Securities and Exchange Commis v. Amerindo Investment Advisors

Justia Dockets & Filings Second Circuit U.S. Court of Appeals, Second Circuit Securities and Exchange Commis v. Amerindo Investment Advisors

Securities and Exchange Commis v. Amerindo Investment Advisors

Defendant:	Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka, Amerindo Advisors UK Limited, Amerindo Management Inc., Amerindo Technology Growth Fund, Inc., Amerindo Technology Growth Fund II, Inc., Techno Raquia, S.A. and Amerindo Investment Advisors, Inc. (Panama)
Plaintiff - Appellee:	United States Securities and Exchange Commission
Claimant - Appellant:	Alfred C. Heitkoenig, Elna Charlotte Olga and Maakie Heitkoenig
Case Number:	17-2681
Filed:	August 28, 2017
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	STATUTES-Secur Comm Exchange

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Plaintiff - appellee: United States Securities and Exchange Commission
Represented By:	Emily T. P. Rosen
Represented By:	Stephen G. Yoder
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Claimant - appellant: Alfred C. Heitkoenig
Represented By:	Paula K. Colbath
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Claimant - appellant: Elna Charlotte Olga
Represented By:	Paula K. Colbath
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Claimant - appellant: Maakie Heitkoenig
Represented By:	Paula K. Colbath
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Defendant: Amerindo Investment Advisors, Inc.
Represented By:
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Defendant: Alberto William Vilar
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Defendant: Gary Alan Tanaka
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Defendant: Amerindo Advisors UK Limited
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Defendant: Amerindo Management Inc.
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Defendant: Amerindo Technology Growth Fund, Inc.
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Defendant: Amerindo Technology Growth Fund II, Inc.
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Defendant: Techno Raquia, S.A.
Represented By:
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Defendant: Amerindo Investment Advisors, Inc. (Panama)
Represented By:
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