaration in Support, #180 Response ( Non Motion ), #182 Declaration in Opposition, #187 Reply to Opposition/Response, #297 Response ( Non Motion ), #288 Request, #179 Response ( Non Motion ), #204 Memorandum in Support, #296 MOTION for Leave to File, #186 Response ( Non Motion ), #286 Request, #205 Memorandum in Support, #298 Declaration in Support, #196 Memorandum in Support, #181 Response ( Non Motion ),, (cv, COURT STAFF) (Filed on 3/18/2013)

March 15, 2013

Filing 298 Declaration in Support of #297 Response ( Non Motion ), filed by Mark Feathers. (Related document(s) #297 ) (cv, COURT STAFF) (Filed on 3/15/2013)

March 15, 2013

Filing 297 RESPONSE to re #275 MOTION to Dismiss MOTION for Sanctions MOTION for an order to instruct receiver to discontinue forensic and all other work, #293 Declaration in Opposition, #294 Opposition/Response to Motion by Mark Feathers. (cv, COURT STAFF) (Filed on 3/15/2013)

March 14, 2013

Filing 296 MOTION for Leave to File lawsuit action against the receiver filed by Mark Feathers. (cv, COURT STAFF) (Filed on 3/14/2013)

March 13, 2013

Filing 295 MOTION for Enjoinder of parties or dismissal of action filed by Mark Feathers. Motion Hearing set for 7/5/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/27/2013. Replies due by 4/3/2013. (cv, COURT STAFF) (Filed on 3/13/2013)

March 8, 2013

Filing 294 RESPONSE (re #275 MOTION to Dismiss MOTION for Sanctions MOTION for an order to instruct receiver to discontinue forensic and all other work ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 3/8/2013)

March 8, 2013

Filing 293 DECLARATION of Thomas A. Seaman in Opposition to #275 MOTION to Dismiss MOTION for Sanctions MOTION for an order to instruct receiver to discontinue forensic and all other work filed byThomas A. Seaman. (Related document(s) #275 ) (Fates, Ted) (Filed on 3/8/2013)

March 8, 2013

Filing 292 Letter from Chris Doyle dated 2/5/13. (cv, COURT STAFF) (Filed on 3/8/2013)

March 8, 2013

Filing 291 Letter from Boyar Naito dated 2/23/13. (cv, COURT STAFF) (Filed on 3/8/2013)

March 8, 2013

Filing 290 MOTION for Leave to File motion to reverse approval of motion #132 and motion #116 , motion #121 filed by Mark Feathers. (cv, COURT STAFF) (Filed on 3/8/2013) Modified on 3/8/2013 (cv, COURT STAFF).

March 7, 2013

Filing 289 Transcript of Proceedings held on 07-10-12, before Judge Edward J. Davila. Court Reporter/Transcriber Lee-Anne Shortridge, Telephone number 408-287-4580. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 6/5/2013. (las, ) (Filed on 3/7/2013)

March 5, 2013

Filing 288 REQUEST for Leave of the Court to Refile a Motion for Awarding of Legal Fees to Pro Se Defendant Mark Feathers, Pursuant to Civil L.R. 7-9 and Fed.R.Civ.P 54(b) by Mark Feathers. (bwS, COURT STAFF) (Filed on 3/5/2013)

March 5, 2013

Filing 287 ORDER DENYING #276 , #286 DEFENDANT'S REQUEST TO DEFER DISCOVERY. Signed by Judge Edward J. Davila on 3/5/2013. (ejdlc1, COURT STAFF) (Filed on 3/5/2013) (Additional attachment(s) added on 3/5/2013: #1 Certificate of Service) (ecg, COURT STAFF).

March 1, 2013

Filing 286 AMENDED REQUEST to defer discovery re #276 Request by Mark Feathers. (cv, COURT STAFF) (Filed on 3/1/2013)

February 28, 2013

Filing 284 Letter from Boyar Naito dated 2/15/13. (cv, COURT STAFF) (Filed on 2/28/2013) (cv, COURT STAFF).

February 28, 2013

Filing 283 Letter from Jeffrey D. Urman. (cv, COURT STAFF) (Filed on 2/28/2013)

February 28, 2013

Filing 282 Letter from Ron Labetich dated 2/11/13. (cv, COURT STAFF) (Filed on 2/28/2013)

February 28, 2013

Filing 281 Letter from Chris Mabanta dated 2/20/13. (cv, COURT STAFF) (Filed on 2/28/2013)

February 28, 2013

Filing 280 Letter from Louis J. Leo dated 2/18/13. (cv, COURT STAFF) (Filed on 2/28/2013)

February 28, 2013

Filing 279 Letter from Stella S. F. Liu dated 2/18/13. (cv, COURT STAFF) (Filed on 2/28/2013)

February 28, 2013

Filing 278 Letter from Philip and Sally Barney dated 2/18/13. (cv, COURT STAFF) (Filed on 2/28/2013)

February 28, 2013

Filing 277 Letter from Mrs. Beverly S. Linders. (cv, COURT STAFF) (Filed on 2/28/2013)

February 27, 2013

Filing 285 Letter from Anton Haramis dated 2/26/13. (cv, COURT STAFF) (Filed on 2/27/2013)

February 27, 2013

Filing 276 REQUEST to defer interrogatories and to defer discovery by Mark Feathers. (cv, COURT STAFF) (Filed on 2/27/2013)

February 25, 2013

Filing 275 SECOND AMENDED MOTION with [Proposed] Order to Dismiss the lawsuit, MOTION for Sanctions against plaintiff's and MOTION for special sanction against plaintiff and receiver and counsel, MOTION for an order to instruct receiver to discontinue forensic and all other work filed by Mark Feathers. Motion Hearing set for 5/10/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/11/2013. Replies due by 3/18/2013. (cv, COURT STAFF) (Filed on 2/25/2013) Modified on 2/25/2013 (cv, COURT STAFF).

February 22, 2013

Filing 274 FIRST AMENDED MOTION with [Proposed] Order to Dismiss, MOTION for Sanctions filed by Mark Feathers. Motion Hearing set for 5/10/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/8/2013. Replies due by 3/15/2013. (cv, COURT STAFF) (Filed on 2/22/2013) Modified on 2/25/2013 (cv, COURT STAFF).

February 22, 2013

Filing 273 MOTION to Dismiss with [Proposed] Order, and MOTION for Sanctions filed by Mark Feathers. Responses due by 3/8/2013. Replies due by 3/15/2013. (cv, COURT STAFF) (Filed on 2/22/2013) Modified on 2/22/2013 (cv, COURT STAFF). Modified on 2/25/2013 (cv, COURT STAFF).

February 22, 2013

Filing 272 Minute Entry: Motion Hearing held on 2/22/2013 before Judge Edward J. Davila (Date Filed: 2/22/2013) re #96 MOTION to Dismiss MOTION for Sanctions filed by Mark Feathers, #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman, #156 MOTION to Amend/Correct #143 Order, MOTION for a requirement for the receivership estate to enjoin a legal action filed by Mark Feathers, #136 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to th filed by Thomas A. Seaman, #94 MOTION to dismiss receiver filed by Mark Feathers, #92 MOTION to Dismiss filed by Mark Feathers, #134 MOTION Receiver's First Interim Fee Application filed by Thomas A. Seaman, #155 MOTION to Amend/Correct #143 Order, filed by Mark Feathers, #177 MOTION For Order Instructing Mark Feathers to Terminate Insurance Policy and Turn Over Cash Value filed by Thomas A. Seaman, #93 MOTION to Dismiss filed by Mark Feathers, ***Deadlines terminated. #96 MOTION to Dismiss MOTION for Sanctions filed by Mark Feathers, #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman, #156 MOTION to Amend/Correct #143 Order, MOTION for a requirement for the receivership estate to enjoin a legal action filed by Mark Feathers, #92 MOTION to Dismiss filed by Mark Feathers, #134 MOTION Receiver's First Interim Fee Application filed by Thomas A. Seaman, #177 MOTION For Order Instructing Mark Feathers to Terminate Insurance Policy and Turn Over Cash Value filed by Thomas A. Seaman, #126 MOTION to Dismiss MOTION for Sanctions filed by Mark Feathers, #93 MOTION to Dismiss filed by Mark Feathers, #136 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to th filed by Thomas A. Seaman, #94 MOTION to dismiss receiver filed by Mark Feathers, #155 MOTION to Amend/Correct #143 Order, filed by Mark Feathers. Fact Discovery cutoff 7/3/2013. Expert Discovery Cutoff 8/23/2013.Last Date for Filing Dispositive Motions due by 8/23/2013. Preliminary Pretrial Conference Statement due by 7/16/2013. Preliminary Pretrial Conference set for 7/26/2013 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Court Reporter Irene Rodriguez.) (Attachments: #1 Certificate of Service) (ecg, COURT STAFF) (Date Filed: 2/22/2013)

February 22, 2013

Filing 271 Letter from Ericka Curtis. (cv, COURT STAFF) (Filed on 2/22/2013)

February 22, 2013

Filing 270 Letter from Richard and Margaret Jones. (cv, COURT STAFF) (Filed on 2/22/2013)

February 22, 2013

Filing 269 Letter from Ronald A. Young. (cv, COURT STAFF) (Filed on 2/22/2013)

February 22, 2013

Filing 268 Letter from Jerry E. Moison. (cv, COURT STAFF) (Filed on 2/22/2013)

February 21, 2013

Filing 267 Letter from V. Agarwal dated 2/16/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 266 Letter from Cooper Family Trust dated 2/16/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 265 Letter from S. J. St. Clair dated 2/16/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 264 Letter from W. Slocum dated 2/18/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 263 Letter from Hsin Shen Tai dated 2/18/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 262 Letter from A.A. Hoglan dated 2/18/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 261 Letter from R. Peter Griffith DDS dated 2/14/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 260 Letter from Sheng dated 2/14/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 259 Letter from Jim Gardner dated 2/14/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 258 Letter from Alex Espinosa dated 2/14/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 257 Letter from Robert Swanbeck dated 2/14/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 256 Letter from Walter P. Patapoff dated 2/11/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 255 Letter from Tyson Lee dated 2/13/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 254 Letter from Sarwan Wason dated 2/13/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 253 Letter from Eddie Chow dated 2/13/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 252 Letter from F.V. Schwalbach dated 2/13/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 251 Letter from James Van Blarigan dated 2/9/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 250 Letter from Olga E. Smith dated 2/1/13. (cv, COURT STAFF) (Filed on 2/21/2013) Modified on 2/21/2013 (cv, COURT STAFF).

February 21, 2013

Filing 249 Letter from Ana Lucia Davidson dated 2/15/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 21, 2013

Filing 248 Letter from Bernard Rubin dated 2/15/13. (cv, COURT STAFF) (Filed on 2/21/2013)

February 20, 2013

Filing 247 Letter from R. H. Trembath dated 2/12/13. (cv, COURT STAFF) (Filed on 2/20/2013)

February 20, 2013

Filing 246 Letter from James L. Bradfield dated 2/12/13. (cv, COURT STAFF) (Filed on 2/20/2013)

February 20, 2013

Filing 245 Letter from Doanld Klaiss dated 2/12/13. (cv, COURT STAFF) (Filed on 2/20/2013)

February 20, 2013

Filing 244 Letter from Samuel Shueh and Lilie Shueh dated 2/12/13. (cv, COURT STAFF) (Filed on 2/20/2013)

February 20, 2013

Filing 243 Letter from T. Raineri dated 2/12/13. (cv, COURT STAFF) (Filed on 2/20/2013)

February 20, 2013

Filing 242 Letter from A. Palumbo dated 2/12/13. (cv, COURT STAFF) (Filed on 2/20/2013) (cv, COURT STAFF).

February 19, 2013

Filing 241 Letter from J. Robert Gilroy dated 2/14/13. (Attachments: #1 Exhibit)(cv, COURT STAFF) (Filed on 2/19/2013)

February 15, 2013

Filing 240 CERTIFICATE OF SERVICE by Thomas A. Seaman re #136 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to th Proof of Service of Notice of First Interim Fee Applications on Investor and Creditors (Fates, Ted) (Filed on 2/15/2013)

February 14, 2013

Filing 239 Letter from William R. Walters dated 2/14/13. (cv, COURT STAFF) (Filed on 2/14/2013)

February 14, 2013

Filing 238 Letter from R. G. Hofstetter dated 2/14/13. (cv, COURT STAFF) (Filed on 2/14/2013)

February 13, 2013

Filing 237 Letter from Edward Minasian dated 2/11/13. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 236 Letter from Allen Barbieri. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 235 Letter from Richard Wilcox. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 234 Letter from Jeanette F. Lavoie dated 2/9/13. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 233 Letter from Nicholas Cabell dated 2/10/13. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 232 Letter from John A. Damm, Jr., dated 2/11/13. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 231 Letter from Syd and Joyce Raineri dated 2/11/13. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 230 Letter from Bernard Rubin dated 2/8/13. (cv, COURT STAFF) (Filed on 2/13/2013)

February 13, 2013

Filing 229 Letter from Olga Smith dated 2/12/13. (cv, COURT STAFF) (Filed on 2/13/2013) Modified on 2/21/2013 (cv, COURT STAFF).

February 13, 2013

Filing 228 Letter from Natalie Feathers. (cv, COURT STAFF) (Filed on 2/13/2013)

February 12, 2013

Filing 227 Letter from Bernard Rubin dated 2/8/13 (cv, COURT STAFF) (Filed on 2/12/2013) Modified on 2/21/2013 (cv, COURT STAFF).

February 12, 2013

Filing 226 Letter from Nilo Zaratan dated 2/9/13. (cv, COURT STAFF) (Filed on 2/12/2013)

February 12, 2013

Filing 225 Letter from Pingyu Liu dated 2/11/13. (cv, COURT STAFF) (Filed on 2/12/2013)

February 12, 2013

Filing 224 Letter from J. Lipovac dated 2/8/13. (cv, COURT STAFF) (Filed on 2/12/2013)

February 12, 2013

Filing 223 Letter from Dorathy Schwehr dated 2/6/13. (cv, COURT STAFF) (Filed on 2/12/2013)

February 12, 2013

Filing 222 Letter from Boyar Naito. (cv, COURT STAFF) (Filed on 2/12/2013)

February 12, 2013

Filing 221 Letter from Leonard Strelzin dated 2/4/13. (cv, COURT STAFF) (Filed on 2/12/2013)

February 12, 2013

Filing 220 Letter from Bob Morris dated 2/6/13. (cv, COURT STAFF) (Filed on 2/12/2013)

February 11, 2013

Filing 219 CERTIFICATE OF SERVICE by Mark Feathers re #207 Declaration in Support, #180 Response ( Non Motion ), #182 Declaration in Opposition, #187 Reply to Opposition/Response, #179 Response ( Non Motion ), #203 Ex Parte Application MOTION to Dismiss, #204 Memorandum in Support, #205 Memorandum in Support, #195 Ex Parte Application MOTION for Temporary Restraining Order, #196 Memorandum in Support, #181 Response ( Non Motion ),, (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 218 Letter from Gracella Lenhart dated 2/6/13. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 217 Letter from Bonnie B. Benson. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 216 Letter from Gulab G. Gidwani dated 2/5/13. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 215 Letter from Joe Garrett. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 214 Letter from William J. Massung dated 2/1/13. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 213 Letter from J.C. Napoli dated 2/5/13. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 212 Letter from Elsie M. Napoli dated 2/4/13. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 211 Letter from Gerald K. Schofield dated 2/4/13. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 210 Letter from William F. Moison. (cv, COURT STAFF) (Filed on 2/11/2013)

February 11, 2013

Filing 209 ORDER denying #195 Ex Parte Application for Temporary Restraining Order; terminating #203 Ex Parte Application; terminating #206 Ex Parte Application. Signed by Judge Edward J. Davila on 2/11/2013. (ejdlc1, COURT STAFF) (Filed on 2/11/2013) (Additional attachment(s) added on 2/11/2013: #1 Certificate of Service) (ecg, COURT STAFF).

February 8, 2013

Filing 202 CERTIFICATE OF SERVICE by Thomas A. Seaman re #201 Reply to Opposition/Response Supplemental Proof of Service (Bui, Kim) (Filed on 2/8/2013)

February 8, 2013

Filing 201 REPLY (re #177 MOTION For Order Instructing Mark Feathers to Terminate Insurance Policy and Turn Over Cash Value ) filed byThomas A. Seaman. (Bui, Kim) (Filed on 2/8/2013)

February 7, 2013

Filing 208 Letter from Natalie Feathers dated 2/7/13. (cv, COURT STAFF) (Filed on 2/7/2013)

February 7, 2013

Filing 207 Declaration of Mark Feathers in Support of #206 Ex Parte Application filed by Mark Feathers. (Related document(s) #206 ) (cv, COURT STAFF) (Filed on 2/7/2013)

February 7, 2013

Filing 206 Ex Parte Application with [Proposed] Order to modify prior court order, Ex Parte request to Dismiss with FRCP 12(b)(6) from lawsuit. filed by Mark Feathers. (cv, COURT STAFF) (Filed on 2/7/2013) Modified on 2/25/2013 (cv, COURT STAFF).

February 7, 2013

Filing 205 AMENDED MEMORANDUM in Support re #203 Ex Parte Application MOTION to Dismiss filed by Mark Feathers. (Related document(s) #203 ) (cv, COURT STAFF) (Filed on 2/7/2013) (Additional attachment(s) added on 2/11/2013: #1 Exhibit) (cv, COURT STAFF).

February 6, 2013

Filing 204 MEMORANDUM in Support re #203 Ex Parte Application and MOTION to Dismiss filed by Mark Feathers. (Related document(s) #203 ) (cv, COURT STAFF) (Filed on 2/6/2013) (Additional attachment(s) added on 2/11/2013: #1 Exhibit) (cv, COURT STAFF).

February 6, 2013

Filing 203 Ex Parte Application with [Proposed] Order to modify prior court order, MOTION to Dismiss with FRCP 12(b)(6) from lawsuit. filed by Mark Feathers. Responses due by 2/20/2013. Replies due by 2/27/2013. (cv, COURT STAFF) (Filed on 2/6/2013) Modified on 2/8/2013 (cv, COURT STAFF). Modified on 2/25/2013 (cv, COURT STAFF).

February 6, 2013

Filing 200 Letter from S. E. Corcoran dated 2/2/13. (cv, COURT STAFF) (Filed on 2/6/2013)

February 6, 2013

Filing 199 Letter from J. Lindner dated 2/2/13. (cv, COURT STAFF) (Filed on 2/6/2013)

February 6, 2013

Filing 198 Letter from K. A. Fox dated 2/4/13. (cv, COURT STAFF) (Filed on 2/6/2013)

February 6, 2013

Filing 197 Letter from L. Napoli dated 2/1/13. (cv, COURT STAFF) (Filed on 2/6/2013)

February 5, 2013

Filing 196 MEMORANDUM in Support re #195 Ex Parte Application MOTION for Temporary Restraining Order filed byMark Feathers. (Related document(s) #195 ) (cv, COURT STAFF) (Filed on 2/5/2013)

February 5, 2013

Filing 195 Ex Parte Application, MOTION for Temporary Restraining Order and Injunction against plaintiff use of the word "PONZI". and an order for the immediate discontinuation of its postings of the word "PONZI". filed by Mark Feathers. (cv, COURT STAFF) (Filed on 2/5/2013)

February 5, 2013

Filing 194 Transcript of Proceedings held on 01/18/2013, before Judge Davila. Court Reporter/Transcriber Irene L. Rodriguez, Telephone number (408)947-8160. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Redaction Request due 2/26/2013. Redacted Transcript Deadline set for 3/8/2013. Release of Transcript Restriction set for 5/6/2013. (Rodriguez, Irene) (Filed on 2/5/2013)

February 4, 2013

Filing 193 CERTIFICATE OF SERVICE by Thomas A. Seaman re #192 Response ( Non Motion ) (Fates, Ted) (Filed on 2/4/2013)

February 1, 2013

Filing 192 RESPONSE to re #182 Declaration in Opposition Response to Declaration of Natalie E. Feathers in Opposition to Receiver's Preliminary Forensic Accounting Report by Thomas A. Seaman. (Fates, Ted) (Filed on 2/1/2013)

February 1, 2013

Filing 191 Letter from Tim Cronin. (srm, COURT STAFF) (Filed on 2/1/2013)

February 1, 2013

Filing 190 Letter from Norman Morales of Far West Capital Ventues. (srm, COURT STAFF) (Filed on 2/1/2013)

February 1, 2013

Filing 188 RESPONSE to re #179 Response ( Non Motion ) Response to Defendant Mark Feathers' Opposition to Receiver's Fourth Interim Report by Thomas A. Seaman. (Fates, Ted) (Filed on 2/1/2013)

January 31, 2013

Filing 189 Letter from William C. and Sally S. Slocum. (srm, COURT STAFF) (Filed on 1/31/2013)

January 28, 2013

Filing 187 Defendant's Response to Plaintiff's Reply To Defendant's Motions to Dismiss and For Sanctions Against Roger Boudreau (re #160 filed byMark Feathers. (srm, COURT STAFF) (Filed on 1/28/2013)

January 25, 2013

Filing 186 AMENDED OPPOSITION to re #177 MOTION For Order Instructing Mark Feathers to Terminate Insurance Policy and Turn Over Cash Value by Mark Feathers. (cv, COURT STAFF) (Filed on 1/25/2013)

January 25, 2013

Filing 185 OPPOSITION to re #177 MOTION For Order Instructing Mark Feathers to Terminate Insurance Policy and Turn Over Cash Value by Mark Feathers. (cv, COURT STAFF) (Filed on 1/25/2013) Modified on 1/25/2013 (cv, COURT STAFF).

January 25, 2013

Filing 183 Letter from Dan D. Barron dated 12/11/12. (cv, COURT STAFF) (Filed on 1/25/2013)

January 22, 2013

Filing 182 DECLARATION of Mark Feathers in Opposition to #171 Receiver's Preliminary Forensic Accounting Report filed by Mark Feathers. (Related document(s) #171 ) (cv, COURT STAFF) (Filed on 1/22/2013)

January 22, 2013

Filing 181 RESPONSE to re #164 Objection, #110 Proposed Order, #163 Objection, #165 Objection, #173 Opposition/Response to Motion, #156 MOTION to Amend/Correct #143 Order, MOTION for a requirement for the receivership estate to enjoin a legal action, #161 Declaration in Support, #112 Proposed Order, #109 Proposed Order, #175 Opposition/Response to Motion, #155 MOTION to Amend/Correct #143 Order,, #111 Proposed Order, #70 Order, #162 Objection by Mark Feathers. (cv, COURT STAFF) (Filed on 1/22/2013)

January 18, 2013

Filing 184 AMENDED Minute Entry: Motion Hearing held on 1/18/2013 before Judge Edward J. Davila (Date Filed: 1/18/2013). (Amended ONLY to correct typographical error re Defendant U.S. Small Business Administration appearance). (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 1/18/2013)

January 18, 2013

Filing 180 AMENDED OPPOSITION to re #168 Receiver's Preliminary Forensic Accounting Report and Petition for Instruction Status Report by Mark Feathers. (cv, COURT STAFF) (Filed on 1/18/2013)

January 18, 2013

Filing 179 OPPOSITION to re #167 Status Report Receiver's Fourth Interim Report by Mark Feathers. (cv, COURT STAFF) (Filed on 1/18/2013)

January 18, 2013

Filing 178 Minute Entry: Motion Hearing held on 1/18/2013 before Judge Edward J. Davila (Date Filed: 1/18/2013) re #132 MOTION to Stay filed by Mark Feathers, #116 MOTION Administrative Relief Under Civil L.R. 7-11 For Claims Bar Date and Approval of Claims Forms filed by Thomas A. Seaman. 1. The Court approves the claim forms as previous attachments "A", "B", and "C" to Docket Item No. 116 for distribution. 2. Claims Bar deadline May 10, 2013. 3. Notice shall be as follows:(A) Mail, (B) Receiver's Website,(C) Publication in the San Francisco Chronicle, Wall Street Journal and San Jose Mercury News 4. All proof of claims shall be received by the Receiver. For the reasons stated on the record as to the Status re Receiver's Fourth Interim Report and Receiver's Preliminary Forensic Accounting Report and Petition for Instruction (Docket Item Nos. 167, 168), the Court continues the Receiver's forensic accounting and interim status reporting to the Court. For the reasons stated on the record, the Court GRANTED the Motion to Stay Pre-Trial Discovery and extended the October 9, 2012 Case Management Order (Docket Item No. 76) as follows: Fact Discovery cutoff 7/3/2013. Last Date for Filing Dispositive Motions due by 9/6/2013. Expert Discovery cutoff 8/23/2013. Joint Preliminary Pretrial Conference Statement due by 9/10/2013. Preliminary Pretrial Conference set for 9/20/2013 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Defendant Feathers to respond to outstanding discovery by 3/8/2013. ***1/18/2013 Deadlines terminated. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 1/18/2013)

January 18, 2013

Filing 177 MOTION For Order Instructing Mark Feathers to Terminate Insurance Policy and Turn Over Cash Value filed by Thomas A. Seaman. Motion Hearing set for 2/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/1/2013. Replies due by 2/8/2013. (Attachments: #1 Declaration)(Bui, Kim) (Filed on 1/18/2013)

January 17, 2013

Filing 176 RESPONSE (re #156 MOTION to Amend/Correct #143 Order, MOTION for a requirement for the receivership estate to enjoin a legal action ) Receiver's Response to Defendant Feathers' Motion for a Requirement for the Receivership Estate to Enjoin in a Legal Action filed byThomas A. Seaman. (Fates, Ted) (Filed on 1/17/2013)

January 17, 2013

Filing 175 RESPONSE (re #156 MOTION to Amend/Correct #143 Order, MOTION for a requirement for the receivership estate to enjoin a legal action ) filed bySecurities and Exchange Commission. (Hannan, Susan) (Filed on 1/17/2013)

January 17, 2013

Filing 174 Declaration of Susan F. Hannan in Support of #173 Opposition/Response to Motion for a Court Ordered Amendment to the Order and Injunction for Living Expenses filed bySecurities and Exchange Commission. (Related document(s) #173 ) (Hannan, Susan) (Filed on 1/17/2013)

January 17, 2013

Filing 173 RESPONSE (re #155 MOTION to Amend/Correct #143 Order, ) filed bySecurities and Exchange Commission. (Hannan, Susan) (Filed on 1/17/2013)

January 16, 2013

Filing 172 OPPOSITION to re #168 Status Report Receiver's Preliminary Forensic Accounting Report by Mark Feathers. (cv, COURT STAFF) (Filed on 1/16/2013)

January 16, 2013

Filing 171 ERRATA re #168 Status Report Errata to Receiver's Preliminary Forensic Accounting Report and Petition for Instruction by Thomas A. Seaman. (Attachments: #1 Certificate/Proof of Service)(Fates, Ted) (Filed on 1/16/2013)

January 16, 2013

Filing 170 CERTIFICATE OF SERVICE by Thomas A. Seaman re #168 Status Report (Fates, Ted) (Filed on 1/16/2013)

January 16, 2013

Filing 169 CERTIFICATE OF SERVICE by Thomas A. Seaman re #167 Status Report (Fates, Ted) (Filed on 1/16/2013)

January 15, 2013

Filing 168 STATUS REPORT Receiver's Preliminary Forensic Accounting Report and Petition for Instruction by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 1/15/2013)

January 15, 2013

Filing 167 STATUS REPORT Receiver's Fourth Interim Report by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 1/15/2013)

January 15, 2013

Filing 166 Letter from J. Robert Gilroy dated 1/9/13. (cv, COURT STAFF) (Filed on 1/15/2013)

January 14, 2013

Filing 165 OBJECTIONS to re #112 Proposed Order, Plaintiff's Opposition to Defendant's Proposed Amendment to Amended TRO and Orders by Securities and Exchange Commission. (Hannan, Susan) (Filed on 1/14/2013)

January 14, 2013

Filing 164 OBJECTIONS to re #111 Proposed Order, Plaintiff's Opposition to Defendant's Proposed Amendment to Amended TRO and Orders by Securities and Exchange Commission. (Hannan, Susan) (Filed on 1/14/2013)

January 14, 2013

Filing 163 OBJECTIONS to re #110 Proposed Order, Plaintiff's Opposition to Defendant's Proposed Amendment to Amended TRO and Orders by Securities and Exchange Commission. (Hannan, Susan) (Filed on 1/14/2013)

January 14, 2013

Filing 162 OBJECTIONS to re #109 Proposed Order, Plaintiff's Opposition to Defendant's Proposed Amendment to Amended TRO and Orders by Securities and Exchange Commission. (Hannan, Susan) (Filed on 1/14/2013)

January 14, 2013

Filing 161 Declaration of Roger Boudreau in Support of #160 Opposition/Response to Motion filed bySecurities and Exchange Commission. (Related document(s) #160 ) (Bulgozdy, John) (Filed on 1/14/2013)

January 14, 2013

Filing 160 RESPONSE (re #126 MOTION to Dismiss MOTION for Sanctions ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 1/14/2013)

January 14, 2013

Filing 159 RESPONSE (re #96 MOTION to Dismiss MOTION for Sanctions, #92 MOTION to Dismiss, #93 MOTION to Dismiss ) Receivers Omnibus Opposition to Motions Filed by Defendant Feathers Set for Hearing on February 22, 2013; Request for Judicial Notice filed byThomas A. Seaman. (Fates, Ted) (Filed on 1/14/2013)

January 3, 2013

Filing 158 CERTIFICATE OF SERVICE by Thomas A. Seaman re #153 Reply to Opposition/Response, #152 Reply to Opposition/Response (Fates, Ted) (Filed on 1/3/2013)

January 3, 2013

Filing 157 CERTIFICATE OF SERVICE by Mark Feathers re #156 MOTION to Amend/Correct #143 Order, MOTION for a requirement for the receivership estate to enjoin a legal action, #155 MOTION to Amend/Correct #143 Order, (cv, COURT STAFF) (Filed on 1/3/2013)

January 3, 2013

Filing 156 REQUEST for a court ordered amendment to #143 Order, and MOTION for a requirement for the receivership estate to enjoin a legal action filed by Mark Feathers. Responses due by 1/17/2013. Replies due by 1/24/2013. (Attachments: #1 Proposed Order)(cv, COURT STAFF) (Filed on 1/3/2013)

January 3, 2013

Filing 155 REQUEST for court ordered amendment to the #143 Order, filed by Mark Feathers. Responses due by 1/17/2013. Replies due by 1/24/2013. (Attachments: #1 Proposed Order)(cv, COURT STAFF) (Filed on 1/3/2013)

January 3, 2013

Filing 154 CERTIFICATE OF SERVICE by Mark Feathers re #151 Reply to Opposition/Response (cv, COURT STAFF) (Filed on 1/3/2013)

December 27, 2012

Filing 153 REPLY (re #134 MOTION Receiver's First Interim Fee Application ) filed byThomas A. Seaman. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 12/27/2012)

December 27, 2012

Filing 152 REPLY (re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed byThomas A. Seaman. (Fates, Ted) (Filed on 12/27/2012)

December 26, 2012

Filing 151 REPLY (re #132 MOTION to Stay ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 12/26/2012)

December 20, 2012

Filing 150 RESPONSE (re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #136 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals #134 MOTION Receiver's First Interim Fee Application ) filed by Stephen D. Pahl. (Pahl, Stephen) (Filed on 12/20/2012) Modified on 12/21/2012 (cv, COURT STAFF).

December 20, 2012

Filing 149 Letter from Terese M. Dewing dated 12/18/12. (cv, COURT STAFF) (Filed on 12/20/2012)

December 20, 2012

Filing 148 RESPONSE (re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed bySecurities and Exchange Commission. (Hannan, Susan) (Filed on 12/20/2012)

December 20, 2012

Filing 147 RESPONSE (re #134 MOTION Receiver's First Interim Fee Application ) filed bySecurities and Exchange Commission. (Hannan, Susan) (Filed on 12/20/2012)

December 20, 2012

Filing 146 OPPOSITION (re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 12/20/2012)

December 17, 2012

Filing 145 Letter from Charlotte Wu dated 12/14/12. (cv, COURT STAFF) (Filed on 12/17/2012)

December 17, 2012

Filing 144 RESPONSE (re #132 MOTION to Stay ) filed bySecurities and Exchange Commission. (Hannan, Susan) (Filed on 12/17/2012)

December 17, 2012

Filing 143 ORDER DENYING #113 DEFENDANTS EX PARTE MOTION FOR TEMPORARY RESTRAINING ORDER, PRELIMINARY INJUNCTION, SANCTIONS AND SPECIAL DAMAGES. Signed by Judge Edward J. Davila on 12/17/2012. (ejdlc1, COURT STAFF) (Filed on 12/17/2012) (Additional attachment(s) added on 12/17/2012: #1 Certifcate of Service) (ecg, COURT STAFF).

December 14, 2012

Filing 142 Letter from Jeff and Jane Shen Trust dated 12/12/12. (cv, COURT STAFF) (Filed on 12/14/2012)

December 14, 2012

Filing 141 Minute Entry: Status Conference (Date Filed: 12/14/2012) Motion Hearing re #116 and #132 set for 1/18/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Motion Hearing re #110 Proposed Order, filed by Mark Feathers, #109 Proposed Order, filed by Mark Feathers, #111 Proposed Order, filed by Mark Feathers, #126 MOTION to Dismiss MOTION for Sanctions filed by Mark Feathers, #112 Proposed Order, filed by Mark Feathers. set for 2/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. ***12/14/2012 Status Deadlines terminated.(Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 12/14/2012)

December 14, 2012

Set/Reset Deadlines as to #110 Proposed Order, filed by Mark Feathers, #109 Proposed Order, filed by Mark Feathers, #111 Proposed Order, filed by Mark Feathers, #126 MOTION to Dismiss MOTION for Sanctions filed by Mark Feathers, #112 Proposed Order. Responses due by 1/14/2013. Replies due by 1/28/2013. (ecg, COURT STAFF) (Filed on 12/14/2012)

December 13, 2012

Filing 140 CERTIFICATE OF SERVICE by Mark Feathers re #110 Proposed Order, #133 Opposition/Response to Motion, #132 MOTION to Stay, #138 Opposition/Response to Motion, #112 Proposed Order, #109 Proposed Order, #120 Opposition/Response to Motion, #111 Proposed Order, #126 MOTION to Dismiss MOTION for Sanctions (cv, COURT STAFF) (Filed on 12/13/2012)

December 10, 2012

Case Assigned to Magistrate Judge Paul Singh Grewal for all discovery matters. (tsh, COURT STAFF) (Filed on 12/10/2012)

December 10, 2012

Filing 139 Letter from Mark Feathers dated 12/10/12. (cv, COURT STAFF) (Filed on 12/10/2012)

December 10, 2012

Filing 138 OPPOSITION (re #134 MOTION Receiver's First Interim Fee Application ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 12/10/2012)

December 6, 2012

Filing 137 CERTIFICATE OF SERVICE by Thomas A. Seaman re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #136 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to th, #134 MOTION Receiver's First Interim Fee Application (Fates, Ted) (Filed on 12/6/2012)

December 6, 2012

Filing 136 MOTION Notice of Hearing on Interim Fee Applications for Approval and Payment of Compensation to Receiver and His Professionals re #135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver , #134 MOTION Receiver's First Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 2/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/20/2012. Replies due by 12/27/2012. (Fates, Ted) (Filed on 12/6/2012)

December 6, 2012

Filing 135 MOTION First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver filed by Thomas A. Seaman. Motion Hearing set for 2/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/20/2012. Replies due by 12/27/2012. (Attachments: #1 Exhibit A - Detailed Listing of Time Entries, #2 Proposed Order)(Fates, Ted) (Filed on 12/6/2012)

December 6, 2012

Filing 134 MOTION Receiver's First Interim Fee Application filed by Thomas A. Seaman. Motion Hearing set for 2/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/20/2012. Replies due by 12/27/2012. (Attachments: #1 Exhibit A - Detailed Listing of Time Entries, #2 Exhibit B - Charges by Timekeeper, #3 Exhibit C - Charges by Task, #4 Proposed Order)(Fates, Ted) (Filed on 12/6/2012)

December 3, 2012

Filing 133 AMENDED OPPOSITION (re #116 MOTION Administrative Relief Under Civil L.R. 7-11 For Claims Bar Date and Approval of Claims Forms ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 12/3/2012)

December 3, 2012

Filing 132 MOTION to Stay F.R.C.P. 26 through 37 pre-trial discovery proceedings through February 22, 2013. filed by Mark Feathers. Responses due by 12/17/2012. Replies due by 12/24/2012. (cv, COURT STAFF) (Filed on 12/3/2012)

November 30, 2012

Filing 131 Proposed Order re #116 MOTION Administrative Relief Under Civil L.R. 7-11 For Claims Bar Date and Approval of Claims Forms Order on Receiver's Motion For Administrative Relief Under Civil L.R. 7-11 (1) Setting Claims Bar Date; and (2) Approving Claim Forms, Certificate Of Service by Thomas A. Seaman. (Pedowitz, Loraine) (Filed on 11/30/2012)

November 28, 2012

Filing 130 STIPULATION AND ORDER Between Receiver And The Small Business Administration To Modify The Receiver's Administrative Relief Motion Re Setting A Claims Bar Date And Approving Claims Forms re #128 Stipulation. Signed by Judge Edward J. Davila on 11/28/2012. (Attachments: #1 Certificate of Service)(ecg, COURT STAFF) (Filed on 11/28/2012)

November 27, 2012

Filing 128 STIPULATION Between Receiver And The Small Business Administration To Modify The Receiver's Administrative Relief Motion Re Setting A Claims Bar Date And Approving Claims Forms, Certificate of Service filed by Thomas A. Seaman. (Pedowitz, Loraine) (Filed on 11/27/2012)

November 26, 2012

Filing 127 Letter from Mark Feathers dated 11/26/12. (cv, COURT STAFF) (Filed on 11/26/2012)

November 26, 2012

Filing 126 MOTION to Dismiss for cause, MOTION for Sanctions against Roger Boudreau for Misconduct filed by Mark Feathers. Responses due by 12/10/2012. Replies due by 12/17/2012. (cv, COURT STAFF) (Filed on 11/26/2012)

November 23, 2012

Filing 129 AMENDED REPLY to plaintiff's #118 Opposition (re #94 MOTION to dismiss receiver, #92 MOTION to Dismiss, #93 MOTION to Dismiss ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/23/2012)

November 21, 2012

Filing 125 REPLY TO #118 opposition (re #94 MOTION to dismiss receiver, #92 MOTION to Dismiss, #93 MOTION to Dismiss ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/21/2012)

November 20, 2012

Filing 124 REPLY TO #119 OPPOSITION (re #96 MOTION to Dismiss MOTION for Sanctions ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/20/2012) Modified on 11/21/2012 (cv, COURT STAFF).

November 20, 2012

Filing 123 REPLY #94 MOTION to dismiss receiver #117 RESPONSE filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/20/2012)

November 20, 2012

Filing 122 AMENDED OPPOSITION (re #116 MOTION Administrative Relief Under Civil L.R. 7-11 For Claims Bar Date and Approval of Claims Forms ) filed by Mark Feathers. (cv, COURT STAFF) (Filed on 11/20/2012)

November 20, 2012

Filing 121 Declaration of Thomas A. Seaman in Support of #116 MOTION Administrative Relief Under Civil L.R. 7-11 For Claims Bar Date and Approval of Claims Forms Certificate of Service filed byThomas A. Seaman. (Related document(s) #116 ) (Pedowitz, Loraine) (Filed on 11/20/2012) (Additional attachment(s) added on 12/29/2015: #1 Certificate of Service) (ecg, COURT STAFF).

November 19, 2012

Filing 120 OPPOSITION (re #116 MOTION Administrative Relief Under Civil L.R. 7-11 For Claims Bar Date and Approval of Claims Forms ) filed byMark Feathers. (cv, COURT STAFF) (Filed on 11/19/2012)

November 19, 2012

Filing 119 RESPONSE (re #96 MOTION to Dismiss MOTION for Sanctions ) filed bySecurities and Exchange Commission. (Hannan, Susan) (Filed on 11/19/2012)

November 19, 2012

Filing 118 RESPONSE (re #94 MOTION to dismiss receiver, #92 MOTION to Dismiss, #93 MOTION to Dismiss ) filed bySecurities and Exchange Commission. (Attachments: #1 Declaration of Susan F. Hannan in Support of Omnibus Opposition)(Hannan, Susan) (Filed on 11/19/2012)

November 19, 2012

Filing 117 RESPONSE (re #94 MOTION to dismiss receiver ) Receiver's Response to Defendant Mark Feathers' Motion to Dismiss Receiver filed byThomas A. Seaman. (Fates, Ted) (Filed on 11/19/2012)

November 19, 2012

Filing 116 MOTION Administrative Relief Under Civil L.R. 7-11 For Claims Bar Date and Approval of Claims Forms filed by Thomas A. Seaman. Responses due by 12/3/2012. Replies due by 12/10/2012. (Attachments: #1 Proposed Order)(Pedowitz, Loraine) (Filed on 11/19/2012)

November 14, 2012

Filing 115 ORDER VACATING REFERRAL TO MEDIATION. As the court finds this case presently unsuitable for referral to an ADR process, the prior order referring the case to mediation is VACATED. Signed by Judge Edward J. Davila on 11/14/2012. (ejdlc1, COURT STAFF) (Filed on 11/14/2012) (Additional attachment(s) added on 11/14/2012: #1 Certificate of Service) (ecg, COURT STAFF).

November 14, 2012

Filing 114 MEMORANDUM in Support re #113 Ex Parte Proposed Order Request for sanctions; [Proposed] request for preliminary injunction and TRO against plaintiff further postings of Fighting Words in violation of the first amendment; [Proposed] Claim for special damage filed by Mark Feathers. (Related document(s) #113 ) (cv, COURT STAFF) (Filed on 11/14/2012)

November 14, 2012

Filing 113 Ex Parte Proposed Order Request for sanctions; [Proposed] request for preliminary injunction and TRO against plaintiff further postings of Fighting Words in violation of the first amendment; [Proposed] Claim for special damages by Mark Feathers. (cv, COURT STAFF) (Filed on 11/14/2012)

November 14, 2012

Filing 112 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Mark Feathers. (cv, COURT STAFF) (Filed on 11/14/2012)

November 14, 2012

Filing 111 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Mark Feathers. (cv, COURT STAFF) (Filed on 11/14/2012)

November 14, 2012

Filing 110 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVERby Mark Feathers. (cv, COURT STAFF) (Filed on 11/14/2012)

November 14, 2012

Filing 109 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Mark Feathers. (cv, COURT STAFF) (Filed on 11/14/2012)

November 13, 2012

Filing 108 CLERKS NOTICE Continuing Motion Hearing. Set/Reset Deadlines as to #94 MOTION to dismiss receiver, #96 MOTION to Dismiss MOTION for Sanctions, #93 MOTION to Dismiss, #92 MOTION to Dismiss. Motion Hearing set for 2/22/2013 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 11/13/2012)

November 13, 2012

Filing 107 ORDER denying #100 Motion for Permission for Electronic Case Filing. Signed by Judge Edward J. Davila on 11/13/2012. (ejdlc1, COURT STAFF) (Filed on 11/13/2012) (Additional attachment(s) added on 11/13/2012: #1 Certificate of Service) (ecg, COURT STAFF).

November 13, 2012

Filing 106 ORDER RE: DEFENDANT MARK FEATHERS PENDING MOTIONS. All ex parte relief requested in Defendants eight pending motions is DENIED. The court instructs the clerk to schedule #92 , #93 , #94 , #96 the motions under Federal Rule of Civil Procedure 12 for hearing on the next available civil motion calendar. Briefing on those motions shall occur according to the deadlines provided by Civil Local Rule 7. Defendant may re-file #102 , #103 , #104 , #105 the remaining four motions as regularly noticed motions pursuant to Civil Local Rule 7-2. Signed by Judge Edward J. Davila on 11/13/2012. (ejdlc1, COURT STAFF) (Filed on 11/13/2012) (Additional attachment(s) added on 11/13/2012: #1 Certificate of Service) (ecg, COURT STAFF).

November 13, 2012

Filing 105 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Mark Feathers. (cv, COURT STAFF) (Filed on 11/13/2012)

November 13, 2012

Filing 104 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Mark Feathers. (cv, COURT STAFF) (Filed on 11/13/2012)

November 13, 2012

Filing 103 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Mark Feathers. (cv, COURT STAFF) (Filed on 11/13/2012)

November 9, 2012

Filing 102 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTING; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Mark Feathers. (cv, COURT STAFF) (Filed on 11/9/2012) (cv, COURT STAFF).

November 8, 2012

Filing 101 CERTIFICATE OF SERVICE by Mark Feathers re #98 Order on Motion to Withdraw as Attorney, (Fickes, Mark) (Filed on 11/8/2012)

November 7, 2012

Filing 100 MOTION permission for electronic case filing filed by Mark Feathers. Responses due by 11/21/2012. Replies due by 11/28/2012. (Attachments: #1 Proposed Order)(cv, COURT STAFF) (Filed on 11/7/2012)

November 6, 2012

Filing 99 ORDER APPROVING RECEIVER'S THIRD INTERIM REPORT AND PETITION FOR INSTRUCTIONS. Signed by Judge Edward J. Davila on 11/6/2012. (ejdlc1, COURT STAFF) (Filed on 11/6/2012)

November 6, 2012

Filing 98 ORDER granting #87 Motion to Withdraw as Attorney. BraunHagey shall remain as counsel of record for thirty (30) days from the date of this Order solely for the purposes of receiving and providing legal documents to Feathers unless other attorneys appear prior to the expiration of that period. The court also schedules this action for a Status Conference on 12/14/2012 at 10:00 a.m. Signed by Judge Edward J. Davila on 11/6/2012. (ejdlc1, COURT STAFF) (Filed on 11/6/2012)

November 6, 2012

Filing 97 CLERKS NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (cv, COURT STAFF) (Filed on 11/6/2012)

November 6, 2012

Filing 96 MOTION to Dismiss pursuant to Rule 12(b) (6), MOTION for Sanctions filed by Mark Feathers. Responses due by 11/20/2012. Replies due by 11/27/2012. (cv, COURT STAFF) (Filed on 11/6/2012) Modified on 11/6/2012 (cv, COURT STAFF). (cv, COURT STAFF).

November 6, 2012

Filing 95 CLERKS NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (cv, COURT STAFF) (Filed on 11/6/2012)

November 6, 2012

Set Deadlines/Hearings re #98 Order: Status Conference set for 12/14/2012 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 11/6/2012)

November 5, 2012

Filing 94 MOTION to dismiss receiver filed by Mark Feathers. Responses due by 11/19/2012. Replies due by 11/26/2012. (cv, COURT STAFF) (Filed on 11/5/2012) (cv, COURT STAFF).

November 5, 2012

Filing 93 MOTION to Dismiss pursuant to Rule 12(b) filed by Mark Feathers. Responses due by 11/19/2012. Replies due by 11/26/2012. (cv, COURT STAFF) (Filed on 11/5/2012) (cv, COURT STAFF).

November 5, 2012

Filing 92 MOTION to Dismiss pursuant to F.R.C.P. 12(b)2,3,4,5,6 filed by Mark Feathers. Responses due by 11/19/2012. Replies due by 11/26/2012. (cv, COURT STAFF) (Filed on 11/5/2012) (cv, COURT STAFF).

November 2, 2012

Filing 91 Statement of Non-Opposition re #87 MOTION to Withdraw as Attorney of Record filed bySecurities and Exchange Commission. (Related document(s) #87 ) (Hannan, Susan) (Filed on 11/2/2012)

October 24, 2012

Filing 90 Proposed Order re #87 MOTION to Withdraw as Attorney by Mark Feathers. (Fickes, Mark) (Filed on 10/24/2012)

October 24, 2012

Filing 89 Declaration of Mark Feathers in Support of #87 MOTION to Withdraw as Attorney filed byMark Feathers. (Related document(s) #87 ) (Fickes, Mark) (Filed on 10/24/2012)

October 24, 2012

Filing 88 Declaration of Mark P. Fickes in Support of #87 MOTION to Withdraw as Attorney filed byMark Feathers. (Related document(s) #87 ) (Fickes, Mark) (Filed on 10/24/2012)

October 24, 2012

Filing 87 MOTION to Withdraw as Attorney filed by Mark Feathers. Responses due by 11/7/2012. Replies due by 11/14/2012. (Fickes, Mark) (Filed on 10/24/2012)

October 24, 2012

Filing 86 CLERKS NOTICE RE DEFICIENCY of #82 Ex Parte Application (cv, COURT STAFF) (Filed on 10/24/2012)

October 24, 2012

Filing 85 Proposed Order re #82 Ex Parte Application To Withdraw As Counsel Of Record by Mark Feathers. (Fickes, Mark) (Filed on 10/24/2012)

October 24, 2012

Filing 84 Declaration of Mark P. Fickes in Support of #82 Ex Parte Application To Withdraw As Counsel Of Record filed byMark Feathers. (Related document(s) #82 ) (Fickes, Mark) (Filed on 10/24/2012)

October 24, 2012

Filing 83 Declaration of Mark Feathers in Support of #82 Ex Parte Application To Withdraw As Counsel Of Record filed byMark Feathers. (Related document(s) #82 ) (Fickes, Mark) (Filed on 10/24/2012)

October 24, 2012

Filing 82 *** CLERKS NOTICE RE DEFICIENCY *** Ex Parte Application To Withdraw As Counsel Of Record filed by Mark Feathers. (Fickes, Mark) (Filed on 10/24/2012) Modified on 10/24/2012 (cv, COURT STAFF).

October 23, 2012

Filing 81 ADR Clerks Notice Appointing Ruth V. Glick as Mediator. (af, COURT STAFF) (Filed on 10/23/2012)

October 17, 2012

Filing 80 ORDER GRANTING #78 PARTIALLY MODIFYING PRELIMINARY INJUNCTION (Correction of #79 . Signed by Judge Edward J. Davila on 10/17/2012. (ecg, COURT STAFF) (Filed on 10/17/2012)

October 17, 2012

Filing 79 *** FILED IN ERROR. PLEASE SEE #80 *** Order Granting #78 Stipulation and Order Partially Modifying Preliminary Injunction. Signed by Hon. Edward J. Davila on 10/17/2012.(ecg, COURT STAFF) (Filed on 10/17/2012) Modified text on 10/17/2012 (ecg, COURT STAFF).

October 16, 2012

Filing 78 STIPULATION WITH PROPOSED ORDER Modifying Preliminary Injunction filed by Mark Feathers. (Fickes, Mark) (Filed on 10/16/2012)

October 12, 2012

Filing 77 STATUS REPORT Receiver's Third Interim Report and Petition for Instructions by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 10/12/2012)

October 10, 2012

ADR Remark: The ADR Phone Conference scheduled for 10/10/12 has been taken off calendar. (sgd, COURT STAFF) (Filed on 10/10/2012)

October 9, 2012

Filing 76 CASE MANAGEMENT ORDER. Based on the parties' Case Management Statements and proposed schedules, the court has determined an appearance is unnecessary at this time. Accordingly, the 10/12/2012 Case Management Conference is VACATED and the parties are ordered to comply with the following schedule: The deadline for joinder of any additional parties, or other amendments to the pleadings, is sixty (60) days after entry of this order. The parties are referred to mediation pursuant to the Stipulation and Order filed concurrently herewith. The parties shall contact the ADR unit within ten (10) days after the pleadings are set. Fact Discovery cutoff 3/1/2013. Last Date for Filing Dispositive Motions due by 5/10/2013. Expert Discovery cutoff 5/3/2013. Preliminary Pretrial Conference Statement due by 4/3/2013. Preliminary Pretrial Conference set for 4/12/2013 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Please see Order for further specifics. Signed by Judge Edward J. Davila on 10/9/2012. (ecg, COURT STAFF) (Filed on 10/9/2012)

October 5, 2012

Filing 75 Order Granting #73 Motion to Appear by Telephone as to Counsel for the Receiver. Signed by Hon. Edward J. Davila on 10/5/2012.(ecg, COURT STAFF) (Filed on 10/5/2012)

October 5, 2012

Filing 74 JOINT CASE MANAGEMENT STATEMENT filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 10/5/2012)

October 4, 2012

Filing 73 MOTION to Appear by Telephone at Case Management Conference filed by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 10/4/2012)

October 4, 2012

Filing 72 Certificate of Interested Entities by Mark Feathers (Fickes, Mark) (Filed on 10/4/2012)

September 26, 2012

Filing 71 ADR Clerk Notice Setting ADR Phone Conference on 10/10/12 at 10:30 a.m. Pacific. Please note that you must be logged into an ECF account of counsel of record in order to view this document. (sgd, COURT STAFF) (Filed on 9/26/2012)

September 26, 2012

Filing 70 ORDER denying request for legal expenses. Signed by Judge Edward J. Davila on 9/26/2012. (ejdlc1, COURT STAFF) (Filed on 9/26/2012)

September 24, 2012

Filing 69 ORDER denying #64 Ex Parte Application to Continue Case Management Conference. Signed by Judge Edward J. Davila on 9/24/2012. (ejdlc1, COURT STAFF) (Filed on 9/24/2012)

September 21, 2012

Filing 68 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Bulgozdy, John) (Filed on 9/21/2012)

September 21, 2012

Filing 67 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Fickes, Mark) (Filed on 9/21/2012)

September 21, 2012

Filing 66 NOTICE of need for ADR Phone Conference (ADR L.R. 3-5 d) (Fickes, Mark) (Filed on 9/21/2012)

September 17, 2012

Filing 65 RESPONSE (re #64 Ex Parte Application to Continue Case Management Conference ) filed bySecurities and Exchange Commission. (Bulgozdy, John) (Filed on 9/17/2012)

September 14, 2012

Filing 64 Ex Parte Application to Continue Case Management Conference filed by Mark Feathers. (Attachments: #1 Declaration, #2 Proposed Order)(Fickes, Mark) (Filed on 9/14/2012)

August 28, 2012

Filing 63 ORDER granting #58 Ex Parte Application for Administrative Relief Under Civil L.R. 7-11. Signed by Judge Edward J. Davila on 8/28/2012. (ejdlc1, COURT STAFF) (Filed on 8/28/2012)

August 28, 2012

Filing 62 Notice of Withdrawal of Motion Notice of Withdrawal of Receivers Ex Parte Application for Authority to Complete Pooling Transactions for Two Existing Loans (Fates, Ted) (Filed on 8/28/2012)

August 27, 2012

Filing 61 Declaration of Grady Hedgespeth in Support of #60 Opposition/Response to Motion filed byU.S. Small Business Administration. (Related document(s) #60 ) (Adams, Eric) (Filed on 8/27/2012)

August 27, 2012

Filing 60 RESPONSE (re #57 Ex Parte Application for Authority to Complete Pooling Transactions for Two Existing Loans ) Opposition filed byU.S. Small Business Administration. (Adams, Eric) (Filed on 8/27/2012)

August 24, 2012

Filing 59 ANSWER to Complaint with Jury Demand byMark Feathers. (Fickes, Mark) (Filed on 8/24/2012)

August 22, 2012

Filing 58 Ex Parte Application for Administrative Relief Under Civil L.R. 7-11: (1) Granting Relief from Civil L.R. 66-5 Requirement to File List of Creditors; (2) Limiting Notice Required Under Civil L.R. 66-6; and (3) Granting Permission to Release Investor Funds Received Shortly After Entry of the TRO filed by Thomas A. Seaman. (Attachments: #1 Stipulation, #2 Proposed Order)(Fates, Ted) (Filed on 8/22/2012) Modified on 8/22/2012 (cv, COURT STAFF).

August 21, 2012

Filing 57 Ex Parte Application for Authority to Complete Pooling Transactions for Two Existing Loans filed by Thomas A. Seaman. (Attachments: #1 Declaration of Thomas A. Seaman, #2 Proposed Order, #3 Certificate/Proof of Service)(Fates, Ted) (Filed on 8/21/2012)

August 17, 2012

Filing 56 Declaration of Mark P. Fickes In Support Of Reply Letter Brief filed byMark Feathers. (Fickes, Mark) (Filed on 8/17/2012)

August 17, 2012

Filing 55 Letter from Mark Fickes Reply Letter Brief In Support Of Request For Attroney's Fees. (Fickes, Mark) (Filed on 8/17/2012)

August 10, 2012

Filing 54 Letter Brief in Response to Letter from Mark P. Fickes Concerning Attorney's Fees filed byThomas A. Seaman. (Fates, Ted) (Filed on 8/10/2012)

August 10, 2012

Filing 53 STATUS REPORT Receiver's Second Interim Report and Petition for Instructions by Thomas A. Seaman. (Attachments: #1 Proposed Order)(Fates, Ted) (Filed on 8/10/2012)

August 10, 2012

Filing 52 Declaration of John B. Bulgozdy in Support of #51 Letter Brief filed bySecurities and Exchange Commission. (Related document(s) #51 ) (Bulgozdy, John) (Filed on 8/10/2012)

August 10, 2012

Filing 51 Letter Brief in Opposition to Docket Entry #48 filed by Securities and Exchange Commission. (Bulgozdy, John) (Filed on 8/10/2012) Modified on 8/13/2012 (cv, COURT STAFF).

August 8, 2012

Filing 50 NOTICE by Securities and Exchange Commission of Service re: documents given by the court and of Supplementary Materials (Bulgozdy, John) (Filed on 8/8/2012) Modified on 8/8/2012 (cv, COURT STAFF).

August 3, 2012

Filing 49 Declaration of Mark P. Fickes in Support of #48 Letter Brief Concerning Attorney's Fees filed byMark Feathers. (Related document(s) #48 ) (Fickes, Mark) (Filed on 8/3/2012)

August 3, 2012

Filing 48 Letter from Mark P. Fickes Letter Brief Concerning Attorney's Fees. (Fickes, Mark) (Filed on 8/3/2012)

July 27, 2012

Filing 47 Minute Entry: Telephone Conference (Date Filed: 7/27/2012). The Court set the following briefing schedule: Defendants' opening brief due by 8/3/2012. Plaintiff Response/Opposition due by 8/10/2012. Defendants' Reply due by 8/17/2012. Defendants' response to complaint extended to 8/24/2102.(Court Reporter Lee-Anne Shortridge.) (ecg, COURT STAFF) (Date Filed: 7/27/2012)

July 27, 2012

Filing 46 ORDER by Hon. Edward J. Davila granting #44 Stipulation. (ejdlc3, COURT STAFF) (Filed on 7/27/2012)

July 26, 2012

Filing 45 CLERKS NOTICE SETTING TELEPHONIC CONFERENCE. Counsel is permitted to appear by telephone. Counsel shall contact CourtCall to arrange for a telephonic appearance. Telephonic Conference set for 7/27/2012 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. This is a text only docket entry, there is no document associated with this notice. (ecg, COURT STAFF) (Filed on 7/26/2012)

July 26, 2012

Filing 44 STIPULATION WITH PROPOSED ORDER Partially Modifying Preliminary Injunction filed by Mark Feathers. (Fickes, Mark) (Filed on 7/26/2012)

July 18, 2012

Filing 42 DOCUMENT E-FILED UNDER SEAL re #41 Order on Administrative Motion to File Under Seal Declaration of Mark Feathers by Mark Feathers. (Fickes, Mark) (Filed on 7/18/2012)

July 18, 2012

Filing 41 Order Granting #38 Administrative Motion to File Under Seal. Signed by Hon. Edward J. Davila on 7/18/2012.(ecg, COURT STAFF) (Filed on 7/18/2012)

July 18, 2012

Filing 40 Order Granting #37 Stipulation Extending Defendant Mark Feathers's Time to Answer or File Responsive Pleading to the Complaint. The Court has considered the stipulation of the SEC and Mr. Feathers and finds good cause to order that the deadline for Mr. Feathers to answer or file a responsive pleading to the complaint is extended up to and including August 16, 2012. Signed by Hon. Edward J. Davila on 7/18/2012.(ecg, COURT STAFF) (Filed on 7/18/2012)

July 17, 2012

Filing 43 Letter from Syd and Joyce Rainerid dated 7/12/12. (cv, COURT STAFF) (Filed on 7/17/2012)

July 16, 2012

Filing 39 CERTIFICATE OF SERVICE by Mark Feathers re #38 Administrative Motion to File Under Seal (Fickes, Mark) (Filed on 7/16/2012)

July 16, 2012

Filing 38 Administrative Motion to File Under Seal filed by Mark Feathers. (Attachments: #1 Declaration, #2 Proposed Order)(Fickes, Mark) (Filed on 7/16/2012)

July 13, 2012

Filing 37 STIPULATION WITH PROPOSED ORDER Extending Defendant Mark Feathers's Time to Answer or File Responsive Pleading to the Complaint filed by Mark Feathers. (Fickes, Mark) (Filed on 7/13/2012)

July 10, 2012

Filing 36 ORDER by Hon. Edward J. Davila granting #31 Motion to Authorize Receiver to Engage Counsel. (ejdlc3, COURT STAFF) (Filed on 7/10/2012)

July 10, 2012

Filing 35 Minute Entry: Preliminary Injunction Hearing held on 7/10/2012 before Edward J. Davila (Date Filed: 7/10/2012), Motion Hearing held on 7/10/2012 before Edward J. Davila (Date Filed: 7/10/2012) re #31 MOTION RECEIVERS APPLICATION TO EMPLOY ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS, LLP AS HIS GENERAL COUNSEL filed by Thomas A. Seaman. The Court to issue further Order on the Preliminary Injunction and Receiver's Application to Appoint General Counsel. The receiver shall file his next status report on August 10, 2012. (Court Reporter Lee-Anne Shortridge.) (ecg, COURT STAFF) (Date Filed: 7/10/2012)

July 10, 2012

Filing 34 PRELIMINARY INJUNCTION AND ORDER APPOINTING PERMANENT RECEIVER re #29 Consent and Stipulation. Signed by Hon. Edward J. Davila on 7/10/12 at 12:10pm. (ejdlc3, COURT STAFF) (Filed on 7/10/2012)

July 9, 2012

Filing 33 NOTICE of Appearance by Matthew Brooks Borden (Borden, Matthew) (Filed on 7/9/2012)

July 9, 2012

Filing 32 NOTICE of Appearance by Mark Philip Fickes (Fickes, Mark) (Filed on 7/9/2012)

July 9, 2012

Filing 31 MOTION RECEIVERS APPLICATION TO EMPLOY ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS, LLP AS HIS GENERAL COUNSEL filed by Thomas A. Seaman. Motion Hearing set for 7/10/2012 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/10/2012. Replies due by 7/10/2012. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 7/9/2012)

July 9, 2012

Filing 30 RECEIVER'S FIRST STATUS REPORT AND INVENTORY by Thomas A. Seaman. (Attachments: #1 Proposed Order, #2 Certificate/Proof of Service)(Fates, Ted) (Filed on 7/9/2012) Modified on 7/9/2012 (cv, COURT STAFF).

July 3, 2012

Filing 29 CONSENT and Stipulation to Entry of Preliminary Injunction and Orders: (1) Freezing Assets; (2) Prohibiting the Destruction of Documents; (3) Requiring Accountings; and (4) Appointing a Permanent Receiver filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Bulgozdy, John) (Filed on 7/3/2012) Modified text on 7/5/2012, to conform with document posted by counsel.) (cv, COURT STAFF).

July 3, 2012

Filing 28 CERTIFICATE OF SERVICE by Thomas A. Seaman re #10 Proposed Order, #18 Proposed Order, #7 Memorandum in Support, #3 Proposed Order, #12 ADR Scheduling Order, #8 Declaration in Support, #9 Declaration in Support, #4 Order on Motion to Seal Case, Upon Mark Feathers, Small Business Capital Corp, IPF, LLC and SBC Portfolio, LLC (Zaro, David) (Filed on 7/3/2012)

July 3, 2012

Filing 27 CERTIFICATE OF SERVICE by Thomas A. Seaman re #1 Complaint, #11 Summons Issued upon Mark Feathers (Zaro, David) (Filed on 7/3/2012)

July 3, 2012

Filing 25 EXHIBITS 1 and 2 re #23 the Redacted Supplemental Declaration of John B. Bulgozdy in Support of Plaintiff Securities and Exchange Commission's Ex Parte Application for a Temporary Restraining Order and Orders: (1) Freezing Assets; (2) Prohibiting the Destruction of Documents; (3) Granting Expedited Discovery; (4) Requiring Accountings; and (5) Appointing a Temporary Receiver; and an Order to Show Cause re Preliminary Injunction and Appointment of Permanent Receiver filed by Securities and Exchange Commission. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)(Related document(s) #23 ) (Bulgozdy, John) (Filed on 7/3/2012) Modified text on 7/5/2012 (cv, COURT STAFF).

July 2, 2012

Filing 26 Minute Entry: Telephone Conference (Date Filed: 7/2/2012). The Court maintains the Preliminary Injunction hearing for July 10, 2012 at 10:00 AM as previously scheduled. All parties are requested to appear in person, unless otherwise approved by the Court for appearance by telephone. Please see the Court's Scheduling Notes for further information on telephone appearances. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 7/2/2012)

July 2, 2012

Filing 24 CLERKS NOTICE re: Failure to E-File Documents #1 through #10 and/or Failure to Register as an E-Filer (cv, COURT STAFF) (Filed on 7/2/2012)

July 2, 2012

Filing 23 Declaration of John B. Bulgozdy in Support of #7 Memorandum in Support, (Redacted Supplemental Declaration) filed bySecurities and Exchange Commission. (Related document(s) #7 ) (Bulgozdy, John) (Filed on 7/2/2012)

June 28, 2012

Filing 22 Minute Entry: Telephone Conference (Date Filed: 6/28/2012). The Court heard a morning (10 mins) and afternoon status conference (20 mins). The Court set a further status hearing on July 2, 2012 at 3:00 PM (Pacific Time). (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 6/28/2012)

June 27, 2012

Filing 21 Minute Entry: Telephone Conference (Date Filed: 6/27/2012). Telephone Conference set for 6/28/2012 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Court Reporter Summer Fisher.) (ecg, COURT STAFF) (Date Filed: 6/27/2012)

June 27, 2012

Filing 20 ORDER by Hon. Edward J. Davila granting #17 Ex Parte Application to Seal. (ejdlc3S, COURT STAFF) (Filed on 6/27/2012)

June 27, 2012

Filing 19 NOTICE of Service for TRO and Orders (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTINGS; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER served on all affected financial institutions with the TRO on 6/27/12, and The Commission REQUESTS that the Clerk of the Court UNSEAL the file, pursuant to the terms of the Seal Order. filed by Securities and Exchange Commission. (cvS, COURT STAFF) (Filed on 6/27/2012) (cv, COURT STAFF).

June 27, 2012

Filing 18 Proposed Order re #17 Ex Parte Application re #15 SUPPLEMENTAL DECLARATION OF JOHN B. BULGOZDY by Securities and Exchange Commission. (cvS, COURT STAFF) (Filed on 6/27/2012) (cv, COURT STAFF).

June 27, 2012

Filing 17 Ex Parte Application re #15 SUPPLEMENTAL DECLARATION OF JOHN B. BULGOZDY in Support and to file REDACTED supplemental declaration. filed by Securities and Exchange Commission. (cvS, COURT STAFF) (Filed on 6/27/2012) (cv, COURT STAFF).

June 26, 2012

Filing 16 TEMPORARY RESTRAINING ORDER and ORDER TO SHOW CAUSE re Preliminary Injunction. Signed by Judge Edward J. Davila at 3:20 PM on 6/26/12. (ejdlc3S, COURT STAFF) (Filed on 6/26/2012)

June 26, 2012

Filing 15 SUPPLEMENTAL DECLARATION OF JOHN B. BULGOZDY IN SUPPORT OF PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S EX PARTE APPLICATION FOR A TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTINGS; AND (5) APPOINTING A TEMPORARY RECEIVER; AND AN ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF PERMANENT RECEIVER in Support of #14 Proposed Order filed by Securities and Exchange Commission. (Exhibit 1: May 31, 2012 letter, Exhibit 2: May 14, 2012 Feathers transcript) (ecgS, COURT STAFF) (Filed on 6/26/2012) Modified text on 6/26/2012 (ecgS, COURT STAFF). (cv, COURT STAFF).

June 26, 2012

Filing 14 [PROPOSED] AMENDED TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTINGS; AND (5) APPOINTING A TEMPORARY RECEIVER; AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Securities and Exchange Commission. (ecgS, COURT STAFF) (Filed on 6/26/2012) (cv, COURT STAFF).

June 26, 2012

Filing 13 Minute Entry: Telephone Conference (Date Filed: 6/26/2012). Plaintiff counsel to file an amended proposed temporary restraining order and supplemental exhibits asrequested by the Court. The Court to issue further Order on the Temporary Restraining Order. (Court Reporter Jaime Hopp.) (ecgS, COURT STAFF) (Date Filed: 6/26/2012)

June 26, 2012

*** Set/Reset Hearings re re #16 Order: Preliminary Injunction Hearing set for 7/10/2012 10:00 AM in Courtroom 4, 5th Floor, San Jose, before Hon. Edward J. Davila. (ecgS, COURT STAFF) (Filed on 6/26/2012)

June 25, 2012

CASE DESIGNATED for Electronic Filing. (cvS, COURT STAFF) (Filed on 6/25/2012)

June 22, 2012

Filing 12 ADR SCHEDULING ORDER: Case Management Statement due by 10/5/2012. Case Management Conference set for 10/12/2012 10:00 AM in Courtroom 3, 5th Floor, San Jose. (Attachments: #1 Standing Order, #2 Standing Order)(cvS, COURT STAFF) (Filed on 6/22/2012)

June 21, 2012

Filing 11 Summons Issued as to Mark Feathers, Investors Prime Fund, LLC, SBC Portfolio Fund, LLC, Small Business Capitol Corp.,. (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF).

June 21, 2012

Filing 10 Proposed Order re #5 MOTION for Temporary Restraining Order MOTION for Order to Show Cause, #6 MOTION to Appoint Receiver by Securities and Exchange Commission. (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF).

June 21, 2012

Filing 9 Declaration of Susan F. Hannan in Support of #5 MOTION for Temporary Restraining Order MOTION for Order to Show Cause, #6 MOTION to Appoint Receiver filed by Securities and Exchange Commission. (Related document(s) #5 , #6 ) (cvS, COURT STAFF) (Filed on 6/21/2012) (Additional attachment(s) added on 7/10/2012: #1 Exhibit 2 and 3) (cv, COURT STAFF). (Additional attachment(s) added on 7/10/2012: #2 Exhibit 3 and 4, #3 Exhibit 5 and 6) (cv, COURT STAFF). (Additional attachment(s) added on 7/10/2012: #4 Exhibit 7, 8, 9) (cv, COURT STAFF). (Additional attachment(s) added on 7/10/2012: #5 Exhibit 10 and 11, #6 Exhibit 12 and 13) (cv, COURT STAFF). (Additional attachment(s) added on 7/10/2012: #7 Exhibit 14 - 20, #8 Exhibit 21, #9 Exhibit 29) (cv, COURT STAFF).

June 21, 2012

Filing 8 Declaration of Roger D. Boudreau in Support of #5 MOTION for Temporary Restraining Order MOTION for Order to Show Cause, #6 MOTION to Appoint Receiver filed by Securities and Exchange Commission. (Related document(s) #5 , #6 ) (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF). (Additional attachment(s) added on 7/5/2012: #1 Exhibit EXHIBITS 7 THRU 15) (cv, COURT STAFF). (Additional attachment(s) added on 7/6/2012: #2 Exhibit) (cv, COURT STAFF). (Additional attachment(s) added on 7/6/2012: #3 Exhibit, #4 Exhibit) (cv, COURT STAFF).

June 21, 2012

Filing 7 MEMORANDUM in Support re #5 MOTION for Temporary Restraining Order MOTION for Order to Show Cause, #6 MOTION to Appoint Receiver filed by Securities and Exchange Commission. (Related document(s) #5 , #6 ) (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF).

June 21, 2012

Filing 6 RECOMMENDATION by plaintiff Securities and Exchange Commission that Thomas A. Seaman be appointed receiver. Responses due by 7/5/2012. Replies due by 7/12/2012. (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF). (Additional attachment(s) added on 3/15/2013: #1 Exhibit 1) related document #4 ORDER (cv, COURT STAFF). Modified text on 3/15/2013, to conform with document posted by counsel. (cv, COURT STAFF).

June 21, 2012

Filing 5 MOTION for Temporary Restraining Order, MOTION for Order to Show Cause filed by Securities and Exchange Commission. Responses due by 7/5/2012. Replies due by 7/12/2012. (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF).

June 21, 2012

Filing 4 ORDER by Judge Edward J. Davila temporarily granting #2 Motion to Seal Case until the asset freeze sought as part of the TRO Application has been served on all affected financial institutions or 6/28/12 at 4:00pm No further order of the Court shall be necessary for the clerk of Court to unseal the file. (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF).

June 21, 2012

Filing 3 Proposed Order re #2 MOTION to Seal Case by Securities and Exchange Commission. (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF).

June 21, 2012

Filing 2 MOTION to Seal Case until asset freeze is served on or before 6/28/12 filed by Securities and Exchange Commission. (cvS, COURT STAFF) (Filed on 6/21/2012) (cv, COURT STAFF).

June 21, 2012

Filing 1 COMPLAINT - FEDERAL SECURITIES LAWS (fee waived) summons issued against Mark Feathers, Investors Prime Fund, LLC, SBC Portfolio Fund, LLC, Small Business Capital Corp.,. Filed by Securities and Exchange Commission. (cvS, COURT STAFF) (Filed on 6/21/2012) Modified on 6/27/2012 (cv, COURT STAFF). (cv, COURT STAFF). (Additional attachment(s) added on 7/5/2012: #1 Civil Cover Sheet) (cv, COURT STAFF).

Search for this case: Securities and Exchange Commission v. Small Business Capital Corp. et al
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Plaintiff: Securities and Exchange Commission
Represented By:	Lynn Marie Dean
Represented By:	John Brian Bulgozdy
Represented By:	Susan Frances Hannan
Represented By:	John M. McCoy, III
Represented By:	Michele Wein Layne
Represented By:	Carol Elizabeth Schultze
Represented By:	John W. Berry
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Defendant: SBC Portfolio Fund, LLC
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Defendant: Small Business Capital Corp.,
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Defendant: Investors Prime Fund, LLC
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Defendant: USA
Represented By:	James A. Scharf
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Defendant: California Business Bank
Represented By:	James Benton Wright
Represented By:	Kalley Rae Aman
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Defendant: Mark Feathers
Represented By:	Matthew Brooks Borden
Represented By:	Mark Philip Fickes
Represented By:	Rita Belle Bosworth
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Interested party: Natalie Feathers
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Interested party: U.S. Small Business Administration
Represented By:	Eric James Adams
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Claimant: BusinessUS, LLC
Represented By:	David Edward Fink
Represented By:	Martin Teckler
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Receiver: Thomas A. Seaman
Represented By:	David Robert Zaro
Represented By:	Ted Fates
Represented By:	Francis Norman Scollan
Represented By:	Kim Anh Bui
Represented By:	Patrick Edward Breen
Represented By:	Loraine L. Pedowitz
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Not classified by court: Stephen D. Pahl
Represented By:	Stephen Donald Pahl
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