Securities &Exchange Commissio v. Illarramendi
| Fractal Fund Management, Ltd., Fractal P Holding, Ltd. and Rowberrow Trading Corp. |
| Francisco Illarramendi, MK Energy and Infrastructure, LLC, Michael Kenwood Capital Management, LLC, Michael Kenwood Asset Management, LLC, Highview Point LP, Highview Point Offshore, LTD., MKEI Solar, LP, Highview Point Partners, LLC and Highview Point Master Fund, LTD. |
| Christopher Luth and Frank Lopez |
| United States Securities and Exchange Commission |
| 14-1647 |
| May 5, 2014 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 64 CERTIFIED COPY OF ORDER, dated 12/11/2014, disposing of the appeal to DISTRICT OF CONNECTICUT, ISSUED.[Mandate][1502522] [14-1456, 14-1647] [Entered: 05/06/2015 10:41 AM] |
| Filing 63 UNDELIVERABLE MAIL,for Francisco Illarramendi to USCA from USPS, RECEIVED.[1487438] [14-1456, 14-1647] [Entered: 04/17/2015 10:02 AM] |
| Filing 62 CERTIFIED ORDER, dated 03/26/2015, to CONNECTICUT (NEW HAVEN), ISSUED.[1470531] [14-1456, 14-1647] [Entered: 03/26/2015 03:35 PM] |
| Filing 61 LOCAL RULE 42.1 STIPULATION ORDER, dated 03/26/2015, without prejudice to reinstatement by 04/27/2015 , FILED.[1470458] [14-1456, 14-1647] [Entered: 03/26/2015 03:05 PM] |
| Filing 58 LOCAL RULE 42.1 STIPULATION STATUS UPDATE, dated 03/26/2015 , informing the Court of proposed new date for reinstatement, RECEIVED. Service date 03/26/2015 by CM/ECF.[1469890] [14-1456, 14-1647] [Entered: 03/26/2015 09:14 AM] |
| Filing 57 UNDELIVERABLE MAIL, to USCA from USPS, RECEIVED.[1463423] [14-1456, 14-1647] [Entered: 03/18/2015 10:23 AM] |
| Filing 56 CERTIFIED ORDER, dated 02/10/2015, to CONNECTICUT (NEW HAVEN), ISSUED.[1435630] [14-1456, 14-1647] [Entered: 02/10/2015 03:10 PM] |
| Filing 55 LOCAL RULE 42.1 STIPULATION ORDER, dated 02/10/2015, without prejudice to reinstatement by 03/26/2015 , FILED.[1435614] [14-1456, 14-1647] [Entered: 02/10/2015 03:05 PM] |
| Filing 51 LOCAL RULE 42.1 STIPULATION STATUS UPDATE, dated 02/09/2015 , informing the Court of proposed new date for reinstatement, RECEIVED. Service date 02/09/2015 by CM/ECF.[1433921] [14-1456, 14-1647] [Entered: 02/09/2015 12:13 PM] |
| Filing 50 CERTIFIED ORDER, dated 12/11/2014, to CONNECTICUT (NEW HAVEN), ISSUED.[1391528] [14-1456, 14-1647] [Entered: 12/11/2014 03:46 PM] |
| Filing 49 LOCAL RULE 42.1 STIPULATION, without prejudice to reinstatement by 02/09/2015 , FILED.[1391510] [14-1456, 14-1647] [Entered: 12/11/2014 03:41 PM] |
| Filing 48 NEW CASE MANAGER, Yana Segal, ASSIGNED.[1391497] [14-1456, 14-1647] [Entered: 12/11/2014 03:37 PM] |
| Filing 43 LOCAL RULE 42.1 STIPULATION, Without Prejudice to Reinstatement, RECEIVED. Service date 12/10/2014 by CM/ECF.[1389546] [14-1456, 14-1647] [Entered: 12/10/2014 09:09 AM] |
| Filing 42 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Christopher Luth in 14-1647 Brief due date as 12/17/2014;. Joint Appendix due date as 12/17/2014, copy to pro se, FILED.[1370446] [14-1456, 14-1647]--[Edited 11/20/2014 by JT] [Entered: 11/14/2014 04:11 PM] |
| Filing 39 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Frank Lopez in 14-1456, 14-1647 Brief due date as 12/17/2014;. Joint Appendix due date as 12/17/2014, copy to pro se, FILED.[1369879] [14-1456, 14-1647]--[Edited 12/04/2014 by JT] [Entered: 11/14/2014 11:49 AM] |
| Filing 37 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Christopher Luth in 14-1647, informing Court of proposed due date 12/17/2014, RECEIVED. Service date 11/13/2014 by CM/ECF.[1369354] [14-1647, 14-1456] [Entered: 11/13/2014 06:00 PM] |
| Filing 35 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Frank Lopez in 14-1456, 14-1647, informing Court of proposed due date 12/17/2014, RECEIVED. Service date 11/13/2014 by CM/ECF.[1368658] [14-1456, 14-1647] [Entered: 11/13/2014 12:24 PM] |
| Filing 33 NEW CASE MANAGER, Jennifer Thompson, copy to pro se appellant, ASSIGNED.[1338504] [14-1456, 14-1647]--[Edited 10/07/2014 by JT] [Entered: 10/07/2014 12:46 PM] |
| Filing 30 NOTICE, to Appellee Francisco Illarramendi in 14-1456 , for failure to file an appearance, SENT.[1323659] [14-1456, 14-1647] [Entered: 09/18/2014 03:43 PM] |
| Filing 29 MOTION ORDER, denying motion to dismiss [ # 19 ] filed by Appellee Michael Kenwood Capital Management, LLC, Michael Kenwood Asset Management, LLC, MK Energy and Infrastructure, LLC, MKEI Solar, LP, Highview Point Partners, LLC, Highview Point LP, Highview Point Master Fund, LTD. and Highview Point Offshore, LTD. in 14-1456, byJAC, RSP, RJL, FILED. [1323579][29] [14-1456, 14-1647] [Entered: 09/18/2014 03:08 PM] |
| Filing 24 REPLY TO OPPOSITION [ # 21 ], on behalf of Appellee Highview Point LP, Highview Point Master Fund, LTD., Highview Point Offshore, LTD., Highview Point Partners, LLC, MK Energy and Infrastructure, LLC, MKEI Solar, LP, Michael Kenwood Asset Management, LLC and Michael Kenwood Capital Management, LLC in 14-1456, 14-1647, FILED. Service date 07/18/2014 by CM/ECF.[1274802][24] [14-1456, 14-1647] [Entered: 07/18/2014 02:51 PM] |
| Filing 21 OPPOSITION TO MOTION to dismiss [ # 19 ], on behalf of Appellant Frank Lopez in 14-1456, 14-1647, FILED. Service date 07/11/2014 by CM/ECF. [1269575][21] [14-1456, 14-1647] [Entered: 07/11/2014 04:18 PM] |
| Filing 19 MOTION, to dismiss, on behalf of Appellee Highview Point LP, Highview Point Master Fund, LTD., Highview Point Offshore, LTD., Highview Point Partners, LLC, MK Energy and Infrastructure, LLC, MKEI Solar, LP, Michael Kenwood Asset Management, LLC and Michael Kenwood Capital Management, LLC in 14-1456, 14-1647, FILED. Service date 07/01/2014 by CM/ECF. [1262227] [14-1456, 14-1647] [Entered: 07/01/2014 06:03 PM] |
| Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Christopher Luth, FILED. Service date 06/05/2014 by CM/ECF.[1241887] [14-1647, 14-1456] [Entered: 06/05/2014 09:06 PM] |
| Filing 17 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Christopher Luth, informing Court of proposed due date 08/21/2014, RECEIVED. Service date 06/05/2014 by CM/ECF.[1241651] [14-1647, 14-1456] [Entered: 06/05/2014 04:02 PM] |
| Filing 16 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Frank Lopez in 14-1456, informing Court of proposed due date 08/15/2014, RECEIVED. Service date 05/29/2014 by CM/ECF.[1235403] [14-1456, 14-1647] [Entered: 05/29/2014 09:09 AM] |
| Filing 12 ATTORNEY, Marc Edward Hirschfield for Highview Point LP MK Energy and Infrastructure, LLC Highview Point Master Fund, LTD. Highview Point Partners, LLC Highview Point Offshore, LTD. Michael Kenwood Capital Management, LLC MKEI Solar, LP Michael Kenwood Asset Management, LLC, in case 14-1647 , [ # 10 ], ADDED.[1231566] [14-1647] [Entered: 05/22/2014 04:58 PM] |
| Filing 10 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Highview Point LP, Highview Point Master Fund, LTD., Highview Point Offshore, LTD., Highview Point Partners, LLC, MK Energy and Infrastructure, LLC, MKEI Solar, LP, Michael Kenwood Asset Management, LLC and Michael Kenwood Capital Management, LLC in 14-1647, FILED. Service date 05/22/2014 by CM/ECF. [1231220] [14-1647, 14-1456] [Entered: 05/22/2014 02:55 PM] |
| Filing 8 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Highview Point LP, Highview Point Master Fund, LTD., Highview Point Offshore, LTD., Highview Point Partners, LLC, MK Energy and Infrastructure, LLC, MKEI Solar, LP, Michael Kenwood Asset Management, LLC and Michael Kenwood Capital Management, LLC in 14-1647, FILED. Service date 05/22/2014 by CM/ECF.[1231211] [14-1647, 14-1456] [Entered: 05/22/2014 02:50 PM] |
| Filing 7 FORM D, on behalf of Appellant Christopher Luth, FILED. Service date 05/22/2014 by CM/ECF, email.[1231191] [14-1647] [Entered: 05/22/2014 02:32 PM] |
| Filing 6 FORM C, on behalf of Appellant Christopher Luth, FILED. Service date 05/22/2014 by CM/ECF, email.[1231184] [14-1647] [Entered: 05/22/2014 02:29 PM] |
| Filing 4 NOTE: See lead case, 14-1456, containing complete set of docket entries.[1230920] [14-1647] [Entered: 05/22/2014 11:52 AM] |
| Filing 2 DISTRICT COURT ORDER, dated 03/27/2014, RECEIVED.[1230910] [14-1647, 14-1456] [Entered: 05/22/2014 11:49 AM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Christopher Luth in 14-1647, FILED. [1230895] [14-1647, 14-1456] [Entered: 05/22/2014 11:45 AM] |
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