U.S. Securities and Exchange C v. Conradt
Defendant: Trent Martin and David J. Weishaus
Plaintiff / Appellee: United States Securities and Exchange Commission
Intervenor: United States of America
Defendant / Appellant: Thomas C. Conradt
Case Number: 15-2967
Filed: September 21, 2015
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange
Docket Report

This docket was last retrieved on October 16, 2017. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 16, 2017 Filing 176 JUDGMENT MANDATE, ISSUED.[2148558] [15-2967] [Entered: 10/16/2017 05:02 PM]
August 23, 2017 Filing 175 CAPTION, per summary order filed 08/23/2017, AMENDED.[2108130] [15-2887, 15-2967, 16-2694] [Entered: 08/23/2017 10:10 AM]
August 23, 2017 Filing 173 SUMMARY ORDER AND JUDGMENT, affirming the district court judgment, by JMW, JAC, RR, C.JJ., FILED.[2108112] [15-2967, 15-2887, 16-2694] [Entered: 08/23/2017 10:03 AM]
August 23, 2017 Filing 172 NEW CASE MANAGER, Atasha Joseph, ASSIGNED.[2108100] [15-2887, 15-2967, 16-2694] [Entered: 08/23/2017 09:57 AM]
August 15, 2017 Filing 170 CASE, before JMW, JAC, RR, C.JJ., HEARD.[2100900] [15-2967, 15-2887, 16-2694] [Entered: 08/15/2017 10:58 AM]
July 11, 2017 Filing 169 MOTION ORDER, denying motion to reschedule oral argument, [ # 163 ] filed by Appellee United States Securities and Exchange Commission in 15-2887, FILED. [2075664][169] [15-2887, 15-2967, 16-2694] [Entered: 07/11/2017 12:07 PM]
June 7, 2017 Filing 164 CURED DEFECTIVE LETTER [ # 162 ], [ # 163 ], on behalf of Appellee United States Securities and Exchange Commission in 15-2967, FILED.[2053118] [15-2967, 15-2887, 16-2694] [Entered: 06/07/2017 03:13 PM]
June 7, 2017 Filing 163 MOTION, to reschedule oral argument, on behalf of Appellee United States Securities and Exchange Commission in 15-2967, 15-2887, 16-2694, FILED. Service date 06/07/2017 by CM/ECF. [2053035] [15-2967, 15-2887, 16-2694]--[Edited 06/07/2017 by JT] [Entered: 06/07/2017 02:21 PM]
June 7, 2017 Filing 162 DEFECTIVE DOCUMENT, LETTER, [157], on behalf of Appellee United States Securities and Exchange Commission in 15-2967, FILED.[2052803] [15-2967, 15-2887, 16-2694] [Entered: 06/07/2017 11:59 AM]
June 7, 2017 Filing 161 ATTORNEY, Jacob Loshin, for Appellee Securities and Exchange Commission, TERMINATED.[2052731] [15-2967, 15-2887, 16-2694] [Entered: 06/07/2017 11:33 AM]
June 6, 2017 Filing 159 LETTER, on behalf of Appellee United States Securities and Exchange Commission, RECEIVED. Service date 06/06/2017 by CM/ECF.[2052251] [15-2967] [Entered: 06/06/2017 05:20 PM]
June 6, 2017 Filing 158 LETTER, on behalf of Appellee United States Securities and Exchange Commission, RECEIVED. Service date 06/06/2017 by CM/ECF.[2052227] [15-2967] [Entered: 06/06/2017 05:02 PM]
June 6, 2017 Filing 157 LETTER, on behalf of Appellee United States Securities and Exchange Commission, RECEIVED. Service date 06/06/2017 by CM/ECF.[2052202] [15-2967] [Entered: 06/06/2017 04:48 PM]
June 6, 2017 Filing 156 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[2051504] [15-2967, 15-2887, 16-2694] [Entered: 06/06/2017 11:11 AM]
June 2, 2017 Filing 155 CASE CALENDARING, for argument on 08/15/2017, SET.[2049666] [15-2967, 16-2694] [Entered: 06/02/2017 03:16 PM]
May 17, 2017 Filing 154 CASE CALENDARING, for the week of 08/14/2017, PROPOSED.[2037358] [15-2887, 15-2967, 16-2694] [Entered: 05/17/2017 12:11 PM]
May 9, 2017 Filing 153 CASE CALENDARING, for the week of 08/14/2017, PROPOSED.[2030060] [15-2967, 16-2694] [Entered: 05/09/2017 09:51 AM]
April 17, 2017 Filing 151 CURED DEFECTIVE REPLY BRIEF, [ # 148 ], [ # 149 ], on behalf of Appellant Thomas C. Conradt in 15-2967, FILED.[2012538] [15-2967, 16-2694] [Entered: 04/17/2017 12:31 PM]
April 12, 2017 Filing 150 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Justin Daniel Santagata for Appellant Thomas C. Conradt in 15-2887, 15-2967, 16-2694, FILED. Service date 04/12/2017 by CM/ECF. [2009668] [15-2887, 15-2967, 16-2694] [Entered: 04/12/2017 10:42 AM]
April 12, 2017 Filing 149 REPLY BRIEF, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, 16-2694, FILED. Service date 04/12/2017 by CM/ECF. [2009647] [15-2887, 15-2967, 16-2694] [Entered: 04/12/2017 10:31 AM]
April 11, 2017 Filing 148 DEFECTIVE DOCUMENT, REPLY BRIEF, [147], on behalf of Appellant Thomas C. Conradt in 15-2967, FILED.[2009347] [15-2967, 16-2694] [Entered: 04/11/2017 05:10 PM]
April 4, 2017 Filing 147 FINAL FORM REPLY BRIEF, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, 16-2694, FILED. Service date 04/04/2017 by CM/ECF. [2004289] [15-2887, 15-2967, 16-2694] [Entered: 04/04/2017 06:00 PM]
March 16, 2017 Filing 143 MOTION ORDER, granting motion to extend time [ # 140 ] filed by Appellant Thomas C. Conradt in 15-2967, FILED. [1990707][143] [15-2967, 16-2694] [Entered: 03/16/2017 04:09 PM]
March 16, 2017 Filing 140 MOTION, to extend time, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, 16-2694, FILED. Service date 03/16/2017 by CM/ECF. [1990074] [15-2887, 15-2967, 16-2694] [Entered: 03/16/2017 10:27 AM]
March 14, 2017 Filing 137 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Jacob Loshin, Esq. for Appellee United States Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 03/14/2017 by email. [1988503] [15-2887, 15-2967, 16-2694] [Entered: 03/14/2017 05:37 PM]
March 9, 2017 Filing 136 SUPPLEMENTAL APPENDIX, on behalf of Appellee United States Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 03/09/2017 by CM/ECF. [1986153] [15-2887, 15-2967, 16-2694] [Entered: 03/09/2017 03:27 PM]
March 9, 2017 Filing 135 BRIEF, on behalf of Appellee United States Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 03/09/2017 by CM/ECF. [1986152] [15-2887, 15-2967, 16-2694] [Entered: 03/09/2017 03:26 PM]
February 28, 2017 Filing 129 CURED DEFECTIVE BRIEF, APPENDIX, [ # 128 ], [ # 127 ], [ # 126 ], [ # 125 ], on behalf of Appellant Thomas C. Conradt in 16-2694, FILED.[1978709] [15-2967, 16-2694] [Entered: 02/28/2017 03:18 PM]
February 7, 2017 Filing 128 JOINT APPENDIX, volume 2 of 2, (pp. 622-1094), on behalf of Appellant Thomas C. Conradt in 16-2694, 15-2887, 15-2967, FILED. Service date 02/07/2017 by CM/ECF.[1963760] [16-2694, 15-2887, 15-2967] [Entered: 02/07/2017 01:54 PM]
February 7, 2017 Filing 127 JOINT APPENDIX, volume 1 of 2, (pp. 22-621), on behalf of Appellant Thomas C. Conradt in 16-2694, 15-2887, 15-2967, FILED. Service date 02/07/2017 by CM/ECF.[1963757] [16-2694, 15-2887, 15-2967] [Entered: 02/07/2017 01:52 PM]
February 7, 2017 Filing 126 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Thomas C. Conradt in 16-2694, 15-2887, 15-2967, FILED. Service date 02/07/2017 by CM/ECF. [1963753] [16-2694, 15-2887, 15-2967] [Entered: 02/07/2017 01:47 PM]
February 3, 2017 Filing 125 DEFECTIVE DOCUMENT, BRIEF, APPENDIX, [123], [122], [121], on behalf of Appellant Thomas C. Conradt in 15-2967, FILED.[1961577] [15-2967, 16-2694] [Entered: 02/03/2017 12:27 PM]
January 23, 2017 Filing 124 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Justin Daniel Santagata for Appellant Thomas C. Conradt in 16-2694, 15-2887, 15-2967, FILED. Service date 01/23/2017 by CM/ECF. [1952654] [16-2694, 15-2887, 15-2967] [Entered: 01/23/2017 03:17 PM]
January 23, 2017 Filing 123 JOINT APPENDIX, volume 2 of 2, (pp. 622-1094), on behalf of Appellant Thomas C. Conradt in 16-2694, 15-2887, 15-2967, FILED. Service date 01/23/2017 by CM/ECF.[1952650] [16-2694, 15-2887, 15-2967] [Entered: 01/23/2017 03:16 PM]
January 23, 2017 Filing 122 JOINT APPENDIX, volume 1 of 2, (pp. 23-621), on behalf of Appellant Thomas C. Conradt in 16-2694, 15-2887, 15-2967, FILED. Service date 01/23/2017 by CM/ECF.[1952646] [16-2694, 15-2887, 15-2967] [Entered: 01/23/2017 03:14 PM]
January 23, 2017 Filing 121 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Thomas C. Conradt in 16-2694, 15-2887, 15-2967, FILED. Service date 01/23/2017 by CM/ECF. [1952632] [16-2694, 15-2887, 15-2967] [Entered: 01/23/2017 03:11 PM]
November 30, 2016 Filing 120 MOTION ORDER, granting motion to extend time [ # 112 ] filed by Appellee United States Securities and Exchange Commission, by RKW, Circuit Judge, FILED. [1916577][120] [15-2887, 15-2967, 16-2694] [Entered: 11/30/2016 11:14 AM]
November 28, 2016 Filing 118 CURED DEFECTIVE MOTION, [ # 111 ], [ # 112 ], on behalf of Appellee United States Securities and Exchange Commission in 16-2694, FILED.[1914777] [15-2967, 16-2694] [Entered: 11/28/2016 03:40 PM]
November 23, 2016 Filing 115 NEW CASE MANAGER, Jennifer Thompson, ASSIGNED.[1913513] [15-2967, 15-2887, 16-2694] [Entered: 11/23/2016 12:26 PM]
November 21, 2016 Filing 112 MOTION, to extend time, on behalf of Appellee United States Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 11/21/2016 by CM/ECF. [1911785] [15-2887, 15-2967, 16-2694] [Entered: 11/21/2016 05:19 PM]
November 21, 2016 Filing 111 DEFECTIVE DOCUMENT, MOTION, to extend time [110], on behalf of Appellee United States Securities and Exchange Commission in 15-2967, 15-2887, 16-2694, FILED.[1911687] [15-2967, 15-2887, 16-2694] [Entered: 11/21/2016 04:12 PM]
November 21, 2016 Filing 110 MOTION, to extend time, on behalf of Appellee United States Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 11/21/2016 by CM/ECF. [1911440] [15-2887, 15-2967, 16-2694] [Entered: 11/21/2016 01:37 PM]
November 7, 2016 Filing 109 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Thomas C. Conradt Brief due date as 01/06/2017 FILED.[1901871] [15-2967] [Entered: 11/07/2016 03:39 PM]
October 11, 2016 Filing 106 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Thomas C. Conradt, informing Court of proposed due date 01/06/2017, RECEIVED. Service date 10/11/2016 by CM/ECF.[1881005] [15-2967] [Entered: 10/11/2016 01:47 PM]
October 6, 2016 Filing 105 CERTIFIED COPY OF ORDER, dated 10/06/2016, disposing of the appeal to SDNY, ISSUED.[Mandate][1879053] [15-2887] [Entered: 10/06/2016 03:15 PM]
August 22, 2016 Filing 102 NEW PARTY, United States of America in 15-2887 and United States of America in 15-2967, ADDED.[1846344] [15-2887, 15-2967] [Entered: 08/22/2016 02:53 PM]
August 18, 2016 Filing 100 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee U.S. Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 08/18/2016 by CM/ECF.[1844637] [16-2694, 15-2887, 15-2967] [Entered: 08/18/2016 05:50 PM]
August 18, 2016 Filing 98 ATTORNEY, David Lisitza for U.S. Securities and Exchange Commission, in case 16-2694 , [ # 1844332-2 ], ADDED.[1844512] [16-2694] [Entered: 08/18/2016 04:06 PM]
August 18, 2016 Filing 95 MOTION ORDER, granting motion to consolidate appeals [ # 91 ] filed by Appellee U.S. Securities and Exchange Commission in 15-2887, by SLC, Circuit Judge, FILED. [1844084][95] [15-2887, 15-2967] [Entered: 08/18/2016 12:56 PM]
August 15, 2016 Filing 91 MOTION, to consolidate appeals, on behalf of Appellee U.S. Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 08/15/2016 by CM/ECF. [1840878] [15-2887, 15-2967] [Entered: 08/15/2016 01:02 PM]
July 28, 2016 Filing 89 CERTIFIED ORDER, dated 07/28/2016, to SDNY (NEW YORK CITY), ISSUED.[1827993] [15-2887] [Entered: 07/28/2016 04:16 PM]
July 28, 2016 Filing 88 LOCAL RULE 42.1 STIPULATION ORDER, dated 07/28/2016, without prejudice to reinstatement by 09/30/2016 , FILED.[1827969] [15-2887] [Entered: 07/28/2016 04:11 PM]
July 27, 2016 Filing 86 LOCAL RULE 42.1 STIPULATION STATUS UPDATE, dated 07/27/2016 , informing the Court of proposed new date for reinstatement, RECEIVED. Service date 07/27/2016 by CM/ECF.[1826482] [15-2887, 15-2967] [Entered: 07/27/2016 01:06 PM]
July 1, 2016 Filing 85 CERTIFIED ORDER, dated 07/01/2016, to SDNY (NEW YORK CITY), ISSUED.[1807445] [15-2887] [Entered: 07/01/2016 12:34 PM]
July 1, 2016 Filing 84 LOCAL RULE 42.1 STIPULATION ORDER, dated 07/01/2016, without prejudice to reinstatement by 08/02/2016 , FILED.[1807442] [15-2887] [Entered: 07/01/2016 12:30 PM]
June 30, 2016 Filing 81 LOCAL RULE 42.1 STIPULATION STATUS UPDATE, dated , informing the Court of proposed new date for reinstatement, RECEIVED. Service date 06/30/2016 by CM/ECF.[1806254] [15-2887, 15-2967] [Entered: 06/30/2016 11:43 AM]
June 10, 2016 Filing 80 MOTION ORDER, granting motion for extension of time to file brief [ # 75 ] filed by Appellee U.S. Securities and Exchange Commission, by RKW, FILED. [1790680][80] [15-2967] [Entered: 06/10/2016 10:15 AM]
May 19, 2016 Filing 75 MOTION, to extend time, on behalf of Appellee U.S. Securities and Exchange Commission, FILED. Service date 05/19/2016 by CM/ECF. [1776124] [15-2967] [Entered: 05/19/2016 04:19 PM]
April 21, 2016 Filing 74 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellee U.S. Securities and Exchange Commission Brief due date as 06/20/2016, FILED.[1755123] [15-2967] [Entered: 04/21/2016 09:52 AM]
April 13, 2016 Filing 72 CAMP CONFERENCE ORDER: Type of Conference: Vacated, Scheduled Date of Conference: 04/18/2016, Start Time: 2:00 PM, endorsed by Lisa J. Greenberg, FILED.[1749492] [15-2967] [Entered: 04/13/2016 01:45 PM]
April 1, 2016 Filing 71 CAMP CONFERENCE ORDER: Type of Conference: Follow-up Telephonic, Scheduled Date of Conference: 04/18/2016, Start Time: 2:00 PM, with Justin Santagata, Thomas Condradt and David Lisitza ONLY, endorsed by Lisa J. Greenberg, FILED.[1741292] [15-2967] [Entered: 04/01/2016 11:48 AM]
March 24, 2016 Filing 69 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee U.S. Securities and Exchange Commission, informing Court of proposed due date 06/20/2016, RECEIVED. Service date 03/24/2016 by CM/ECF.[1735911] [15-2967] [Entered: 03/24/2016 04:43 PM]
March 22, 2016 Filing 68 CERTIFIED ORDER, dated 03/22/2016, to SDNY (NEW YORK CITY), ISSUED.[1733339] [15-2887] [Entered: 03/22/2016 12:17 PM]
March 22, 2016 Filing 67 LOCAL RULE 42.1 STIPULATION, without prejudice to reinstatement by 05/20/2016 , FILED.[1733332] [15-2887] [Entered: 03/22/2016 12:15 PM]
March 22, 2016 Filing 66 NEW CASE MANAGER, Yana Segal, ASSIGNED.[1733271] [15-2887] [Entered: 03/22/2016 11:46 AM]
March 21, 2016 Filing 59 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Justin Daniel Santagata for Appellant Thomas C. Conradt in 15-2887, 15-2967, FILED. Service date 03/21/2016 by CM/ECF. [1732475] [15-2887, 15-2967] [Entered: 03/21/2016 02:46 PM]
March 21, 2016 Filing 58 BRIEF & APPENDIX, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, FILED. Service date 03/21/2016 by CM/ECF. [1732474] [15-2887, 15-2967] [Entered: 03/21/2016 02:44 PM]
March 10, 2016 Opinion or Order Filing 53 ORDER, dated 03/10/2016, ordering Appellants brief due by 03/21/2016, FILED.[1724403] [15-2887, 15-2967] [Entered: 03/10/2016 04:49 PM]
March 4, 2016 Filing 50 LETTER, on behalf of Appellant Thomas C. Conradt, RECEIVED. Service date 03/04/2016 by CM/ECF.[1719975] [15-2967] [Entered: 03/04/2016 07:36 PM]
December 10, 2015 Filing 46 MOTION ORDER, granting motion to extend time [ # 43 ] filed by Appellant Thomas C. Conradt in 15-2887, by RKW, Circuit Judge, FILED. [1661309][46] [15-2887, 15-2967] [Entered: 12/10/2015 03:58 PM]
December 10, 2015 Filing 43 MOTION, to extend time, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, FILED. Service date 12/10/2015 by CM/ECF. [1660600] [15-2887, 15-2967] [Entered: 12/10/2015 10:01 AM]
December 10, 2015 Filing 42 ATTORNEY, Justin Santagata, [ # 39 ], in place of attorney Sammi Malek, SUBSTITUTED.[1660492] [15-2887, 15-2967] [Entered: 12/10/2015 09:17 AM]
December 9, 2015 Filing 41 LETTER, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, RECEIVED. Service date 12/09/2015 by CM/ECF.[1659863] [15-2887, 15-2967] [Entered: 12/09/2015 12:35 PM]
December 9, 2015 Filing 39 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, FILED. Service date 12/09/2015 by CM/ECF. [1659629] [15-2887, 15-2967] [Entered: 12/09/2015 10:47 AM]
December 3, 2015 Filing 36 LETTER, on behalf of Appellant Thomas C. Conradt in 15-2887, 15-2967, RECEIVED. Service date 12/03/2015 by CM/ECF.[1656323] [15-2887, 15-2967] [Entered: 12/03/2015 05:00 PM]
December 3, 2015 Filing 34 MOTION, to extend time, on behalf of Appellant David J. Weishaus in 15-2887, FILED. Service date 12/03/2015 by CM/ECF. [1656206] [15-2887, 15-2967] [Entered: 12/03/2015 03:56 PM]
October 29, 2015 Filing 33 ATTORNEY, Jacob Loshin for U.S. Securities and Exchange Commission, in case 15-2967 Jacob Loshin for U.S. Securities and Exchange Commission, in case 15-2887 , [ # 32 ], ADDED.[1631234] [15-2887, 15-2967] [Entered: 10/29/2015 04:52 PM]
October 29, 2015 Filing 32 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee U.S. Securities and Exchange Commission in 15-2887, 15-2967, FILED. Service date 10/29/2015 by CM/ECF. [1631092] [15-2887, 15-2967] [Entered: 10/29/2015 03:50 PM]
October 20, 2015 Filing 31 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Thomas C. Conradt in 15-2887, 15-2967 Brief due date as 12/18/2015;. Joint Appendix due date as 12/18/2015, FILED.[1623698] [15-2887, 15-2967] [Entered: 10/20/2015 03:17 PM]
October 20, 2015 Filing 30 SO-ORDERED SCHEDULING NOTIFICATION, setting David J. Weishaus in 15-2967 Brief due date as 12/18/2015;. Joint Appendix due date as 12/18/2015, FILED.[1623488] [15-2887, 15-2967] [Entered: 10/20/2015 12:53 PM]
October 20, 2015 Filing 25 NEW CASE MANAGER, Jennifer Thompson, ASSIGNED.[1623169] [15-2887, 15-2967] [Entered: 10/20/2015 10:21 AM]
October 19, 2015 Filing 21 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Thomas C. Conradt in 15-2967, 15-2887, informing Court of proposed due date 12/18/2015, RECEIVED. Service date 10/19/2015 by CM/ECF.[1622281] [15-2967, 15-2887] [Entered: 10/19/2015 12:57 PM]
October 14, 2015 Filing 18 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee U.S. Securities and Exchange Commission in 15-2967, FILED. Service date 10/14/2015 by CM/ECF. [1619230] [15-2967, 15-2887] [Entered: 10/14/2015 04:28 PM]
October 14, 2015 Filing 16 NOTICE, to Appellee U.S. Securities and Exchange Commission , for failure to file an appearance, SENT.[1619076] [15-2967] [Entered: 10/14/2015 03:33 PM]
October 14, 2015 Filing 15 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant David J. Weishaus in 15-2887, informing Court of proposed due date 12/18/2015, RECEIVED. Service date 10/14/2015 by CM/ECF.[1618782] [15-2887, 15-2967] [Entered: 10/14/2015 12:55 PM]
October 5, 2015 Filing 13 FORM D, on behalf of Appellant Thomas C. Conradt in 15-2967, 15-2887, FILED. Service date 10/05/2015 by CM/ECF.[1612845] [15-2967, 15-2887] [Entered: 10/05/2015 01:56 PM]
October 5, 2015 Filing 12 FORM C, on behalf of Appellant Thomas C. Conradt in 15-2967, 15-2887, FILED. Service date 10/05/2015 by CM/ECF.[1612841] [15-2967, 15-2887] [Entered: 10/05/2015 01:54 PM]
September 29, 2015 Filing 11 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Thomas C. Conradt, FILED. Service date 09/29/2015 by CM/ECF.[1608929] [15-2967] [Entered: 09/29/2015 02:45 PM]
September 28, 2015 Filing 10 FORM D, on behalf of Appellant David J. Weishaus in 15-2887, FILED. Service date 09/28/2015 by CM/ECF.[1608230] [15-2887, 15-2967] [Entered: 09/28/2015 06:14 PM]
September 28, 2015 Filing 9 FORM C, on behalf of Appellant David J. Weishaus in 15-2887, FILED. Service date 09/28/2015 by CM/ECF.[1608229] [15-2887, 15-2967] [Entered: 09/28/2015 06:13 PM]
September 21, 2015 Filing 5 PAYMENT OF DOCKETING FEE, on behalf of Appellant Thomas C. Conradt, district court receipt # 0208-11411318, FILED.[1603669] [15-2967] [Entered: 09/22/2015 09:24 AM]
September 21, 2015 Filing 4 ELECTRONIC INDEX, in lieu of record, FILED.[1603661] [15-2967] [Entered: 09/22/2015 09:21 AM]
September 21, 2015 Filing 3 DISTRICT COURT AMENDED MEMORANDUM ORDER, dated 07/23/2015, RECEIVED.[1603647] [15-2967] [Entered: 09/22/2015 09:17 AM]
September 21, 2015 Filing 2 DISTRICT COURT MEMORANDUM ORDER, dated 07/22/2015, RECEIVED.[1603644] [15-2967] [Entered: 09/22/2015 09:16 AM]
September 21, 2015 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Thomas C. Conradt, FILED. [1603634] [15-2967] [Entered: 09/22/2015 09:11 AM]

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Plaintiff / appellee: United States Securities and Exchange Commission
Represented By: David Lisitza
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Defendant: Trent Martin
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Defendant: David J. Weishaus
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Intervenor: United States of America
Represented By: Benjamin H. Torrance
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Defendant / appellant: Thomas C. Conradt
Represented By: Justin Daniel Santagata
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