United States Securities and E v. Amerindo Investment Advisors

Justia Dockets & Filings Second Circuit U.S. Court of Appeals, Second Circuit United States Securities and E v. Amerindo Investment Advisors

United States Securities and E v. Amerindo Investment Advisors

Defendant:	Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka, Amerindo Advisors UK Limited, Amerindo Management Inc., Amerindo Technology Growth Fund, Inc., Amerindo Technology Growth Fund II, Inc., Techno Raquia, S.A. and Amerindo Investment Advisors, Inc. (Panama)
Plaintiff - Appellee:	United States Securities and Exchange Commission
Claimant - Appellant:	Lisa Mayer and Debra Mayer
Intervenor:	James Stableford
Case Number:	17-2537
Filed:	August 15, 2017
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	STATUTES-Secur Comm Exchange

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Plaintiff - appellee: United States Securities and Exchange Commission
Represented By:	Emily T. P. Rosen
Represented By:	Stephen G. Yoder
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Claimant - appellant: Lisa Mayer
Represented By:	Joseph Capobianco
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Claimant - appellant: Debra Mayer
Represented By:	Joseph Capobianco
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Defendant: Amerindo Investment Advisors, Inc.
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Defendant: Alberto William Vilar
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Defendant: Gary Alan Tanaka
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Defendant: Amerindo Advisors UK Limited
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Defendant: Amerindo Management Inc.
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Defendant: Amerindo Technology Growth Fund, Inc.
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Defendant: Amerindo Technology Growth Fund II, Inc.
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Defendant: Techno Raquia, S.A.
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Defendant: Amerindo Investment Advisors, Inc. (Panama)
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Intervenor: James Stableford
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