In re: Refco Securities Litigation

In re: Refco Securities Litigation

Plaintiff:	American Financial International Group - Asia, LLC, Irv Kreitenberg, Steve Kreitenberg, Matthew Larson, Mark S. Kirschner, James P. Sinclair, as Trustee of the SphinX Trust, Index Recovery Co., L.P., FKA SphinX Managed Futures Index Fund, LP, The Trustees of the Masonic Hall and Asylum Fund, George Miller and Michael Albrecht
Defendant:	Bennett Trust, Leo R. Breitman, CMG Institutional Trading LLC, Deutsche Bank Securities Inc., Nathan Gantcher, Goldman, Sachs & Company, HSBC Securities (USA) Inc., Harris Nesbitt Corp., J.P. Morgan Securities Inc., Lind-Waldock Securities LLC, Ernst & Young, LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sandler O'Neill Partners, L.P., William Blair & Company, L.L.C., BMO Capital Markets Corp., Samuel A. Ramirez & Co. Inc., Muriel Siebert & Co. Inc., The Williams Capital Group, L.P., Beckenham Trading Co. Inc, Andrew Krieger, Coast Asset Management, LLC, CS Land Management LLC, Capgemini U.S. LLC, Donald J. Edwards, William Kessinger, David Donnini, Edgar D. Jannotta, Jr., Vincent J. Hemmer, Philip A. Canfield, Kingdon Associates, Kingdon Partners, M. Kingdon Offshore NV, Kingdon Family Partnership, Credit Suisse First Boston Next Fund, Inc., LAB Morgan Corporation, ML IBK Positions, Inc., Frederick W. Gluck, Lorraine Kata, Bradd Kata, Glenn Kata, Gregg Kata, Scott Kata, Todd Kata, MDL Defendants and B. Douglas Morris
Debtor:	In re: Utendahl Capital Partners, L.P.
Plaintiff - Appellant:	Kenneth M. Krys, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al and Christopher Stride, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al
Plaintiff - Appellee:	Dennis A. Klejna
Defendant - Appellee:	Phillip R. Bennet, Banc of America Securities LLC, Joseph P. Collins, Credit Suisse Securities (USA) LLC, Tone Grant, Grant Thornton LLP, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Santo Maggio, PriceWaterhouseCoopers LLP, Mayer Brown LLP, Mayer Brown International LLP, Ingram Micro, Inc., EMF Financial Products, Delta Flyer Fund, LLC, Eric M. Flanagan, Guy Castranova, Derivative Portfolio Management LLC, DPM-Mellon, LLC, Derivative Portfolio Management, Ltd., DPM-Mellon, Ltd., Bank of New York Mellon Corporation, Robert Aaron, Thomas H. Lee Equity Fund V, L.P., Mark Ramler, Robert Trosten, Mari Ferris, CIM Ventures Inc. and JPMorgan Chase & Co.
Case Number:	10-1700
Filed:	April 30, 2010
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	STATUTES-Secur Comm Exchange

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Search for this case: In re: Refco Securities Litigation
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Debtor: In re: Utendahl Capital Partners, L.P.
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Plaintiff: American Financial International Group - Asia, LLC
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Plaintiff: Irv Kreitenberg
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Plaintiff: Steve Kreitenberg
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Plaintiff: Matthew Larson
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Plaintiff: Mark S. Kirschner
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Plaintiff: James P. Sinclair, as Trustee of the SphinX Trust
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Plaintiff: Index Recovery Co., L.P., FKA SphinX Managed Futures Index Fund, LP
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Plaintiff: The Trustees of the Masonic Hall and Asylum Fund
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Plaintiff: George Miller
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Plaintiff: Michael Albrecht
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Plaintiff - appellant: Kenneth M. Krys, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al
Represented By:	David Molton
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Plaintiff - appellant: Christopher Stride, as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al
Represented By:	David Molton
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Plaintiff - appellee: Dennis A. Klejna
Represented By:	Helen Byungsun Kim
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Defendant: Bennett Trust
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Defendant: Leo R. Breitman
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Defendant: CMG Institutional Trading LLC
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Defendant: Deutsche Bank Securities Inc.
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Defendant: Nathan Gantcher
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Defendant: Goldman, Sachs & Company
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Defendant: HSBC Securities (USA) Inc.
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Defendant: Harris Nesbitt Corp.
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Defendant: J.P. Morgan Securities Inc.
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Defendant: Lind-Waldock Securities LLC
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Defendant: Ernst & Young, LLP
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant: Sandler O'Neill Partners, L.P.
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Defendant: William Blair & Company, L.L.C.
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Defendant: BMO Capital Markets Corp.
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Defendant: Samuel A. Ramirez & Co. Inc.
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Defendant: Muriel Siebert & Co. Inc.
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Defendant: The Williams Capital Group, L.P.
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Defendant: Beckenham Trading Co. Inc
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Defendant: Andrew Krieger
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Defendant: Coast Asset Management, LLC
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Defendant: CS Land Management LLC
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Defendant: Capgemini U.S. LLC
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Defendant: Donald J. Edwards
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Defendant: William Kessinger
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Defendant: David Donnini
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Defendant: Edgar D. Jannotta, Jr.
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Defendant: Vincent J. Hemmer
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Defendant: Philip A. Canfield
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Defendant: Kingdon Associates
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Defendant: Kingdon Partners
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Defendant: M. Kingdon Offshore NV
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Defendant: Kingdon Family Partnership
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Defendant: Credit Suisse First Boston Next Fund, Inc.
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Defendant: LAB Morgan Corporation
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Defendant: ML IBK Positions, Inc.
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Defendant: Frederick W. Gluck
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Defendant: Lorraine Kata
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Defendant: Bradd Kata
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Defendant: Glenn Kata
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Defendant: Gregg Kata
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Defendant: Scott Kata
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Defendant: Todd Kata
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Defendant: MDL Defendants
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Defendant: B. Douglas Morris
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Defendant - appellee: Phillip R. Bennet
Represented By:	Adam C. Silverstein
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Defendant - appellee: Banc of America Securities LLC
Represented By:	Philip D. Anker
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Defendant - appellee: Joseph P. Collins
Represented By:	Jonathan P. Bach
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Defendant - appellee: Credit Suisse Securities (USA) LLC
Represented By:	Philip D. Anker
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Defendant - appellee: Tone Grant
Represented By:	Laura E. Neish
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Defendant - appellee: Grant Thornton LLP
Represented By:	James David Reich
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Defendant - appellee: David V. Harkins
Represented By:	Kerry L. Quinn
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Defendant - appellee: Scott L. Jaeckel
Represented By:	Kerry L. Quinn
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Defendant - appellee: Thomas H. Lee
Represented By:	Kerry L. Quinn
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Defendant - appellee: Santo Maggio
Represented By:	Scott E. Hershman
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Defendant - appellee: PriceWaterhouseCoopers LLP
Represented By:	James Capra
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Defendant - appellee: Mayer Brown LLP
Represented By:	Thomas G. Ward
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Defendant - appellee: Mayer Brown International LLP
Represented By:	Anthony Mathias Candido
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Defendant - appellee: Ingram Micro, Inc.
Represented By:	Paul Spagnoletti
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Defendant - appellee: EMF Financial Products
Represented By:	Veronica E. Rendon
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Defendant - appellee: Delta Flyer Fund, LLC
Represented By:	Veronica E. Rendon
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Defendant - appellee: Eric M. Flanagan
Represented By:	Veronica E. Rendon
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Defendant - appellee: Guy Castranova
Represented By:	Brian J. Pendleton
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Defendant - appellee: Derivative Portfolio Management LLC
Represented By:	Brian J. Pendleton
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Defendant - appellee: DPM-Mellon, LLC
Represented By:	Brian J. Pendleton
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Defendant - appellee: Derivative Portfolio Management, Ltd.
Represented By:	Brian J. Pendleton
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Defendant - appellee: DPM-Mellon, Ltd.
Represented By:	Brian J. Pendleton
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Defendant - appellee: Bank of New York Mellon Corporation
Represented By:	Brian J. Pendleton
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Defendant - appellee: Robert Aaron
Represented By:	Donald A. Corbett
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Defendant - appellee: Thomas H. Lee Equity Fund V, L.P.
Represented By:	Robert F. Carangelo
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Defendant - appellee: Mark Ramler
Represented By:	James David Reich
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Defendant - appellee: Robert Trosten
Represented By:	Judith L. Mogul
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Defendant - appellee: Mari Ferris
Represented By:	James P. Cusick
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Defendant - appellee: CIM Ventures Inc.
Represented By:	Paul Spagnoletti
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Defendant - appellee: JPMorgan Chase & Co.
Represented By:	Philip D. Anker
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