Esa v. NortonLifeLock Incorporated et al
Plaintiff: EllieMaria Toronto Esa
Defendant: NortonLifeLock Incorporated, Vincent Pilette, Eric K. Brandt, Sue Barsamian, Anita M. Sands, Kenneth Y. Hao, Peter A. Feld, Frank E. Dangeard, David W. Humphrey, Gregory S. Clark, Nora Denzel, Dale L. Fuller, V. Paul Unruh and Suzanne M. Vautrinot
Case Number: 3:2020cv05410
Filed: August 5, 2020
Court: US District Court for the Northern District of California
Presiding Judge: Susan van Keulen
Referring Judge: Richard Seeborg
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on August 30, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 17, 2020 Filing 41 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by V. Paul Unruh waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/17/2020)
September 17, 2020 Filing 40 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Vincent Pilette waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/17/2020)
September 17, 2020 Filing 39 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Dale L. Fuller waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/17/2020)
September 17, 2020 Filing 38 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Peter A. Feld waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/17/2020)
September 17, 2020 Filing 37 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Gregory S. Clark waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/17/2020)
September 14, 2020 Opinion or Order Filing 36 ORDER by Judge Richard Seeborg granting #16 Motion for Pro Hac Vice as to Stephen P. Barry. (clS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Opinion or Order Filing 35 ORDER by Judge Richard Seeborg granting #15 Motion for Pro Hac Vice as to William J. Trach. (clS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Opinion or Order Filing 34 ORDER by Judge Richard Seeborg granting #14 Motion for Pro Hac Vice as to Susan E. Engel. (clS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Opinion or Order Filing 33 ORDER by Judge Richard Seeborg granting #13 Motion for Pro Hac Vice as to Andrew B. Clubok. (clS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Opinion or Order Filing 32 ORDER by Judge Richard Seeborg granting #12 Stipulation Regarding Briefing Schedule for Response to Plaintiff's Complaint. (clS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Filing 31 CLERK'S NOTICE RE REASSIGNED CASE: You are notified that the Court has scheduled an Initial Case Management Conference set for 11/19/2020 at 10:00 AM to be held telephonic before Judge Richard Seeborg upon reassignment. Case Management Statement due by 11/12/2020. All parties shall appear telephonically and must contact Court Conference at (866) 582-6878 at least one week prior to the Conference to arrange their participation. For a copy of Judge Seeborg's Standing Order and other information, please refer to the Court's website at www.cand.uscourts.gov. (This is a text-only entry generated by the court. There is no document associated with this entry.) (clS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Filing 30 Case REASSIGNED to Judge Richard Seeborg. Magistrate Judge Susan Van Keulen no longer assigned to the case. (bwS, COURT STAFF) (Filed on 9/14/2020) (bwS, COURT STAFF).
September 14, 2020 Filing 29 This case will be randomly reassigned to a District Judge outside the San Jose Division pursuant to the Caseload Rebalancing Pilot Program approved by the Court effective March 1, 2018. For information, visit our web page at #http://cand.uscourts.gov/news/225. (bwS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Filing 28 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (jhfS, COURT STAFF) (Filed on 9/14/2020)
September 14, 2020 Filing 27 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Suzanne M. Vautrinot waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 26 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Anita M. Sands waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 25 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by David W. Humphrey waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 24 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Kenneth Y. Hao waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 23 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Nora Denzel waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 22 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Frank E. Dangeard waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 21 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Eric K. Brandt waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 20 WAIVER OF SERVICE Returned Executed filed by EllieMaria Toronto Esa. Service waived by Sue Barsamian waiver sent on 9/2/2020, answer due 11/2/2020. (Bottini, Francis) (Filed on 9/14/2020)
September 14, 2020 Filing 19 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by EllieMaria Toronto Esa.. (Bottini, Francis) (Filed on 9/14/2020)
September 11, 2020 Opinion or Order Filing 18 ORDER deferring ruling on #12 Stipulation Regarding Briefing Schedule for Response to Plaintiff's Complaint. Signed by Judge Susan van Keulen on 9/11/2020. (svklc1S, COURT STAFF) (Filed on 9/11/2020)
September 11, 2020 Filing 17 CLERK'S NOTICE Re: Consent or Declination: Plaintiffs/Defendants shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. Consent/Declination due by 9/18/2020. (This is a text-only entry generated by the court. There is no document associated with this entry.) (jhfS, COURT STAFF) (Filed on 9/11/2020)
September 11, 2020 Filing 16 MOTION for leave to appear in Pro Hac Vice for Stephen Barry ( Filing fee $ 310, receipt number 0971-14930231.) filed by Sue Barsamian, Eric K. Brandt, Gregory S. Clark, Frank E. Dangeard, Nora Denzel, Peter A. Feld, Dale L. Fuller, Kenneth Y. Hao, David W. Humphrey, NortonLifeLock Incorporated, Vincent Pilette, Anita M. Sands, V. Paul Unruh, Suzanne M. Vautrinot. (Attachments: #1 Certificate of Good Standing)(Barry, Stephen) (Filed on 9/11/2020)
September 11, 2020 Filing 15 MOTION for leave to appear in Pro Hac Vice for William J. Trach ( Filing fee $ 310, receipt number 0971-14930200.) filed by Sue Barsamian, Eric K. Brandt, Gregory S. Clark, Frank E. Dangeard, Nora Denzel, Peter A. Feld, Dale L. Fuller, Kenneth Y. Hao, David W. Humphrey, NortonLifeLock Incorporated, Vincent Pilette, Anita M. Sands, V. Paul Unruh, Suzanne M. Vautrinot. (Attachments: #1 Certificate of Good Standing)(Trach, William) (Filed on 9/11/2020)
September 11, 2020 Filing 14 MOTION for leave to appear in Pro Hac Vice for Susan Engel ( Filing fee $ 310, receipt number 0971-14930122.) filed by Sue Barsamian, Eric K. Brandt, Gregory S. Clark, Frank E. Dangeard, Nora Denzel, Peter A. Feld, Dale L. Fuller, Kenneth Y. Hao, David W. Humphrey, NortonLifeLock Incorporated, Vincent Pilette, Anita M. Sands, V. Paul Unruh, Suzanne M. Vautrinot. (Attachments: #1 Certificate of Good Standing)(Engel, Susan) (Filed on 9/11/2020)
September 11, 2020 Filing 13 MOTION for leave to appear in Pro Hac Vice for Andrew Clubok ( Filing fee $ 310, receipt number 0971-14930057.) filed by Sue Barsamian, Eric K. Brandt, Gregory S. Clark, Frank E. Dangeard, Nora Denzel, Peter A. Feld, Dale L. Fuller, Kenneth Y. Hao, David W. Humphrey, NortonLifeLock Incorporated, Vincent Pilette, Anita M. Sands, V. Paul Unruh, Suzanne M. Vautrinot. (Attachments: #1 Certificate of Good Standing)(Clubok, Andrew) (Filed on 9/11/2020)
September 10, 2020 Filing 12 STIPULATION WITH PROPOSED ORDER Regarding Briefing Schedule for Response to Plaintiff's Complaint filed by Sue Barsamian, Eric K. Brandt, Gregory S. Clark, Frank E. Dangeard, Nora Denzel, Peter A. Feld, Dale L. Fuller, Kenneth Y. Hao, David W. Humphrey, NortonLifeLock Incorporated, Vincent Pilette, Anita M. Sands, V. Paul Unruh, Suzanne M. Vautrinot. (Attachments: #1 Declaration of Elizabeth L. Deeley)(Deeley, Elizabeth) (Filed on 9/10/2020)
September 10, 2020 Filing 11 Certificate of Interested Entities by Sue Barsamian, Eric K. Brandt, Gregory S. Clark, Frank E. Dangeard, Nora Denzel, Peter A. Feld, Dale L. Fuller, Kenneth Y. Hao, David W. Humphrey, NortonLifeLock Incorporated, Vincent Pilette, Anita M. Sands, V. Paul Unruh, Suzanne M. Vautrinot (Deeley, Elizabeth) (Filed on 9/10/2020)
September 10, 2020 Filing 10 Corporate Disclosure Statement by NortonLifeLock Incorporated (Deeley, Elizabeth) (Filed on 9/10/2020)
September 10, 2020 Filing 9 NOTICE of Appearance by Daniel Robert Gherardi on behalf of Vincent Pilette, Gregory S. Clark, Frank E, Dangeard, Sue Barsamian, Nora Denzel, Peter A. Feld, Kenneth Y. Hao, David W. Humphrey, V. Paul Unruh, Eric K. Brandt, Dale L. Fuller, Anita M. Sands, Suzanne M. Vautrinot, and Nominal Defendant NortonLifeLock Inc. (Gherardi, Daniel) (Filed on 9/10/2020)
September 10, 2020 Filing 8 NOTICE of Appearance by Elizabeth L. Deeley on behalf of Vincent Pilette, Gregory S. Clark, Frank E, Dangeard, Sue Barsamian, Nora Denzel, Peter A. Feld, Kenneth Y. Hao, David W. Humphrey, V. Paul Unruh, Eric K. Brandt, Dale L. Fuller, Anita M. Sands, Suzanne M. Vautrinot, and Nominal Defendant NortonLifeLock Inc. (Deeley, Elizabeth) (Filed on 9/10/2020)
August 31, 2020 Filing 7 SUMMONS Returned Executed by EllieMaria Toronto Esa. NortonLifeLock Incorporated served on 8/24/2020, answer due 9/14/2020. (Bottini, Francis) (Filed on 8/31/2020)
August 5, 2020 Filing 6 Summons Issued as to Sue Barsamian, Eric K. Brandt, Gregory S. Clark, Frank E. Dangeard, Nora Denzel, Peter A. Feld, Dale L. Fuller, Kenneth Y. Hao, David W. Humphrey, NortonLifeLock Incorporated, Vincent Pilette, Anita M. Sands, V. Paul Unruh, Suzanne M. Vautrinot. (cv, COURT STAFF) (Filed on 8/5/2020)
August 5, 2020 Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 10/27/2020. Initial Case Management Conference set for 11/3/2020 09:30 AM in San Jose, Courtroom 6, 4th Floor. (cv, COURT STAFF) (Filed on 8/5/2020)
August 5, 2020 Filing 4 Case assigned to Magistrate Judge Susan van Keulen. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 8/19/2020. (haS, COURT STAFF) (Filed on 8/5/2020)
August 5, 2020 Filing 3 Proposed Summons. (Bottini, Francis) (Filed on 8/5/2020)
August 5, 2020 Filing 2 Certificate of Interested Entities by EllieMaria Toronto Esa (Bottini, Francis) (Filed on 8/5/2020)
August 5, 2020 Filing 1 COMPLAINT against All Defendants ( Filing fee $ 400, receipt number 0971-14776719.). Filed byEllieMaria Toronto Esa. (Attachments: #1 Civil Cover Sheet)(Bottini, Francis) (Filed on 8/5/2020)

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Search for this case: Esa v. NortonLifeLock Incorporated et al
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Defendant: NortonLifeLock Incorporated
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Vincent Pilette
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Eric K. Brandt
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Sue Barsamian
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Anita M. Sands
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Kenneth Y. Hao
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Peter A. Feld
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Frank E. Dangeard
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: David W. Humphrey
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Gregory S. Clark
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Nora Denzel
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Dale L. Fuller
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: V. Paul Unruh
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Defendant: Suzanne M. Vautrinot
Represented By: Elizabeth L. Deeley
Represented By: Andrew Brian Clubok
Represented By: Susan E. Engel
Represented By: William J. Trach
Represented By: Daniel Robert Gherardi
Represented By: Stephen Paul Barry
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Plaintiff: EllieMaria Toronto Esa
Represented By: Francis A. Bottini, Jr.
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