American Securities Association, et al v. United States Securities and Exchange Commission, et al
| AMERICAN SECURITIES ASSOCIATION and CITADEL SECURITIES LLC |
| SECURITIES AND EXCHANGE COMMISSION |
| CBOE BYX EXCHANGE, INC., CBOE BZX EXCHANGE, INC, CBOE C2 EXCHANGE, INC, CBOE EDGA EXCHANGE, INC, CBOE EDGX EXCHANGE, INC, CBOE EXCHANGE, INC., CONSOLIDATED AUDIT TRAIL, LLC, NYSE AMERICAN, LLC, NYSE ARCA, INC., NYSE NATIONAL, INC., NYSE TEXAS, INC., NASDAQ GEMX, LLC, NASDAQ ISE, LLC, NASDAQ MRX, LLC, NASDAQ PHLX, LLC, NASDAQ TEXAS, LLC, NEW YORK STOCK EXCHANGE LLC and THE NASDAQ STOCK MARKET, LLC |
| MEMBERS OF UNITED STATES CONGRESS, CATO INSTITUTE, AMERICAN FREE ENTERPRISE CHAMBER OF COMMERCE, STATE OF ARKANSAS, STATE OF ALABAMA, STATE OF ALASKA, STATE OF FLORIDA, STATE OF GEORGIA, STATE OF IDAHO, STATE OF INDIANA, STATE OF IOWA, STATE OF KANSAS, STATE OF KENTUCKY, STATE OF LOUISIANA, STATE OF MISSOURI, STATE OF MISSISSIPPI, STATE OF MONTANA, STATE OF NEBRASKA, STATE OF NORTH DAKOTA, STATE OF OHIO, STATE OF OKLAHOMA, STATE OF SOUTH CAROLINA, STATE OF SOUTH DAKOTA, STATE OF TENNESSEE, STATE OF TEXAS, STATE OF UTAH, STATE OF WEST VIRGINIA, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., BETTER MARKETS, INC., SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION and PTG MARKETS |
| 26-10936 |
| March 24, 2026 |
| U.S. Court of Appeals, Eleventh Circuit |
| Other |
Docket Report
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This docket was last retrieved on September 15, 2026. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 118 Received paper copies of Petitioners brief [5 copies ] for Petitioners American Securities Association and Citadel Securities LLC. [Entered: 09/15/2026 12:09 PM] |
| Filing 117 **2ND REQUEST**Notice of Deficiency issued to Amicus Curiae PTG Markets. The paper copies of Amicus Curiae brief have not been received. See 11th Cir. Rules 30-1(d) and 31-3. The paper copies must be submitted within seven days of this notice. See the attached notice for additional information. [Entered: 09/14/2026 03:16 PM] |
| Filing 115 Received paper copies of Amicus Curiae [2 copies ] for Amicus Curiae Better Markets, Inc.. [Entered: 08/19/2026 10:29 AM] |
| Filing 114 Notice of Deficiency issued to Amicus Curiae PTG Markets. The paper copies of Amicus Curiae brief have not been received. See 11th Cir. Rules 30-1(d) and 31-3. The paper copies must be submitted within seven days of this notice. See the attached notice for additional information. [Entered: 08/14/2026 11:13 AM] |
| Filing 113 Assigned to tentative calendar number 4 in Atlanta during the week of December 14, 2026. [Entered: 08/13/2026 02:58 PM] |
| Filing 112 Received paper copies of Amicus Curiae [2 copies ] for Amicus Curiae Securities Industry and Financial Markets Association. [Entered: 08/06/2026 09:42 AM] |
| Filing 111 Received paper copies of Petitioners Brief [2 copies] and Appendix, [2 copies of 2 volumes] for Petitioners American Securities Association and Citadel Securities LLC. [Entered: 08/05/2026 11:43 AM] |
| Filing 110 Received paper copies of Amicus Curiae Brief [2 copies] for Amicus Curiae Cato Institute. [Entered: 08/05/2026 10:31 AM] |
| Filing 109 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to Cody L. Reaves for American Free Enterprise Chamber of Commerce. You have failed to complete the Web-Based CIP on the Court's website. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you remedy the default(s). If you are an appellee or respondent, pursuant to 11th Cir. R. 26.1-5(c), no action may be taken on your filings until you comply with the CIP rules. [Entered: 08/03/2026 10:44 AM] |
| Filing 108 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to Thomas Arthur Berry for Cato Institute. You have failed to complete the Web-Based CIP on the Court's website. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you remedy the default(s). If you are an appellee or respondent, pursuant to 11th Cir. R. 26.1-5(c), no action may be taken on your filings until you comply with the CIP rules. [Entered: 08/03/2026 10:43 AM] |
| Filing 107 NOTICE TO PARTIES: Within seven days of the date of this notice, each party must send to the Court paper copies of the party's brief(s) and appendix, if any, as specified in the attached notice. [Entered: 07/30/2026 03:50 PM] |
| Filing 106 Amicus Brief filed by Amicus Curiae Securities Industry and Financial Markets Association. [Entered: 07/30/2026 03:46 PM] |
| Filing 105 Amicus Brief filed by Amicus Curiae PTG Markets. [Entered: 07/30/2026 03:45 PM] |
Filing 104
ORDER: The Motion of PTG Markets to File Brief as Amicus Curiae in Support of Petitioners is GRANTED. The Motion for Leave to File Brief on Amicus Curiae Securities Industry and Financial Markets Association in Support of the Petition for Review and Motion to Stay is GRANTED. [ # 54 ], [ # 70 ] BL (See attached order for complete text) [Entered: 07/30/2026 03:40 PM]
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| Filing 103 Received paper copies of Petitioners reply brief [5 copies ] for Petitioners American Securities Association and Citadel Securities LLC. [Entered: 07/29/2026 10:38 AM] |
| Filing 102 APPEARANCE of Counsel Form filed by John Michael Connolly for American Securities Association. Related cases? Yes. [26-10936] (ECF: John Connolly) [Entered: 07/24/2026 10:14 AM] |
| Filing 101 Notice of deficient Reply Brief filed by Noel John Francisco for American Securities Association. The required Appearance of Counsel form have not been received for: American Securities Association. Counsel must file a corrected Appearance of Counsel form. [Entered: 07/24/2026 08:05 AM] |
| Filing 100 Joint Reply Brief filed by Petitioners American Securities Association and Citadel Securities LLC. [26-10936]--[Edited 07/24/2026 by MDT] (ECF: Noel Francisco) [Entered: 07/23/2026 05:41 PM] |
| Filing 99 Received paper copies of Respondent brief [5 copies ] for Respondent Securities and Exchange Commission. [Entered: 07/23/2026 03:50 PM] |
| Filing 98 Received paper copies of Amicus Curiae brief [7 copies ] for Not Party Securities Industry and Financial Markets Association. [Entered: 07/21/2026 03:16 PM] |
| Filing 97 This appeal has been removed from tentative calendar # 1 and will be reassigned at a later date. [Entered: 07/17/2026 04:08 PM] |
| Filing 96 Assigned to tentative calendar number 1 in Atlanta during the week of November 2, 2026. If not previously done, you must file three additional identical paper copies of the brief and appendix, which conform to all formatting requirements, e.g., a cover page for briefs, in Atlanta, within seven days of the date of this notice (see 11th Cir. R. 31-3 & 11th Cir. R. 30-1(d)), and FRAP 32 and the accompanying circuit rules. [Entered: 07/17/2026 10:21 AM] |
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Filing 95
ORDER: Petitioners Opposed Motion for Stay is DENIED, as they have not made the requisite showing. See Nken v. Holder, 556 U.S. 418, 434-35 (2009). [ # 20 ] RSR, KCN and EJK (See attached order for complete text) [Entered: 07/14/2026 12:01 PM]
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| Filing 94 Received paper copies of Amicus Curiae Brief [5 copies ] for Not Party Financial Industry Regulatory Authority, Inc.. [Entered: 07/13/2026 11:22 AM] |
| Filing 93 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to Steffen Nathanael Johnson for Financial Industry Regulatory Authority, Inc.. You have failed to complete the Web-Based CIP on the Court's website. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you remedy the default(s). If you are an appellee or respondent, pursuant to 11th Cir. R. 26.1-5(c), no action may be taken on your filings until you comply with the CIP rules. [Entered: 07/10/2026 09:31 AM] |
| Filing 92 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to Dominick V. Freda for Better Markets, Inc.. You have failed to complete the Web-Based CIP on the Court's website. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you remedy the default(s). If you are an appellee or respondent, pursuant to 11th Cir. R. 26.1-5(c), no action may be taken on your filings until you comply with the CIP rules. [Entered: 07/10/2026 09:30 AM] |
| Filing 91 Amicus Brief as of right or by consent of the parties filed by Steffen N. Johnson for amicus curiae Financial Industry Regulatory Authority, Inc.. [26-10936] (ECF: Steffen Johnson) [Entered: 07/09/2026 05:19 PM] |
| Filing 90 **ENTERED IN ERROR-FILING CORRECTED VERSION** Amicus Brief as of right or by consent of the parties filed by Steffen N. Johnson for amicus curiae Financial Industry Regulatory Authority, Inc.. [26-10936]--[Edited 07/09/2026 by NLR] (ECF: Steffen Johnson) [Entered: 07/09/2026 04:07 PM] |
| Filing 89 Amicus Brief as of right or by consent of the parties filed by Dominick V. Freda for Better Markets, Inc.. [26-10936] (ECF: Dominick Freda) [Entered: 07/09/2026 02:52 PM] |
| Filing 88 APPEARANCE of Counsel Form filed by Dominick V. Freda for Better Markets, Inc. Related cases? No. [26-10936] (ECF: Dominick Freda) [Entered: 07/09/2026 02:49 PM] |
| Filing 87 APPEARANCE of Counsel Form filed by Steffen N. Johnson for amicus curiae Financial Industry Regulatory Authority, Inc. Related cases? Yes. [26-10936] (ECF: Steffen Johnson) [Entered: 07/09/2026 11:37 AM] |
| Filing 86 APPEARANCE of Counsel Form filed by W. Bradford Barber for amicus curiae Financial Industry Regulatory Authority, Inc. Related cases? Yes. [26-10936] (ECF: William Barber) [Entered: 07/09/2026 11:34 AM] |
| Filing 85 APPEARANCE of Counsel Form filed by Paul N. Harold for amicus curiae Financial Industry Regulatory Authority, Inc. Related cases? Yes. [26-10936] (ECF: Paul Harold) [Entered: 07/09/2026 11:30 AM] |
| Filing 84 APPEARANCE of Counsel Form filed by Michael W. McConnell for amicus curiae Financial Industry Regulatory Authority, Inc. Related cases? Yes. [26-10936] (ECF: Michael McConnell) [Entered: 07/09/2026 11:25 AM] |
| Filing 83 Received Addtional paper copies of Intervenors Brief [3 copies] for Intervenors NYSE American, LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc.. [Entered: 07/08/2026 11:37 AM] |
| Filing 82 Received paper copies of Intervenor brief [5 copies ] for Intervenor Consolidated Audit Trail, LLC. [Entered: 07/06/2026 03:15 PM] |
| Filing 81 Intervenor's Brief filed by Intervenors New York Stock Exchange LLC, NYSE American, LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc.. [26-10936] (ECF: Matthew MacLean) [Entered: 07/02/2026 09:14 PM] |
| Filing 80 Intervenor's Brief filed by Intervenor Consolidated Audit Trail, LLC. [26-10936] (ECF: Ian Gershengorn) [Entered: 07/02/2026 02:24 PM] |
| Filing 79 Appellee's Brief filed by Respondent Securities and Exchange Commission. [26-10936] (ECF: Daniel Matro) [Entered: 07/02/2026 11:31 AM] |
| Filing 78 This appeal has been removed from tentative calendar # 24 and will be reassigned at a later date. [Entered: 06/16/2026 08:41 AM] |
| Filing 77 Received paper copies of Petitioners Brief [3 copies] and Appendix, [3 copies of 2 volumes] for Petitioners American Securities Association and Citadel Securities LLC. [Entered: 06/10/2026 10:51 AM] |
| Filing 76 Received paper copies of Amici Curiae Brief [3 copies] for Amici Curiae State of Alabama, State of Alaska, State of Arkansas, State of Florida, State of Georgia, State of Idaho, State of Indiana, State of Iowa, State of Kansas, State of Kentucky, State of Mississippi, State of Missouri, State of Montana, State of Nebraska, State of North Dakota, State of Ohio, State of Oklahoma, State of South Carolina, State of South Dakota, State of Tennessee, State of Texas, State of Utah and State of West Virginia. [Entered: 06/09/2026 02:09 PM] |
| Filing 75 Received paper copies of Amicus Curiae brief [3 copies ] for Amicus Curiae American Free Enterprise Chamber of Commerce. [Entered: 06/08/2026 03:04 PM] |
| Filing 74 Assigned to tentative calendar number 24 in Miami during the week of September 28, 2026. You must file three additional identical paper copies of the brief and appendix, which conform to all formatting requirements, e.g., a cover page for briefs, in Atlanta, within seven days of the date of this notice or after you have filed your brief (see 11th Cir. R. 31-3 & 11th Cir. R. 30-1(d)), and FRAP 32 and the accompanying circuit rules. [Entered: 06/05/2026 10:47 AM] |
| Filing 73 ***DOCKETED IN ERROR*** Removed from case: Attorney Zachary J. Lustbader for Not Party Members of United States Congress in 26-10936, Attorney David Nabors for Not Party Members of United States Congress in 26-10936.--[Edited 06/04/2026 by KJK] [Entered: 06/04/2026 01:19 PM] |
| Filing 72 AMENDED Certificate of Interested Persons and Corporate Disclosure Statement filed by Matthew J. MacLean for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc., and NYSE Texas, Inc. Attorney Matthew Jeffrey MacLean for Intervenors New York Stock Exchange LLC, NYSE American, LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc.. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [26-10936] (ECF: Matthew MacLean) [Entered: 06/04/2026 09:56 AM] |
| Filing 71 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Ian Heath Gershengorn for Intervenor Consolidated Audit Trail, LLC. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [26-10936] (ECF: Ian Gershengorn) [Entered: 05/29/2026 04:19 PM] |
| Filing 70 MOTION to file amicus brief filed by Lorin L. Reisner for Securities Industry and Financial Markets Association. [70] [26-10936] (ECF: Lorin Reisner) [Entered: 05/28/2026 09:33 PM] |
| Filing 69 Amicus Brief as of right or by consent of the parties filed by Autumn Hamit Patterson for Amici States Arkansas et al.. [26-10936] (ECF: Autumn Patterson) [Entered: 05/28/2026 08:27 PM] |
| Filing 68 Amicus Brief as of right or by consent of the parties filed by Christopher G. Michel for Members of United States Congress. [26-10936] (ECF: Christopher Michel) [Entered: 05/28/2026 08:05 PM] |
| Filing 67 APPEARANCE of Counsel Form filed by Autumn Hamit Patterson for Amici States Arkansas et al. Related cases? No. [26-10936] (ECF: Autumn Patterson) [Entered: 05/28/2026 07:58 PM] |
| Filing 66 APPEARANCE of Counsel Form filed by Eric E. Stern for Securities Industry and Financial Markets Association Related cases? Yes. [26-10936] (ECF: Eric Stern) [Entered: 05/28/2026 07:53 PM] |
| Filing 65 APPEARANCE of Counsel Form filed by William T. Marks for Securities Industry and Financial Markets Association Related cases? Yes. [26-10936] (ECF: William Marks) [Entered: 05/28/2026 07:49 PM] |
| Filing 64 Amicus Brief as of right or by consent of the parties filed by Cody L. Reaves for American Free Enterprise Chamber of Commerce. [26-10936] (ECF: Cody Reaves) [Entered: 05/28/2026 07:18 PM] |
| Filing 63 APPEARANCE of Counsel Form filed by Cody L. Reaves for American Free Enterprise Chamber of Commerce Related cases? No. [26-10936] (ECF: Cody Reaves) [Entered: 05/28/2026 06:57 PM] |
| Filing 62 Joint Appendix filed [Two VOLUMES] by Petitioners American Securities Association and Citadel Securities LLC. [26-10936]--[Edited 07/24/2026 by MDT] (ECF: Noel Francisco) [Entered: 05/28/2026 06:30 PM] |
| Filing 61 Amicus Brief as of right or by consent of the parties filed by Thomas A. Berry for Cato Institute. [26-10936] (ECF: Thomas Berry) [Entered: 05/28/2026 04:34 PM] |
| Filing 60 APPEARANCE of Counsel Form filed by Thomas A. Berry for Cato Institute Related cases? No. [26-10936] (ECF: Thomas Berry) [Entered: 05/28/2026 04:29 PM] |
| Filing 59 Certificate of Interested Persons and Corporate Disclosure Statement filed by Michael J. Showalter for Amicus PTG Markets. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [26-10936] (ECF: Michael Showalter) [Entered: 05/28/2026 03:32 PM] |
| Filing 58 APPEARANCE of Counsel Form filed by Michael J. Showalter for Amicus PTG Markets Related cases? No. [26-10936] (ECF: Michael Showalter) [Entered: 05/28/2026 03:30 PM] |
| Filing 57 APPEARANCE of Counsel Form filed by David A. Nabors for Members of United States Congress Related cases? Yes. [26-10936] (ECF: David Nabors) [Entered: 05/28/2026 02:01 PM] |
| Filing 56 APPEARANCE of Counsel Form filed by Zachary J. Lustbader for Members of United States Congress Related cases? Yes. [26-10936] (ECF: Zachary Lustbader) [Entered: 05/28/2026 01:50 PM] |
| Filing 55 APPEARANCE of Counsel Form filed by Christopher G. Michel for Members of United States Congress Related cases? Yes. [26-10936] (ECF: Christopher Michel) [Entered: 05/28/2026 01:42 PM] |
| Filing 54 MOTION to file amicus brief filed by MICHAEL J. SHOWALTER FOR AMICUS PTG MARKETS. [54] [26-10936] (ECF: Michael Showalter) [Entered: 05/28/2026 12:20 PM] |
| Filing 53 AMENDED Certificate of Interested Persons and Corporate Disclosure Statement filed by Paul Lantieri III for The Nasdaq Stock Market, LLC; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX, LLC; and Nasdaq Texas, LLC. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [26-10936] (ECF: Paul Lantieri) [Entered: 05/28/2026 12:14 PM] |
| Filing 52 APPEARANCE of Counsel Form filed by Lorin L. Reisner for Securities Industry and Financial Markets Association Related cases? Yes. [26-10936] (ECF: Lorin Reisner) [Entered: 05/27/2026 05:42 PM] |
| Filing 51 NOTICE OF CERTIFICATE OF INTERESTED PERSONS (CIP) DEFICIENCY issued to Ari M. Berman for New York Stock Exchange LLC, NYSE American, LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc., Gregory M. Boyle for Consolidated Audit Trail, LLC, Elizabeth B. Deutsch for Consolidated Audit Trail, LLC, Ian Heath Gershengorn for Consolidated Audit Trail, LLC, Stephen J. Kastenberg for The Nasdaq Stock Market, LLC, Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX, LLC and Nasdaq Texas, LLC, Paul Lantieri, III for The Nasdaq Stock Market, LLC, Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX, LLC and Nasdaq Texas, LLC, Matthew Jeffrey MacLean for New York Stock Exchange LLC, NYSE American, LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc., Sarah Myles Madigan for New York Stock Exchange LLC, NYSE American, LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc., David Oliwenstein for New York Stock Exchange LLC, NYSE American, LLC, NYSE Arca, Inc., NYSE National, Inc. and NYSE Texas, Inc. and Anne Sommer Warnke for Consolidated Audit Trail, LLC. You have failed to file the CIP. If you are an appellant or petitioner, pursuant to 11th Cir. Rules 26.1-5(c) and 42-1(b), this appeal will be dismissed without further notice upon the expiration of 14 days from the date of this notice unless you remedy the default(s). If you are an appellee or respondent, pursuant to 11th Cir. R. 26.1-5(c), no action may be taken on your filings until you comply with the CIP rules. [Entered: 05/26/2026 11:50 AM] |
| Filing 50 Joint Appellant's brief filed by American Securities Association and Citadel Securities LLC. [26-10936]--[Edited 07/24/2026 by MDT] (ECF: Noel Francisco) [Entered: 05/21/2026 10:53 PM] |
| Filing 49 Petitioners' Rule 26.1-4 Notice Regarding Cboe Intervenors' Amended CIP filed by Attorney Noel John Francisco for Petitioners American Securities Association and Citadel Securities LLC. [26-10936] (ECF: Noel Francisco) [Entered: 05/11/2026 07:45 PM] |
| Filing 48 REPLY to RESPONSE to Motion to stay pending appeal [ # 20 ] filed by Petitioners American Securities Association and Citadel Securities LLC. [26-10936] (ECF: Noel Francisco) [Entered: 05/11/2026 07:05 PM] |
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Filing 47
ORDER: parties Joint Motion to Set Expedited Briefing Schedule is GRANTED as follows. Petitioners initial brief is due on or before May 21, 2026. Amicus briefs in support of Petitioners, if any, are due on or before May 28, 2026. Respondents and Intervenors response briefs are due on or before July 2, 2026. Amicus briefs in support of Respondent, if any, are due on or before July 9, 2026. Petitioners reply brief, if any, is due on or before July 23, 2026. The Clerks Office is DIRECTED to place this case on the next available oral argument calendar with an opening after August 2026. [ # 41 ] the briefing schedule. RSR (See attached order for complete text) [Entered: 05/08/2026 04:57 PM]
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| Filing 46 AMENDED Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Paul Greenwalt, III for Intervenors Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc, Cboe C2 Exchange, Inc, Cboe EDGA Exchange, Inc, Cboe EDGX Exchange, Inc and Cboe Exchange, Inc.. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [26-10936] (ECF: Paul Greenwalt) [Entered: 05/04/2026 07:15 PM] |
| Filing 45 RESPONSE to Motion to stay pending appeal filed by Petitioners American Securities Association and Citadel Securities LLC [ # 20 ] filed by Attorney Paul Greenwalt, III for Intervenors Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc, Cboe C2 Exchange, Inc, Cboe EDGA Exchange, Inc, Cboe EDGX Exchange, Inc and Cboe Exchange, Inc.. [26-10936] (ECF: Paul Greenwalt) [Entered: 04/27/2026 11:19 PM] |
| Filing 44 Certified Agency List filed as to Attorney Daniel Matro for Respondent Securities and Exchange Commission. [26-10936] (ECF: Daniel Matro) [Entered: 04/27/2026 04:36 PM] |
| Filing 43 RESPONSE to Motion filed by Petitioners American Securities Association and Citadel Securities LLC [ # 20 ] filed by Attorney Ian Heath Gershengorn for Intervenor Consolidated Audit Trail, LLC. [26-10936] (ECF: Ian Gershengorn) [Entered: 04/27/2026 04:10 PM] |
| Filing 42 RESPONSE to Motion filed by Petitioners American Securities Association and Citadel Securities LLC [ # 20 ] filed by Attorney Daniel Matro for Respondent Securities and Exchange Commission. [26-10936] (ECF: Daniel Matro) [Entered: 04/27/2026 03:49 PM] |
| Filing 41 MOTION to expedite briefing filed by Securities and Exchange Commission. Joint Stipulation of Parties. [41] [26-10936] (ECF: Daniel Matro) [Entered: 04/23/2026 11:02 AM] |
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Filing 40
ORDER: Consolidated Audit Trail, LLCs Unopposed Motion for Leave to Intervene is GRANTED. [ # 8 ], The Unopposed Motion for Leave to Intervene by The Nasdaq Stock Market, LLC; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX, LLC; and Nasdaq Texas, LLC is GRANTED. [ # 29 ], The Motion to Intervene by Intervenor-Movants New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc., and NYSE Texas, Inc. is GRANTED. [ # 30 ], The Unopposed Motion for Leave to Intervene in Support of Respondent by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., and Cboe Exchange, Inc. is GRANTED. [ # 37 ] KCN (See attached order for complete text) [Entered: 04/22/2026 11:47 AM]
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Filing 39
ORDER: The parties Joint Motion to Enter an Agreed-Upon Briefing Schedule on Petitioners Motion for Stay is GRANTED. Any response to Petitioners motion for a stay is due by April 27, 2026. Petitioners reply, if any, is due by May 11, 2026. [ # 22 ] KCN (See attached order for complete text) [Entered: 04/15/2026 02:08 PM]
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| Filing 38 Notice to Counsel of Record. Counsel of Record must be logged in to CM/ECF and Pacer to access this document. This is the only notice you will receive regarding this matter. Please print a copy for your file. [Entered: 04/15/2026 11:38 AM] |
| Filing 37 MOTION to intervene filed by Paul E. Greenwalt III for Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., and Cboe Exchange, Inc.. [37] [26-10936] (ECF: Paul Greenwalt) [Entered: 04/13/2026 06:22 PM] |
| Filing 36 Notice of deficient Appearance of Counsel filed by Jeffrey M. Heckendorn, Paul Greenwalt, III and Michael K. Molzberger for Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc, Cboe EDGA Exchange, Inc, Cboe EDGX Exchange, Inc, Cboe C2 Exchange, Inc and Cboe Exchange, Inc. An attorney may not electronically file through another person's ECF account. See 11th Cir. R. 25-3(e). Counsel must file an Appearance of Counsel form using counsel's own ECF account. [Entered: 04/13/2026 04:44 PM] |
| Filing 35 APPEARANCE of Counsel Form filed by Michael K. Molzberger for Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., and Cboe Exchange, Inc. Related cases? No. [26-10936] (ECF: Michael Molzberger) [Entered: 04/13/2026 03:02 PM] |
| Filing 34 APPEARANCE of Counsel Form filed by Paul E. Greenwalt III for Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., and Cboe Exchange, Inc. Related cases? No. [26-10936] (ECF: Paul Greenwalt) [Entered: 04/13/2026 02:59 PM] |
| Filing 33 APPEARANCE of Counsel Form filed by J. Maxwell Heckendorn for Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., and Cboe Exchange, Inc. Related cases? No. [26-10936] (ECF: Jeffrey Heckendorn) [Entered: 04/10/2026 08:11 PM] |
| Filing 32 ***NO ACTION TAKEN, SEE DE 36 *** APPEARANCE of Counsel Form filed by Michael K. Molzberger for Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., and Cboe Exchange, Inc. Related cases? No. [26-10936]--[Edited 04/13/2026 by ASR] (ECF: Jeffrey Heckendorn) [Entered: 04/10/2026 08:10 PM] |
| Filing 31 ***NO ACTION TAKEN, SEE DE 36 *** APPEARANCE of Counsel Form filed by Paul E. Greenwalt III for Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., and Cboe Exchange, Inc. Related cases? No. [26-10936]--[Edited 04/13/2026 by ASR] (ECF: Jeffrey Heckendorn) [Entered: 04/10/2026 08:08 PM] |
| Filing 30 MOTION to intervene filed by Matthew J. MacLean for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc., and NYSE Texas, Inc.. [30] [26-10936] (ECF: Matthew MacLean) [Entered: 04/10/2026 01:45 PM] |
| Filing 29 MOTION to intervene filed by Paul Lantieri III for The Nasdaq Stock Market, LLC; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX, LLC; and Nasdaq Texas, LLC. [29] [26-10936] (ECF: Paul Lantieri) [Entered: 04/10/2026 12:57 PM] |
| Filing 28 APPEARANCE of Counsel Form filed by Sarah M. Madigan for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc., and NYSE Texas, Inc. Related cases? Yes. [26-10936] (ECF: Sarah Madigan) [Entered: 04/09/2026 09:40 PM] |
| Filing 27 APPEARANCE of Counsel Form filed by David Oliwenstein for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc., and NYSE Texas, Inc Related cases? Yes. [26-10936] (ECF: David Oliwenstein) [Entered: 04/09/2026 09:37 PM] |
| Filing 26 APPEARANCE of Counsel Form filed by Ari M. Berman for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc., and NYSE Texas, Inc. Related cases? Yes. [26-10936] (ECF: Ari Berman) [Entered: 04/09/2026 09:33 PM] |
| Filing 25 APPEARANCE of Counsel Form filed by Matthew J. MacLean for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE National, Inc., and NYSE Texas, Inc. Related cases? Yes. [26-10936] (ECF: Matthew MacLean) [Entered: 04/09/2026 09:29 PM] |
| Filing 24 APPEARANCE of Counsel Form filed by Stephen J. Kastenberg for The Nasdaq Stock Market, LLC; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX, LLC; and Nasdaq Texas, LLC Related cases? Yes. [26-10936] (ECF: Stephen Kastenberg) [Entered: 04/09/2026 10:10 AM] |
| Filing 23 APPEARANCE of Counsel Form filed by Paul Lantieri III for The Nasdaq Stock Market, LLC; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX, LLC; and Nasdaq Texas, LLC Related cases? Yes. [26-10936] (ECF: Paul Lantieri) [Entered: 04/09/2026 10:07 AM] |
| Filing 22 TIME SENSITIVE MOTION to Enter an Agreed-Upon Briefing Schedule on Petitioners' Motion for Stay, Including Extensions for Certain Deadlines filed by Securities and Exchange Commission. Joint Stipulation of Parties. [22] [26-10936] (ECF: Daniel Matro) [Entered: 04/07/2026 03:13 PM] |
| Filing 21 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Daniel Matro for Respondent Securities and Exchange Commission. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [26-10936] (ECF: Daniel Matro) [Entered: 04/07/2026 09:26 AM] |
| Filing 20 MOTION to stay pending appeal filed by American Securities Association and Citadel Securities LLC. Motion is Opposed. [20] [26-10936] (ECF: Noel Francisco) [Entered: 04/02/2026 09:06 PM] |
| Filing 19 Civil Appeal Statement filed by Attorney Noel John Francisco for Petitioners American Securities Association and Citadel Securities LLC. Related cases? Yes. [26-10936] (ECF: Noel Francisco) [Entered: 04/02/2026 06:26 PM] |
| Filing 18 Certificate of Interested Persons and Corporate Disclosure Statement filed by Attorney Noel John Francisco for Petitioners American Securities Association and Citadel Securities LLC. On the same day the CIP is served, any filer represented by counsel must also complete the court's web-based stock ticker symbol certificate at the link here http://www.ca11.uscourts.gov/web-based-cip or on the court's website. See 11th Cir. R. 26.1-1(b). [26-10936] (ECF: Noel Francisco) [Entered: 04/02/2026 06:24 PM] |
| Filing 17 APPEARANCE of Counsel Form filed by Christopher S. Dinkel for Citadel Securities LLC Related cases? Yes. [26-10936] (ECF: Christopher Dinkel) [Entered: 04/02/2026 12:31 PM] |
| Filing 16 APPEARANCE of Counsel Form filed by David Phillips for Citadel Securities LLC Related cases? Yes. [26-10936] (ECF: David Phillips) [Entered: 04/02/2026 12:28 PM] |
| Filing 15 APPEARANCE of Counsel Form filed by Brinton Lucas for Citadel Securities LLC Related cases? Yes. [26-10936] (ECF: Brinton Lucas) [Entered: 04/02/2026 12:25 PM] |
| Filing 14 APPEARANCE of Counsel Form filed by Noel J. Francisco for Citadel Securities LLC Related cases? Yes. [26-10936] (ECF: Noel Francisco) [Entered: 04/02/2026 12:20 PM] |
| Filing 13 Substitute attorney: Attorney Michael J. Connolly in 26-10936 substituted by Attorney John Michael Connolly in 26-10936 [Entered: 04/02/2026 11:57 AM] |
| Filing 12 APPEARANCE of Counsel Form filed by Hannah Templin for Petitioner Citadel Securities LLC Related cases? Yes. [26-10936] (ECF: Hannah Templin) [Entered: 04/02/2026 10:57 AM] |
| Filing 11 APPEARANCE of Counsel Form filed by Brian C. Rabbitt for Petitioner Citadel Securities LLC Related cases? Yes. [26-10936] (ECF: Brian Rabbitt) [Entered: 04/02/2026 10:34 AM] |
| Filing 10 APPEARANCE of Counsel Form filed by Michael J. Connolly for American Securities Association and Citadel Securities LLC. Related cases? Yes. [26-10936] (ECF: John Connolly) [Entered: 04/02/2026 10:24 AM] |
| Filing 9 APPEARANCE of Counsel Form filed by Daniel Matro for U.S. Securities and Exchange Commission Related cases? Yes. [26-10936] (ECF: Daniel Matro) [Entered: 04/02/2026 07:43 AM] |
| Filing 8 MOTION to intervene filed by Ian Heath Gershengorn for Consolidated Audit Trail, LLC. [8] [26-10936] (ECF: Ian Gershengorn) [Entered: 04/01/2026 02:22 PM] |
| Filing 7 APPEARANCE of Counsel Form filed by Anne S. Warnke for Consolidated Audit Trail, LLC Related cases? Yes. [26-10936] (ECF: Anne Warnke) [Entered: 04/01/2026 12:22 PM] |
| Filing 6 APPEARANCE of Counsel Form filed by Sophia W. Montgomery for Consolidated Audit Trail, LLC Related cases? Yes. [26-10936] (ECF: Sophia Montgomery) [Entered: 04/01/2026 12:18 PM] |
| Filing 5 APPEARANCE of Counsel Form filed by Jonathan J. Marshall for Consolidated Audit Trail, LLC Related cases? Yes. [26-10936] (ECF: Jonathan Marshall) [Entered: 04/01/2026 12:16 PM] |
| Filing 4 APPEARANCE of Counsel Form filed by Elizabeth Deutsch for Consolidated Audit Trail, LLC Related cases? Yes. [26-10936] (ECF: Elizabeth Deutsch) [Entered: 04/01/2026 12:14 PM] |
| Filing 3 APPEARANCE of Counsel Form filed by Gregory M. Boyle for Consolidated Audit Trail, LLC Related cases? Yes. [26-10936] (ECF: Gregory Boyle) [Entered: 04/01/2026 12:12 PM] |
| Filing 2 APPEARANCE of Counsel Form filed by Ian Heath Gershengorn for Consolidated Audit Trail, LLC Related cases? Yes. [26-10936] (ECF: Ian Gershengorn) [Entered: 04/01/2026 12:06 PM] |
| Filing 1 AGENCY PETITION / APPLICATION DOCKETED. Filed by Petitioners American Securities Association and Citadel Securities LLC. Fee Status: Fee Paid. See attached docketing notice for important information, including deadlines. [Entered: 03/24/2026 04:31 PM] |
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