Securities and Exchange Commission v. Joseph Barleta
| SECURITIES AND EXCHANGE COMMISSION |
| JOSEPH COLE BARLETA |
| SERVICE and RYAN K. STUMPHAUZER |
| 22-13811 |
| November 9, 2022 |
| U.S. Court of Appeals, Eleventh Circuit |
| Securities, Commodities, Exchange |
Docket Report
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| Filing 16 Briefing Notice issued to Appellant Joseph Cole Barleta. The appellant's brief is due on or before 01/30/2023. The appendix is due no later than 7 days from the filing of the appellant's brief. [Entered: 01/06/2023 12:05 PM] |
| Filing 15 TRANSCRIPT INFORMATION form filed by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. All necessary transcript(s) are on file. [Entered: 01/06/2023 12:04 PM] |
| Filing 14 NOTICE OF CIP FILING DEFICIENCY to Timothy Andrew Kolaya for Ryan K. Stumphauzer. You are receiving this notice because you have not completed the Web-Based Stock Ticker Symbol Certificate of Interested Persons (CIP) via the Court's public web-page. Failure to comply with 11th Cir. Rules 26.1-1 through 26.1-4 may result in dismissal of the case or appeal under 11th Cir. R. 42-1(b), return of deficient documents without action, or other sanctions on counsel, the party, or both. If you are an appellant or petitioner, upon expiration of 14 days from the date of this notice, your appeal will be dismissed for want of prosecution if the default has not been remedied, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b). If you are an appellee or respondent, no action will be taken on documents submitted until the CIP deficiency is remedied. See 11th Cir. R. 26.1-5. [Entered: 01/04/2023 09:39 AM] |
| Filing 13 Appendix filed [Seven VOLUMES] by Appellant Joseph Cole Barleta. [22-13811] (ECF: Andre Raikhelson) [Entered: 01/02/2023 02:26 PM] |
| Filing 12 Certificate of Interested Persons and Corporate Disclosure Statement filed by Timothy A. Kolaya for Ryan K. Stumphauzer, Court-Appointed Receiver. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [22-13811] (ECF: Timothy Kolaya) [Entered: 01/01/2023 12:19 PM] |
| Filing 11 APPEARANCE of Counsel Form filed by Timothy A. Kolaya for Ryan K. Stumphauzer, Court-Appointed Receiver [22-13811] (ECF: Timothy Kolaya) [Entered: 01/01/2023 12:16 PM] |
| Filing 10 TRANSCRIPT INFORMATION FORM SUBMITTED by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. All necessary transcript(s) are on file. [22-13811] (ECF: Andre Raikhelson) [Entered: 12/19/2022 10:16 AM] |
| Filing 9 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Brooke Wagner for Appellee Securities and Exchange Commission. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [22-13811] (ECF: Brooke Wagner) [Entered: 12/14/2022 09:07 AM] |
| Filing 8 Notice to Counsel of Record. Counsel of Record must be logged in to CM/ECF and Pacer to access this document. This is the only notice you will receive regarding this matter. Please print a copy for your file. [22-13811, 22-13853] [Entered: 11/22/2022 02:13 PM] |
| Filing 6 APPEARANCE of Counsel Form filed by Morgan Bradylyons for SEC [22-13811] (ECF: Morgan Bradylyons) [Entered: 11/18/2022 03:57 PM] |
| Filing 5 APPEARANCE of Counsel Form filed by Brooke Wagner for Securities and Exchange Commission [22-13811] (ECF: Brooke Wagner) [Entered: 11/18/2022 01:11 PM] |
| APPEARANCE of Counsel Form filed by Andre Raikhelson for Joseph Cole Barleta. [22-13811] (ECF: Andre Raikhelson) [Entered: 11/16/2022 11:57 AM] |
| Civil Appeal Statement filed by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. [22-13811] (ECF: Andre Raikhelson) [Entered: 11/16/2022 12:01 PM] |
| Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [22-13811] (ECF: Andre Raikhelson) [Entered: 11/16/2022 12:02 PM] |
| CIVIL APPEAL DOCKETED. Notice of appeal filed by Appellant Joseph Cole Barleta on 11/09/2022. Fee Status: Fee Paid. Awaiting Appellant's Certificate of Interested Persons due on or before 11/30/2022 as to Appellant Joseph Cole Barleta. Awaiting Appellee's Certificate of Interested Persons due on or before 12/14/2022 as to Appellee Securities and Exchange Commission [Entered: 11/16/2022 11:15 AM] |
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