IN RE: Bank of America Corp.

IN RE: Bank of America Corp.

Plaintiff:	Public Pension Funds, The Public Pension Fund Group, Steven J. Sklar, as (IRA Account Beneficiary), on behalf of himself and all others similarly situated, Rhonda Wilson, Alma Alvarez, Michael R. Bahnmaier, Mark Adams, Elizabeth Eagen, Vernon C. Dailey, Richard Adame, Arlene Kahn, Petra Chatman, Stichting Pensioenfonds ABP, Grant Mitchell, New York State Teachers' Retirement System, Public Employees' Retirement Association of Colorado, Steve R. Graber, Individually, as assignee of claims of the SRG 2008 Trust, Schwab SP500 Index Fund, Schwab 1000 Index Fund, Schwab Institutional Select SP500 Fund, Schwab Dividend Equity Fund, Schwab Core Equity Fund, Schwab Premier Equity Fund, Schwab Fundamental US Large Company Index Fund, Schwab Total Stock Market Index Fund, Schwab SP500 Index Portfolio, Schwab Markettrack Growth Portfolio, Schwab Markettrack Balanced Portfolio, Schwab Investments, Schwab Capital Trust, Dr. Salomon Melgen, Flor Melgen, SFM Holdings Limited Partnership, International Fund Management S.A., Deka International S.A. Luxemburg, Deka Investment GmbH, DI, Aaron Katz, Joel Katz, Sylvia Weissmann, Parker Family Investments L.L.C., Jeffrey R. Parker, The 1997 Jeffrey R. Parker Family Trust, Drew E. Parker, The 1994 Drew E. Parker Family Trust, Keith D. Parker, Julie M. Sorin, The 1991 Jeffrey R. Parker Family Trust, The 1994 Julie P. Mantell Family Trust, Michael A. Parker, Mark D. Wender, Elliot Wender, Penina Wender, Stanley L. Wender, Razelle M. Wender, Jill W. Goldstein, Jerry E. Finger, Ambassador Life Insurance Company, Select Investors Exchange Fund, L.P., Richard Finger, JEF Family Trust, 1976 Real Estate Trust, Walter Finger, The Jerry E. Finger Family Trust D/T/D 12/28/1989, The Jerry E. Finger Family Trust, Leo R. Jalenak, Peggy E. Jalenak, KERS & Co., Robert Gegnas, 198 Locha Drive, Jupiter, FL 334587752, Steven L. Shapiro, Harvey M. Mitnick, Nathan A. Friedman, Bonnie Friedman, Kenneth A. Ciullo, Joanna Ciullo, Thomas P. DiNapoli, Comptroller of the State of New York, as Administrative Head of The New York State and Local Retirement Systems and as Sole Trustee of The New York State Common Retirement Fund, Schwab Financial Services Fund and O. Temple Sloan, Jr.
Plaintiff - Appellant:	Charles N. Dornfest
Defendant - Appellee:	Bank of America Corp., Gary A. Carlin, Nelson Chai, Kenneth D. Lewis, John A. Thain, Frank P. Bramble, Sr., John T. Collins, William Barnet, III, Gary L. Countryman, Tommy R. Franks, Charles K. Gifford, Monica C. Lozano, Walter E. Massey, Thomas J. May, Patricia E. Mitchell, Thomas M. Ryan, Meredith R. Spangler, Robert L. Tillman, Jackie M. Ward, Neil A. Cotty, Joe L. Price, Banc of America Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, J. Steele Alphin, Amy Woods Brinkley, Barbara J. Desoer, Liam E. McGee, Timothy J. Mayopoulos, Brian T. Moynihan, Bruce L. Hammonds, Richard K. Struthers, Bank of America Corporation Corporate Benefits Committee Defendants, Bank of America Compensation and Benefits Committee Defendants, Keith T. Banks, Teresa Brenner, Carol T. Christ, Armando M. Codina, Virgis W. Colbert, Gregory Curl, John D. Finnegan, Gregory Fleming, Fox-Pitt Kelton Cochran Caronia Waller (USA) L.L.C., J.C. Flowers & Co., L.L.C., Judith Mayhew Jonas, Peter Kraus, Aulana L. Peters, Joseph W. Prueher, Ann N. Reese, Michael Ross, Charles O. Rossotti, Peter Stingi, Thomas K. Montag, Kenneth D. Davis, Martin I. Fineberg, Kenneth A. Lewis, Bank of America Corporation, 100 N. Tryon Street, Charlotte, NC 28255, Joseph L. Price, Merrill Lynch & Co., Inc., 4 World Financial Cneter, New York, NY 10080 and Jeremy Fineberg
Case Number:	13-1677
Filed:	April 26, 2013
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	CONTRACT-Stockholder Suits

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Plaintiff: Public Pension Funds
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Plaintiff: The Public Pension Fund Group
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Plaintiff: Steven J. Sklar, as (IRA Account Beneficiary), on behalf of himself and all others similarly situated
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Plaintiff: Rhonda Wilson
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Plaintiff: Alma Alvarez
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Plaintiff: Michael R. Bahnmaier
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Plaintiff: Mark Adams
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Plaintiff: Elizabeth Eagen
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Plaintiff: Vernon C. Dailey
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Plaintiff: Richard Adame
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Plaintiff: Arlene Kahn
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Plaintiff: Petra Chatman
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Plaintiff: Stichting Pensioenfonds ABP
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Plaintiff: Grant Mitchell
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Plaintiff: New York State Teachers' Retirement System
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Plaintiff: Public Employees' Retirement Association of Colorado
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Plaintiff: Steve R. Graber, Individually, as assignee of claims of the SRG 2008 Trust
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Plaintiff: Schwab SP500 Index Fund
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Plaintiff: Schwab 1000 Index Fund
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Plaintiff: Schwab Institutional Select SP500 Fund
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Plaintiff: Schwab Dividend Equity Fund
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Plaintiff: Schwab Core Equity Fund
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Plaintiff: Schwab Premier Equity Fund
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Plaintiff: Schwab Fundamental US Large Company Index Fund
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Plaintiff: Schwab Total Stock Market Index Fund
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Plaintiff: Schwab SP500 Index Portfolio
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Plaintiff: Schwab Markettrack Growth Portfolio
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Plaintiff: Schwab Markettrack Balanced Portfolio
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Plaintiff: Schwab Investments
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Plaintiff: Schwab Capital Trust
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Plaintiff: Dr. Salomon Melgen
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Plaintiff: Flor Melgen
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Plaintiff: SFM Holdings Limited Partnership
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Plaintiff: International Fund Management S.A.
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Plaintiff: Deka International S.A. Luxemburg
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Plaintiff: Deka Investment GmbH
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Plaintiff: DI
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Plaintiff: Aaron Katz
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Plaintiff: Joel Katz
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Plaintiff: Sylvia Weissmann
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Plaintiff: Parker Family Investments L.L.C.
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Plaintiff: Jeffrey R. Parker
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Plaintiff: The 1997 Jeffrey R. Parker Family Trust
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Plaintiff: Drew E. Parker
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Plaintiff: The 1994 Drew E. Parker Family Trust
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Plaintiff: Keith D. Parker
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Plaintiff: Julie M. Sorin
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Plaintiff: The 1991 Jeffrey R. Parker Family Trust
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Plaintiff: The 1994 Julie P. Mantell Family Trust
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Plaintiff: Michael A. Parker
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Plaintiff: Mark D. Wender
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Plaintiff: Elliot Wender
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Plaintiff: Penina Wender
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Plaintiff: Stanley L. Wender
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Plaintiff: Razelle M. Wender
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Plaintiff: Jill W. Goldstein
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Plaintiff: Jerry E. Finger
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Plaintiff: Ambassador Life Insurance Company
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Plaintiff: Select Investors Exchange Fund, L.P.
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Plaintiff: Richard Finger
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Plaintiff: JEF Family Trust
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Plaintiff: 1976 Real Estate Trust
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Plaintiff: Walter Finger
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Plaintiff: The Jerry E. Finger Family Trust D/T/D 12/28/1989
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Plaintiff: The Jerry E. Finger Family Trust
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Plaintiff: Leo R. Jalenak
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Plaintiff: Peggy E. Jalenak
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Plaintiff: KERS & Co.
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Plaintiff: Robert Gegnas, 198 Locha Drive, Jupiter, FL 334587752
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Plaintiff: Steven L. Shapiro
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Plaintiff: Harvey M. Mitnick
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Plaintiff: Nathan A. Friedman
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Plaintiff: Bonnie Friedman
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Plaintiff: Kenneth A. Ciullo
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Plaintiff: Joanna Ciullo
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Plaintiff: Thomas P. DiNapoli, Comptroller of the State of New York, as Administrative Head of The New York State and Local Retirement Systems and as Sole Trustee of The New York State Common Retirement Fund
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Plaintiff: Schwab Financial Services Fund
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Plaintiff: O. Temple Sloan, Jr.
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Plaintiff - appellant: Charles N. Dornfest
Represented By:	Raymond A. Bragar
Represented By:	Judith Lynne Spanier
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Defendant - appellee: Bank of America Corp.
Represented By:	Eric Michael Roth
Represented By:	Jamie Zysk Isani
Represented By:	Lewis J. Liman
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Gary A. Carlin
Represented By:
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Defendant - appellee: Nelson Chai
Represented By:	David W.T. Daniels
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Defendant - appellee: Kenneth D. Lewis
Represented By:	Andrew J. Ceresney
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: John A. Thain
Represented By:	Adam J. Wasserman
Represented By:	Allen W. Burton
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Defendant - appellee: Frank P. Bramble, Sr.
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: John T. Collins
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: William Barnet, III
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Gary L. Countryman
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Tommy R. Franks
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Charles K. Gifford
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Monica C. Lozano
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Walter E. Massey
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Thomas J. May
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Patricia E. Mitchell
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Thomas M. Ryan
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Meredith R. Spangler
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Robert L. Tillman
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Jackie M. Ward
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Neil A. Cotty
Represented By:	Audra J. Soloway
Represented By:	Charles Duggan
Represented By:	Lewis J. Liman
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Joe L. Price
Represented By:	Charles Duggan
Represented By:	Melissa J. Armstrong
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
Represented By:	Daniel H. Tabak
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Defendant - appellee: Banc of America Securities L.L.C.
Represented By:	Audra J. Soloway
Represented By:	Lewis J. Liman
Represented By:	Daniel H. Tabak
Represented By:	Jennifer Windom
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Defendant - appellee: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Represented By:	Adam Selim Hakki
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Defendant - appellee: Bank of America
Represented By:	Peter Hein
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Defendant - appellee: J. Steele Alphin
Represented By:	Charles Duggan
Represented By:	Peter Hein
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
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Defendant - appellee: Amy Woods Brinkley
Represented By:	Charles Duggan
Represented By:	Peter Hein
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
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Defendant - appellee: Barbara J. Desoer
Represented By:	Eric Michael Roth
Represented By:	Peter Hein
Represented By:	Lewis J. Liman
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Defendant - appellee: Liam E. McGee
Represented By:	Peter Hein
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
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Defendant - appellee: Timothy J. Mayopoulos
Represented By:	Charles Duggan
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Defendant - appellee: Brian T. Moynihan
Represented By:	Charles Duggan
Represented By:	Peter Hein
Represented By:	Lewis J. Liman
Represented By:	Eric Michael Roth
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Defendant - appellee: Bruce L. Hammonds
Represented By:	Eric Michael Roth
Represented By:	Peter Hein
Represented By:	Lewis J. Liman
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Defendant - appellee: Richard K. Struthers
Represented By:	Eric Michael Roth
Represented By:	Peter Hein
Represented By:	Lewis J. Liman
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Defendant - appellee: Bank of America Corporation Corporate Benefits Committee Defendants
Represented By:	Peter Hein
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Defendant - appellee: Bank of America Compensation and Benefits Committee Defendants
Represented By:	Peter Hein
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Defendant - appellee: Keith T. Banks
Represented By:	Charles Duggan
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Defendant - appellee: Teresa Brenner
Represented By:	Charles Duggan
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Defendant - appellee: Carol T. Christ
Represented By:	Julie A. North
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Defendant - appellee: Armando M. Codina
Represented By:	Julie A. North
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Defendant - appellee: Virgis W. Colbert
Represented By:	Charles Duggan
Represented By:	Julie A. North
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Defendant - appellee: Gregory Curl
Represented By:	Charles Duggan
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Defendant - appellee: John D. Finnegan
Represented By:	Julie A. North
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Defendant - appellee: Gregory Fleming
Represented By:	Jonathan Polkes
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Defendant - appellee: Fox-Pitt Kelton Cochran Caronia Waller (USA) L.L.C.
Represented By:	Richard C. Pepperman
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Defendant - appellee: J.C. Flowers & Co., L.L.C.
Represented By:	Richard C. Pepperman
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Defendant - appellee: Judith Mayhew Jonas
Represented By:	Julie A. North
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Defendant - appellee: Peter Kraus
Represented By:	James N. Benedict
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Defendant - appellee: Aulana L. Peters
Represented By:	Julie A. North
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Defendant - appellee: Joseph W. Prueher
Represented By:	Julie A. North
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Defendant - appellee: Ann N. Reese
Represented By:	Julie A. North
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Defendant - appellee: Michael Ross
Represented By:	David W.T. Daniels
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Defendant - appellee: Charles O. Rossotti
Represented By:	Charles Duggan
Represented By:	Julie A. North
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Defendant - appellee: Peter Stingi
Represented By:	Richard D. Bernstein
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Defendant - appellee: Thomas K. Montag
Represented By:	Charles Duggan
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Defendant - appellee: Kenneth D. Davis
Represented By:
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Defendant - appellee: Martin I. Fineberg
Represented By:	Jay W. Eisenhofer
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Defendant - appellee: Kenneth A. Lewis
Represented By:
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Defendant - appellee: Bank of America Corporation, 100 N. Tryon Street, Charlotte, NC 28255
Represented By:	Audra J. Soloway
Represented By:	Lewis J. Liman
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Defendant - appellee: Joseph L. Price
Represented By:	Jennifer Windom
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Defendant - appellee: Merrill Lynch & Co., Inc., 4 World Financial Cneter, New York, NY 10080
Represented By:	Adam Selim Hakki
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Defendant - appellee: Jeremy Fineberg
Represented By:	Jay W. Eisenhofer
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