In Re: LiborBased Financial In
Plaintiff: FTC Capital GMBH, on behalf of themselves and all others similarly situated, FTC Futures Fund PCC Ltd, on behalf of themselves and all others similarly situated, FTC Futures Fund SICAV, on behalf of themselves and all others similarly situated, Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, Individually and on behalf of all others similarly situated, Ravan Investments, LLC, Mayor and City Council of Baltimore, Richard Hershey, Jeffrey Laydon, on behalf of himself and all others similarly situated, Ellen Gelboim, on behalf of herself and all others similarly situated, Linda Zacher, Metzler Investment GmbH, on behalf of itself and all others similarly situated, Roberto E. Calle Gracey, City of New Britain Firefighters' and Police Benefit Fund, on behalf of itself and all others similarly situated, AVP Properties, LLC, 303030 Trading LLC, Atlantic Trading USA, LLC, Community Bank & Trust, Berkshire Bank, Individually and On Behalf of All Others Similarly Situated, 33-35 Green Pond Road Associates, LLC, on behalf of itself and all others similarly situated, Elizabeth Lieberman, on behalf of themselves and all other similarly situated, Todd Augenbaum, on behalf of themselves and all others similarly situated, Gary Francis, Nathaniel Haynes, Courtyard at Amwell II, LLC, Greenwich Commons II, LLC, Jill Court Associates II, LLC, Maidencreek Ventures II LP, Raritan Commons, LLC, Lawrence W. Gardner, on behalf of themselves and all others similarly situated, Annie Bell Adams, on behalf of herself and all others similarly situated, Dennis Paul Fobes, on behalf of himself and all others similarly situated, Leigh E. Fobes, on behalf of herself and all others similarly situated, Margaret Lambert, on behalf of herself and all others similarly situated, Betty L. Gunter, on behalf of herself and all others similarly situated, Government Development Bank for Puerto Rico, Carl A. Payne, individually, and on behalf of other members of the general public similarly situated, Kenneth W. Coker, individually, and on behalf of other members of the general public similarly situated, City of Riverside, Riverside Public Financing Authority, East Bay Municipal Utility District, County of San Mateo, San Mateo Couty Joint Powers Financing Authority, City of Richmond, Richmond Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, County of San Diego, Guaranty Bank & Trust Company, Individually and on behalf of all others similarly situated, Heather M. Earle, on behalf of themselves and all others similarly situated, Henryk Malinowski, on behalf of themselves and all others similarly situated, Linda Carr, on behalf of themselves and all others similarly situated, Eric Friedman, on behalf of themselves and all others similarly situated, County of Riverside, Jerry Weglarz, Nathan Weglarz, on behalf of plaintiffs and a class, Direcors Financial Group, individually and on behalf of all others similarly situated, SEIU Pension Plans Master Trust, individually and on behalf of all others similarly situated, Highlander Realty, LLC, Jeffrey D. Buckley, Federal Home Loan Mortgage Corporation, County of Sonoma, David E. Sundstrom, in his official capacity as Treasurer of the county of Sonoma for and on behalf of the Sonoma County Tresury Pool Investment, Regents of the University of California, San Diego Association of Governments, CEMA Joint Venture, County of Sacramento, City of Philadelphia, Pennsylvania Intergovernmental Cooperation Authority, Principal Funds, Inc., PFI Bond &Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government &High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Short-Term Income Fund, PFI Money Market Fund, PFI Preferred Securities Fund, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Money Market Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Capital Interest Only I, LLC, Principal Commercial Funding, LLC, Principal Commercial Funding II, LLC, Principal Real Estate Investors, LLC and Texas Competitive Electric Holdings Company LLC
Plaintiff - Appellant: Schwab Money Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Schwab Advisor Cash Reserves, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Charles Schwab & Co., inc., Charles Schwab Corporation, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund and Schwab U.S. Dollar Liquid Assets Fund
Defendant - Appellee: Lloyds Banking Group plc, Bank of America Corporation, Barclays Bank Plc., Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc., J.P. Morgan Chase & Co., Royal Bank of Scotland Group PLC, Norinchukin Bank, UBS AG, WestLB AG, Rabobank Group, Credit Suisse Group, NA, Does 1-10, HBOS PLC, Bank of Tokyo-Mitsubishi UFJ Ltd, Royal Bank of Canada, Societe Generale, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc., Barclays Capital Inc., Barclays U.S. Funding LLC, Credit Suisse Securities (USA) LLC, Citiigroup Global Markets Inc., Bank of America, N.A., National Association, JPMorgan Chase & Co., HSBC Bank PLC, WestDeutsche Immobilienbank AG, Citigroup Inc, Cooperatieve Centrale RaiffeisenBoerenleenbank B.A., JPMorgan Chase Bank, National Association, JPMorgan Chase Bank, Barklays Bank Plc, Lloyds Banking Group PLS, HSBC Holding plc, Barclays PLC, JPMorgan Chase Bank N.A., Citigroup, Inc., Citibank N.A., Bank of Tokyo-Mitsubishi UFJ, Ltd., Cooperative Centrale-Raiffeisenboernleenbank B.A., Citizens Bank of Massachusetts, agent of RBS Citizens Bank, NA, RBS Citizens, N.A., FKA Citizens Bank of Massachusetts, Royal Bank of Scotland, Plc, Stephanie Nagel, British Bankers' Association, BBA Enterprises, Ltd, BBA Libor, Ltd, Portigon AG, John Does #1- #5, Lloyds TSB Bank plc, National Collegiate Trust, Chase Bank USA, N.A., Credit Suisse Group, AG, Citibank, N.A., UBS Securities LLC, HSBC Securities (USA) Inc., J.P. Morgan Clearing Corp., Bank of America Securities LLC, Bank of Tokyo-Mistsubishi UFJ, JPMorgan & Co., Bank of America N.A., Centrale Raiffeisen-Berenleenbank B.A., UBS AG, Royal Bank of Scotland Group PLC, Societe General, Royal Bank of Canada, Bank of Nova Scotia, BNP Paribas S.A, Credit Argicole, S.A., Sumitomo Mitsui Banking Corp., Bank of Tokyo Mitsubishi UFJ Ltd., Chase Bank USA, NA, Royal Bank of Scotland, JPMorgan Chase Bank National Association, Royal Bank of Scotland Group Plc. and RBS Citizens, N.A., incorrectly sued as othe Charter One Bank NA
Case Number: 13-3636
Filed: September 25, 2013
Court: U.S. Court of Appeals, Second Circuit
Presiding Judge:
Nature of Suit: STATUTES-Antitrust
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Plaintiff: FTC Capital GMBH, on behalf of themselves and all others similarly situated
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Plaintiff: FTC Futures Fund PCC Ltd, on behalf of themselves and all others similarly situated
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Plaintiff: FTC Futures Fund SICAV, on behalf of themselves and all others similarly situated
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Plaintiff: Metzler Investment GmbH, on behalf of itself and all others similarly situated
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Plaintiff: 303030 Trading LLC
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Plaintiff: Community Bank & Trust
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Plaintiff: Elizabeth Lieberman, on behalf of themselves and all other similarly situated
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Plaintiff: Courtyard at Amwell II, LLC
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Plaintiff: Greenwich Commons II, LLC
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Plaintiff: Maidencreek Ventures II LP
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Plaintiff: Successor Agency to the Richmond Community Redevelopment Agency
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Plaintiff: County of Riverside
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Plaintiff: SEIU Pension Plans Master Trust, individually and on behalf of all others similarly situated
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Plaintiff: Highlander Realty, LLC
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Plaintiff: Jeffrey D. Buckley
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Plaintiff: County of Sonoma
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Plaintiff: David E. Sundstrom, in his official capacity as Treasurer of the county of Sonoma for and on behalf of the Sonoma County Tresury Pool Investment
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Plaintiff: Regents of the University of California
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Plaintiff: Principal Funds, Inc.
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Plaintiff: PFI Bond &Mortgage Securities Fund
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Plaintiff: PFI Bond Market Index Fund
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Plaintiff: PFI Core Plus Bond I Fund
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Plaintiff: PFI Diversified Real Asset Fund
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Plaintiff: PFI Equity Income Fund
Represented By:
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Plaintiff: PFI Global Diversified Income Fund
Represented By:
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Plaintiff: PFI Government &High Quality Bond Fund
Represented By:
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Plaintiff: PFI High Yield Fund
Represented By:
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Plaintiff: PFI High Yield Fund I
Represented By:
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Plaintiff: PFI Income Fund
Represented By:
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Plaintiff: PFI Inflation Protection Fund
Represented By:
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Plaintiff: PFI Short-Term Income Fund
Represented By:
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Plaintiff: PFI Money Market Fund
Represented By:
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Plaintiff: PFI Preferred Securities Fund
Represented By:
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Plaintiff: Principal Variable Contracts Funds, Inc.
Represented By:
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Plaintiff: PVC Asset Allocation Account
Represented By:
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Plaintiff: PVC Money Market Account
Represented By:
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Plaintiff: PVC Balanced Account
Represented By:
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Plaintiff: PVC Bond & Mortgage Securities Account
Represented By:
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Plaintiff: PVC Equity Income Account
Represented By:
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Plaintiff: PVC Government & High Quality Bond Account
Represented By:
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Plaintiff: PVC Income Account
Represented By:
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Plaintiff: PVC Short-Term Income Account
Represented By:
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Plaintiff: Principal Financial Group, Inc.
Represented By:
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Plaintiff: Principal Financial Services, Inc.
Represented By:
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Plaintiff: Principal Life Insurance Company
Represented By:
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Plaintiff: Principal Capital Interest Only I, LLC
Represented By:
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Plaintiff: Principal Commercial Funding, LLC
Represented By:
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Plaintiff: Principal Commercial Funding II, LLC
Represented By:
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Plaintiff: Principal Real Estate Investors, LLC
Represented By:
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Plaintiff: Texas Competitive Electric Holdings Company LLC
Represented By:
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Plaintiff - appellant: Schwab Money Market Fund
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Value Advantage Money Fund
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Retirement Advantage Money Fund
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Investor Money Fund
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Cash Reserves
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Advisor Cash Reserves
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Yieldplus Fund
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Yieldplus Fund Liquidation Trust
Represented By: Steven E. Fineman
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Plaintiff - appellant: Charles Schwab Bank, N.A.
Represented By: Steven E. Fineman
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Plaintiff - appellant: Charles Schwab & Co., inc.
Represented By: Steven E. Fineman
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Plaintiff - appellant: Charles Schwab Corporation
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Short-Term Bond Market Fund
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab Total Bond Market Fund
Represented By: Steven E. Fineman
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Plaintiff - appellant: Schwab U.S. Dollar Liquid Assets Fund
Represented By: Steven E. Fineman
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Defendant - appellee: Lloyds Banking Group plc
Represented By: Marc J. Gottridge
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Defendant - appellee: Bank of America Corporation
Represented By: Robert F. Wise
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Defendant - appellee: Barclays Bank Plc.
Represented By: David Harold Braff
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Defendant - appellee: Citibank NA
Represented By: Andrew A. Ruffino
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Defendant - appellee: Credit Suisse Group AG
Represented By: Joel Kurtzberg
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Defendant - appellee: Deutsche Bank AG
Represented By: Moses Silverman
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Defendant - appellee: HSBC Holdings plc.
Represented By: Edwin R. DeYoung
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Defendant - appellee: J.P. Morgan Chase & Co.
Represented By: Robert F. Wise
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Defendant - appellee: Royal Bank of Scotland Group PLC
Represented By: James Drew Miller
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Defendant - appellee: Norinchukin Bank
Represented By: Robert F. Wise
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Defendant - appellee: UBS AG
Represented By: Lawrence J. Zweifach
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Defendant - appellee: WestLB AG
Represented By: Christopher Martin Paparella
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Defendant - appellee: Rabobank Group
Represented By: Sean M. Murphy
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Defendant - appellee: Credit Suisse Group, NA
Represented By: Joel Kurtzberg
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Defendant - appellee: Does 1-10
Represented By:
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Defendant - appellee: HBOS PLC
Represented By: Lisa J. Fried
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Defendant - appellee: Bank of Tokyo-Mitsubishi UFJ Ltd
Represented By: Daryl Libow
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Defendant - appellee: Royal Bank of Canada
Represented By: Robert F. Wise
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Defendant - appellee: Societe Generale
Represented By: Steven Wolowitz
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Defendant - appellee: Deutsche Bank Financial LLC
Represented By: Moses Silverman
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Defendant - appellee: Deutsche Bank Securities Inc.
Represented By: Moses Silverman
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Defendant - appellee: Barclays Capital Inc.
Represented By: David Harold Braff
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Defendant - appellee: Barclays U.S. Funding LLC
Represented By: David Harold Braff
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Defendant - appellee: Credit Suisse Securities (USA) LLC
Represented By: Joel Kurtzberg
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Defendant - appellee: Citiigroup Global Markets Inc.
Represented By: Andrew A. Ruffino
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Defendant - appellee: Bank of America, N.A.
Represented By: Robert F. Wise
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Defendant - appellee: National Association
Represented By: Robert F. Wise
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Defendant - appellee: JPMorgan Chase & Co.
Represented By: Juan A. Arteaga
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Defendant - appellee: HSBC Bank PLC
Represented By: Robert F. Wise
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Defendant - appellee: WestDeutsche Immobilienbank AG
Represented By: Robert F. Wise
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Defendant - appellee: Citigroup Inc
Represented By: Robert F. Wise
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Defendant - appellee: Cooperatieve Centrale RaiffeisenBoerenleenbank B.A.
Represented By: Robert F. Wise
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Defendant - appellee: JPMorgan Chase Bank, National Association
Represented By: Robert F. Wise
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Defendant - appellee: JPMorgan Chase Bank
Represented By: Robert F. Wise
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Defendant - appellee: Barklays Bank Plc
Represented By: David Harold Braff
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Defendant - appellee: Lloyds Banking Group PLS
Represented By: Lisa J. Fried
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Defendant - appellee: HSBC Holding plc
Represented By: Robert F. Wise
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Defendant - appellee: Barclays PLC
Represented By: David Harold Braff
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Defendant - appellee: JPMorgan Chase Bank N.A.
Represented By: Juan A. Arteaga
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Defendant - appellee: Citigroup, Inc.
Represented By: Andrew A. Ruffino
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Defendant - appellee: Citibank N.A.
Represented By: Andrew A. Ruffino
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Defendant - appellee: Bank of Tokyo-Mitsubishi UFJ, Ltd.
Represented By: Daryl Libow
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Defendant - appellee: Cooperative Centrale-Raiffeisenboernleenbank B.A.
Represented By: Sean M. Murphy
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Defendant - appellee: Citizens Bank of Massachusetts, agent of RBS Citizens Bank, NA
Represented By: Robert F. Wise
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Defendant - appellee: RBS Citizens, N.A., FKA Citizens Bank of Massachusetts
Represented By: David Sapir Lesser
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Defendant - appellee: Royal Bank of Scotland, Plc
Represented By: David Sapir Lesser
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Defendant - appellee: Stephanie Nagel
Represented By: Daniel A. Edelman
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Defendant - appellee: British Bankers' Association
Represented By: Richard D. Owens
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Defendant - appellee: BBA Enterprises, Ltd
Represented By: Richard D. Owens
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Defendant - appellee: BBA Libor, Ltd
Represented By: Richard D. Owens
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Defendant - appellee: Portigon AG
Represented By: Moses Silverman
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Defendant - appellee: John Does #1- #5
Represented By:
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Defendant - appellee: Lloyds TSB Bank plc
Represented By: Marc J. Gottridge
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Defendant - appellee: National Collegiate Trust
Represented By: National Collegiate Trust
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Defendant - appellee: Chase Bank USA, N.A.
Represented By: Chase Bank USA, N.A.
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Defendant - appellee: Credit Suisse Group, AG
Represented By: Credit Suisse Group, AG
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Defendant - appellee: Citibank, N.A.
Represented By: Robert F. Wise
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Defendant - appellee: UBS Securities LLC
Represented By: UBS Securities LLC
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Defendant - appellee: HSBC Securities (USA) Inc.
Represented By: HSBC Securities (USA) Inc.
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Defendant - appellee: J.P. Morgan Clearing Corp.
Represented By: J.P. Morgan Clearing Corp.
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Defendant - appellee: Bank of America Securities LLC
Represented By: Bank of America Securities LLC
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Defendant - appellee: Bank of Tokyo-Mistsubishi UFJ
Represented By: Bank of Tokyo-Mistsubishi UFJ
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Defendant - appellee: JPMorgan & Co.
Represented By: JPMorgan & Co.
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Defendant - appellee: Bank of America N.A.
Represented By: Robert F. Wise
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Defendant - appellee: Centrale Raiffeisen-Berenleenbank B.A.
Represented By: Sean M. Murphy
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Defendant - appellee: UBS AG, Royal Bank of Scotland Group PLC
Represented By: UBS AG, Royal Bank of Scotland Group PLC
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Defendant - appellee: Societe General, Royal Bank of Canada
Represented By: Steven Wolowitz
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Defendant - appellee: Bank of Nova Scotia
Represented By: Bank of Nova Scotia
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Defendant - appellee: BNP Paribas S.A
Represented By: BNP Paribas S.A
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Defendant - appellee: Credit Argicole, S.A.
Represented By: Credit Argicole, S.A.
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Defendant - appellee: Sumitomo Mitsui Banking Corp.
Represented By: Sumitomo Mitsui Banking Corp.
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Defendant - appellee: Bank of Tokyo Mitsubishi UFJ Ltd.
Represented By: Bank of Tokyo Mitsubishi UFJ Ltd.
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Defendant - appellee: Chase Bank USA, NA
Represented By: Chase Bank USA, NA
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Defendant - appellee: Royal Bank of Scotland
Represented By: Royal Bank of Scotland
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Defendant - appellee: JPMorgan Chase Bank National Association
Represented By: JPMorgan Chase Bank National Association
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Defendant - appellee: Royal Bank of Scotland Group Plc.
Represented By: James Drew Miller
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Defendant - appellee: RBS Citizens, N.A., incorrectly sued as othe Charter One Bank NA
Represented By: RBS Citizens, N.A.
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