Downes, et al v. Rivera, et al

Downes, et al v. Rivera, et al

Plaintiff - Appellee:	STEPHEN LOWE, KENNETH MILHEM, ROBERT RIVERA, JOSEPH STOCKWELL and FRANK TACKMANN
Defendant - Appellant:	DAVID K. DOWNES, MATTHEW P. FINK, ROBERT G. GALLI, PHILLIP A. GRIFFITHS, MARY F. MILLER, JOEL W. MOTLEY, OPPENHEIMER CALIFORNIA MUNICIPAL FUND, KENNETH A. RANDALL, RUSSELL S. REYNOLDS, JR., JOSPEH M. WIKLER, PETER I. WOLD, BRIAN F. WRUBLE and CLAYTON K. YEUTTER
:
Case Number:	15-1138
Filed:	April 20, 2015
Court:	U.S. Court of Appeals, Tenth Circuit
Nature of Suit:	Securities, Commodities, Exch.

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Search for this case: Downes, et al v. Rivera, et al
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Plaintiff - appellee: STEPHEN LOWE
Represented By:	Daniel C. Girard
Represented By:	Christina H.C. Sharp
Represented By:	Aaron Michael Sheanin
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Plaintiff - appellee: KENNETH MILHEM
Represented By:	Stephen D. Bunch
Represented By:	Karen Jean Cody-Hopkins
Represented By:	Nicole C. Lavallee
Represented By:	Matthew D. Pearson
Represented By:	Joseph J. Tabacco
Represented By:	Steven J. Toll
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Plaintiff - appellee: ROBERT RIVERA
Represented By:	Marc Haber
Represented By:	Alan W. Sparer
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Plaintiff - appellee: JOSEPH STOCKWELL
Represented By:	Michael Lawrence Gallo
Represented By:	Daniel C. Girard
Represented By:	Rusty Glenn
Represented By:	Marc Haber
Represented By:	Elizabeth Antonia Kramer
Represented By:	Christina H.C. Sharp
Represented By:	Dena Sharp
Represented By:	Aaron Michael Sheanin
Represented By:	Kip Brian Shuman
Represented By:	Alan W. Sparer
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Plaintiff - appellee: FRANK TACKMANN
Represented By:	Jeffrey A. Berens
Represented By:	Robert J. Dyer
Represented By:	Paul J. Geller
Represented By:	John K. Grant
Represented By:	Kristin Ann Knudson
Represented By:	Catherine J. Kowalewski
Represented By:	Darren Jay Robbins
Represented By:	David C. Walton
Represented By:	Shawn A. Williams
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Defendant - appellant: DAVID K. DOWNES
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: MATTHEW P. FINK
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: ROBERT G. GALLI
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: PHILLIP A. GRIFFITHS
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: MARY F. MILLER
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: JOEL W. MOTLEY
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: OPPENHEIMER CALIFORNIA MUNICIPAL FUND
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: KENNETH A. RANDALL
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: RUSSELL S. REYNOLDS, JR.
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: JOSPEH M. WIKLER
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: PETER I. WOLD
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: BRIAN F. WRUBLE
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Defendant - appellant: CLAYTON K. YEUTTER
Represented By:	Arthur H. Aufses
Represented By:	Lucas T. Ritchie
Represented By:	Scott Ruskay-Kidd
Represented By:	Steven Shane Sparling
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Represented By:	Glen L. Abramson
Represented By:	Gary Cantor
Represented By:	Eric Lechtzin
Represented By:	Charles J. Piven
Represented By:	Sherrie R. Savett
Represented By:	Kip Brian Shuman
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