City of Sunrise Firefighters' Pension Fund v. Oracle Corporation et al
| City of Sunrise Firefighters' Pension Fund and Union Asset Management Holding AG |
| Safra A. Catz, Steve Miranda, Lawrence J. Ellison, Ken Bond, Mark Hurd, Thomas Kurian and Oracle Corporation |
| 5:2018cv04844 |
| August 10, 2018 |
| US District Court for the Northern District of California |
| San Jose Office |
| XX US, Outside State |
| Virginia K DeMarchi |
| Virginia K DeMarchi |
| Beth Labson Freeman |
| Securities/Commodities |
| 15 U.S.C. § 78 |
| Plaintiff |
Docket Report
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This docket was last retrieved on May 9, 2022. A more recent docket listing may be available from PACER.
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Filing 49
REPLY (re #44 MOTION to Dismiss Defendants' Notice of Motion and Motion to Dismiss Consolidated Class Action Complaint; Memorandum of Points and Authorities in Support ) Defendants' Reply Brief in Support of Motion to Dismiss filed byKen Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation. (Eth, Jordan) (Filed on 6/21/2019)
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Filing 48
OPPOSITION/RESPONSE (re #44 MOTION to Dismiss Defendants' Notice of Motion and Motion to Dismiss Consolidated Class Action Complaint; Memorandum of Points and Authorities in Support ) filed byUnion Asset Management Holding AG. (Rizio-Hamilton, John) (Filed on 5/31/2019)
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Filing 47
ORDER RELATING CASES. Signed by Judge Beth Labson Freeman on 4/25/2019. (blflc3S, COURT STAFF) (Filed on 4/25/2019)
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Filing 46
Certificate of Interested Entities by Ken Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation Defendants' Corporate Disclosure Statement and Certification of Interested Entities or Persons (Eth, Jordan) (Filed on 4/19/2019)
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Filing 45
Declaration of Robert W. May in Support of #44 MOTION to Dismiss Defendants' Notice of Motion and Motion to Dismiss Consolidated Class Action Complaint; Memorandum of Points and Authorities in Support filed byKen Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21)(Related document(s) #44 ) (Eth, Jordan) (Filed on 4/19/2019)
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Filing 44
MOTION to Dismiss Defendants' Notice of Motion and Motion to Dismiss Consolidated Class Action Complaint; Memorandum of Points and Authorities in Support filed by Ken Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation. Motion Hearing set for 10/17/2019 09:00 AM in San Jose, Courtroom 3, 5th Floor before Judge Beth Labson Freeman. Responses due by 5/31/2019. Replies due by 6/21/2019. (Attachments: #1 Proposed Order Proposed Order)(Eth, Jordan) (Filed on 4/19/2019)
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Filing 43
ADMINISTRATIVE MOTION to Consider Whether Cases Should Be Related to Chugh, et al. v. Berg, et al.; Case No. 5:19-cv-00764 filed by Ken Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation. Responses due by 4/22/2019. (Eth, Jordan) (Filed on 4/18/2019)
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Filing 42
NOTICE by City of Sunrise Firefighters' Pension Fund, Union Asset Management Holding AG of Withdrawal of Counsel (Stickney, David) (Filed on 3/15/2019)
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Filing 41
NOTICE of Appearance by Jonathan Daniel Uslaner (Uslaner, Jonathan) (Filed on 3/13/2019)
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Filing 40
AMENDED COMPLAINT against Ken Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation. Filed byUnion Asset Management Holding AG. (Rizio-Hamilton, John) (Filed on 3/8/2019)
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Filing 39
ORDER GRANTING #38 APPLICATION FOR ADMISSION PRO HAC VICE. Signed by Judge Beth Labson Freeman on 3/6/2019. (blflc3S, COURT STAFF) (Filed on 3/6/2019)
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Filing 38
MOTION for leave to appear in Pro Hac Vice Mark Lebovitch ( Filing fee $ 310, receipt number 0971-13144065.) filed by Union Asset Management Holding AG. (Lebovitch, Mark) (Filed on 3/5/2019)
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Filing 37
CERTIFICATE of Counsel Julia Tebor Pursuant to Civil Local Rule 3-7(d) by Julia K. Tebor on behalf of Union Asset Management Holding AG (Tebor, Julia) (Filed on 1/14/2019)
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Filing 36
ORDER GRANTING #35 APPLICATION FOR ADMISSION PRO HAC VICE. Signed by Judge Beth Labson Freeman on 1/11/2019. (blflc3S, COURT STAFF) (Filed on 1/11/2019)
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Filing 35
MOTION for leave to appear in Pro Hac Vice Julia K. Tebor ( Filing fee $ 310, receipt number 0971-12990357.) filed by Union Asset Management Holding AG. (Attachments: #1 Exhibit 1)(Tebor, Julia) (Filed on 1/10/2019)
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Filing 34
CERTIFICATE of Counsel Abe Alexander Pursuant to Civil Local Rule 3-7(d) by Abe Alexander on behalf of Union Asset Management Holding AG (Alexander, Abe) (Filed on 1/9/2019)
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Filing 33
CERTIFICATE of Counsel John Rizio-Hamilton Pursuant to Civil Local Rule 3-7(d) by John J. Rizio-Hamilton on behalf of Union Asset Management Holding AG (Rizio-Hamilton, John) (Filed on 1/9/2019)
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Filing 32
ORDER GRANTING #30 APPLICATION FOR ADMISSION PRO HAC VICE. Signed by Judge Beth Labson Freeman on 1/8/2019. (blflc3S, COURT STAFF) (Filed on 1/8/2019)
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Filing 31
ORDER GRANTING #29 STIPULATION RE FILING DEADLINES. Signed by Judge Beth Labson Freeman on 1/7/2019. (blflc3S, COURT STAFF) (Filed on 1/7/2019)
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Filing 30
MOTION for leave to appear in Pro Hac Vice Abe Alexander ( Filing fee $ 310, receipt number 0971-12976759.) filed by Union Asset Management Holding AG. (Attachments: #1 Exhibit 1)(Alexander, Abe) (Filed on 1/7/2019)
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Filing 29
STIPULATION WITH PROPOSED ORDER Initial Scheduling Stipulation and [Proposed] Order filed by Union Asset Management Holding AG. (Rizio-Hamilton, John) (Filed on 1/4/2019)
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Filing 28
ORDER GRANTING WITHDRAWAL OF COUNSEL. Signed by Judge Beth Labson Freeman on 1/4/2019. (blflc3S, COURT STAFF) (Filed on 1/4/2019)
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Filing 27
NOTICE by Union Asset Management Holding AG Withdrawal of Counsel (Attachments: #1 Exhibit A - Proposed Order)(Aufses, Kate) (Filed on 1/3/2019)
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Filing 26
ORDER GRANTING #24 APPLICATION FOR ADMISSION PRO HAC VICE. Signed by Judge Beth Labson Freeman on 1/3/2019. (blflc3S, COURT STAFF) (Filed on 1/3/2019)
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Filing 25
ORDER GRANTING #23 APPLICATION FOR ADMISSION PRO HAC VICE. Signed by Judge Beth Labson Freeman on 1/3/2019. (blflc3S, COURT STAFF) (Filed on 1/3/2019)
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Filing 24
MOTION for leave to appear in Pro Hac Vice Kate W. Aufses ( Filing fee $ 310, receipt number 0971-12965817.) filed by Union Asset Management Holding AG. (Aufses, Kate) (Filed on 1/2/2019)
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Filing 23
MOTION for leave to appear in Pro Hac Vice John Rizio-Hamilton ( Filing fee $ 310, receipt number 0971-12965714.) filed by Union Asset Management Holding AG. (Rizio-Hamilton, John) (Filed on 1/2/2019)
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Filing 22
ORDER GRANTING #17 UNION ASSET MANAGEMENT HOLDING AG'S MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF ITS SELECTION OF LEAD COUNSEL. Signed by Judge Beth Labson Freeman on 12/21/2018. (blflc3S, COURT STAFF) (Filed on 12/21/2018)
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Filing 21
OPPOSITION/RESPONSE (re #17 MOTION to Appoint Lead Plaintiff and Lead Counsel ) Notice of Non-Opposition to Union Asset Managment Holding AG's Motion for Appointment As Lead Plaintiff and Approval of Its Selection of Lead Counsel filed byUnion Asset Management Holding AG. (Stickney, David) (Filed on 10/24/2018)
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Filing 20
CERTIFICATE of Counsel Avi Josefson Pursuant to Civil Local Rule 3-7(d) by David Ronald Stickney on behalf of Union Asset Management Holding AG (Stickney, David) (Filed on 10/9/2018)
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Filing 19
CERTIFICATE of Counsel Mark Lebovitch Pursuant to Civil Local Rule 3-7(d) by David Ronald Stickney on behalf of Union Asset Management Holding AG (Stickney, David) (Filed on 10/9/2018)
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Filing 18
CERTIFICATE of Counsel David R. Stickney Pursuant to Civil Local Rule 3-7(d) by David Ronald Stickney on behalf of Union Asset Management Holding AG (Stickney, David) (Filed on 10/9/2018)
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Filing 17
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Union Asset Management Holding AG. Motion Hearing set for 4/11/2019 09:00 AM in San Jose, Courtroom 3, 5th Floor before Judge Beth Labson Freeman. Responses due by 10/23/2018. Replies due by 10/30/2018. (Attachments: #1 Proposed Order, #2 Declaration of David R. Stickney, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E)(Stickney, David) (Filed on 10/9/2018)
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Filing 16
ORDER GRANTING #9 STIPULATION EXTENDING DEFENDANTS RESPONSE DEADLINE PENDING APPOINTMENT OF LEAD PLAINTIFF AND LEAD COUNSEL. Signed by Judge Beth Labson Freeman on 9/7/2018. (blflc3S, COURT STAFF) (Filed on 9/7/2018)
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CASE MANAGEMENT CONFERENCE DEADLINES AND HEARING VACATED. (tshS, COURT STAFF) (Filed on 9/7/2018)
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Filing 15
WAIVER OF SERVICE Returned Executed filed by City of Sunrise Firefighters' Pension Fund. Service waived by Thomas Kurian waiver sent on 9/4/2018, answer due 11/5/2018. (Stickney, David) (Filed on 9/5/2018)
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Filing 14
WAIVER OF SERVICE Returned Executed filed by City of Sunrise Firefighters' Pension Fund. Service waived by Steve Miranda waiver sent on 9/4/2018, answer due 11/5/2018. (Stickney, David) (Filed on 9/5/2018)
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Filing 13
WAIVER OF SERVICE Returned Executed filed by City of Sunrise Firefighters' Pension Fund. Service waived by Safra A. Catz waiver sent on 9/4/2018, answer due 11/5/2018. (Stickney, David) (Filed on 9/5/2018)
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Filing 12
WAIVER OF SERVICE Returned Executed filed by City of Sunrise Firefighters' Pension Fund. Service waived by Mark Hurd waiver sent on 9/4/2018, answer due 11/5/2018. (Stickney, David) (Filed on 9/5/2018)
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Filing 11
WAIVER OF SERVICE Returned Executed filed by City of Sunrise Firefighters' Pension Fund. Service waived by Lawrence J. Ellison waiver sent on 9/4/2018, answer due 11/5/2018. (Stickney, David) (Filed on 9/5/2018)
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Filing 10
WAIVER OF SERVICE Returned Executed filed by City of Sunrise Firefighters' Pension Fund. Service waived by Ken Bond waiver sent on 9/4/2018, answer due 11/5/2018. (Stickney, David) (Filed on 9/5/2018)
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Filing 9
STIPULATION WITH PROPOSED ORDER Extending Defendants' Response Deadline Pending Appointment of Lead Plaintiff and Lead Counsel and Vacating Initial Case Management Conference filed by Ken Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation. (Eth, Jordan) (Filed on 9/4/2018)
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Filing 8
SUMMONS Returned Executed by City of Sunrise Firefighters' Pension Fund. Oracle Corporation served on 8/15/2018, answer due 9/5/2018. (Stickney, David) (Filed on 8/16/2018)
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Filing 7
Filing Error CERTIFICATE OF SERVICE by City of Sunrise Firefighters' Pension Fund re #1 Complaint, (Stickney, David) (Filed on 8/16/2018) Modified on 8/16/2018 (sfbS, COURT STAFF).
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#Electronic filing error. Incorrect event used. [err101] Please re-file in its entirety. Re-file as Summons Returned Executed. Re: #7 Certificate of Service filed by City of Sunrise Firefighters' Pension Fund (sfbS, COURT STAFF) (Filed on 8/16/2018)
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Filing 6
Summons Issued as to Ken Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation. (sfbS, COURT STAFF) (Filed on 8/13/2018)
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Filing 5
Proposed Summons. (Stickney, David) (Filed on 8/10/2018)
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Filing 4
Initial Case Management Scheduling Order with ADR Deadlines: This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras Case Management Statement due by 11/1/2018. Initial Case Management Conference set for 11/8/2018 11:00 AM in San Jose, Courtroom 3, 5th Floor. (Attachments: #1 Notice of Eligibility for Video Recording)(sfbS, COURT STAFF) (Filed on 8/10/2018)
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Filing 3
Case assigned to Judge Beth Labson Freeman and Magistrate Judge Virginia K. DeMarchi is the referral judge. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (cfeS, COURT STAFF) (Filed on 8/10/2018)
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Filing 2
Proposed Summons. (Stickney, David) (Filed on 8/10/2018)
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Filing 1
COMPLAINT for Violations of the Federal Securities Laws against Ken Bond, Safra A. Catz, Lawrence J. Ellison, Mark Hurd, Thomas Kurian, Steve Miranda, Oracle Corporation ( Filing fee $ 400, receipt number 0971-12584776.). Filed byCity of Sunrise Firefighters' Pension Fund. (Attachments: #1 Civil Cover Sheet)(Stickney, David) (Filed on 8/10/2018)
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#Electronic filing error. This filing will not be processed by the clerks office. Please re-file in its entirety **Unable to Issue Summons as it was uploaded as a Read-Only Documen t**. Re: #2 Proposed Summons filed by City of Sunrise Firefighters' Pension Fund (sfbS, COURT STAFF) (Filed on 8/10/2018)
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