Lawsky v. Condor Capital Corporation
Plaintiff: Benjamin M. Lawsky, Superintendent of Financial Services of the State of New York, Anthony J. Albanese, Acting Superintendent of Financial Services of the State of New York and Shirin Emami, Acting Superintendent of Financial Services of the State of New York
Defendant: Condor Capital Corp.
Plaintiff / Appellee: Maria T. Vullo, Acting Superintendent of Financial Services of the State of New York
Appellee: Denis O'Connor
Defendant / Appellant: Stephen Baron
Case Number: 16-69
Filed: January 8, 2016
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Other
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Docket Report

This docket was last retrieved on November 2, 2016. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 2, 2016 Filing 144 CERTIFIED COPY OF ORDER, dated 11/02/2016, disposing of the appeal to SDNY, ISSUED.[Mandate][1897820] [16-69, 15-2362] [Entered: 11/02/2016 09:14 AM]
October 11, 2016 Filing 143 MOTION ORDER, granting motion to dismiss [ # 84 ] filed by Appellee Denis O'Connor, FILED. [1880723][143] [16-69, 15-2362] [Entered: 10/11/2016 11:13 AM]
October 3, 2016 Filing 140 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[1876124] [16-69, 15-2362] [Entered: 10/03/2016 03:28 PM]
September 21, 2016 Filing 137 CASE CALENDARING, for argument on 11/09/2016 at 11:00am, SET.[1867427] [16-69, 15-2362] [Entered: 09/21/2016 09:55 AM]
September 12, 2016 Filing 133 LETTER, 09/12/2016, regarding oral argument, on behalf of Appellant Stephen Baron, RECEIVED. Service date 09/12/2016 by CM/ECF.[1860710] [16-69]--[Edited 09/12/2016 by DH] [Entered: 09/12/2016 12:23 PM]
September 12, 2016 Filing 132 LETTER, dated 09/12/2016, regarding oral argument, on behalf of Appellee Denis O'Connor, RECEIVED. Service date 09/12/2016 by CM/ECF.[1860560] [16-69]--[Edited 09/12/2016 by DH] [Entered: 09/12/2016 11:05 AM]
September 2, 2016 Filing 129 SHIRIN EMAMI, replaced by MARIA VULLO AS PLAINTIFF, SUBSTITUTED.[1855607] [16-69] [Entered: 09/02/2016 11:01 AM]
September 1, 2016 Filing 128 LETTER, dated 09/01/2016, informing the court that Maria T. Vullo has been confirmed as the Superintendent in place of Shirin Emami, on behalf of Shirin Emami, RECEIVED. Service date 09/01/2016 by CM/ECF.[1854856] [16-69]--[Edited 09/01/2016 by DH]--[Edited 09/01/2016 by DH] [Entered: 09/01/2016 02:52 PM]
August 23, 2016 Filing 127 CASE CALENDARING, for the week of 11/07/2016, PROPOSED.[1847131] [16-69] [Entered: 08/23/2016 11:47 AM]
August 17, 2016 Filing 124 MOTION ORDER, referring motion to dismiss [ # 84 ] filed by Appellee Denis O'Connor, by RSP, GEL, SLC, FILED. [1843388][124] [16-69] [Entered: 08/17/2016 04:13 PM]
August 17, 2016 Filing 122 MOTION ORDER, granting motion to dismiss [ # 84 ] filed by Appellee Denis O'Connor, by RSP, GEL, SLC, C.JJ., FILED. [1843323][122] [15-2362] [Entered: 08/17/2016 03:46 PM]
August 2, 2016 Filing 120 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[1831005] [15-2362, 16-69] [Entered: 08/02/2016 02:09 PM]
May 20, 2016 Filing 113 REPLY BRIEF, on behalf of Appellant Stephen Baron in 15-2362, 16-69, FILED. Service date 05/20/2016 by CM/ECF. [1776866] [15-2362, 16-69] [Entered: 05/20/2016 02:24 PM]
May 11, 2016 Filing 112 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Paul Niehaus, Esq. for Appellant Stephen Baron in 16-69, 15-2362, FILED. Service date 05/11/2016 by CM/ECF. [1769963] [16-69, 15-2362] [Entered: 05/11/2016 02:20 PM]
May 11, 2016 Filing 108 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Marc D. Powers, Esq. for Appellee Denis O'Connor in 15-2362, 16-69, FILED. Service date 05/11/2016 by CM/ECF. [1769832] [15-2362, 16-69] [Entered: 05/11/2016 12:53 PM]
May 10, 2016 Filing 106 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Judith Naomi Vale, Esq. for Appellee Shirin Emami in 15-2362, 16-69, FILED. Service date 05/10/2016 by CM/ECF. [1769115] [15-2362, 16-69] [Entered: 05/10/2016 05:34 PM]
May 6, 2016 Filing 104 BRIEF, on behalf of Appellee Shirin Emami in 15-2362, 16-69, FILED. Service date 05/06/2016 by CM/ECF. [1767094] [15-2362, 16-69] [Entered: 05/06/2016 07:21 PM]
May 6, 2016 Filing 103 BRIEF, on behalf of Appellee Denis O'Connor in 15-2362, FILED. Service date 05/06/2016 by CM/ECF. [1766445] [15-2362, 16-69] [Entered: 05/06/2016 11:55 AM]
May 3, 2016 Filing 102 LETTER, dated 05/03/2016, requesting the substitution of Acting Superintendent Maria T. Vullo be substituted for Ms. Emami, on behalf of Appellee Shirin Emami in 15-2362, 16-69, RECEIVED. Service date 05/03/2016 by CM/ECF.[1763342] [15-2362, 16-69]--[Edited 05/03/2016 by DH] [Entered: 05/03/2016 10:34 AM]
April 7, 2016 Filing 99 REPLY TO OPPOSITION [ # 96 ], on behalf of Appellee Denis O'Connor in 15-2362, 16-69, FILED. Service date 04/07/2016 by CM/ECF.[1745609][99] [15-2362, 16-69] [Entered: 04/07/2016 04:53 PM]
March 28, 2016 Filing 96 OPPOSITION TO MOTION, to dismiss [ # 84 ], on behalf of Appellant Stephen Baron in 16-69, 15-2362, FILED. Service date 03/28/2016 by CM/ECF. [1737738] [16-69, 15-2362] [Entered: 03/28/2016 05:43 PM]
March 25, 2016 Filing 92 LETTER, advising the Court on the stance of co-appellee's motion, behalf of Appellee Shirin Emami, RECEIVED. Service date 03/25/2016 by CM/ECF.[1736785] [16-69]--[Edited 03/28/2016 by JW] [Entered: 03/25/2016 06:30 PM]
March 17, 2016 Filing 84 MOTION, to dismiss, on behalf of Appellee Denis O'Connor in 15-2362, 16-69, FILED. Service date 03/17/2016 by CM/ECF. [1730464] [15-2362, 16-69] [Entered: 03/17/2016 04:29 PM]
February 18, 2016 Filing 83 ATTORNEYS,
February 17, 2016 Filing 82 LETTER, withdrawing the firm's appearance, on behalf of Appellee Shirin Emami in 15-2362, 16-69, RECEIVED. Service date 02/17/2016 by CM/ECF.[1706827] [15-2362, 16-69]--[Edited 02/18/2016 by JW] [Entered: 02/17/2016 06:01 PM]
February 16, 2016 Filing 81 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellee Shirin Emami in 15-2362 Brief due date as 05/06/2016, FILED.[1705242] [15-2362, 16-69] [Entered: 02/16/2016 02:26 PM]
February 16, 2016 Filing 80 ATTORNEY, Judith Naomi Vale for Shirin Emami, in case 16-69 , [ # 76 ], ADDED.[1705230] [16-69] [Entered: 02/16/2016 02:20 PM]
February 16, 2016 Filing 79 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Shirin Emami in 15-2362, informing Court of proposed due date 05/06/2016, RECEIVED. Service date 02/16/2016 by CM/ECF.[1705193] [15-2362, 16-69] [Entered: 02/16/2016 02:00 PM]
February 16, 2016 Filing 77 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Denis O'Connor in 16-69, 15-2362, informing Court of proposed due date 05/06/2016, RECEIVED. Service date 02/16/2016 by CM/ECF.[1705029] [16-69, 15-2362] [Entered: 02/16/2016 12:29 PM]
February 12, 2016 Filing 76 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Shirin Emami in 15-2362, 16-69, FILED. Service date 02/12/2016 by CM/ECF. [1704406] [15-2362, 16-69] [Entered: 02/12/2016 06:57 PM]
February 5, 2016 Filing 71 JOINT APPENDIX, volume 3 of 3, (pp. 583-831), on behalf of Appellant Stephen Baron in 15-2362, 16-69, FILED. Service date 02/05/2016 by CM/ECF.[1700218] [15-2362, 16-69] [Entered: 02/05/2016 05:23 PM]
February 5, 2016 Filing 70 JOINT APPENDIX, volume 2 of 3, (pp. 293-582), on behalf of Appellant Stephen Baron in 15-2362, 16-69, FILED. Service date 02/05/2016 by CM/ECF.[1700215] [15-2362, 16-69] [Entered: 02/05/2016 05:21 PM]
February 5, 2016 Filing 69 JOINT APPENDIX, volume 1 of 3, (pp. 1-292), on behalf of Appellant Stephen Baron in 15-2362, 16-69, FILED. Service date 02/05/2016 by CM/ECF.[1700212] [15-2362, 16-69] [Entered: 02/05/2016 05:18 PM]
February 5, 2016 Filing 68 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Stephen Baron in 15-2362, 16-69, FILED. Service date 02/05/2016 by CM/ECF. [1700205] [15-2362, 16-69] [Entered: 02/05/2016 05:08 PM]
February 4, 2016 Filing 67 NEW CASE MANAGER, Deborah Holmes, ASSIGNED.[1699039] [16-69] [Entered: 02/04/2016 04:25 PM]
February 4, 2016 Filing 64 CAPTION, Anthony J. Albanese listed as Plaintiff, Shirin Emami Plaintiff-Appellee, AMENDED.[1698482] [15-2362, 16-69] [Entered: 02/04/2016 10:52 AM]
February 4, 2016 Filing 63 LETTER, on behalf of Appellee Shirin Emami in 16-69, 15-2362, RECEIVED. Service date 02/04/2016 by CM/ECF.[1698390] [16-69, 15-2362] [Entered: 02/04/2016 09:57 AM]
February 3, 2016 Filing 62 NOTICE, to Appellee Anthony J. Albanese in 16-69 , for failure to file an appearance, SENT.[1697452] [16-69, 15-2362] [Entered: 02/03/2016 10:25 AM]
January 22, 2016 Filing 59 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Stephen Baron in 16-69, 15-2362, informing Court of proposed due date 02/05/2016, RECEIVED. Service date 01/22/2016 by CM/ECF.[1689979] [16-69, 15-2362] [Entered: 01/22/2016 02:41 PM]
January 21, 2016 Filing 58 NOTE: See lead case, 15-2362, containing complete set of docket entries.[1689066] [16-69, 15-2362] [Entered: 01/21/2016 04:20 PM]
January 21, 2016 Filing 57 MOTION ORDER, denying motion to dismiss [ # 33 ] filed by Appellee Shirin Emami; granting motion to consolidate appeals [ # 33 ] filed by Appellee Shirin Emami; denying motion to expedite appeal [ # 10 ] filed by Appellant Stephen Baron, by RR, DC, CFD, FILED. [1689060][57] [16-69] [Entered: 01/21/2016 04:17 PM]
January 20, 2016 Filing 56 FORM D, on behalf of Appellant Stephen Baron, FILED. Service date 01/20/2016 by CM/ECF.[1688063] [16-69] [Entered: 01/20/2016 06:01 PM]
January 20, 2016 Filing 55 FORM C, on behalf of Appellant Stephen Baron, FILED. Service date 01/20/2016 by CM/ECF.[1688062] [16-69] [Entered: 01/20/2016 06:01 PM]
January 15, 2016 Filing 47 REPLY TO OPPOSITION [ # 31 ], [ # 28 ], on behalf of Appellant Stephen Baron, FILED. Service date 01/15/2016 by CM/ECF.[1685636][47] [16-69] [Entered: 01/15/2016 04:03 PM]
January 15, 2016 Filing 46 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[1685418] [16-69] [Entered: 01/15/2016 02:14 PM]
January 15, 2016 Filing 43 CERTIFIED ORDER, dated 01/16/2016, to Southern District of New York, ISSUED.[1685097] [16-69] [Entered: 01/15/2016 11:09 AM]
January 15, 2016 Filing 42 MOTION ORDER, referring motion to stay, temporary stay of the district court order pending determination of the stay motion is GRANTED [ # 10 ] filed by Appellant Stephen Baron, by DAL, FILED. [1684965][42] [16-69]--[Edited 01/15/2016 by KM] [Entered: 01/15/2016 09:46 AM]
January 13, 2016 Filing 33 MOTION, to dismiss, to consolidate appeals, on behalf of Appellee Shirin Emami, FILED. Service date 01/13/2016 by CM/ECF. [1683743] [16-69] [Entered: 01/13/2016 05:04 PM]
January 13, 2016 Filing 31 OPPOSITION TO MOTION, to stay [ # 10 ], to expedite appeal [ # 10 ], on behalf of Appellee Shirin Emami, FILED. Service date 01/13/2016 by CM/ECF. [1683735] [16-69] [Entered: 01/13/2016 04:56 PM]
January 13, 2016 Filing 29 LETTER, on behalf of Appellant Stephen Baron, RECEIVED. Service date 01/13/2016 by CM/ECF.[1683679] [16-69] [Entered: 01/13/2016 04:39 PM]
January 13, 2016 Filing 28 OPPOSITION TO MOTION, to stay [ # 10 ], to expedite appeal [ # 10 ], on behalf of Appellee Denis O'Connor, FILED. Service date 01/13/2016 by CM/ECF. [1683634] [16-69] [Entered: 01/13/2016 04:24 PM]
January 13, 2016 Filing 25 ATTORNEY, Marco Molina for Denis O'Connor, in case 16-69 , [ # 23 ], ADDED.[1683384] [16-69] [Entered: 01/13/2016 02:37 PM]
January 13, 2016 Filing 24 ATTORNEY, Torello Calvani for Denis O'Connor, in case 16-69 , [ # 22 ], ADDED.[1683382] [16-69] [Entered: 01/13/2016 02:35 PM]
January 13, 2016 Filing 23 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Denis O'Connor, FILED. Service date 01/13/2016 by CM/ECF. [1683372] [16-69] [Entered: 01/13/2016 02:25 PM]
January 13, 2016 Filing 22 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Denis O'Connor, FILED. Service date 01/13/2016 by CM/ECF. [1683366] [16-69] [Entered: 01/13/2016 02:21 PM]
January 13, 2016 Filing 21 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Denis O'Connor, FILED. Service date 01/13/2016 by CM/ECF.[1683362] [16-69] [Entered: 01/13/2016 02:16 PM]
January 13, 2016 Filing 20 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Stephen Baron, FILED. Service date 01/13/2016 by CM/ECF.[1683102] [16-69] [Entered: 01/13/2016 11:46 AM]
January 13, 2016 Filing 18 ATTORNEY, Richard J. Bettan for Shirin Emami, in case 16-69 , [ # 17 ], ADDED.[1682931] [16-69] [Entered: 01/13/2016 10:28 AM]
January 12, 2016 Filing 17 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Shirin Emami, FILED. Service date 01/12/2016 by CM/ECF. [1682458] [16-69] [Entered: 01/12/2016 03:40 PM]
January 12, 2016 Filing 16 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Shirin Emami, FILED. Service date 01/12/2016 by CM/ECF.[1682455] [16-69] [Entered: 01/12/2016 03:35 PM]
January 12, 2016 Filing 15 ATTORNEY, Jonathan L. Hochman, [ # 14 ], in place of attorney Shirin Emami, SUBSTITUTED.[1682288] [16-69] [Entered: 01/12/2016 02:12 PM]
January 12, 2016 Filing 14 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Shirin Emami, FILED. Service date 01/12/2016 by CM/ECF. [1682207] [16-69] [Entered: 01/12/2016 01:12 PM]
January 12, 2016 Filing 13 CAPTION, Party Denis O'Connor Added as Receiver-Appellee, AMENDED.[1681972] [16-69] [Entered: 01/12/2016 11:30 AM]
January 8, 2016 Filing 10 MOTION, to stay, to expedite appeal, on behalf of Appellant Stephen Baron, FILED. Service date 01/08/2016 by 3rd party, email. [1680221] [16-69] [Entered: 01/08/2016 04:37 PM]
January 8, 2016 Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[1680130] [16-69] [Entered: 01/08/2016 03:58 PM]
January 8, 2016 Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Stephen Baron, district court receipt # 020811814299, FILED.[1680124] [16-69] [Entered: 01/08/2016 03:57 PM]
January 8, 2016 Filing 3 DISTRICT COURT ORDER, dated 12/23/2015, RECEIVED.[1680120] [16-69] [Entered: 01/08/2016 03:56 PM]
January 8, 2016 Filing 2 DISTRICT COURT DECISION AND ORDER, dated 12/23/2015, RECEIVED.[1680117] [16-69] [Entered: 01/08/2016 03:55 PM]
January 8, 2016 Filing 1 NOTICE OF CIVIL INTERLOCUTORY APPEAL, with district court docket, on behalf of Appellant Stephen Baron, FILED. [1680107] [16-69] [Entered: 01/08/2016 03:51 PM]

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Search for this case: Lawsky v. Condor Capital Corporation
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Plaintiff: Benjamin M. Lawsky, Superintendent of Financial Services of the State of New York
Represented By: Richard Jason Jaime-Bettan Esq.
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Plaintiff: Anthony J. Albanese, Acting Superintendent of Financial Services of the State of New York
Represented By: Richard Jason Jaime-Bettan Esq.
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Plaintiff: Shirin Emami, Acting Superintendent of Financial Services of the State of New York
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Plaintiff / appellee: Maria T. Vullo, Acting Superintendent of Financial Services of the State of New York
Represented By: Judith Naomi Vale Esq.
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Defendant: Condor Capital Corp.
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Appellee: Denis O'Connor
Represented By: Marc D. Powers Esq.
Represented By: Torello Calvani Esq.
Represented By: Marco Molina Esq.
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Defendant / appellant: Stephen Baron
Represented By: Paul Niehaus Esq.
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