In re: Facebook, Inc., IPO Sec

In re: Facebook, Inc., IPO Sec

Plaintiff:	Thomas E. Nelson, individually and behalf of all others similarly situated, Rock Southward, Derivatively on Behalf of Himself &All Others Similarly Situated, Avatar Securities, LLC, Meredith Bailey, on behalf of themselves and all others similarly situated, Dmitri Bougakov, on behalf of themselves and all others similarly situated, Ryan Cefalu, on behalf of themselves and all others similarly situated, Lorrain Chin, First New York Securities L.L.C., Atish Gandhi, on behalf of themselves and all others similarly situated, Phillip Goldberg, on behalf of themselves and all others similarly situated, Eric Hamrick, on behalf of themselves and all others similarly situated, Steve Jarvis, Joe Johnson, on behalf of themselves and all others similarly situated, Nuhket Kayahan, on behalf of themselves and all others similarly situated, David Kenton, on behalf of themselves and all others similarly situated, Dennis Kuhn, on behalf of themselves and all others similarly situated, Benjamin Levine, on behalf of themselves and all others similarly situated, Katerhine Loiacono, on behalf of themselves and all others similarly situated, Crystal McMahon, on behalf of themselves and all others similarly situated, George Michalitsianos, on behalf of themselves and all others similarly situated, Randy Teresa Mielke, on behalf of themselves and all others similarly situated, Jacinto Rivera, on behalf of themselves and all others similarly situated, Faisal Sami, on behalf of themselves and all others similarly situated, Sanjeev Sharma, on behalf of themselves and all others similarly situated, Colin Suzman, on behalf of themselves and all others similarly situated, T3 Trading Group, LLC, Vijay Akkaraju, Alexis Alexander, as custodian for Chloe Sophie Alexander, Brian Roffe Profit Sharing Plan, Individually and on behalf of all others similarly situated, Jose Galvan, Mary Galvan, Robert Herpst, Individually, on behalf of all others similarly situated, Sanjay Israni, on behalf of themselves and all others similarly situated, KBC Asset Management NV, and the Employees' Retirement System of the Government of the Virgin Islands (Collectively, the Institutional Investors), Douglas M. Lightman, Individually and on behalf of all others similarly situated, Dennis Palkon, Individually and on behalf of all others similarly situated, Rick Pond, Jacob Salzmann, Individually and on behalf of all others similarly situated, Michael Spatz, Maren Twining, Individually and on behalf of all others similarly situated, Goldrich Cousins P.C. 401(k) Profit Sharing Plan &Trust, Irving S. Braun, Individually, Edward Childs, Derivately on Behalf of Himself and All Others Similarly Situated, Kathy Reichenbaum, Individually and on behalf of all others similarly situated, Jun Yan, on behalf of herself and all others similarly situated, Elbita Alfonso, Vicky Jones, Phyllis Peterson, Jerry Rayborn, on behalf of themselves and all others similarly situated, Edward Vernoff, Justin F. Lazard, on behalf of himself and all others similarly situated, Sylvia Gregorcyzk, on behalf of herself and all others similarly situated, Peter Brinckerhoff, Garrett Garrison, David Goldber, individually and on behalf of all others similarly situated, Kevin Hyms, individually and on behalf of all others similarly situated, Richard P. Eannarino, Individually and on behalf of all others similarly situated, Peter Mamula, Individually and on behalf of all others similarly situated, Khodayar Amin, on behalf of himself and all others similarly situated, Elliot Leitner, individually and on behalf of all others similarly situated, Barbara Steinman, on behalf of herself and all others similarly situated, Howard Savitt, on behalf of himself and all others similarly situated, Chad Roderick, Eugene Stricker, individually and on behalf of all others similarly situated, Steve Sexton, Individually and on behalf of all others similarly situated, Keith Wise, Individually and on behalf of all others similarly situated, Jonathan R. Simon, James Chang, individually and on behalf of all others similarly situated, Sameer Ansari, individually and on behalf of all others similarly situated, Darryl Lazar, individually and on behalf of all others similarly situated, Michael Lieber, individually and on behalf of other members of the general public similarly situated, Thoma J. Ahrendtsen, Aaron M. Levine, Individually, and on behalf of all others similarly situated, Karen Cuker, individually and on behalf of all others similarly situated, Brian Gralnick, individually and on behalf of all others similarly situated, Jennifer Stokes, Individually and On Behalf of All Others Similarly Situated, Vernon R. DeMois, Jr., Individually and On Behalf of All Others Similarly Situated, Hal Hubuschman, Derivately on Behalf of Facebook, Inc.,, Edward Shierry, Individually and On Behalf of All Others Similary Situated, Janis Fleming, Lidia Levy, on behalf of herself and all others similarly situated, Robert Lowinger, Steve Griffis, Holly McConnaughey, Derivatively on Behalf of Facebook Inc. and Gaye Jones, Derivatively on Behalf of Facebook Inc.
Defendant:	Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co, Inc., David Spillane, Allen & Company LLC, BMO Capital Markets Corp., Blaylock Robert Van LLC, C.L. King &Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., CitiGroup Global Market, Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, ITAU BBA USA Securities, Inc., Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair &Company L.L.C., Goldman Sachs & Co., Nasdaqomx Group, Inc., Lawrence Corneck, Individually and on behalf of all others similarly situated, Jill D. Simon, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Facebook (sic) LLC, William Blair & Facebook (sic) LLC, M.R. Beal & Facebook (sic), Cowen and Facebook (sic) LLC, Stifel Nicholas & Facebook (sic) Incorporated, Samuel A. Ramirez & Facebook (sic) Inc, Kevin Hicks, individually and on behalf of all others similarly situated, Linh Luu, individually and on behalf of all others similarly situated, Harvey Lapin, Individually and On Behalf of All Others Similarly Situated, King & Associates, Inc., David E. (sic) Ebersman, Nick E. Tran, The Nasdaq Stock Market L.L.C., a Foreign Limited Liability Company, Nasdaq Stock Market, Inc., NASDAQ OMX Group, Inc., Uma M. Swaminathan, Robert Greifeld, Anna M. Ewing, J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC
Plaintiff - Appellant:	William Cole, Derivatively on Behalf of Facebook, Inc.
Defendant - Appellee:	Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., a Delaware corporation, Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, J.P. Morgan Securiries LLC., Peter A. Thiel, Mark E. Zuckerberg, Morgan Stanley & Co. LLC, Sheryl K. Sandberg and Cipora Herman
Case Number:	14-1515
Filed:	May 13, 2014
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	TORTS INJURY-Other Personal

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Plaintiff: Thoma J. Ahrendtsen
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Plaintiff: Aaron M. Levine, Individually, and on behalf of all others similarly situated
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Plaintiff: Karen Cuker, individually and on behalf of all others similarly situated
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Plaintiff: Brian Gralnick, individually and on behalf of all others similarly situated
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Plaintiff: Jennifer Stokes, Individually and On Behalf of All Others Similarly Situated
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Plaintiff: Vernon R. DeMois, Jr., Individually and On Behalf of All Others Similarly Situated
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Plaintiff: Hal Hubuschman, Derivately on Behalf of Facebook, Inc.,
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Plaintiff: Edward Shierry, Individually and On Behalf of All Others Similary Situated
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Plaintiff: Janis Fleming
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Plaintiff: Lidia Levy, on behalf of herself and all others similarly situated
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Plaintiff: Robert Lowinger
Represented By:
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Plaintiff: Steve Griffis
Represented By:
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Plaintiff: Holly McConnaughey, Derivatively on Behalf of Facebook Inc.
Represented By:
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Plaintiff: Gaye Jones, Derivatively on Behalf of Facebook Inc.
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Plaintiff - appellant: William Cole, Derivatively on Behalf of Facebook, Inc.
Represented By:	Felipe Javier Arroyo
Represented By:	Shane P. Sanders
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Defendant: Barclays Capital Inc.
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant: Morgan Stanley & Co, Inc.
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Defendant: David Spillane
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Defendant: Allen & Company LLC
Represented By:
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Defendant: BMO Capital Markets Corp.
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Defendant: Blaylock Robert Van LLC
Represented By:
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Defendant: C.L. King &Associates, Inc.
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Defendant: Cabrera Capital Markets, LLC
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Defendant: Castleoak Securities, L.P.
Represented By:
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Defendant: CitiGroup Global Market, Inc.
Represented By:
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Defendant: Cowen and Company, LLC
Represented By:
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Defendant: Credit Suisse Securites (USA) LLC
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Defendant: Deutsche Bank Securities Inc.
Represented By:
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Defendant: E Trade Securities LLC
Represented By:
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Defendant: ITAU BBA USA Securities, Inc.
Represented By:
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Defendant: Lazard Capital Markets LLC
Represented By:
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Defendant: Lebenthal & Co., LLC
Represented By:
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Defendant: Loop Capital Markets LLC
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Defendant: M.R. Beal & Company
Represented By:
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Defendant: Macquarie Capital (USA) Inc.
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Defendant: Muriel Siebert & Co., Inc.
Represented By:
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Defendant: Oppenheimer & CO. Inc.
Represented By:
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Defendant: Pacific Crest Securities LLC
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Defendant: Piper Jaffray & Co.
Represented By:
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Defendant: RBC Capital Markets, LLC
Represented By:
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Defendant: Raymond James & Associates, Inc.
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Defendant: Samuel A. Ramirez & Company, Inc.
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Defendant: Stifel, Nicolaus & Company, Inc.
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Defendant: The Williams Capital Group, L.P.
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Defendant: Wells Fargo Securities, LLC
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Defendant: William Blair &Company L.L.C.
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Defendant: Goldman Sachs & Co.
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Defendant: Nasdaqomx Group, Inc.
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Defendant: Lawrence Corneck, Individually and on behalf of all others similarly situated
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Defendant: Jill D. Simon
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Defendant: Citigroup Global Markets Inc.
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Defendant: Merrill Lynch
Represented By:
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Defendant: Pierce Fenner & Smith Incorporated
Represented By:
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Defendant: Allen & Facebook (sic) LLC
Represented By:
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Defendant: William Blair & Facebook (sic) LLC
Represented By:
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Defendant: M.R. Beal & Facebook (sic)
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Defendant: Cowen and Facebook (sic) LLC
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Defendant: Stifel Nicholas & Facebook (sic) Incorporated
Represented By:
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Defendant: Samuel A. Ramirez & Facebook (sic) Inc
Represented By:
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Defendant: Kevin Hicks, individually and on behalf of all others similarly situated
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Defendant: Linh Luu, individually and on behalf of all others similarly situated
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Defendant: Harvey Lapin, Individually and On Behalf of All Others Similarly Situated
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Defendant: King & Associates, Inc.
Represented By:
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Defendant: David E. (sic) Ebersman
Represented By:
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Defendant: Nick E. Tran
Represented By:
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Defendant: The Nasdaq Stock Market L.L.C., a Foreign Limited Liability Company
Represented By:
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Defendant: Nasdaq Stock Market, Inc.
Represented By:
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Defendant: NASDAQ OMX Group, Inc.
Represented By:
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Defendant: Uma M. Swaminathan
Represented By:
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Defendant: Robert Greifeld
Represented By:
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Defendant: Anna M. Ewing
Represented By:
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Defendant: J.P. Morgan Securities LLC
Represented By:
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Defendant: Morgan Stanley & Co. LLC
Represented By:
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Defendant - appellee: Marc L. Andreessen
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: Erskine B. Bowles
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: James W. Breyer
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: David A. Ebersman
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: Facebook, Inc., a Delaware corporation
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: Goldman, Sachs & Co.
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Ditchfield
Represented By:	Charles Duggan
Represented By:	James P. Rouhandeh
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Defendant - appellee: Donald E. Graham
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: Reed Hastings
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: J.P. Morgan Securiries LLC.
Represented By:	Andrew Ditchfield
Represented By:	Charles Duggan
Represented By:	James P. Rouhandeh
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Defendant - appellee: Peter A. Thiel
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: Mark E. Zuckerberg
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: Morgan Stanley & Co. LLC
Represented By:	Andrew Ditchfield
Represented By:	Charles Duggan
Represented By:	James P. Rouhandeh
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Defendant - appellee: Sheryl K. Sandberg
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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Defendant - appellee: Cipora Herman
Represented By:	Sameer Advani
Represented By:	Richard D. Bernstein
Represented By:	Brant Bishop
Represented By:	Andrew Brian Clubok
Represented By:	Todd G. Cosenza
Represented By:	Kellen Sean Dwyer
Represented By:	Susan E. Engel
Represented By:	Tariq Mundiya
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