Defendant:	David Silver, Neil N. Lapidus, UniCredit SPA, Audax Group LP, Audax Management Co. LLC, 101 Huntington Holdings LLC, Marc B. Wolpow, Geoffrey S. Rehnert, Richard T. Joseph; Carol Nelson; Gordon Associates, Bruce Gordon; Robert M. Siff; Robert Ros, John Nessel, Kingate Euro Fund, Ltd., Jelris & Associates, L.P., Citrus Investment Holdings Ltd., Ascot Partners, L.P., Stepheny B. Riemer, Amy Metzenbaum, BWI, Sherry Gaines In Her Fiduciary Capacity As Trustee Of The Jay Gaines & Co. Profit Sharing Plan, Edward Blumenfeld, II, Fullerton Capital PTE Ltd., Blanchefleur Macher, Joyce C. Auerbach, DOS BFS FAMILY PARTNERSHIP II, L.P., DONALD AND BETTE STEIN FAMILY TRUST, DONALD O. STEIN, WILLIAM STEIN, JAMIE STEIN WALKER, and BARBARA STEIN JAFFE, The Jeanne T. Spring Trust, Peri Arenas, in 12-cv-2875, Tesuji Partners, LLC, in 12-cv-2875, Barclays Bank S.A., Northern Trust, N.A., Ashby Investment Services Limited, Edward Blumenfeld, individually, and as Trustee, Miles &Shirley Fiterman Charitable Foundation, et al., Peter Pearman, as trustee for the Concorde 1987 Trust DTD, The Glantz-Ostrin Trust II, Norton S. Rosensweig, The Hausner Group, The Spring Family Trust, ELLEN V. GREENSPAN, as trustee of the Trust (A. Anagnos et al., trustes), Enhancement Group, WIlliam Rosenwald Family Fund, Inc., David Blumenfeld, individually, and as Trustee, JRAG, LLC, in 12-cv-2876, Harold Greisman, Edward Blumenfeld Gerald Y Mordfin, Thomas D. Kearns, David Abel, Financial Institution Defendants, Trust f/b/o Brad Blumenfeld, BSI AG, Fairfield Heathcliff Capital LLC, P&I Partners, Sarah R. Varet, individually and as trustee and as beneficiary of Issue Trust 5 UAD FBO Sarah R. Varet, CRS Revocable Trust, Trust f/b/o David Blumenfeld, Elizabeth R. Varet, individually, and as custodian for Joseph R. Varet, as custodian and/or trustee of the Elizabeth R. Varet Money Purchase Pension Plan, as grantor of the 2004 V Trust, as trustee and beneficiary of the Apollo Trust for Elizabeth R., The Joint Tenancy of Robert Pinchou and Fabian Guenzburger, The Lustig Family 1990 Trust, James R. Ledley, as trustee of Issue Trust 5 UAD FBO Jonathan R. Sigelman, as trustee of the Trust UAD FBO Jonathan R. Sigelman, Thema Fund Limited, Cardinal Management, Inc., The Estate of Gilbert M. Kotzen, Harold J. Hein, The Roberth Auerbach Revocable Trust, The Estate of Elena Jalon, Fairfield Greenwich (Bermuda) Limited, ABN AMRO Retained Custodial Services (Ireland) Limited, Patrick Littaye, Luc D. Estenne, LaGuardia Corporate Center Associates, LLC, Migs Woodside, Thema International Fund PLC, Bull Market Fund, Janice M. Calesa, EJS, Pioneer Global Asset Management S.p.A., The Joint Tenancy of Phyllis Guenzburger and Fabian Guenzburger, Charles Murphy, Edward and Susan Blumenfeld Charitable Lead Trust, Kingate Global Fund, Ltd., Robert Auerback, The Edward R. Glantz Living Trust, Stephanie S. Mack, c/o Cooley LLP 1114 Avenue of the Americas NY, NY 10036 212-479-6000, HUDSON CHARITABLE FUND, Marjorie Most, Harvey Cohen, Fairfield International Managers, Inc., Banca Carige S.P.A., in 12-cv-02408, RMGF LTD. Partnership, South Sea Holdings L.P., Randi C. Crawford, Financiere Agache, Chester Global Strategy Fund Limited, Philip Toub, Michael A. Varet, individually and as beneficial owner of one or more IRAs, as custodian for David R. Varet and Sara R. Varet, as trustee of the Michael A. Varet Trust UAD, Blumco Setauket, LLC, Grace & Company, Banco Bilbao Vizcaya Argentaria, Scott Ostrin, BDG Larkfield Associates, LLC, Chester Global Strategy Fund, LP, Lorraine Lock Nosworthy, Francine Fishman, as Limited Partners of RMGF Ltd. Partnership, Stanley J. Bernstein, The Estate of Jesse L. Sigelman, Ellen J. Wertheim, First Peninsula Trustees Limited, Robert Nystrom, Joan Roman, Calesa Associates L.P., Trust U/W/O David L. Fisher, Elizabeth R. Varet Money Purchase Pension Plan, Visiting Nurse Service of New York, Fairfield Investment Fund Limited, Nicole Girard, The S. James Coppersmith Charitable Remainder Unitrust, Mary Ann Stefanelli, Mistral (SPC), Bank Julius Baer & Co., Ltd., McKool Smith 1 Bryant Park 47th Floor New York, NY 10036 212-402-9400, Deborah Weinstein, Freda B. Epstein, The Edward and Susan Blumenfeld Foundation, Robert A. Belfer and Renee E. Belfer Family Foundation, R.H. Book, LLC, Austin Bosarge, Pamela W. Goldberg, BDG DWD Associates, LLC, Allan R. Tessler, Inteligo Bank Ltd. Panama Branch, FKA Blubank Ltd Panama Branch, Janice G. Coppersmith, Pierre Delandmeter, Fairfield Greenwich Limited, Kostin Company, Macher Family Partnership, Alexandra E. Hausner Cave, Brad Blumenfeld Charitable Lead Trust, Kenneth Macher, Russell J. DeLucia, Fairfield Greenwich (UK) Limited, ABN AMRO Bank (Ireland) Ltd., FKA Fortis Prime Fund Solutions Bank (Ireland) Ltd., Freda Epstein Revocable Trust, Barclays Private Bank & Trust Limited, Access Management Luxembourg SA, Zia Inayat Khan, I.I. Kotzen Company, El Prela Trust, Joshua Elkin, Marvin L. Olshan, Jonathan P. Rosensweig, The Marcia Kotzen 2002 Revocable Trust, SNS Global Custody B.V., 125 Bethpage Associates, Kathy Hausner Grossman, Hermes International Fund Limited, Merrill Lynch Bank (Suisse) SA, The Trust FBO Nicole Girard U/A/D, Linda Rosensweig, Sherry Gaines, Jeffrey Hinte, Pergament Equities, LLC, Linda Sohn, Joel Yanowitz, Steven Goldman, Melvin B. Nessel Revocable Trust, ARC-BDG Setauket Enterprise, David Ivan Lustig, Joseph R. Varet, individually and as beneficiary and as trustee of the Issue Trust 5 UAD FBO Joseph R. Varet, Kim Dickstein, in 12-cv-2875, Amanda Goldberg Snyderman, Partners Advisers S.A., Merlin & Associates, Ltd., BCC II, LLC, Daniel Schneider, Belinda F. Clarke, as trustee for the Concorde 1987 Trust DTD, PICTET ET CIE, Fred A. Daibes Madoff Securities Trust, Michael Most, ANCHORAGE CHARITABLE FUND, The Brad Blumenfeld Family Foundation, Kara Fishbein Goldman, Subsequent Transferee Defendants, ABN AMRO Custodial Services (Ireland) Ltd., KBC Investments Limited, Neal Goldman, David I. Lustig, Jennifer Spring McPherson, B-4 Partnership, ABN AMRO Bank, N.V., The Royal Bank of Scotland N.V., Gregory Fisher, as Limited Partner of RMGF Ltd. Partnership, Denise M. Angeja, Mr. Harvey Rubin Trust of, Susan Kostin, ALICE ROSENWALD FUND, 500 Bi-County Associates, L.P., Gail Nessel, Robert S. Bernstein, Thema Wise Investments Limited, Daniel Land Co. LLC, Andrew Kostin, 45 South Service Road, LLC, Fairfield Investors (Euro) Ltd., Jerry Yanowitz, Gotham Plaza Associates, LLC, Metro Motor Imports, Inc., et al, BDG 125th Street, LLC, Regina Fisher, individually and as General Partner of RMGF Ltd. Partnership, Elaine Ostrin, SNS Bank N.V., Richard M. Glantz 1991 Living Trust, Alexander G. Anagnos, Arthur M. Siskind, The Estate of Thelma Glantz, Michael N. Rosen, Kenneth Kreger, Banco Itau Europa Luxembourg, S.A., BDG Construction Corp., LaGuardia Corporate Center Associates, L.P., Joan Elkin Madison, Chester Management Cayman Limited, Charitable Remainder Trust F/B/O Vivien Svigals, Geo Currencies S.A., The Estate of Edward R. Glantz, Susan Siegal, THE ABSTRACTION FUND, Taj Inayat, Ostrin Family Partnership, Michael Frenchman, Trust U/T/A, Maxrob, L.P., Robert A. Belfer, as Trustee of The Robert A. Belfer and Renee E. Belfer Family Foundation, Harold Anfang, in 12-cv-2875, Randi M. Calesa 1986 Trust, Lakeview Investment, LP, BDG Kingsbridge, LLC, Jay Gaines, DWD Associates, LLC, David R. Varet, Jeff E. Calesa, Charleston Enterprises, LLC, The Estate of Sylvia W. Lock, Susan Blumenfeld, individually, and as Trustee, Cheryl K. Tomchin, Janice M. Calesa 1984 Trust, Morton Kurzrok, Bonnie J. Kansler, Double B Squared LLC, Edith G. Sisler, Elizabeth R. Varet IRA Rollover, Santiago Reyes, Deborah Madoff, Individually and in her capacity as Guardian for A.M. and E.M., Brad Blumenfeld Farmingdale Trust, BDG Deer Park Associates, LLC, Melvin B. Nessel 2006 Trust u/a/d, Gutmacher Enterprises, LP, Gordon Mackenzie, Maurice Harvey Rubin, Tensyr Limited, Robert Blum, Remaining 546(e) Parties, Cynthia A. Delles, BDG Lake Grove I, LLC, Antecedent Debt Defendants Listed in Appendix A od the Court's May 12, 2012 Order, Citibank, N.A., Alice Rosenwald, individually and as custodian for Jonathan Sigelman, as custodian for Benjamon R. Sigelman, as trustee and beneficiary of Issue 1 Trust UAD FBO Alice Rosenwald, as trustee and beneficiary of Issue Trust 6 UAD FBO, AKA Alice R. Sigelm, Frederic J. Perlen, Dogwood Realty Group, Fern Creek Limited Partnership, BDG Daniel Street, LLC, Richard M. Glantz, Marital Trust created under Revocable Trust of Marvin G. Graybow, Buckmaster Farms, L.P., Gerald Blumenthal, and related Defendants listed in Appendix A to the Blumenthal Notice of Appearance, BDG Commack, LLC, Brad Blumenfeld, individually, and as Trustee, Hess Kline Rev. Trust, et al., Trust F/B/O Alexandra E. Hausner Cave, John Reisman, in 12-cv-2875, Estate of Elaine Cooper, Steven Mnuchin, Alan Mnuchin, Generation Skipping Transfer Trust FBO Alan Mnuchin, Generation Skipping Transfer Trust FBO Steven Mnuchin, Trust FBO Alan Mnuchin, Trust FBO Ste, Fiterman Investment Fund, et al., Square Asset Management Ltd., Ringler Partners, L.P., Gregory Antoniazzi, HHI Investment Trust #2, and related Defendants listed in Appendix A, Naidot & Co., Lourdes Barreneche, Kathryn R. Siggins, Paul Rampell, The Scott Ostrin Trust, Stuart H. Coleman, as trustee of the Apollo Trust for Elizabeth R. Varet UAD of the Apollo Trust FBO Nina Rosenwald, as trustee of Issue 1 Trust UAD FBO Nina Rosenwald, of Issue 1 Trust UAD FBO Elizabeth R. Varet, of Issue 1 Trust UAD 8/30/, AMERICAN PHILANTHROPIC FOUNDATION, Nancy Abraham, Pioneer Alternative Investment Management Limited, Square One Fund Ltd., Belfer Corporation, El Prela Group Holding Services Limited, Alpine Trustees Limited, David Blumenfeld Farmingdale Trust, Evelyn Fisher, Indiv. and as Trustee, Stable Fund LP, Mark McKeefrey, Jay Gaines &Co., Inc. Profit Sharing Plan, Patricia Silver, Ashby Holding Services Limited, The Barbara Girard Testamentary Trust FBO Nicole Girard, Jacqueline Harary, Blumenfeld Development Group, Ltd., P&S Associates, AMERICAN SECURITIES GROUP, L.L.C., El Prela Trading Investments Limited, The Melvin N. Lock trust, Elizabeth R. Varet Defined Benefit Plan & Trust, Jerald Ostrin, Alyssa Goldberg, Coblum Setauket, LLC, Boxwood Realty Group, Miles Q. Fiterman Revocable Trust, et al., Sumitomo Mitsui Trust Bank, Limited, S. James Coppersmith, The Sylvia W. Lock Declaration of Trust, Dated April 13, 1982, Jeff E. Calesa Trust 1989, American Securities Management, L.P., FKA American Securities, L.P., Port of Hercules Trustees Limited, George S. Kaufman, Banco Itau Europa International, Richard Spring, BDG 115 Broadhollow, L.P., The Gilbert M. Kotzen 1982 Trust, Andrew Smith, Good Faith Defendants, Anthony E. Stefanelli, Sharon L. Graybow, American Securities Holdings Corp., Dakota Global Investments, Ltd., The David Blumenfeld Family Foundation, Merrill Lynch International, Jeremy Goldberg, Isaac Jimmy Mayer, The Joyce C. Auerback Revocable Trust, Elena Elkin, Defendants' listed in Appendix A of the Court's April 13, 2012 Order, Robert Roman, Irongate Global Strategy Fund Limited, Diane Ringler, The Arthur and Rochelle Belfer Foundation, Inc., Daniel F. Lindley, in 12-cv-2875, Constance R. Sisler, Julie Schwartz, Jonathan R. Sigelman, individually and as beneficiary of Issue Trust UAD FBO, as beneficiary of the Trust UAD FBO Jonathan R. Sigelman, The Jerald Ostrin Trust, James Greiff, Edward Blumenfeld and Susan Blumenfeld, Hilda Hausner, The 1995 Jack Parker Descendant Trust No. 1, in 12-cv-2875, Meredith Goldberg, David Kostin, Michael Fisher, as Limited Partner of RMGF Ltd. Partnership, DECIMAL INVESTMENTS, L.L.C., Fairfield Greenwich Fund (Luxembourg), James Nosworthy, James Abraham, Citibank North America, Inc., EDB Capital, LLC, The Ashby Trust, Vista Management Company, Frank A. Petito, DBA The Petito Investment Group, METROPOLITAN PHILANTHROPIC FUND, INC., Estate of Rose Gutmacher, Robert H. Book, Zephyros Limited, The Glantz Family Foundation, Nina Rosenwald, individually and as trustee of the Apollo Trust for Elizabeth R. Varet UAD as trustee of Issue 1 Trust UAD FBO Alive Rosenwald, as trustee of Issue 1 Trust UAD FBO Elizabeth R. Varet, as trustee of Issue Trust 5 UAD FBO B, Fairfield Greenwich Advisors LLC, Corina Noel Piedrahita, Barclays Bank (Suisse) S.A., Estate of Kay Frankel, Jay Gaines In His Fiduciary Capacity As Trustee Of The Jay Gaines & Co. Profit Sharing Plan, UniCredit Bank Austria AG, Cyril Jalon, Estate of Helene Abraham, Susan Blumenfeld Interiors, Ltd., 10 Michael Drive Associates, L.P., Seymour W. Zises, Richard Landsberger, Lillian Berman Goldfarb, Edward Blumenfeld and Susan Blumenfeld 2007 Charitable Lead Trust, Lagoon Investment Limited, for itself and as Trustee of the Lagoon Investment Trust, Laurie Frenchman, Edward F. Calesa, Jill Fischer, in 12-cv-2875, Stephen H. Stern, Ambassador Shoe Corporation, BDG Piscataway, LLC, Other Listed Defendants, David B. Pearce, Citigroup Global Markets Limited, Richard Weinberger, JJG FOUNDATION, INC., The Estate of Sarah E. Pearce, Ronald J. Stein, as trustee of the Trust UAD FBO Benjamin R. Sigelman, as trustee of the Trust UAD FBO Jonathan R. Singelman, Adam P. Glick, in 12-cv-2875, BDG Yaphank, LLC, S&P Associates, Susan Blumenfeld GST Trust, Frederick Goldberg, S.H. & Helen R. Scheuer Family Foundation, Inc., Elbert R. Brown Trust, and related Defendants listed in Appendix A, Daniel Lipton, American Securities Opportunity Fund, L.P., Linda S. Paresky, The Thelma Glantz Living Trust, Trust f/b/o Susan Blumenfeld, Tesuji Partners, LLC, in 12-cv-2876 and Roberta Cohen
Petitioner:	Securities Industry and Financial Markets Association
Defendant / Appellee:	Serene Warren Revocable Trust, Kenneth L. Evenstad Revocable Trust, u/a/d May 2, 2000, Marcia Koff, Meredith Aufzien Bauer, Norman K. Aufzien, Grace B. Evenstad Revocable Trust, Shannnon Mahoney Evenstad, in her capacity as Trustee for the Mark B. Evenstad Revocable Trust u/a/d January 30, 2003, MBE Preferred Limited Partnership, Serene Warren, as co-trustee of the Serene Warren Revocable Trust, Mark B. Evenstad, in his capacity as Grantor and Trustee for the Mark B. Evenstad Revocable Trust u/a/d January 30, 2003, Stacy L. Koff, Sew Preferred Limited Partnership, Howard M. Koff, individually and in his capacity as Trustee of the Koff Living Trust, C. Ray Johnson, Thomas H. Lee, PetCareRx, Inc., Lisa Aufzien, The Stacy L. Koff Investment Trust, Sew General, LLC, Blue Star Investors, LLC, Alan S. Gordon, The David I. Koff Investment Trust, a member of Gorvis, LLC, Gorvis LLC, a California Limited Liability Company, Leslie Aufzein Levine, Grace B. Evenstad, The Koff Living Trust, Mark B. Evenstad Revocable Trust u/a/d January 30, 2003, as a Limited Partner of MBE Preferred Limited Partnership, Christopher Warren, as co-trustee of the Serene Warren Revocable Trust, Jonathan M. Aufzien, MBE General LLC, as the General Partner of MBE Preferred Limited Partnership, David I. Koff, individually as settlor and beneficiary of the David I. Koff Investment Trust and Kenneth L. Evenstad, in his capacity as Grantor and Trustee for the Kenneth L. Evenstad Revocable Trust, individually
Plaintiff / Appellant:	Securities Investor Protection Corporation and Irving H. Picard
Amicus Curiae:	National Association of Bankruptcy Trustees
Debtor:	In re: Bernard L. Madoff Investment Securities LLC
Case Number:	12-3440
Filed:	August 27, 2012
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	Other

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