United States Securities and Exchange Commission v. Dobkin et al
| United States Securities and Exchange Commission |
| Robert C. Dobkin, Cynthia Braun, Michael Fiorillo and Jeffrey S. Gregersen |
| 5:2021cv09285 |
| December 1, 2021 |
| US District Court for the Northern District of California |
| Edward J Davila |
| Susan van Keulen |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Both |
Docket Report
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This docket was last retrieved on November 14, 2022. A more recent docket listing may be available from PACER.
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Filing 20
ORDER GRANTING #19 Motion for Admission Pro Hac Vice (Steven M. Feder). Signed by Judge Edward J. Davila on 1/28/2022. (crr, COURT STAFF) (Filed on 1/28/2022)
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| Filing 19 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16850866.) filed by Robert C. Dobkin. (Attachments: #1 Exhibit Certificate of Good Standing)(Feder, Steven) (Filed on 1/28/2022) |
| Filing 18 STIPULATION to Extend Time for Defendant Braun to Respond to the Complaint filed by United States Securities and Exchange Commission. (Qualls, Alyssa) (Filed on 1/28/2022) |
| Filing 17 ANSWER to Complaint with Jury Demand byMichael Fiorillo. (Carter, Dennis) (Filed on 1/28/2022) |
| Filing 16 NOTICE of Appearance by Mark Stuart Goldrosen (Goldrosen, Mark) (Filed on 1/28/2022) |
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Filing 15
ORDER GRANTING #14 MOTION for leave to appear in Pro Hac Vice filed by Michael Fiorillo. Motions terminated: #14 MOTION for leave to appear in Pro Hac Vice. Signed by Judge Edward J. Davila on 1/25/2022. (crr, COURT STAFF) (Filed on 1/25/2022)
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| Filing 14 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16834451.) filed by Michael Fiorillo. (Attachments: #1 Certificate of Good Standing)(Carter, Dennis) (Filed on 1/25/2022) |
| Filing 13 WAIVER OF SERVICE Returned Executed filed by United States Securities and Exchange Commission. Service waived by Jeffrey S. Gregersen waiver sent on 12/1/2021, answer due 1/31/2022. (Qualls, Alyssa) (Filed on 12/16/2021) |
| Filing 12 WAIVER OF SERVICE Returned Executed filed by United States Securities and Exchange Commission. Service waived by Robert C. Dobkin waiver sent on 12/1/2021, answer due 1/31/2022. (Qualls, Alyssa) (Filed on 12/8/2021) |
| Set/Reset Hearing Initial Case Management Conference set for 3/24/2022 10:00 AM in San Jose, Courtroom 5, 4th Floor. (ark, COURT STAFF) (Filed on 12/6/2021) |
| Filing 11 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 3/17/2022. Initial Case Management Conference set for 3/24/2022 10:00 AM in San Jose, - Videoconference Only. (ark, COURT STAFF) (Filed on 12/3/2021) |
| Filing 10 Summons Issued as to Cynthia Braun, Robert C. Dobkin, Michael Fiorillo, Jeffrey S. Gregersen. (ark, COURT STAFF) (Filed on 12/3/2021) |
| Filing 9 WAIVER OF SERVICE Returned Executed filed by United States Securities and Exchange Commission. Service waived by Michael Fiorillo waiver sent on 12/1/2021, answer due 1/31/2022. (Qualls, Alyssa) (Filed on 12/3/2021) |
| Filing 8 WAIVER OF SERVICE Returned Executed filed by United States Securities and Exchange Commission. Service waived by Cynthia Braun waiver sent on 12/1/2021, answer due 1/31/2022. (Senechalle, Peter) (Filed on 12/2/2021) |
| Filing 7 Case assigned to Judge Edward J. Davila. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (ha, COURT STAFF) (Filed on 12/1/2021) |
| Filing 6 Proposed Summons. (Fagel, Brian) (Filed on 12/1/2021) |
| Filing 5 Proposed Summons. (Fagel, Brian) (Filed on 12/1/2021) |
| Filing 4 Proposed Summons. (Foster, Michael) (Filed on 12/1/2021) |
| Filing 3 Proposed Summons. (Foster, Michael) (Filed on 12/1/2021) |
| Filing 2 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by United States Securities and Exchange Commission.. (Qualls, Alyssa) (Filed on 12/1/2021) |
| Filing 1 COMPLAINT against Cynthia Braun, Robert C. Dobkin, Michael Fiorillo, Jeffrey S. Gregersen. Filed byUnited States Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Qualls, Alyssa) (Filed on 12/1/2021) |
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