Securities and Exchange Commission v. Joseph Barleta
| SECURITIES AND EXCHANGE COMMISSION |
| JOSEPH COLE BARLETA |
| SERVICE |
| RYAN K. STUMPHAUZER |
| 23-11927 |
| June 12, 2023 |
| U.S. Court of Appeals, Eleventh Circuit |
| Securities, Commodities, Exchange |
Docket Report
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| Filing 21 Appendix filed [One Volume VOLUMES] by Appellant Joseph Cole Barleta. [23-11927] (ECF: Andre Raikhelson) [Entered: 07/31/2023 11:33 AM] |
| Filing 20 Appellant's brief filed by Joseph Cole Barleta. [23-11927] (ECF: Andre Raikhelson) [Entered: 07/31/2023 11:31 AM] |
| Filing 19 Briefing Notice issued to Appellant Joseph Cole Barleta. The appellant's brief is due on or before 07/31/2023. The appendix is due no later than 7 days from the filing of the appellant's brief. [Entered: 07/25/2023 08:36 AM] |
| Filing 18 TRANSCRIPTS FILED. Transcript Order: Court Reporter: Ilona Lupowitz, Dt. all Trans. Filed: 06/21/2023, Proceeding Type and Date: Other Hearings 06/05/2023. [Entered: 07/25/2023 08:35 AM] |
| Filing 17 TRANSCRIPT INFORMATION FORM PROCESSED. Transcript Order: Court Reporter: Ilona Lupowitz, Proceeding Type and Date: Other Hearings 06/05/2023. [Entered: 07/25/2023 08:34 AM] |
| Filing 16 TRANSCRIPT INFORMATION FORM SUBMITTED by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. Transcript(s) ordered. [23-11927] (ECF: Andre Raikhelson) [Entered: 07/13/2023 10:32 AM] |
| Filing 15 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to Brooke Wagner for Securities and Exchange Commission. You have failed to complete the Web-Based CIP on the Court's website and have not filed the standalone CIP. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you both remedy the default(s) AND file a motion to remedy the default(s). [Entered: 07/11/2023 07:51 AM] |
| Filing 14 Notice of deficient Transcript Order Form filed by David L. Ferguson for Joseph Cole Barleta, Daniel Scott Fridman for Joseph Cole Barleta, Joel Hirschhorn for Joseph Cole Barleta and Andre Raikhelson for Joseph Cole Barleta. Document Not Legible/Complete. The second page of the TOF has not been completed and electronically signed. Please submit a CORRECTED Transcript Order Form within 3 days of this notice. [Entered: 07/10/2023 08:49 AM] |
Filing 13
ORDER: Motion for Leave to File Transcript Order Form Out of Time filed by Appellant Joseph Cole Barleta is GRANTED by clerk [ # 12 ]. [Entered: 07/10/2023 08:47 AM]
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| Filing 12 MOTION for leave to file Transcript Order Form and Transcript on File out of time filed by Joseph Cole Barleta. Opposition to Motion is Unknown. [12] [23-11927] (ECF: Andre Raikhelson) [Entered: 07/07/2023 12:14 PM] |
| Filing 11 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Timothy Andrew Kolaya for Appellee Ryan K. Stumphauzer. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [23-11927] (ECF: Timothy Kolaya) [Entered: 07/05/2023 09:23 AM] |
| Filing 10 The CORRECTED Transcript Order Form has not been filed as to Appellant Joseph Cole Barleta. The appellant is hereby notified that, pursuant to 11th Cir. R. 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless the appellant (1) files a completed CORRECTED Transcript Order Form in this Court AND in the district court OR files in this Court a certificate stating no transcript will be ordered; AND (2) files in this Court a Motion to File Documents Out of Time. [Entered: 07/05/2023 08:55 AM] |
| Filing 9 APPEARANCE of Counsel Form filed by Brooke Wagner for Securities and Exchange Commission Related cases? Yes. [23-11927] (ECF: Brooke Wagner) [Entered: 06/30/2023 12:55 PM] |
| Filing 8 APPEARANCE of Counsel Form filed by Timothy A. Kolaya for Ryan K. Stumphauzer, Court-Appointed Receiver for Complete Business Solutions Group, Inc. and the other "Receivership Entities" Related cases? Yes. [23-11927] (ECF: Timothy Kolaya) [Entered: 06/30/2023 11:16 AM] |
| Filing 7 Returned Mail was received for Attorney James David Silver for Not Party Service. IN RE: 06/12/2023 Dkting letter. [Entered: 06/28/2023 12:37 PM] |
| Filing 6 Notice of deficient Transcript Order Form filed by Andre Raikhelson for Joseph Cole Barleta. Incorrect Event used to file a document. The Transcript Order Form states you are requesting transcripts, however, the event used to file the TOF states all transcripts are on file. Please correct this filing within 3 days of this notice. [Entered: 06/20/2023 08:47 AM] |
| Filing 5 TRANSCRIPT INFORMATION FORM SUBMITTED by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. All necessary transcript(s) are on file. [23-11927] (ECF: Andre Raikhelson) [Entered: 06/16/2023 03:29 PM] |
| Filing 4 Civil Appeal Statement filed by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. Related cases? Yes. [23-11927] (ECF: Andre Raikhelson) [Entered: 06/16/2023 03:28 PM] |
| Filing 3 APPEARANCE of Counsel Form filed by Andre Raikhelson for Joseph Cole Barleta. Related cases? Yes. [23-11927] (ECF: Andre Raikhelson) [Entered: 06/16/2023 03:23 PM] |
| Filing 2 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Andre Raikhelson for Appellant Joseph Cole Barleta. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [23-11927] (ECF: Andre Raikhelson) [Entered: 06/16/2023 03:18 PM] |
| Filing 1 CIVIL APPEAL DOCKETED. Notice of appeal filed by Appellant Joseph Cole Barleta on 06/10/2023. Fee Status: Fee Paid. 06/12/2023 Awaiting Appellant's Certificate of Interested Persons due on or before 06/26/2023 as to Appellant Joseph Cole Barleta. Awaiting Appellee's Certificate of Interested Persons due on or before 07/10/2023 as to Appellee Securities and Exchange Commission. [Entered: 06/12/2023 02:24 PM] |
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