In Re: Merrill Lynch & Company
| Community Trust Bank, Inc., A Kentucky Corporation |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated |
| 11-753 |
| February 25, 2011 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
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| Plaintiff - appellant: Community Trust Bank, Inc., A Kentucky Corporation | |
| Represented By: | Jessica K. Case |
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| Defendant - appellee: Merrill Lynch, Pierce, Fenner & Smith Incorporated | |
| Represented By: | Carl S. Burkhalter |
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