LPL Financial, LLC et al v. Briley et al

Justia Dockets & Filings Ninth Circuit California Northern District LPL Financial, LLC et al v. Briley et al

LPL Financial, LLC et al v. Briley et al

Plaintiff:	LPL Financial, LLC and William Hastie
Defendant:	Hayashi & Wayland Accountin and Consulting, LLP, Warren Wayland, Hayashi & Wayland Retirement Plan Services, Steve Shearn, Hayashi & Wayland Administrative and Insurance Services, Michael T Briley, Hayashi & Wayland Investment Services, LLC and Leigh Jeter
Case Number:	5:2013cv01207
Filed:	March 19, 2013
Court:	US District Court for the Northern District of California
Office:	San Jose Office
County:	Monterey
Presiding Judge:	Howard R. Lloyd
Nature of Suit:	Fraud or Truth-In-Lending
Cause of Action:	28 U.S.C. § 1332 Diversity-Fraud
Jury Demanded By:	Defendant

Follow case documents by RSS

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed	Document Text
October 16, 2013	Filing 19 STIPULATION AND ORDER REMANDING CASE re 18 STIPULATION WITH PROPOSED ORDER Stipulation with Proposed Order to Remand filed by William Hastie, LPL Financial, LLC. Signed by Magistrate Judge Howard R. Lloyd on 10/16/2013. (hrllc1, COURT STAFF) (Filed on 10/16/2013)
October 8, 2013	Filing 16 STIPULATION AND ORDER 15 for filing of Second Amended Complaint filed by LPL Financial, LLC. Signed by Magistrate Judge Howard R. Lloyd on 10/8/13. (hrllc1, COURT STAFF) (Filed on 10/8/2013)
June 5, 2013	Filing 9 STIPULATION AND ORDER selecting Private ADR. Signed by Magistrate Judge Howard R. Lloyd on June 5, 2013. (hrllc1, COURT STAFF) (Filed on 6/5/2013)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Northern District Court's Electronic Court Filings (ECF) System

Search for this case: LPL Financial, LLC et al v. Briley et al
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Hayashi & Wayland Accountin and Consulting, LLP
Represented By:	Farley Jay Neuman
Represented By:	James Forrest Hetherington
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Warren Wayland
Represented By:	Farley Jay Neuman
Represented By:	James Forrest Hetherington
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Hayashi & Wayland Retirement Plan Services
Represented By:	Farley Jay Neuman
Represented By:	James Forrest Hetherington
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Steve Shearn
Represented By:	Farley Jay Neuman
Represented By:	James Forrest Hetherington
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Hayashi & Wayland Administrative and Insurance Services
Represented By:	James Forrest Hetherington
Represented By:	Farley Jay Neuman
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Michael T Briley
Represented By:	Farley Jay Neuman
Represented By:	James Forrest Hetherington
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Hayashi & Wayland Investment Services, LLC
Represented By:	James Forrest Hetherington
Represented By:	Farley Jay Neuman
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Leigh Jeter
Represented By:	James Forrest Hetherington
Represented By:	Farley Jay Neuman
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: LPL Financial, LLC
Represented By:	David Samuel Markun
Represented By:	Jon R. Giffen
Represented By:	Jeffrey Karl Compton
Represented By:	Daria Dub Carlson
Represented By:	Gregory Eugene Bullard
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: William Hastie
Represented By:	David Samuel Markun
Represented By:	Jon R. Giffen
Represented By:	Jeffrey Karl Compton
Represented By:	Daria Dub Carlson
Represented By:	Gregory Eugene Bullard
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?