In Re: American Express Financ
Plaintiff: Carol M. Anderson, Leonard D. Caldwell, Donald G. Dobbs, Kathie Kerr, Susan M. Rangeley, Patrick J. Wollmering, Naresh Chand, On behalf of himself and all others similarly situated, John B. Perkins, Elizabeth Flenner, Gale D. Caldwell and Richard T. Allen, Individually and on behalf of all others similarly situated
Defendant: American Express Company, American Express Financial Corporation, American Express Financial Advisonrs, Inc. and James M. Cracchiolo
Appellant: John Beland and Elaine Beland
Defendant - Appellee: Ameriprise Financial Services, Inc.
Case Number: 10-3399
Filed: August 23, 2010
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange

Opinions

We have the following opinions for this case:

Date Filed Description
November 3, 2011 Summary In Re: American Express Finance Advisors Securities Litigation

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Plaintiff: Carol M. Anderson
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Plaintiff: Leonard D. Caldwell
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Plaintiff: Donald G. Dobbs
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Plaintiff: Kathie Kerr
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Plaintiff: Susan M. Rangeley
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Plaintiff: Patrick J. Wollmering
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Plaintiff: Naresh Chand, On behalf of himself and all others similarly situated
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Plaintiff: John B. Perkins
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Plaintiff: Elizabeth Flenner
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Plaintiff: Gale D. Caldwell
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Plaintiff: Richard T. Allen, Individually and on behalf of all others similarly situated
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Appellant: John Beland
Represented By: David Albert Genelly
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Appellant: Elaine Beland
Represented By: David Albert Genelly
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Defendant: American Express Company
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Defendant: American Express Financial Corporation
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Defendant: American Express Financial Advisonrs, Inc.
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Defendant: James M. Cracchiolo
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Defendant - appellee: Ameriprise Financial Services, Inc.
Represented By: David W. Bowker
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