John Doe v. U.S. Securities and Exchange Commission
| JOHN DOE |
| U.S. SECURITIES AND EXCHANGE COMMISSION |
| ERIKA CHEUNG, THE NATIONAL WHISTLEBLOWER CENTER, SHERRON WATKINS, ANTI-FRAUD COALITION, GOVERNMENT ACCOUNTABILITY PROJECT, WHISTLEBLOWER AID, SIGNALS NETWORK and BETTER MARKETS, INC. |
| 25-14016 |
| November 13, 2025 |
| U.S. Court of Appeals, Eleventh Circuit |
| Other |
Docket Report
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| Filing 43 Appellee's Brief filed by Respondent U.S. Securities and Exchange Commission. [25-14016] (ECF: Theodore Weiman) [Entered: 04/24/2026 09:16 PM] |
| Filing 42 SEALED Respondent in 25-13647, 25-14016 brief filed by Respondent U.S. Securities and Exchange Commission in 25-13647, 25-14016. [25-13647, 25-14016] (ECF: Theodore Weiman) [Entered: 04/24/2026 07:36 PM] |
| Filing 41 AMENDED Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney John Michael Connolly for Petitioner John Doe. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [25-14016] (ECF: John Connolly) [Entered: 03/12/2026 09:42 PM] |
| Filing 40 AMENDED Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Theodore Weiman for Respondent U.S. Securities and Exchange Commission. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [25-14016] (ECF: Theodore Weiman) [Entered: 03/10/2026 10:50 AM] |
| Filing 39 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to Caleb Hayes-Deats and Harry Larson for Anti-Fraud Coalition in 25-14016. You have failed to complete the Web-Based CIP on the Court's website. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you remedy the default(s). If you are an appellee or respondent, pursuant to 11th Cir. R. 26.1-5(c), no action may be taken on your filings until you comply with the CIP rules. [25-14016, 25-13647] [Entered: 03/09/2026 09:17 AM] |
| Filing 38 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to John Paul Batson for Government Accountability Project, Better Markets, Inc., Whistleblower Aid and Signals Network in 25-13647 and 25-14016. You have failed to complete the Web-Based CIP on the Court's website. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you remedy the default(s). If you are an appellee or respondent, pursuant to 11th Cir. R. 26.1-5(c), no action may be taken on your filings until you comply with the CIP rules. [25-14016, 25-13647] [Entered: 03/09/2026 09:16 AM] |
| Filing 37 Over the phone extension granted by clerk as to Attorney Theodore Weiman for Respondent U.S. Securities and Exchange Commission in 25-13647, 25-14016. Appellee's Brief due on 04/24/2026 as to Respondent U.S. Securities and Exchange Commission.. Any request for a second or subsequent extension of time shall be subject to 11th Cir. R. 31-2(d). [25-13647, 25-14016] [Entered: 03/04/2026 12:29 PM] |
| Filing 36 Amicus Brief as of right or by consent of the parties filed by Caleb Hayes-Deats for The Anti-Fraud Coalition as amicus curiae. [25-14016] (ECF: Caleb Hayes-Deats) [Entered: 03/03/2026 09:57 AM] |
| Filing 35 APPEARANCE of Counsel Form filed by Caleb Hayes-Deats for The Anti-Fraud Coalition as amicus curiae Caleb Hayes-Deats for Anti-Fraud Coalition. Related cases? Yes. [25-14016] (ECF: Caleb Hayes-Deats) [Entered: 03/03/2026 09:54 AM] |
| Filing 34 APPEARANCE of Counsel Form filed by Harry P. Larson for the Anti-Fraud Coalition as amicus curiae Harry Larson for Anti-Fraud Coalition. Related cases? Yes. [25-14016] (ECF: Harry Larson) [Entered: 03/03/2026 09:46 AM] |
| Filing 33 Amicus Brief as of right or by consent of the parties filed by John P. Batson Amici The Government Accountability Project, Whistleblower Aid, The Signals Network and Better Markets. [25-14016] (ECF: John Batson) [Entered: 03/03/2026 09:30 AM] |
| Filing 32 APPEARANCE of Counsel Form filed by John P. Batson Amici Governmental Accountability Project, Whistleblower Aid, The Signals Network, Better Markets, and the personell and attorneys associated with each organization, listed on Attachment A Related cases? Yes. [25-14016] (ECF: John Batson) [Entered: 03/03/2026 09:27 AM] |
| Filing 31 Notice of deficient Amicus Brief filed by John Paul Batson for Government Accountability Project, Better Markets, Inc., Whistleblower Aid and Signals Network in 25-14016. An appearance of Counsel Form and the Amicus brief must also be filed in consolidated appeal 25-14016. Counsel must cure this deficiency within 3 days of this notice. [25-13647, 25-14016] [Entered: 03/03/2026 08:52 AM] |
| Filing 30 Notice of deficient Amicus Brief filed by Caleb Hayes-Deats for Anti-Fraud Coalition in 25-14016. An appearance of Counsel Form and the Amicus brief must also be filed in consolidated appeal 25-14016. Counsel must cure this deficiency within 3 days of this notice. [25-13647, 25-14016] [Entered: 03/03/2026 08:51 AM] |
| Filing 29 SEALED Appendix filed [2 VOLUMES] filed by Petitioner John Doe in 25-14016, 25-13647. [25-14016, 25-13647] (ECF: John Connolly) [Entered: 03/02/2026 03:09 PM] |
| Filing 28 SEALED Appendix filed [2 VOLUMES] filed by Petitioner John Doe in 25-13647, 25-14016. [25-13647, 25-14016] (ECF: John Connolly) [Entered: 03/02/2026 03:02 PM] |
| Filing 27 Amicus Brief as of right or by consent of the parties filed by Stephen Kohn for National Whistleblower Center, Sherron Watkins, Dr. Aaron Westrick, and Erika Cheung (amici curiae). [25-14016] (ECF: Stephen Kohn) [Entered: 02/27/2026 12:05 PM] |
| Filing 26 APPEARANCE of Counsel Form filed by Stephen Kohn for National Whistleblower Center, Sherron Watkins, Dr. Aaron Westrick, and Erika Cheung (amici curiae) Related cases? No. [25-14016] (ECF: Stephen Kohn) [Entered: 02/26/2026 04:32 PM] |
| Filing 25 CORRECTED SEALED Petitioner in 25-14016, 25-13647 brief filed by Petitioner John Doe in 25-14016, 25-13647. [25-14016, 25-13647]--[Edited 02/26/2026 by OCK] (ECF: John Connolly) [Entered: 02/25/2026 03:52 PM] |
| Filing 24 SEALED Petitioner in 25-13647, 25-14016 brief filed by Petitioner John Doe in 25-13647, 25-14016. [25-13647, 25-14016] (ECF: John Connolly) [Entered: 02/25/2026 03:31 PM] |
| Filing 23 Corrected Appellant's Brief filed by Petitioner John Doe. [25-14016] (ECF: John Connolly) [Entered: 02/25/2026 03:10 PM] |
| Filing 22 Notice of deficient Appellant brief filed by Attorney John Michael Connolly for Petitioner John Doe in 25-13647, 25-14016. Deficiencies: the Certificate of Compliance does not specify the word count. See FRAP 32(g)(1). [25-13647, 25-14016] [Entered: 02/24/2026 01:26 PM] |
| Filing 21 DEFICIENT SEALED Petitioner in 25-14016, 25-13647 brief filed by Petitioner John Doe in 25-14016, 25-13647. [25-14016, 25-13647]--[Edited 02/26/2026 by OCK] (ECF: John Connolly) [Entered: 02/23/2026 02:22 PM] |
| Filing 20 DEFICIENT SEALED Petitioner in 25-13647, 25-14016 brief filed by Petitioner John Doe in 25-13647, 25-14016. [25-13647, 25-14016]--[Edited 02/26/2026 by OCK] (ECF: John Connolly) [Entered: 02/23/2026 02:17 PM] |
| Filing 19 DEFICIENT Appellant's brief filed by John Doe. [25-14016]--[Edited 02/26/2026 by OCK] (ECF: John Connolly) [Entered: 02/23/2026 02:00 PM] |
| Filing 18 APPEARANCE of Counsel Form filed by Peter Allevato for Petitioners Related cases? Yes. [25-14016] (ECF: Peter Allevato) [Entered: 02/18/2026 01:57 PM] |
| Filing 17 Briefing Notice issued to Petitioner John Doe in 25-13647, 25-14016. The appellant's brief is due on or before 02/23/2026. The appendix is due no later than 7 days from the filing of the appellant's brief. [25-13647, 25-14016] [Entered: 01/14/2026 10:21 AM] |
| Filing 16 SEALED document, Certified List of the Administrative Record. filed by Respondent U.S. Securities and Exchange Commission in 25-13647, 25-14016. [25-13647, 25-14016] (ECF: Theodore Weiman) [Entered: 01/12/2026 01:25 PM] |
Filing 15
ORDER: Motion to seal documents filed by Petitioner John Doe is GRANTED. [ # 10604366-2 ] in 25-13647, Motion to seal documents filed by Petitioner John Doe is GRANTED. [ # 14 ] in 25-14016 ELB (See attached order for complete text) [25-13647, 25-14016] [Entered: 12/29/2025 02:52 PM]
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| Filing 14 MOTION to seal filed by John Doe. Motion is Unopposed. [14] [25-14016] (ECF: John Connolly) [Entered: 12/16/2025 01:40 PM] |
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Filing 13
ORDER: Motion for extension to file agency record to 01/12/2026 filed by Respondent U.S. Securities and Exchange Commission is GRANTED by clerk [ # 12 ]. [Entered: 12/11/2025 02:06 PM]
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| Filing 12 MOTION for extension of time to file agency record to 01/12/2026 filed by U.S. Securities and Exchange Commission. Motion is Unopposed. [12] [25-14016] (ECF: Theodore Weiman) [Entered: 12/11/2025 10:31 AM] |
| Filing 11 Amended Notice to Counsel of Record. Counsel of Record must be logged in to CM/ECF and Pacer to access this document. This is the only notice you will receive regarding this matter. Please print a copy for your file. [25-13647, 25-14016] [Entered: 12/01/2025 12:35 PM] |
| Filing 10 Absent objection filed within 14 days of this notice, the following case(s), 25-14016, will be consolidated with case number 25-13647 by the Clerk pursuant to FRAP 3(b)(2) and 11th Cir. R. 12-2. [25-13647, 25-14016] [Entered: 11/26/2025 03:05 PM] |
| Filing 9 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Theodore Weiman for Respondent U.S. Securities and Exchange Commission. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [25-14016] (ECF: Theodore Weiman) [Entered: 11/26/2025 09:06 AM] |
| Filing 8 APPEARANCE of Counsel Form filed by Steven C. Begakis for Petitioner John Doe Related cases? Yes. [25-14016] (ECF: Steven Begakis) [Entered: 11/24/2025 12:17 PM] |
| Filing 7 Civil Appeal Statement filed by Attorney John Michael Connolly for Petitioner John Doe. Related cases? Yes. [25-14016] (ECF: John Connolly) [Entered: 11/24/2025 12:12 PM] |
| Filing 6 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney John Michael Connolly for Petitioner John Doe. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [25-14016] (ECF: John Connolly) [Entered: 11/24/2025 12:10 PM] |
| Filing 5 APPEARANCE of Counsel Form filed by John Michael Connolly for John Doe. Related cases? Yes. [25-14016] (ECF: John Connolly) [Entered: 11/24/2025 12:08 PM] |
| Filing 4 APPEARANCE of Counsel Form filed by Stephen G. Yoder for Securities and Exchange Commission Related cases? Yes. [25-14016] (ECF: Stephen Yoder) [Entered: 11/19/2025 10:31 AM] |
| Filing 3 APPEARANCE of Counsel Form filed by Theodore Weiman for the Securities and Exchange Commission Related cases? Yes. [25-14016] (ECF: Theodore Weiman) [Entered: 11/18/2025 10:40 AM] |
| Filing 2 Court of Appeals DC Circuit Docket Report and Transfer Letter [Entered: 11/17/2025 11:31 AM] |
| Filing 1 AGENCY PETITION / APPLICATION DOCKETED. Filed by Petitioner John Doe. Fee Status: Fee Paid. [Entered: 11/17/2025 11:25 AM] |
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