E Trade Financial Corporation v. Agbonbhase et al
Plaintiff: E Trade Financial Corporation
Defendant: Julius Agbonbhase
Not Yet Classified: Morgan Stanley Smith Barney LLC
Case Number: 5:2019cv00030
Filed: January 2, 2019
Court: US District Court for the Northern District of California
Office: San Jose Office
Presiding Judge: Susan van Keulen
Nature of Suit: Contract: Other
Cause of Action: 28 U.S.C. § 1332
Jury Demanded By: None
RSS RSS Track this Docket
Docket Report

This docket was last retrieved on June 3, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 3, 2019 Filing 53 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by E Trade Financial Corporation. Appeal of Order, Terminate Deadlines and Hearings #50 , Order on Motion for Preliminary Injunction #49 (Appeal fee of $505 receipt number 0971-13402761 paid.) (Attachments: #1 Supplement Appeal Form 6 - Representation Statement)(Matsuishi, Robert) (Filed on 6/3/2019)
June 1, 2019 Filing 52 Transcript of Proceedings held on April 23, 2019, before Judge Susan van Keulen. Court Reporter/Transcriber Joan Marie Columbini, CSR, RPR, telephone number (510) 367-3043, joan.columbini.csr@gmail.com. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #51 Transcript Order, ) Redaction Request due 6/24/2019. Redacted Transcript Deadline set for 7/2/2019. Release of Transcript Restriction set for 8/30/2019. (Related documents(s) #51 ) (Columbini, Joan) (Filed on 6/1/2019)
May 30, 2019 Filing 51 TRANSCRIPT ORDER for proceedings held on 04/23/2019 before Magistrate Judge Susan van Keulen by E Trade Financial Corporation, for Court Reporter FTR - San Jose. (Matsuishi, Robert) (Filed on 5/30/2019) (TRANSCRIBER: JOAN COLUMBINI) Modified on 5/31/2019 (lmh, COURT STAFF).
May 2, 2019 Opinion or Order Filing 50 Judgment. The clerk is ordered to close this case. Signed by Judge Susan van Keulen on 5/2/2019. (djmS, COURT STAFF) (Filed on 5/2/2019)
May 2, 2019 Opinion or Order Filing 49 ORDER DENYING PLAINTIFF E*TRADE FINANCIAL CORPORATION'S MOTION FOR PRELIMINARY INJUNCTION Re: Dkt. No. #42 . Signed by Susan van Keulen on 5/2/19. (djmS, COURT STAFF) (Filed on 5/2/2019)
April 23, 2019 Filing 48 PDF with attached Audio File. Court Date & Time [ 4/23/2019 10:12:20 AM ]. File Size [ 21336 KB ]. Run Time [ 00:44:27 ]. (courtspeak).
April 23, 2019 Filing 47 Minute Entry for proceedings held before Magistrate Judge Susan van Keulen: Motion Hearing held on 4/23/2019 re #25 MOTION for Protective Order filed by Julius Agbonbhase. Matter taken under submission. Court to issue Order. FTR Time: 10:12- 10:56. Plaintiff Attorney: Robert Matsuishi and Rodney B. Sorensen. Defendant Attorney: Harold Andrew Bridges. (This is a text-only entry generated by the court. There is no document associated with this entry.) (djmS, COURT STAFF) (Date Filed: 4/23/2019)
April 12, 2019 Filing 46 REPLY (re #42 MOTION for Preliminary Injunction ) filed byE Trade Financial Corporation. (Matsuishi, Robert) (Filed on 4/12/2019)
April 5, 2019 Filing 45 OPPOSITION/RESPONSE (re #42 MOTION for Preliminary Injunction ) filed byJulius Agbonbhase. (Attachments: #1 Declaration Julius Agbonbhase Dec, #2 Declaration John West Dec, #3 Exhibit Ex A to West Dec, #4 Exhibit Ex B to West Dec, #5 Exhibit Ex C to West Dec, #6 Exhibit Ex D to West Dec, #7 Declaration Harold Bridges Dec, #8 Exhibit Ex E to Bridges Dec)(Bridges, Harold) (Filed on 4/5/2019)
April 2, 2019 Set/Reset Hearing (djmS, COURT STAFF) (Filed on 4/2/2019)
April 1, 2019 Filing 44 CLERK'S NOTICE VACATING 4/2/2019 HEARING. Hearing previously set for 4/2/2019 is hereby VACATED pursuant to dtk #41 . (This is a text-only entry generated by the court. There is no document associated with this entry.) (djmS, COURT STAFF) (Filed on 4/1/2019)
March 25, 2019 Filing 43 Brief re #42 MOTION for Preliminary Injunction filed byE Trade Financial Corporation. (Related document(s) #42 ) (Hughes, Rhianna) (Filed on 3/25/2019)
March 25, 2019 Filing 42 MOTION for Preliminary Injunction filed by E Trade Financial Corporation. Motion Hearing set for 4/23/2019 10:00 AM in San Jose, Courtroom 6, 4th Floor before Magistrate Judge Susan van Keulen. Responses due by 4/5/2019. Replies due by 4/12/2019. (Attachments: #1 Proposed Order Granting Motion for Preliminary Injunction, #2 Declaration of Jarrod Dill ISO Motion for Preliminary Injunction, #3 Declaration of Joshua Koehler ISO Motion for Preliminary Injunction, #4 Declaration of Robert Matsuishi ISO Motion for Preliminary Injunction, #5 Exhibit A to Dec of RTM, #6 Exhibit B to Dec of RTM, #7 Exhibit C to Dec of RTM, #8 Exhibit D to Dec of RTM, #9 Exhibit E to Dec of RTM, #10 Exhibit F to Dec of RTM, #11 Exhibit G to Dec of RTM, #12 Exhibit H to Dec of RTM, #13 Exhibit I to Dec of RTM)(Hughes, Rhianna) (Filed on 3/25/2019)
March 20, 2019 Opinion or Order Filing 41 ORDER CLARIFYING CASE SCHEDULE Re: Dkt. No. #40 . Signed by Judge Susan van Keulen on 03/20/2019. (djmS, COURT STAFF) (Filed on 3/20/2019)
March 19, 2019 Filing 40 NOTICE by E Trade Financial Corporation [JOINT REQUEST SEEKING CLARIFICATION REGARDING INITIAL CASE MANAGEMENT CONFERENCE AND ADR DEADLINES] (Hughes, Rhianna) (Filed on 3/19/2019)
March 13, 2019 Filing 39 ADR Clerks Notice re: Non-Compliance with Court Order. The parties have failed to file an ADR Certification as required by the Initial Case Management Scheduling Order. Counsel shall comply promptly with the requirements of ADR L.R. 3-5(b) and shall file the ADR Certification. (This is a text-only entry generated by the court. There is no document associated with this entry.)(cmf, COURT STAFF) (Filed on 3/13/2019)
March 8, 2019 Filing 38 NOTICE of Change of Address by Rhianna Sharon Hughes [AMENDED] (Hughes, Rhianna) (Filed on 3/8/2019)
March 8, 2019 Filing 37 NOTICE of Change of Address by Rhianna Sharon Hughes and Rodney B. Sorensen (Hughes, Rhianna) (Filed on 3/8/2019)
March 5, 2019 Filing 36 CLERK'S NOTICE SETTING BRIEFING SCHEDULE FOR PLAINTIFF'S FORTHCOMING MOTION FOR PRELIMINARY INJUCTION. Plaintiff's Motion for Preliminary Injunction due March 25, 2019.Defendant's Opposition due April 5, 2019. Plaintiff's Reply due April 12, 2019. Hearing on April 23, 2019 at 10:00 a.m. (This is a text-only entry generated by the court. There is no document associated with this entry.), (djmS, COURT STAFF) (Filed on 3/5/2019)
March 1, 2019 Filing 35 STIPULATION [ JOINT PROPOSED SCHEDULE FOR DEFENDANTS DEPOSITION AND BRIEFING ON PLAINTIFFS FORTHCOMING MOTION FOR PRELIMINARY INJUNCTION ] filed by E Trade Financial Corporation. (Hughes, Rhianna) (Filed on 3/1/2019)
February 6, 2019 Filing 34 ACKNOWLEDGEMENT OF SERVICE Executed as to #1 Complaint,, Acknowledgement filed by E Trade Financial Corporation. (Hughes, Rhianna) (Filed on 2/6/2019)
February 1, 2019 Opinion or Order Filing 33 STIPULATED PROTECTIVE ORDER FOR LITIGATION INVOLVING PATENTS, HIGHLY SENSITIVECONFIDENTIAL INFORMATION AND/OR TRADE SECRETS. Signed by Judge Susan van Keulen on 2/1/19. (djmS, COURT STAFF) (Filed on 2/1/2019)
February 1, 2019 Filing 32 STIPULATION WITH PROPOSED ORDER re #21 Order,, Set Deadlines/Hearings, STIPULATED PROTECTIVE ORDER FOR LITIGATION INVOLVING PATENTS, HIGHLY SENSITIVE CONFIDENTIAL INFORMATION AND / OR TRADE SECRETS filed by E Trade Financial Corporation. (Hughes, Rhianna) (Filed on 2/1/2019)
January 30, 2019 Opinion or Order Filing 31 ORDER ON MOTION FOR PROTECTIVE ORDER FILED BY JULIUS AGBONBHASEDkt. No. #25 . Signed by Judge Susan van Keulen on 01/30/19. (djmS, COURT STAFF) (Filed on 1/30/2019)
January 30, 2019 Filing 30 Minute Entry for proceedings held before Magistrate Judge Susan van Keulen: Motion Hearing held on 1/30/2019 re #25 MOTION for Protective Order. Court to issue order. FTR Time: 10:04-10:28, 11:41-11:46. Plaintiff Attorney: Rhianna Sharon Hughes and Rodney B. Sorensen. Defendant Attorney: Harold Andrew Bridges. (This is a text-only entry generated by the court. There is no document associated with this entry.) (djmS, COURT STAFF) (Date Filed: 1/30/2019)
January 30, 2019 Filing 29 PDF with attached Audio File. Court Date & Time [ 1/30/2019 11:41:49 AM ]. File Size [ 2472 KB ]. Run Time [ 00:05:09 ]. (courtspeak).
January 30, 2019 Filing 28 PDF with attached Audio File. Court Date & Time [ 1/30/2019 10:04:57 AM ]. File Size [ 11072 KB ]. Run Time [ 00:23:04 ]. (courtspeak).
January 28, 2019 Filing 27 OPPOSITION/RESPONSE (re #25 MOTION for Protective Order ) filed byE Trade Financial Corporation. (Attachments: #1 Declaration of Rhianna S. Hughes, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E)(Hughes, Rhianna) (Filed on 1/28/2019)
January 25, 2019 Filing 26 CLERK'S NOTICE re ECF #25 : In accordance with ECF 21, an opposition to ECF 25 may be filed on 1/28/19. No reply brief may be filed. (This is a text-only entry generated by the court. There is no document associated with this entry.) (djmS, COURT STAFF) (Filed on 1/25/2019)
January 25, 2019 Filing 25 MOTION for Protective Order filed by Julius Agbonbhase. Motion Hearing set for 1/30/2019 10:00 AM in San Jose, Courtroom 6, 4th Floor before Magistrate Judge Susan van Keulen. Responses due by 1/28/2019. Replies due by 1/30/2019. (Attachments: #1 Supplement Memo of Points & Authorities, #2 Declaration Dec of Harold A. Bridges, #3 Exhibit Ex A-1 Objections to Interrogatories, #4 Exhibit Ex A-2 Objections to RFP, #5 Exhibit Ex B Ltr 1-24-19)(Bridges, Harold) (Filed on 1/25/2019)
January 22, 2019 Opinion or Order Filing 24 ORDER granting #23 Motion for Pro Hac Vice. Signed by Judge Susan van Keulen on 01/22/19. (djmS, COURT STAFF) (Filed on 1/22/2019)
January 22, 2019 Filing 23 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-13023235.) filed by Morgan Stanley Smith Barney LLC. (Gehring, Joseph) (Filed on 1/22/2019)
January 22, 2019 Filing 22 PDF with attached Audio File. Court Date & Time [ 1/18/2019 9:39:02 AM ]. File Size [ 1512 KB ]. Run Time [ 00:03:09 ]. (courtspeak).
January 15, 2019 Opinion or Order Filing 21 ORDER ON E TRADE'S EX PARTE APPLICATION FOR EXPEDITED DISCOVERYRe: Dkt. No. #8 . Motion Hearing set for 1/30/2019 10:00 AM in San Jose, Courtroom 6, 4th Floor before Magistrate Judge Susan van Keulen. Signed by Judge Susan van Keulen on 1/15/19. (djmS, COURT STAFF) (Filed on 1/15/2019)
January 15, 2019 Filing 20 Minute Entry for proceedings held before Magistrate Judge Susan van Keulen: Motion Hearing held on 1/15/2019 re #8 Ex Parte Application FOR EXPEDITED DISCOVERY filed by E Trade Financial Corporation Matter Submitted. Court to issue Order. FTR Time: 10:07- 10:34. Plaintiff Attorney: Rodney Sorensen + Rhianna Hughes. Defendant Attorney: Harold Andrew Bridges. (This is a text-only entry generated by the court. There is no document associated with this entry.) (djmS, COURT STAFF) (Date Filed: 1/15/2019)
January 15, 2019 Filing 19 PDF with attached Audio File. Court Date & Time [ 1/15/2019 10:07:00 AM ]. File Size [ 13128 KB ]. Run Time [ 00:27:21 ]. (courtspeak).
January 14, 2019 Filing 18 REPLY in support #8 OF EX Parte APPLICATION FOR EXPEDITED DISCOVERY by E Trade Financial Corporation. (Hughes, Rhianna) (Filed on 1/14/2019) Modified on 1/14/2019 (cv, COURT STAFF).
January 11, 2019 Filing 17 MEMORANDUM IN Opposition to #8 Ex Parte App for Expedited Discovery by Julius Agbonbhase. (Attachments: #1 Declaration Harold A. Bridges, #2 Exhibit A HAB Dec FINRA Filings, #3 Exhibit B HAB Dec FINRA Rules, #4 Exhibit C HAB Dec 112118 Ltr, #5 Exhibit D HAB Dec 112718 Ltr)(Bridges, Harold) (Filed on 1/11/2019) Modified on 1/14/2019 (cv, COURT STAFF).
January 8, 2019 Filing 16 CERTIFICATE OF SERVICE by E Trade Financial Corporation re #9 Brief, #10 Order, Terminate Hearings RE PLAINTIFF'S EX PARTE APPLICATION FOR EXPEDITED DISCOVERY [DKT 8, 9, 10] (Hughes, Rhianna) (Filed on 1/8/2019)
January 8, 2019 Filing 15 CERTIFICATE OF SERVICE by E Trade Financial Corporation re 5 Case Assigned by Intake,,, USDC NORTHERN DISTRICT OF CALIFORNIA CONSENTING TO THE JURISDICTION OF A MAGISTRATE JUDGE (Hughes, Rhianna) (Filed on 1/8/2019)
January 8, 2019 Filing 14 CERTIFICATE OF SERVICE by E Trade Financial Corporation re #1 Complaint,, VIA NOTICE AND ACKNOWLEDGEMENT OF RECEIPT OF SUMMONS AND COMPLAINT (Attachments: #1 Exhibit A - Copy of Notice and Acknowledgment of Receipt of Summons and Complaint)(Hughes, Rhianna) (Filed on 1/8/2019)
January 8, 2019 Filing 13 CLERK'S NOTICE SETTING MOTION HEARING. Motion hearing is hereby set to 1/15/2019 at 10:00 AM in San Jose, Courtroom 6, 4th Floor before Magistrate Judge Susan van Keulen re Plaintiff's opening brief: ECF #8 - #9 . Defendant's response due January 11, 2019. Reply due by noon on January 14, 2019. (This is a text-only entry generated by the court. There is no document associated with this entry.) (djmS, COURT STAFF) (Filed on 1/8/2019)
January 7, 2019 Filing 12 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by E Trade Financial Corporation.. (Hughes, Rhianna) (Filed on 1/7/2019)
January 7, 2019 Filing 11 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Julius Agbonbhase.. (Bridges, Harold) (Filed on 1/7/2019)
January 4, 2019 Opinion or Order Filing 10 ORDER RE PLAINTIFF'S EX PARTE APPLICATION FOR EXPEDITED DISCOVERY. Signed by Judge Susan van Keulen on January 4, 2019. (svklc2S, COURT STAFF) (Filed on 1/4/2019)
January 3, 2019 Filing 9 Brief re #8 Ex Parte Application FOR EXPEDITED DISCOVERY filed byE Trade Financial Corporation. (Related document(s) #8 ) (Hughes, Rhianna) (Filed on 1/3/2019)
January 3, 2019 Filing 8 Ex Parte Application FOR EXPEDITED DISCOVERY filed by E Trade Financial Corporation. (Attachments: #1 Proposed Order Granting Plaintiff's Ex Parte Application, #2 Declaration of J. Koehler ISO XPA, #3 Declaration of J. Dill ISO XPA, #4 Exhibit EXH A to Dill Decl - Nonsolitication and Nondisclosure Agreement, #5 Exhibit EXH B to Dill Decl - Etrade Code of Professional Conduct, #6 Exhibit EXH C to Dill Decl - Agbonbhase 11-16-18 resignation letter to Etrade, #7 Exhibit EXH D to Dill Decl - Portions of Management Handbook, #8 Exhibit EXH E to Dill Decl - Termination and or transfer Notices, #9 Declaration of R. Hughes ISO XPA, #10 Exhibit EXH F to RSH Decl - RFP to Agbonbhase, Set 1 - Agbonbhase, #11 Exhibit EXH G to RSH Decl - Rogs to Agbonbhase, Set 1 - Agbonbhase, #12 Exhibit EXH H to RSH Decl - Subpoena to Morgan Stanley - Attachment - Agbonbhase, #13 Exhibit EXH I to RSH Decl - Notice of Depo to Agbonbhase - Agbonbhase, #14 Exhibit EXH J to RSH Decl - RSJ Email to Counsel for Defendant re service - Agbonbhase)(Hughes, Rhianna) (Filed on 1/3/2019)
January 3, 2019 Filing 7 Summons Issued as to Julius Agbonbhase. (cv, COURT STAFF) (Filed on 1/3/2019)
January 3, 2019 Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 3/26/2019. Initial Case Management Conference set for 4/2/2019 09:30 AM in San Jose, Courtroom 6, 4th Floor. (cv, COURT STAFF) (Filed on 1/3/2019)
January 3, 2019 Filing 5 Case assigned to Magistrate Judge Susan van Keulen. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 1/17/2019. (srnS, COURT STAFF) (Filed on 1/3/2019)
January 2, 2019 Filing 4 Certificate of Interested Entities by E Trade Financial Corporation identifying Corporate Parent E*Trade Financial Corporation, Other Affiliate The Vanguard Group for. re #1 Complaint,, #2 Civil Cover Sheet, #3 Proposed Summons (Hughes, Rhianna) (Filed on 1/2/2019)
January 2, 2019 Filing 3 Proposed Summons. (Hughes, Rhianna) (Filed on 1/2/2019)
January 2, 2019 Filing 2 Civil Cover Sheet by E Trade Financial Corporation . (Hughes, Rhianna) (Filed on 1/2/2019)
January 2, 2019 Filing 1 COMPLAINT FOR INJUNCTIVE RELIEF against All Defendants ( Filing fee $ 400, receipt number 0971-12966794.). Filed byE Trade Financial Corporation. (Attachments: #1 Exhibit A - Nonsolicitation and Nondisclosure Agreement, #2 Exhibit B - ETrade Code of Professional Conduct, #3 Exhibit C - 11-16-18 Correspondence to ETrade from Julius Agbonbhase, #4 Exhibit D - ETrade's Policy regarding Use of Mobile Telephones, #5 Exhibit E - Workflow Detail)(Hughes, Rhianna) (Filed on 1/2/2019)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Northern District Court's Electronic Court Filings (ECF) System

Search for this case: E Trade Financial Corporation v. Agbonbhase et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Julius Agbonbhase
Represented By: Harold Andrew Bridges
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: E Trade Financial Corporation
Represented By: Rhianna Sharon Hughes
Represented By: Rodney B. Sorensen, Esq.
Represented By: Robert Matsuishi
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Not yet classified: Morgan Stanley Smith Barney LLC
Represented By: Joseph Edward Gehring
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?