Securities And Exchange Commission v. Mattes
Plaintiff: Securities And Exchange Commission
Defendant: Daniel Mattes
Interested Party: JMO Wind Down Liquidating Trust
Case Number: 5:2019cv01689
Filed: April 2, 2019
Court: US District Court for the Northern District of California
Presiding Judge: Edward J Davila
Referring Judge: Susan van Keulen
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: None
Docket Report

This docket was last retrieved on May 15, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
May 15, 2019 Filing 7 FINAL JUDGMENT as to Defendant Daniel Mattes. Signed by Judge Edward J. Davila on 5/14/2019. (ejdlc3S, COURT STAFF) (Filed on 5/15/2019) Modified on 5/23/2019 (cv, COURT STAFF).
May 6, 2019 Filing 6 NOTICE of Appearance by Randye Beth Soref (Soref, Randye) (Filed on 5/6/2019)
April 2, 2019 Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 7/4/2019. Initial Case Management Conference set for 7/11/2019 10:00 AM in San Jose, Courtroom 1, 5th Floor. (Attachments: #1 Notice of Eligibility for Video Recording)(cv, COURT STAFF) (Filed on 4/2/2019)
April 2, 2019 Filing 4 Case assigned to Judge Edward J. Davila and Magistrate Judge Susan van Keulen. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (srnS, COURT STAFF) (Filed on 4/2/2019)
April 2, 2019 Filing 3 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Securities And Exchange Commission.. (Hawley, Ruth) (Filed on 4/2/2019)
April 2, 2019 Filing 2 NOTICE of Acceptance with Offer of Judgment by Securities And Exchange Commission Consent by Daniel Mattes to Judgment (Attachments: #1 Proposed Judgment)(Hawley, Ruth) (Filed on 4/2/2019)
April 2, 2019 Filing 1 COMPLAINT against Daniel Mattes. Filed bySecurities And Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Hawley, Ruth) (Filed on 4/2/2019)

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Defendant: Daniel Mattes
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Plaintiff: Securities And Exchange Commission
Represented By: Ruth Landis Hawley
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Interested party: JMO Wind Down Liquidating Trust
Represented By: Randye Beth Soref
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