In Re: Lehman Brothers Securit

In Re: Lehman Brothers Securit

Plaintiff:	Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, City of South San Francisco, City of Long Beach, County of Tuolumne, City of Fremont, New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund, on behalf of itself and all others similarly situated, Monique Miller Fong, Alex E. Rinehart, Jo Anne Buzzo, Maria DeSousa, Linda Demizio, American National Insurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services Inc, The Moody Foundation, Washington State Investment Board, Christopher Cordaro, individually and on behalf of all others similarly situated, Sylvia Remer, Ed Davis, Juan Tolosa, Arthur Simons, Ralph Rosato, Trustee J. Harry Pickle, Zenith Insurance Co., State of New Jersey, Department of Treasury, Division of Investment, Linda Harris, An Individual, Maria Lane, Individually and as Trustee of the Lane Family Trust UAD 2004, Michael Lane, Individually and as Trustee of the Lane Family Trust UAD 2004, California Public Employees' Retirement System, Stephen P. Gott, Mohan Ananda, Richard Barrett, Neel Duncan, Nick Fotinos, Fred Mandell, Barbara Moskowitz, Stacey Oyler, Ronald Profili, Lawrence Rose, Joe Rottman, Roy Wiegert, Miriam Wolf, Island Medical Group Retirement Trust, f/b/o Irwin Ingwer, David Kotz, Carla La Grassa, Stuart Ratnow, Sydney Ratnow, State Compensation Insurance Fund, City of Cerritos, Joseph P. Danis, City of Auburn, City of Burbank, City of San Buenaventura, Contra Costa Water District, San Mateo County Investment Pool, Vallejo Sanitation & Flood Control District, Mary A. Zeeb, Ben Joseph Trust, Epstein Trust, Stichting Pensioenfonds ABP, Alison Charles, Renaud Fournier, Lydia Loschiavo, Alameda County Employees' Retirement Association, American European Insurance Company, Government of Guam Retirement Fund, Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters, Marsha Kosseff, Northern Ireland Local Governmental Officers Superannuation Committee, Operating Engineers Local 3 Trust Fund, Operative Plasterers and Cement Masons International Association Local 262 Annuity Fund, Individually and on behalf of all others similarly situated, Police and Fire Retirement System of the City of Detroit, Teamsters Allied Benefit Funds, The City of Edinburgh Council as Administering Authority of the Lothian Pension Fund, The Pension Fund Group, Brockton Contributory Retirement System, Rick Fleischman, Stephen Gott, Island Medical Group, Karim Kano, Michael Karfunkel, Ann Lee, Francisco Perez, Shea-Edwards Limited Partnership, Fred Telling, Grace Wang, Zahniser Trust, Anthony Peyser, On behalf of himself and all others similarly situated, Stephen P. Gott, On behalf of himself, All others similarly situated, Belmont Holdings Corp., individually and on behalf of all others similarly situated, Kathy Rooney, on behalf of themselves and all others similarly situated, Jeffrey Stark, on behalf of themselves and all others similarly situated, Stanley Tolin, Enrique Azpiazu, Stuart Bregman, Roberta Ciacci, Robert Feinerman, Irwin Ingwer, Phyllis Ingwer, Island Medical Group Pension Plan, f/b/o Irwin Ingwer, Franklin Kass, Christopher Lewis, on behalf of himself and The Entertainment Group, Aurora Perez, Cuauhtemoc Perez, Diana Perez, Trustee J. Harry Pickle, Gastroenterology Associates Profit Sharing Trust FBO Charles M. Brooks M.D., Alejandro Silva, David Sosna, Mortgage Trust 2007-6, Alaska Electrical Pension Fund, On behalf of itself and all others similarly situated, Foundation Property Management, Inc., RHF Foundation Inc., Retirement Housing Foundation, County of Alameda, Bernice Kaufman, as trustee of the Irene Kaufman Trust, Irene Kaufman, as trustee of the Irene Kaufman Trust, Arthur N. Abbey, Fifty-Ninth Street Investors LLC, Adina Schron, JTWROS, Avi Schron, James J. Sullivan and Samir Tabet
Defendant:	Mizuho Securities USA, Inc., Morgan Stanley & Co. Inc., David Romhilt, The McGraw Hill Companies, Inc., Piper Jaffray & Co., J.P. Morgan Securities, Inc., Williams Capital Group L.P., BBVA Securities Inc., Citigroup Inc., David Goldfarb, Herbert H. McDade, III, Thomas Russo, Mark Walsh, Jerry Garcia, An Individual, Erin M. Callan, Mary Pat Archer, Amitabh Arora, Michael Branca, Evelyne Estey, Adam Feinstein, Greenwich Capital Markets, Inc., National Australia Capital Markets, LLC, BNP Paribas, Kathleen Fuld, Harris Nesbitt, Brian M. Clarkson, Michael Kanef, Raymond McDaniel, Jr., Moody's Investors Service, Inc., Societe General Corporate & Investment Banking, John C. Anderson, James Esposito, Financial Assets Securities Corporation, Greenwich Capital Acceptance, Inc., now known a RBS Acceptance Inc., Greenwich Capital Financial Products, Inc., now known as RBS Financial Products Inc., Greenwich Capital Markets, Inc., now known as RBS Securities Inc., Carol P. Mathis, Robert J. McGinnis, Joseph N. Walsh, III, Citigroup Global Markets Corp., Fidelity Management Trust Company, Wachovia Capital Finance, Arkansas Actions Bank Defendants, Arkansas Actions Individual Defendants, WSIB Action Bank Defendants, ANICO Action Bank Defendants, Pearson Plaintiffs' Actions Bank Defendants, State Fund Action Individual Defendants, RHF Action Individual Defendants, Remer Action Individual Defendants, A/S Actions Individual Defendants, Bank Defendants and The Lehman Brothers Savings Plan
Plaintiff - Appellant:	Rena Caldwell, on behalf of themselves and all others similarly situated, Glen Deathrow, on behalf of himself and all others similarly situated, Madeline Dimodica, on behalf of herself and all others similarly situated, Barbara Kattell, on behalf of himself and all others similarly situated, Cecil Mease, on behalf of themselves and all others similarly situated, Henry Napirala, Linda Napirala and Michael Shipley, on behalf of themselves and all others similarly situated
Consolidated-Defendant:	ABN AMRO Holding N.V., BBVA Securities Inc., Banc of America Securities LLC, CIBC World Markets Corp., Cabrera Capital Markets, LLC, Caja de Ahorros y Monte de Piedad de Madrid, Erin Callan, daiwa Securities SMBC Europe Limited, DnB NOR Markets, Joseph M. Gregory, HVB Capital Markets, Inc., Lehman Brothers Holdings, Inc., Ian Lowitt, UBS Financial Services Inc., B.C. Ziegler and Company, Credit Suisse Securities (USA) LLC, D.A. Davidson & Co., Davenport & Company LLC, Ferris Baker Watts & incorporated, Fifth Third Securities, Inc., Fixed Income Securities, Inc., H &R Block Financial Advisors, Inc., Jackson Securities LLC, Janney Montgomery Scott LLC, Keefe, Bruyette & Woods, Inc., Keybanc Capital Markets, Inc., Maxim Group LLC, Mesirow Financial, Inc., Morgan Keegan & Company, Inc., National Financial Services LLC, Oppenheimer & Co., Inc., Piper Jaffray & Co., Robert W. Baird & Co. Incorporated, SMH Capital Inc., Scott & Stringfellow, Inc., Stifel, Nicolaus & Company, Incorporated, Stone & Youngberg LLC, TD Ameritrade Holding Corporation, Vining sparks IBG, LP, Zions Direct, Inc., BNC Mortgage Loan Trust 2006-1, BNC Mortgage Loan Trust 2006-2, First Franklin Mortgage Loan Trust 2006-FF12, First Franklin Mortgage Loan Trust 2006-FF2, First Franklin Mortgage Loan Trust 2006-FFA, First Franklin Mortgage Loan Trust 2006-FFB, GreenPoint Mortgage Funding Trust Series 2006-AR4, GreenPoint Mortgage Funding Trust Series 2006-AR5, GreenPoint Mortgage Funding Trust, Series 2006-AR7, GreenPoint Mortgage Funding Trust, Series 2006-HE1, GreenPoint Mortgage Funding Trust, Series 2006-AR6, GreenPoint Mortgage Funding Trust, Series 2006-AR8, GreenPoint Mortgage Funding Trust, Series 2007-AR1, GreenPoint Mortgage Funding Trust, Series 2007-AR3, Lehman Mortgage Trust 2006-2, Lehman Mortgage Trust 2006-5, Lehman Mortgage Trust 2006-6, Lehman Mortgage Trust 2006-7, Lehman Mortgage Trust 2006-8, Lehman Mortgage Trust 2006-9, Lehman Mortgage Trust 2007-1, Lehman Mortgage Trust 2007-2, Lehman Mortgage Trust 2007-3, Lehman Mortgage Trust 2007-4, Lehman Mortgage Trust 2007-5, Lehman XS Trust 2005-4, Lehman XS Trust 2005-5N, Lehman XS Trust 2005-6, Lehman XS Trust 2005-7N, Lehman XS Trust 2005-8, Lehman XS Trust 2005-9N, Lehman XS Trust 2006-1, Lehman XS Trust 2006-11, Lehman XS Trust 2006-13, Lehman XS Trust 2006-14N, Lehman XS Trust 2006-15, Lehman XS Trust 2006-16N, Lehman XS Trust 2006-17, Lehman XS Trust 2006-18N, Lehman XS Trust 2006-19, Lehman XS Trust 2006-20, Lehman XS Trust 2006-2N, Lehman XS Trust 2006-3, Lehman XS Trust 2006-4N, Lehman XS Trust 2006-5, Lehman XS Trust 2006-GP1, Lehman XS Trust 2006-GP2, Lehman XS Trust 2007-1, Lehman XS Trust 2007-10H, Lehman XS Trust 2007-11, Lehman XS Trust 2007-12N, Lehman XS Trust 2007-2N, Lehman XS Trust 2007-4N, Lehman XS Trust 2007-5H, Lehman XS Trust 2007-6, Lehman XS Trust 2007-7N, Lehman XS Trust 2007-9, Lehman XS Trust Series 2005-5N, Lehman XS Trust Series 2005-7N, Lehman XS Trust Series 2005-9N, Lehman XS Trust Series 2006-16N, Lehman XS Trust Series 2006-2N, Structured Adjustable Rate Mortgage Loan Trust 2006-10, Structured Adjustable Rate Mortgage Loan Trust 2006-11, Structured Adjustable Rate Mortgage Loan Trust 2006-12, Structured Adjustable Rate Mortgage Loan Trust 2006-2, Structured Adjustable Rate Mortgage Loan Trust 2006-3, Structured Adjustable Rate Mortgage Loan Trust 2006-4, Structured Adjustable Rate Mortgage Loan Trust 2006-8, Structured Adjustable Rate Mortgage Loan Trust 2006-9, Structured Adjustable Rate Mortgage Loan Trust 2007-1, Structured Adjustable Rate Mortgage Loan Trust 2007-2, Structured Adjustable Rate Mortgage Loan Trust 2007-3, Structured Adjustable Rate Mortgage Loan Trust 2007-4, Structured Adjustable Rate Mortgage Loan Trust 2007-5, Structured Adjustable Rate Mortgage Loan Trust 2007-6, Structured Asset Investment Loan Trust 2006-2, Structured Asset Investment Loan Trust 2006-BNC1, Structured Asset Investment Loan Trust 2006-BNC3, Structured Asset Securities Corporation, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI, Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1, Does 1-20, Greenpoint Mortgage Funding Grantor Trust 1-A1A, Series 2006-AR6, Greenpoint Mortgage Funding Grantor Trust 1-A2A2, Series 2006-AR5, Greenpoint Mortgage Funding Grantor Trust 1-A3A2, Series 2006-AR5, Greenpoint Mortgage Funding Trust 1-A2A2, Series 2006-AR6, Greenpoint Mortgage Funding Trust 1-A2B, Series 2006-AR6, Greenpoint Mortgage Funding Trust 1-A3B, Series 2006-AR6, Lehman Brothers, Inc., Lehman Mortgage Trust 2007-6 and Lehman Mortgage Trust Mortgage Pass-Through Certificates, Series 2007-4
Defendant - Appellee:	Roger S. Berlind, A.G. Edwards & Sons, Inc., Banc of America Securities LLC, BBVA Securities Inc., Charles Schwab & Co., Inc., Citigroup Global Markets Inc., Commerzbank Capital Markets Corp., Fidelity Capital Markets Services, Fortis Securities, LLC, Loop Capital Markets, LLC, Morgan Stanley & Co. Inc., Muriel Siebert & Co., Inc., Raymond James & Associates, Inc., Santander Investment Securities Inc., UBS Securities LLC, Wachovia Securities, LLC, The Williams Capital Group L.P., Zions Direct, Inc., Calyon Securities (USA) Inc., ABN AMRO Inc., Suntrust Capital Markets, Inc., Countrywide Securities Corp., Hypo Capital Markets, Inc., LaSalle Financial Services, inc., ANZ Securities, Inc., Michael L. Ainslie, John F. Akers, Thomas H. Cruikshank, Marsha Johnson Evans, Richard S. Fuld, Jr., Christopher Gent, Harris Nesbitt Corp., Roland A. Hernandez, Henry Kaufman, John d. Macomber, Christopher M. O'Meara, Edward D. Jones & Co., L.P., National Australia Bank Limited, Wells Fargo Securities, LLC, RBC Dain Rauscher Incorporated, BNY Capital Markets, Inc., DZ Financial Markets LLC, Jerry A. Grundhofer, Wendy M. Uvino, McGraw-Hill Companies, Inc., Moody's Investors Service, Inc., Lana Franks, Edward Grieb, Richard McKinney, Moody's Corp., Kristine Smith, Mark L. Zusy, Ernst & Young LLP, M.R. Beal & Company, BNP Paribas S.A., BNY Mellon Capital Markets, LLC, Cabrera Capital Markets LLC, CIBC World Markets Corp., DnB NOR Markets Inc., RBS Greenwich Capital, BMO Capital Markets Corp., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Mellon Financial Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA, Inc., nabCapital Securities, LLC, Natixis Bleichroeder Inc., RBC Capital Markets Corp., Scotia Capital (USA) Inc., Siebert Capital markets, SG Americas Securities Holdings, LLC, Sovereign Securities Corporation LLC, Standard Chartered Bank, SunTrust Robinson Humphrey, Inc., TD Securities (USA) LLC, Utendahl Capital Partners, L.P., Wachovia Capital Markets, LLC, RBS Securities Inc. and Banca IMI, S.p.A.
Intervenor:	Iowa Public Employees' Retirement System and Joseph Humble
Objector - Appellant:	Chris Andrews
Case Number:	14-1575
Filed:	June 5, 2014
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	LABOR LAWS-Retirement Act 1974

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Plaintiff: Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust
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Plaintiff: City of South San Francisco
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Plaintiff: Island Medical Group Retirement Trust, f/b/o Irwin Ingwer
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Plaintiff: Joseph P. Danis
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Plaintiff: Contra Costa Water District
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Plaintiff: San Mateo County Investment Pool
Represented By:
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Plaintiff: Vallejo Sanitation & Flood Control District
Represented By:
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Plaintiff: Mary A. Zeeb
Represented By:
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Plaintiff: Ben Joseph Trust
Represented By:
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Plaintiff: Epstein Trust
Represented By:
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Plaintiff: Stichting Pensioenfonds ABP
Represented By:
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Plaintiff: Alison Charles
Represented By:
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Plaintiff: Renaud Fournier
Represented By:
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Plaintiff: Lydia Loschiavo
Represented By:
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Plaintiff: Alameda County Employees' Retirement Association
Represented By:
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Plaintiff: American European Insurance Company
Represented By:
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Plaintiff: Government of Guam Retirement Fund
Represented By:
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Plaintiff: Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters
Represented By:
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Plaintiff: Marsha Kosseff
Represented By:
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Plaintiff: Northern Ireland Local Governmental Officers Superannuation Committee
Represented By:
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Plaintiff: Operating Engineers Local 3 Trust Fund
Represented By:
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Plaintiff: Operative Plasterers and Cement Masons International Association Local 262 Annuity Fund, Individually and on behalf of all others similarly situated
Represented By:
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Plaintiff: Police and Fire Retirement System of the City of Detroit
Represented By:
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Plaintiff: Teamsters Allied Benefit Funds
Represented By:
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Plaintiff: The City of Edinburgh Council as Administering Authority of the Lothian Pension Fund
Represented By:
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Plaintiff: The Pension Fund Group
Represented By:
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Plaintiff: Brockton Contributory Retirement System
Represented By:
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Plaintiff: Rick Fleischman
Represented By:
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Plaintiff: Stephen Gott
Represented By:
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Plaintiff: Island Medical Group
Represented By:
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Plaintiff: Karim Kano
Represented By:
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Plaintiff: Michael Karfunkel
Represented By:
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Plaintiff: Ann Lee
Represented By:
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Plaintiff: Francisco Perez
Represented By:
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Plaintiff: Shea-Edwards Limited Partnership
Represented By:
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Plaintiff: Fred Telling
Represented By:
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Plaintiff: Grace Wang
Represented By:
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Plaintiff: Zahniser Trust
Represented By:
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Plaintiff: Anthony Peyser, On behalf of himself and all others similarly situated
Represented By:
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Plaintiff: Stephen P. Gott, On behalf of himself, All others similarly situated
Represented By:
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Plaintiff: Belmont Holdings Corp., individually and on behalf of all others similarly situated
Represented By:
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Plaintiff: Kathy Rooney, on behalf of themselves and all others similarly situated
Represented By:
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Plaintiff: Jeffrey Stark, on behalf of themselves and all others similarly situated
Represented By:
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Plaintiff: Stanley Tolin
Represented By:
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Plaintiff: Enrique Azpiazu
Represented By:
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Plaintiff: Stuart Bregman
Represented By:
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Plaintiff: Roberta Ciacci
Represented By:
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Plaintiff: Robert Feinerman
Represented By:
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Plaintiff: Irwin Ingwer
Represented By:
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Plaintiff: Phyllis Ingwer
Represented By:
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Plaintiff: Island Medical Group Pension Plan, f/b/o Irwin Ingwer
Represented By:
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Plaintiff: Franklin Kass
Represented By:
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Plaintiff: Christopher Lewis, on behalf of himself and The Entertainment Group
Represented By:
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Plaintiff: Aurora Perez
Represented By:
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Plaintiff: Cuauhtemoc Perez
Represented By:
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Plaintiff: Diana Perez
Represented By:
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Plaintiff: Trustee J. Harry Pickle, Gastroenterology Associates Profit Sharing Trust FBO Charles M. Brooks M.D.
Represented By:
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Plaintiff: Alejandro Silva
Represented By:
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Plaintiff: David Sosna
Represented By:
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Plaintiff: Mortgage Trust 2007-6
Represented By:
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Plaintiff: Alaska Electrical Pension Fund, On behalf of itself and all others similarly situated
Represented By:
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Plaintiff: Foundation Property Management, Inc.
Represented By:
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Plaintiff: RHF Foundation Inc.
Represented By:
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Plaintiff: Retirement Housing Foundation
Represented By:
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Plaintiff: County of Alameda
Represented By:
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Plaintiff: Bernice Kaufman, as trustee of the Irene Kaufman Trust
Represented By:
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Plaintiff: Irene Kaufman, as trustee of the Irene Kaufman Trust
Represented By:
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Plaintiff: Arthur N. Abbey
Represented By:
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Plaintiff: Fifty-Ninth Street Investors LLC
Represented By:
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Plaintiff: Adina Schron, JTWROS
Represented By:
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Plaintiff: Avi Schron
Represented By:
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Plaintiff: James J. Sullivan
Represented By:
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Plaintiff: Samir Tabet
Represented By:
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Plaintiff - appellant: Rena Caldwell, on behalf of themselves and all others similarly situated
Represented By:
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Plaintiff - appellant: Glen Deathrow, on behalf of himself and all others similarly situated
Represented By:
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Plaintiff - appellant: Madeline Dimodica, on behalf of herself and all others similarly situated
Represented By:
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Plaintiff - appellant: Barbara Kattell, on behalf of himself and all others similarly situated
Represented By:
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Plaintiff - appellant: Cecil Mease, on behalf of themselves and all others similarly situated
Represented By:
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Plaintiff - appellant: Henry Napirala
Represented By:
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Plaintiff - appellant: Linda Napirala
Represented By:
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Plaintiff - appellant: Michael Shipley, on behalf of themselves and all others similarly situated
Represented By:
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Consolidated-defendant: ABN AMRO Holding N.V.
Represented By:
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Consolidated-defendant: BBVA Securities Inc.
Represented By:
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Consolidated-defendant: Banc of America Securities LLC
Represented By:
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Consolidated-defendant: CIBC World Markets Corp.
Represented By:
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Consolidated-defendant: Cabrera Capital Markets, LLC
Represented By:
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Consolidated-defendant: Caja de Ahorros y Monte de Piedad de Madrid
Represented By:
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Consolidated-defendant: Erin Callan
Represented By:
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Consolidated-defendant: daiwa Securities SMBC Europe Limited
Represented By:
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Consolidated-defendant: DnB NOR Markets
Represented By:
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Consolidated-defendant: Joseph M. Gregory
Represented By:
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Consolidated-defendant: HVB Capital Markets, Inc.
Represented By:
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Consolidated-defendant: Lehman Brothers Holdings, Inc.
Represented By:
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Consolidated-defendant: Ian Lowitt
Represented By:
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Consolidated-defendant: UBS Financial Services Inc.
Represented By:
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Consolidated-defendant: B.C. Ziegler and Company
Represented By:
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Consolidated-defendant: Credit Suisse Securities (USA) LLC
Represented By:
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Consolidated-defendant: D.A. Davidson & Co.
Represented By:
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Consolidated-defendant: Davenport & Company LLC
Represented By:
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Consolidated-defendant: Ferris Baker Watts & incorporated
Represented By:
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Consolidated-defendant: Fifth Third Securities, Inc.
Represented By:
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Consolidated-defendant: Fixed Income Securities, Inc.
Represented By:
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Consolidated-defendant: H &R Block Financial Advisors, Inc.
Represented By:
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Consolidated-defendant: Jackson Securities LLC
Represented By:
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Consolidated-defendant: Janney Montgomery Scott LLC
Represented By:
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Consolidated-defendant: Keefe, Bruyette & Woods, Inc.
Represented By:
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Consolidated-defendant: Keybanc Capital Markets, Inc.
Represented By:
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Consolidated-defendant: Maxim Group LLC
Represented By:
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Consolidated-defendant: Mesirow Financial, Inc.
Represented By:
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Consolidated-defendant: Morgan Keegan & Company, Inc.
Represented By:
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Consolidated-defendant: National Financial Services LLC
Represented By:
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Consolidated-defendant: Oppenheimer & Co., Inc.
Represented By:
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Consolidated-defendant: Piper Jaffray & Co.
Represented By:
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Consolidated-defendant: Robert W. Baird & Co. Incorporated
Represented By:
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Consolidated-defendant: SMH Capital Inc.
Represented By:
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Consolidated-defendant: Scott & Stringfellow, Inc.
Represented By:
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Consolidated-defendant: Stifel, Nicolaus & Company, Incorporated
Represented By:
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Consolidated-defendant: Stone & Youngberg LLC
Represented By:
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Consolidated-defendant: TD Ameritrade Holding Corporation
Represented By:
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Consolidated-defendant: Vining sparks IBG, LP
Represented By:
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Consolidated-defendant: Zions Direct, Inc.
Represented By:
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Consolidated-defendant: BNC Mortgage Loan Trust 2006-1
Represented By:
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Consolidated-defendant: BNC Mortgage Loan Trust 2006-2
Represented By:
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Consolidated-defendant: First Franklin Mortgage Loan Trust 2006-FF12
Represented By:
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Consolidated-defendant: First Franklin Mortgage Loan Trust 2006-FF2
Represented By:
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Consolidated-defendant: First Franklin Mortgage Loan Trust 2006-FFA
Represented By:
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Consolidated-defendant: First Franklin Mortgage Loan Trust 2006-FFB
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust Series 2006-AR4
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust Series 2006-AR5
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust, Series 2006-AR7
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust, Series 2006-HE1
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust, Series 2006-AR6
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust, Series 2006-AR8
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust, Series 2007-AR1
Represented By:
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Consolidated-defendant: GreenPoint Mortgage Funding Trust, Series 2007-AR3
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2006-2
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2006-5
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2006-6
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2006-7
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2006-8
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2006-9
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2007-1
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2007-2
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2007-3
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2007-4
Represented By:
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Consolidated-defendant: Lehman Mortgage Trust 2007-5
Represented By:
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Consolidated-defendant: Lehman XS Trust 2005-4
Represented By:
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Consolidated-defendant: Lehman XS Trust 2005-5N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2005-6
Represented By:
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Consolidated-defendant: Lehman XS Trust 2005-7N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2005-8
Represented By:
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Consolidated-defendant: Lehman XS Trust 2005-9N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-1
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-11
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-13
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-14N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-15
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-16N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-17
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-18N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-19
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-20
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-2N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-3
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-4N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-5
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-GP1
Represented By:
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Consolidated-defendant: Lehman XS Trust 2006-GP2
Represented By:
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Consolidated-defendant: Lehman XS Trust 2007-1
Represented By:
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Consolidated-defendant: Lehman XS Trust 2007-10H
Represented By:
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Consolidated-defendant: Lehman XS Trust 2007-11
Represented By:
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Consolidated-defendant: Lehman XS Trust 2007-12N
Represented By:
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Consolidated-defendant: Lehman XS Trust 2007-2N
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust 2007-4N
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust 2007-5H
Represented By:
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Consolidated-defendant: Lehman XS Trust 2007-6
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust 2007-7N
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust 2007-9
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust Series 2005-5N
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust Series 2005-7N
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust Series 2005-9N
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Lehman XS Trust Series 2006-16N
Represented By:
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Consolidated-defendant: Lehman XS Trust Series 2006-2N
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-10
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-11
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-12
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-2
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-3
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-4
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-8
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2006-9
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2007-1
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2007-2
Represented By:
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Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2007-3
Represented By:
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2007-4
Represented By:
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2007-5
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Consolidated-defendant: Structured Adjustable Rate Mortgage Loan Trust 2007-6
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Consolidated-defendant: Structured Asset Investment Loan Trust 2006-2
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Consolidated-defendant: Structured Asset Investment Loan Trust 2006-BNC1
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Consolidated-defendant: Structured Asset Investment Loan Trust 2006-BNC3
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Consolidated-defendant: Structured Asset Securities Corporation
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3
Represented By:
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4
Represented By:
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5
Represented By:
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6
Represented By:
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI
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Consolidated-defendant: Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1
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Consolidated-defendant: Does 1-20
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Consolidated-defendant: Greenpoint Mortgage Funding Grantor Trust 1-A1A, Series 2006-AR6
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Consolidated-defendant: Greenpoint Mortgage Funding Grantor Trust 1-A2A2, Series 2006-AR5
Represented By:
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Consolidated-defendant: Greenpoint Mortgage Funding Grantor Trust 1-A3A2, Series 2006-AR5
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Consolidated-defendant: Greenpoint Mortgage Funding Trust 1-A2A2, Series 2006-AR6
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Consolidated-defendant: Greenpoint Mortgage Funding Trust 1-A2B, Series 2006-AR6
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Consolidated-defendant: Greenpoint Mortgage Funding Trust 1-A3B, Series 2006-AR6
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Consolidated-defendant: Lehman Brothers, Inc.
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Consolidated-defendant: Lehman Mortgage Trust 2007-6
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Consolidated-defendant: Lehman Mortgage Trust Mortgage Pass-Through Certificates, Series 2007-4
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Defendant: Mizuho Securities USA, Inc.
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Defendant: Morgan Stanley & Co. Inc.
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Defendant: David Romhilt
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Defendant: The McGraw Hill Companies, Inc.
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Defendant: Piper Jaffray & Co.
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Defendant: J.P. Morgan Securities, Inc.
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Defendant: Williams Capital Group L.P.
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Defendant: BBVA Securities Inc.
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Defendant: Citigroup Inc.
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Defendant: David Goldfarb
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Defendant: Herbert H. McDade, III
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Defendant: Thomas Russo
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Defendant: Mark Walsh
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Defendant: Jerry Garcia, An Individual
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Defendant: Erin M. Callan
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Defendant: Mary Pat Archer
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Defendant: Amitabh Arora
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Defendant: Michael Branca
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Defendant: Evelyne Estey
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Defendant: Adam Feinstein
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Defendant: Greenwich Capital Markets, Inc.
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Defendant: National Australia Capital Markets, LLC
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Defendant: BNP Paribas
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Defendant: Kathleen Fuld
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Defendant: Harris Nesbitt
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Defendant: Brian M. Clarkson
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Defendant: Michael Kanef
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Defendant: Raymond McDaniel, Jr.
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Defendant: Moody's Investors Service, Inc.
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Defendant: Societe General Corporate & Investment Banking
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Defendant: John C. Anderson
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Defendant: James Esposito
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Defendant: Financial Assets Securities Corporation
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Defendant: Greenwich Capital Acceptance, Inc., now known a RBS Acceptance Inc.
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Defendant: Greenwich Capital Financial Products, Inc., now known as RBS Financial Products Inc.
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Defendant: Greenwich Capital Markets, Inc., now known as RBS Securities Inc.
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Defendant: Carol P. Mathis
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Defendant: Robert J. McGinnis
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Defendant: Joseph N. Walsh, III
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Defendant: Citigroup Global Markets Corp.
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Defendant: Fidelity Management Trust Company
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Defendant: Wachovia Capital Finance
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Defendant: Arkansas Actions Bank Defendants
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Defendant: Arkansas Actions Individual Defendants
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Defendant: WSIB Action Bank Defendants
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Defendant: ANICO Action Bank Defendants
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Defendant: Pearson Plaintiffs' Actions Bank Defendants
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Defendant: State Fund Action Individual Defendants
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Defendant: RHF Action Individual Defendants
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Defendant: Remer Action Individual Defendants
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Defendant: A/S Actions Individual Defendants
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Defendant: Bank Defendants
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Defendant: The Lehman Brothers Savings Plan
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Defendant - appellee: Roger S. Berlind
Represented By:	Adam J. Wasserman
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Defendant - appellee: A.G. Edwards & Sons, Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Banc of America Securities LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: BBVA Securities Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Charles Schwab & Co., Inc.
Represented By:	Stewart D. Aaron
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Defendant - appellee: Citigroup Global Markets Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Commerzbank Capital Markets Corp.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Fidelity Capital Markets Services
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Fortis Securities, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Loop Capital Markets, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Morgan Stanley & Co. Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Muriel Siebert & Co., Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Raymond James & Associates, Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Santander Investment Securities Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: UBS Securities LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Wachovia Securities, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: The Williams Capital Group L.P.
Represented By:	Matthew Alan Katz
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Defendant - appellee: Zions Direct, Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Calyon Securities (USA) Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: ABN AMRO Inc.
Represented By:
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Defendant - appellee: Suntrust Capital Markets, Inc.
Represented By:
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Defendant - appellee: Countrywide Securities Corp.
Represented By:
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Defendant - appellee: Hypo Capital Markets, Inc.
Represented By:
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Defendant - appellee: LaSalle Financial Services, inc.
Represented By:
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Defendant - appellee: ANZ Securities, Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Michael L. Ainslie
Represented By:
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Defendant - appellee: John F. Akers
Represented By:
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Defendant - appellee: Thomas H. Cruikshank
Represented By:
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Defendant - appellee: Marsha Johnson Evans
Represented By:
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Defendant - appellee: Richard S. Fuld, Jr.
Represented By:
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Defendant - appellee: Christopher Gent
Represented By:
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Defendant - appellee: Harris Nesbitt Corp.
Represented By:
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Defendant - appellee: Roland A. Hernandez
Represented By:
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Defendant - appellee: Henry Kaufman
Represented By:
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Defendant - appellee: John d. Macomber
Represented By:
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Defendant - appellee: Christopher M. O'Meara
Represented By:
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Defendant - appellee: Edward D. Jones & Co., L.P.
Represented By:
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Defendant - appellee: National Australia Bank Limited
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Wells Fargo Securities, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: RBC Dain Rauscher Incorporated
Represented By:
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Defendant - appellee: BNY Capital Markets, Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: DZ Financial Markets LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Jerry A. Grundhofer
Represented By:	Adam J. Wasserman
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Defendant - appellee: Wendy M. Uvino
Represented By:	Jonathan K. Youngwood
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Defendant - appellee: McGraw-Hill Companies, Inc.
Represented By:	Floyd Abrams
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Defendant - appellee: Moody's Investors Service, Inc.
Represented By:	James Coster
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Defendant - appellee: Lana Franks
Represented By:	Michael J. Chepiga
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Defendant - appellee: Edward Grieb
Represented By:	Michael J. Chepiga
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Defendant - appellee: Richard McKinney
Represented By:	Michael J. Chepiga
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Defendant - appellee: Moody's Corp.
Represented By:	Joshua M. Rubins
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Defendant - appellee: Kristine Smith
Represented By:	Michael J. Chepiga
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Defendant - appellee: Mark L. Zusy
Represented By:	Michael J. Chepiga
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Defendant - appellee: Ernst & Young LLP
Represented By:	Daniel L. Brown
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Defendant - appellee: M.R. Beal & Company
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: BNP Paribas S.A.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: BNY Mellon Capital Markets, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Cabrera Capital Markets LLC
Represented By:	David C. Bohan
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Defendant - appellee: CIBC World Markets Corp.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: DnB NOR Markets Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: RBS Greenwich Capital
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: BMO Capital Markets Corp.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: HSBC Securities (USA) Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Ing Financial Markets LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Mellon Financial Markets, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Mizuho Securities USA, Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: nabCapital Securities, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Natixis Bleichroeder Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: RBC Capital Markets Corp.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Scotia Capital (USA) Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Siebert Capital markets
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: SG Americas Securities Holdings, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Sovereign Securities Corporation LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Standard Chartered Bank
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: SunTrust Robinson Humphrey, Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: TD Securities (USA) LLC
Represented By:
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Defendant - appellee: Utendahl Capital Partners, L.P.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Wachovia Capital Markets, LLC
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: RBS Securities Inc.
Represented By:	Mitchell A. Lowenthal
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Defendant - appellee: Banca IMI, S.p.A.
Represented By:
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Intervenor: Iowa Public Employees' Retirement System
Represented By:
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Intervenor: Joseph Humble
Represented By:
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Objector - appellant: Chris Andrews
Represented By:	Chris Andrews
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