Slater, et al v. AG Edwards & Sons, Inc., et al

Justia Dockets & Filings Tenth Circuit U.S. Court of Appeals, Tenth Circuit Slater, et al v. AG Edwards & Sons, Inc., et al

Slater, et al v. AG Edwards & Sons, Inc., et al

Defendant:	GARRETT THORNBURG, LARRY A. GOLDSTONE, CLARENCE G. SIMMONS and THORNBURG MORTGAGE, INC.
Plaintiff - Appellant:	KENNETH Z. SLATER, W. ALLEN GAGE, NICHOLAS F. ALDRICH, SR., individually and on behalf of the Aldrich Family, DONALD SMITH, on behalf of plaintiff and all others similary situated, ELAINE SNYDMAN, DENIS ROY GONSALVES, DAVID SEDKNYER, BETTY L. MANNING and JOHN LEARCH
Defendant - Appellee:	AG EDWARDS & SONS, INC., BB&T CAPITAL MARKETS, a division of Scott & Stringfellow, Inc., UBS SECURITIES, LLC., CITIGROUP GLOBAL MARKETS, INC., OPPENHEIMER & CO. INC., RBC DAIN RAUSCHER CORP., STIFEL, NICOLAUS & COMPANY, INC., BEAR, STEARNS & COMPANY and FRIEDMAN, BILLINGS, RAMSEY & CO., INC.
Case Number:	11-2170
Filed:	August 24, 2011
Court:	U.S. Court of Appeals, Tenth Circuit
Nature of Suit:	Securities, Commodities, Exch.

Opinions

We have the following opinions for this case:

Date Filed	Description
July 9, 2013	Slater v. AG Edwards & Sons, Inc.

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Search for this case: Slater, et al v. AG Edwards & Sons, Inc., et al
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Plaintiff - appellant: KENNETH Z. SLATER
Represented By:	Turner Williamson Branch
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Plaintiff - appellant: W. ALLEN GAGE
Represented By:	Stuart L. Berman
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Plaintiff - appellant: NICHOLAS F. ALDRICH, SR., individually and on behalf of the Aldrich Family
Represented By:	Turner Williamson Branch
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Plaintiff - appellant: DONALD SMITH, on behalf of plaintiff and all others similary situated
Represented By:	Turner Williamson Branch
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Plaintiff - appellant: ELAINE SNYDMAN
Represented By:	Turner Williamson Branch
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Plaintiff - appellant: DENIS ROY GONSALVES
Represented By:	Turner Williamson Branch
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Plaintiff - appellant: DAVID SEDKNYER
Represented By:	Turner Williamson Branch
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Plaintiff - appellant: BETTY L. MANNING
Represented By:	Turner Williamson Branch
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Plaintiff - appellant: JOHN LEARCH
Represented By:	Turner Williamson Branch
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Defendant - appellee: AG EDWARDS & SONS, INC.
Represented By:	Clifford K. Atkinson
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Defendant - appellee: BB&T CAPITAL MARKETS, a division of Scott & Stringfellow, Inc.
Represented By:	Clifford K. Atkinson
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Defendant - appellee: UBS SECURITIES, LLC.
Represented By:	Clifford K. Atkinson
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Defendant - appellee: CITIGROUP GLOBAL MARKETS, INC.
Represented By:	Clifford K. Atkinson
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Defendant - appellee: OPPENHEIMER & CO. INC.
Represented By:	Clifford K. Atkinson
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Defendant - appellee: RBC DAIN RAUSCHER CORP.
Represented By:	Clifford K. Atkinson
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Defendant - appellee: STIFEL, NICOLAUS & COMPANY, INC.
Represented By:	Clifford K. Atkinson
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Defendant - appellee: BEAR, STEARNS & COMPANY
Represented By:	Clifford K. Atkinson
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Defendant - appellee: FRIEDMAN, BILLINGS, RAMSEY & CO., INC.
Represented By:	Clifford K. Atkinson
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Defendant: GARRETT THORNBURG
Represented By:	David F. Cunningham
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Defendant: LARRY A. GOLDSTONE
Represented By:	David F. Cunningham
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Defendant: CLARENCE G. SIMMONS
Represented By:	David F. Cunningham
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Defendant: THORNBURG MORTGAGE, INC.
Represented By:	David F. Cunningham
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