Securities and Exchange Commission v. Tralka et al
Plaintiff: Securities and Exchange Commission
Defendant: Charles Tralka, Thomas Braegelmann, Matthew Sullivan, Jordan E. Goodman, Robert L. Barr, Good Steward Capital Management, Inc., Secured Real Estate Income Fund I, LLC and Secured Real Estate Income Strategies, LLC
Case Number: 5:2023cv04958
Filed: September 27, 2023
Court: US District Court for the Northern District of California
Presiding Judge: Nathanael M Cousins
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77 Securities Fraud
Jury Demanded By: None
Docket Report

This docket was last retrieved on November 22, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 22, 2023 Filing 14 CLERK'S NOTICE CONTINUING Initial Case Management Conference set for 11/29/2023, to 12/20/2023, at 10:00 AM by telephone. Case Management Statement due by 12/13/2023. (This is a text-only entry generated by the court. There is no document associated with this entry.) (lmh, COURT STAFF) (Filed on 11/22/2023)
November 8, 2023 Opinion or Order Filing 13 ORDER GRANTING #12 Request. The Court rescinds the Order at Dkt. #8 . Signed by Judge Nathanael M. Cousins on 11/8/2023. (lmh, COURT STAFF) (Filed on 11/8/2023)
October 17, 2023 Filing 12 RESPONSE re #8 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC Class Action, by Securities and Exchange Commission. (Blau, Daniel) (Filed on 10/17/2023)
October 16, 2023 Filing 11 WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission. Service waived by Robert L. Barr waiver sent on 9/28/2023, answer due 11/27/2023; Thomas Braegelmann waiver sent on 9/28/2023, answer due 11/27/2023; Good Steward Capital Management, Inc. waiver sent on 9/28/2023, answer due 11/27/2023; Secured Real Estate Income Fund I, LLC waiver sent on 9/28/2023, answer due 11/27/2023; Secured Real Estate Income Strategies, LLC waiver sent on 9/28/2023, answer due 11/27/2023; Matthew Sullivan waiver sent on 9/28/2023, answer due 11/27/2023; Charles Tralka waiver sent on 9/28/2023, answer due 11/27/2023. (Blau, Daniel) (Filed on 10/16/2023)
October 13, 2023 Filing 10 CLERKS NOTICE SETTING TELEPHONIC HEARING. The Court advances the Initial Case Management Conference to 11/29/2023, at 10:00 AM. This proceeding will be held by AT&T Conference Line. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888.684.8852Access Code: 1557087The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. (This is a text-only entry generated by the court. There is no document associated with this entry.) (lmh, COURT STAFF) (Filed on 10/13/2023)
October 11, 2023 Filing 9 Summons Issued as to Robert L. Barr, Thomas Braegelmann, Good Steward Capital Management, Inc., Jordan E. Goodman, Secured Real Estate Income Fund I, LLC, Secured Real Estate Income Strategies, LLC, Matthew Sullivan, Charles Tralka. (hdj, COURT STAFF) (Filed on 10/11/2023)
October 11, 2023 Filing 8 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION Case Management Statement due by 12/20/2023. Initial Case Management Conference set for 12/27/2023 10:00 AM in San Jose, Courtroom 4, 5th Floor. (hdj, COURT STAFF) (Filed on 10/11/2023)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
October 10, 2023 Filing 7 Proposed Summons. (Blau, Daniel) (Filed on 10/10/2023)
October 10, 2023 #Electronic filing error. This filing will not be processed by the clerks office.Please re-file in its entirety. Incorrect PDF attached. Submit one proposed summons listing all defendants. Attach additional pages if needed.Re: #2 Proposed Summons filed by Securities and Exchange Commission (hdj, COURT STAFF) (Filed on 10/10/2023)
October 2, 2023 Filing 6 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Securities and Exchange Commission.. (Blau, Daniel) (Filed on 10/2/2023)
September 29, 2023 Filing 5 CLERK'S NOTICE RE: Consent or Declination. All parties are requested to file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: #http://cand.uscourts.gov/civilforms. Consent/Declination due by 10/13/2023. (This is a text-only entry generated by the court. There is no document associated with this entry.) (lmh, COURT STAFF) (Filed on 9/29/2023)
September 27, 2023 Filing 4 MOTION to Approve Consent Judgment as to Defendant Jordan E. Goodman filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Blau, Daniel) (Filed on 9/27/2023)
September 27, 2023 Filing 3 Case assigned to Magistrate Judge Nathanael M. Cousins. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 10/11/2023. (kmg, COURT STAFF) (Filed on 9/27/2023)
September 27, 2023 Filing 2 Proposed Summons. (Blau, Daniel) (Filed on 9/27/2023)
September 27, 2023 Filing 1 COMPLAINT against All Defendants. Filed bySecurities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Blau, Daniel) (Filed on 9/27/2023)

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Plaintiff: Securities and Exchange Commission
Represented By: Daniel Blau
Represented By: Daniel S. Lim
Represented By: Jacob Anthony Regenstreif
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Defendant: Charles Tralka
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Defendant: Thomas Braegelmann
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Defendant: Matthew Sullivan
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Defendant: Jordan E. Goodman
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Defendant: Robert L. Barr
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Defendant: Good Steward Capital Management, Inc.
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Defendant: Secured Real Estate Income Fund I, LLC
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Defendant: Secured Real Estate Income Strategies, LLC
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