In re: Barclays Bank Plc Secur
| Marshall Freidus, on behalf of himself and all others similarly situated, Stewart Thompson and Sharon Thompson, Trustees for the S.O. Thompson Rev. Trust and the S.G. Thompson Rev. Trust, Dora L. Mahboubi, Larry Morrison, Individually and on behalf of all others similarly situated, Jeffrey Lefcourt, on behalf of himself and all others similarly situated, Beverly Pellegrini, on behalf of herself and all others similarly situated and Alfred Fait, on behalf of himself and all others similarly situated |
| Matthew William Barrett, Naguib Kheraj, A.G. Edwards & Sons, Inc., BNP Paribas Securities Corp., Goldman, Sachs & Co. LLC, KeyBanc Capital Markets Inc., Suntrust Capital Markets, Inc. and Wells Fargo Securities, LLC |
| Dennis Askelson |
| Barclays Bank PLC, Barclays PLC, John Silvester Varley, Robert Edward Diamond, Jr., Sir Richard Broadbent, Richard Leigh Clifford, Dame Sandra J.N Dawson, Sir Andrew Likierman, Sir Nigel Rudd, Stephen George Russell, John Michael Sunderland, Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, RBC Dain Rauscher, Inc., Marcus Agius, Christopher Lucas, Gary A. Hoffman, Frederik Seegers, David G. Booth, Fulvio Conti, Daniel Cronje and Banc of America Securities, LLC |
| 17-3293 |
| October 16, 2017 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 139 JUDGMENT MANDATE, ISSUED.[2451655] [17-3293] [Entered: 12/10/2018 11:36 AM] |
| Filing 137 AMENDED SUMMARY ORDER, by PNL, SLC, K. FAILLA, FILED.[2437704] [17-3293] [Entered: 11/20/2018 10:05 AM] |
| Filing 135 LETTER, on behalf of Appellee Banc of America Securities, LLC, Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, requesting an amendment to the Summary Order, RECEIVED. Service date 11/19/2018 by CM/ECF.[2436992] [17-3293] [Entered: 11/19/2018 01:56 PM] |
| Filing 133 SUMMARY ORDER AND JUDGMENT, affirming judgment of the district court, by PNL, SLC, K.P. FAILLA, FILED.[2436539] [17-3293] [Entered: 11/19/2018 09:13 AM] |
| Filing 132 NEW CASE MANAGER, Yana Segal, ASSIGNED.[2436532] [17-3293] [Entered: 11/19/2018 09:09 AM] |
| Filing 130 CASE, before PNL, SLC, C.JJ., FAILLA, D.J., HEARD.[2397235] [17-3293] [Entered: 09/26/2018 10:56 AM] |
Filing 129
ORDER, dated 09/25/2018, Jospeph D. Daley, Esq. is hereby authorized to bring a laptop into Courtroom 1505 on Wednesday, September 26, 2018, FILED.[2396743] [17-3293] [Entered: 09/25/2018 03:07 PM]
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| Filing 126 LETTER, dated 09/21/2018 on behalf of Appellant Dennis Askelson, seeking permission to bring into the courtroom a laptop computer, RECEIVED. Service date 09/21/2018 by CM/ECF.[2394953] [17-3293]--[Edited 09/24/2018 by BM] [Entered: 09/21/2018 07:31 PM] |
| Filing 125 ATTORNEY, Patrick George Rideout for Barclays Bank PLC UBS Securities LLC Banc of America Securities, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Citigroup Global Markets Inc. Morgan Stanley & Co. LLC RBC Dain Rauscher, Inc. Wachovia Capital Markets, LLC, in case 17-3293, [ # 124 ], ADDED.[2393934] [17-3293] [Entered: 09/20/2018 04:50 PM] |
| Filing 124 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Banc of America Securities, LLC, Barclays Bank PLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, FILED. Service date 09/20/2018 by CM/ECF. [2393714] [17-3293] [Entered: 09/20/2018 03:19 PM] |
| Filing 121 LETTER, dated 09/11/2018 on behalf of Appellant Dennis Askelson, in response to the Courts Order regarding Marshall Freidus, RECEIVED. Service date 09/11/2018 by CM/ECF.[2387077] [17-3293]--[Edited 09/12/2018 by BM] [Entered: 09/11/2018 05:14 PM] |
| Filing 119 CURED DEFECTIVE DOCUMENT: SUPPLEMENTAL APPENDIX [ # 99 ], on behalf of Appellant Dennis Askelson, FILED.[2384329] [17-3293] [Entered: 09/07/2018 12:19 PM] |
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Filing 118
ORDER, dated 09/07/2018, directing plaintiff's counsel to advise the Court in writing within five business days whether Marshall Freidus has any financial interest in this appeal, FILED.[2384146] [17-3293] [Entered: 09/07/2018 10:50 AM]
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| Filing 116 SUPPLEMENTAL APPENDIX, volume 17 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383863] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:31 PM] |
| Filing 115 SUPPLEMENTAL APPENDIX, volume 16 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383862] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:30 PM] |
| Filing 114 SUPPLEMENTAL APPENDIX, volume 15 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383861] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:27 PM] |
| Filing 113 SUPPLEMENTAL APPENDIX, volume 14 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383858] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:25 PM] |
| Filing 112 SUPPLEMENTAL APPENDIX, volume 13 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383855] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:24 PM] |
| Filing 111 SUPPLEMENTAL APPENDIX, volume 12 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383852] [17-3293] [Entered: 09/06/2018 05:23 PM] |
| Filing 110 SUPPLEMENTAL APPENDIX, volume 11 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383851] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:21 PM] |
| Filing 109 SUPPLEMENTAL APPENDIX, volume 10 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383849] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:20 PM] |
| Filing 108 SUPPLEMENTAL APPENDIX, volume 9 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383847] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:18 PM] |
| Filing 107 SUPPLEMENTAL APPENDIX, volume 8 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383844] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:15 PM] |
| Filing 106 SUPPLEMENTAL APPENDIX, volume 7 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383840] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:12 PM] |
| Filing 105 SUPPLEMENTAL APPENDIX, volume 6 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383837] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:11 PM] |
| Filing 104 SUPPLEMENTAL APPENDIX, volume 5 of 17,on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383834] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:10 PM] |
| Filing 103 SUPPLEMENTAL APPENDIX, volume 4 of 17,on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383831] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:07 PM] |
| Filing 102 SUPPLEMENTAL APPENDIX, volume 3 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383828] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:04 PM] |
| Filing 101 SUPPLEMENTAL APPENDIX, volume 2 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383826] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:03 PM] |
| Filing 100 SUPPLEMENTAL APPENDIX, volume 1 of 17, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2383822] [17-3293]--[Edited 09/07/2018 by BM] [Entered: 09/06/2018 05:01 PM] |
| Filing 99 DEFECTIVE DOCUMENT, Supplemental Appendix Volumes1-17, [97], [96], [95], on behalf of Appellant Dennis Askelson, FILED.[2383261] [17-3293] [Entered: 09/06/2018 12:02 PM] |
| Filing 97 SUPPLEMENTAL APPENDIX, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2381778] [17-3293] [Entered: 09/04/2018 06:35 PM] |
| Filing 96 SUPPLEMENTAL APPENDIX, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2381777] [17-3293] [Entered: 09/04/2018 06:30 PM] |
| Filing 95 SUPPLEMENTAL APPENDIX, on behalf of Appellant Dennis Askelson, FILED. Service date 09/04/2018 by CM/ECF. [2381772] [17-3293] [Entered: 09/04/2018 06:22 PM] |
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Filing 94
ORDER, dated 08/21/2018, Pursuant to the provisions of Federal Rule of Appellate Procedure 30 and this Courts Local Rule 30.1, Plaintiff-Appellant is hereby ordered to file a supplemental appendix in this matter no later than September 3, 2018. Such supplemental appendix shall contain: (1) all parties Local Civil Rule 56.1 statements and counterstatements of material facts and responses and objections to such statements and counterstatements, that were submitted to the District Court in connection with the parties motions for summary judgment filed in the related District Court proceedings, 09-CV-01989 (PAC); (2) all exhibits submitted to the District Court in connection with the motions for summary judgment in those proceedings that are cited or referenced by in either partys briefing in this appeal No. 17-3293-CV; and (3) all such exhibits that are cited or referenced in the District Courts September 13, 2017 Opinion and Order in these proceedings. Any sealed materials shall be filed pursuant to this Courts procedure for filing sealed materials, FILED.[2372214] [17-3293] [Entered: 08/21/2018 10:33 AM]
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| Filing 93 NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee Banc of America Securities, LLC, Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, FILED. Service date 07/26/2018 by CM/ECF. [2354051] [17-3293] [Entered: 07/26/2018 07:44 PM] |
| Filing 92 NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellant Dennis Askelson, FILED. Service date 07/26/2018 by CM/ECF. [2353617] [17-3293] [Entered: 07/26/2018 12:56 PM] |
| Filing 91 NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, David G. Booth, Sir Richard Broadbent, Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Sir Nigel Rudd, Stephen George Russell, Frederik Seegers, John Michael Sunderland and John Silvester Varley, FILED. Service date 07/25/2018 by CM/ECF. [2352647] [17-3293] [Entered: 07/25/2018 01:24 PM] |
| Filing 90 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[2351839] [17-3293] [Entered: 07/24/2018 03:24 PM] |
| Filing 89 CASE CALENDARING, for argument on 09/26/2018, B Panel, SET.[2340413] [17-3293] [Entered: 07/09/2018 11:38 AM] |
| Filing 88 NEW CASE MANAGER, Brenda Mojica, ASSIGNED.[2329114] [17-3293] [Entered: 06/20/2018 02:56 PM] |
| Filing 87 CASE CALENDARING, for the week of 09/24/2018, B, PROPOSED.[2327683] [17-3293] [Entered: 06/19/2018 11:08 AM] |
| Filing 79 LETTER, on behalf of Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, David G. Booth, Sir Richard Broadbent, Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Stephen George Russell, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Sir Nigel Rudd, Frederik Seegers, John Michael Sunderland and John Silvester Varley, updating unavailability for oral argument, RECEIVED. Service date 06/08/2018 by CM/ECF.[2320979] [17-3293] [Entered: 06/08/2018 10:24 AM] |
| Filing 78 CASE CALENDARING, for the week of 09/10/2018, PROPOSED.[2316769] [17-3293] [Entered: 06/04/2018 10:33 AM] |
| Filing 76 REPLY BRIEF, on behalf of Appellant Dennis Askelson, FILED. Service date 05/30/2018 by CM/ECF. [2314248] [17-3293] [Entered: 05/30/2018 06:08 PM] |
| Filing 74 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Scott Musoff for Appellee Banc of America Securities, LLC, Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, FILED. Service date 05/08/2018 by CM/ECF. [2298211] [17-3293] [Entered: 05/08/2018 04:12 PM] |
| Filing 73 MOTION ORDER, granting motion to extend time until 05/30/2018 to file reply brief [ # 64 ] filed by Appellant Dennis Askelson, by CFD, FILED. [2293057][73] [17-3293] [Entered: 05/02/2018 10:13 AM] |
| Filing 68 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Michael T. Tomaino, Jr. for Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, David G. Booth, Sir Richard Broadbent, Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Sir Nigel Rudd, Stephen George Russell, Frederik Seegers, John Michael Sunderland and John Silvester Varley, FILED. Service date 04/27/2018 by CM/ECF. [2290656] [17-3293] [Entered: 04/27/2018 04:55 PM] |
| Filing 64 MOTION, to extend time, on behalf of Appellant Dennis Askelson, FILED. Service date 04/26/2018 by CM/ECF. [2289567] [17-3293] [Entered: 04/26/2018 06:21 PM] |
| Filing 62 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Joseph David Daley for Appellant Dennis Askelson, FILED. Service date 04/26/2018 by CM/ECF. [2289064] [17-3293] [Entered: 04/26/2018 01:04 PM] |
| Filing 61 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Banc of America Securities, LLC, Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, FILED. Service date 04/25/2018 by CM/ECF.[2288539] [17-3293] [Entered: 04/25/2018 09:41 PM] |
| Filing 60 LETTER, on behalf of Appellee Banc of America Securities, LLC, Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, joining in on the brief filed by Appellees, RECEIVED. Service date 04/25/2018 by CM/ECF.[2288537] [17-3293] [Entered: 04/25/2018 09:38 PM] |
| Filing 59 BRIEF, on behalf of Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, David G. Booth, Sir Richard Broadbent, Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Sir Nigel Rudd, Stephen George Russell, Frederik Seegers, John Michael Sunderland and John Silvester Varley, FILED. Service date 04/25/2018 by CM/ECF. [2288536] [17-3293] [Entered: 04/25/2018 08:55 PM] |
| Filing 58 NEW CASE MANAGER, Dana Ellwood, ASSIGNED.[2260795] [17-3293] [Entered: 03/20/2018 12:06 PM] |
| Filing 54 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellees Marcus Agius, Banc of America Securities, LLC, Barclays Bank PLC, Barclays Capital Securities Limited, Barclays PLC, David G. Booth, Sir Richard Broadbent, Citigroup Global Markets Inc., Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., Sir Nigel Rudd, Stephen George Russell, Frederik Seegers, John Michael Sunderland, UBS Securities LLC, John Silvester Varley and Wachovia Capital Markets, LLC Brief due date as 04/25/2018, FILED.[2226508] [17-3293] [Entered: 01/31/2018 04:28 PM] |
| Filing 51 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, RBC Dain Rauscher, Inc. and Banc of America Securities, LLC, informing Court of proposed due date 04/25/2018, RECEIVED. Service date 01/31/2018 by CM/ECF.[2226151] [17-3293] [Entered: 01/31/2018 01:06 PM] |
| Filing 48 CURED DEFECTIVE DOCUMENT: Scheduling Notice [ # 46 ], on behalf of Appellee Barclays Bank PLC and Barclays PLC, FILED.[2225604] [17-3293] [Entered: 01/31/2018 08:59 AM] |
| Filing 47 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, David G. Booth, Sir Richard Broadbent, Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Sir Nigel Rudd, Stephen George Russell, Frederik Seegers, John Michael Sunderland and John Silvester Varley, informing Court of proposed due date 04/25/2018, RECEIVED. Service date 01/29/2018 by CM/ECF.[2224054] [17-3293] [Entered: 01/29/2018 04:05 PM] |
| Filing 46 DEFECTIVE DOCUMENT, Scheduling Notice, [44], on behalf of Appellee Barclays Bank PLC and Barclays PLC, FILED.[2224001] [17-3293] [Entered: 01/29/2018 03:44 PM] |
| Filing 44 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Barclays Bank PLC and Barclays PLC, informing Court of proposed due date 04/25/2018, RECEIVED. Service date 01/29/2018 by CM/ECF.[2223390] [17-3293] [Entered: 01/29/2018 10:30 AM] |
| Filing 39 JOINT APPENDIX, volume 1 of 1, (pp. 1-226), on behalf of Appellant Dennis Askelson, FILED. Service date 01/25/2018 by CM/ECF.[2222063] [17-3293] [Entered: 01/25/2018 07:36 PM] |
| Filing 38 BRIEF, on behalf of Appellant Dennis Askelson, FILED. Service date 01/25/2018 by CM/ECF.[2222061] [17-3293] [Entered: 01/25/2018 07:33 PM] |
| Filing 37 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Dennis Askelson Brief due date as 01/25/2018. Joint Appendix due date as 01/25/2018, FILED.[2162355] [17-3293] [Entered: 11/01/2017 04:43 PM] |
| Filing 35 ATTORNEY, Scott Musoff for Barclays Capital Securities Limited Citigroup Global Markets, Inc. UBS Securities LLC Banc of America Securities, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. LLC RBC Dain Rauscher, Inc. Wachovia Capital Markets, LLC, in case 17-3293, [ # 32 ], ADDED.[2161408] [17-3293] [Entered: 11/01/2017 08:53 AM] |
| Filing 33 ATTORNEY, Thomas C. White for John Silverster Varley Sir Richard Broadbent Sir Andrew Likierman Gary A. Hoffman Dame Sandra J.N Dawson Barclays Bank PLC Richard Leigh Clifford Marcus Agius Christopher Lucas David G. Booth Fulvio Conti Sir Nigel Rudd Stephen George Russell Barclays PLC Robert Edward Diamond Jr. Daniel Cronje Frederik Seegers John Michael Sunderland, in case 17-3293, [ # 29 ], ADDED.[2161264] [17-3293] [Entered: 10/31/2017 04:57 PM] |
| Filing 32 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Capital Securities Limited, Banc of America Securities, LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, FILED. Service date 10/31/2017 by CM/ECF. [2161089] [17-3293] [Entered: 10/31/2017 02:54 PM] |
| Filing 31 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Dennis Askelson, informing Court of proposed due date 01/25/2018, RECEIVED. Service date 10/31/2017 by CM/ECF.[2161087] [17-3293] [Entered: 10/31/2017 02:53 PM] |
| Filing 30 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Banc of America Securities, LLC, Barclays Capital Securities Limited, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Dain Rauscher, Inc., UBS Securities LLC and Wachovia Capital Markets, LLC, FILED. Service date 10/31/2017 by CM/ECF.[2161077] [17-3293] [Entered: 10/31/2017 02:43 PM] |
| Filing 29 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, David G. Booth, Sir Richard Broadbent, Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Sir Nigel Rudd, Stephen George Russell, Frederik Seegers, John Michael Sunderland and John Silverster Varley, FILED. Service date 10/30/2017 by CM/ECF. [2160276] [17-3293] [Entered: 10/30/2017 05:04 PM] |
| Filing 28 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, David G. Booth, Sir Richard Broadbent, Richard Leigh Clifford, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Sir Nigel Rudd, Stephen George Russell, Frederik Seegers, John Michael Sunderland and John Silverster Varley, FILED. Service date 10/30/2017 by CM/ECF.[2160268] [17-3293] [Entered: 10/30/2017 04:58 PM] |
| Filing 26 NEW CASE MANAGER, Brenda Mojica, ASSIGNED.[2159093] [17-3293] [Entered: 10/27/2017 04:15 PM] |
| Filing 23 ATTORNEY, Sharan Nirmul for Dennis Askelson, in case 17-3293 , [ # 18 ], ADDED.[2158094] [17-3293] [Entered: 10/27/2017 08:55 AM] |
| Filing 22 ATTORNEY, Richard A. Russo Jr. for Dennis Askelson, in case 17-3293 , [ # 19 ], ADDED.[2158092] [17-3293] [Entered: 10/27/2017 08:54 AM] |
| Filing 21 ATTORNEY, Andrew L. Zivitz for Dennis Askelson, in case 17-3293 , [ # 20 ], ADDED.[2158088] [17-3293] [Entered: 10/27/2017 08:53 AM] |
| Filing 20 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Dennis Askelson, FILED. Service date 10/26/2017 by CM/ECF. [2158016] [17-3293] [Entered: 10/26/2017 06:04 PM] |
| Filing 19 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Dennis Askelson, FILED. Service date 10/26/2017 by CM/ECF. [2158015] [17-3293] [Entered: 10/26/2017 06:02 PM] |
| Filing 18 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Dennis Askelson, FILED. Service date 10/26/2017 by CM/ECF. [2158011] [17-3293] [Entered: 10/26/2017 06:00 PM] |
| Filing 16 FORM D, on behalf of Appellant Dennis Askelson, FILED. Service date 10/26/2017 by CM/ECF.[2157927] [17-3293] [Entered: 10/26/2017 04:41 PM] |
| Filing 15 FORM C, on behalf of Appellant Dennis Askelson, FILED. Service date 10/26/2017 by CM/ECF.[2157923] [17-3293] [Entered: 10/26/2017 04:40 PM] |
| Filing 14 ATTORNEY, Michael T. Tomaino, Jr., [ # 13 ], in place of attorney David H. Braff, SUBSTITUTED.[2156713] [17-3293] [Entered: 10/25/2017 04:26 PM] |
| Filing 13 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Marcus Agius, Barclays Bank PLC, Barclays PLC, Sir Richard Broadbent, Fulvio Conti, Daniel Cronje, Dame Sandra J.N Dawson, Robert Edward Diamond, Jr., Gary A. Hoffman, Sir Andrew Likierman, Christopher Lucas, Stephen George Russell, Frederik Seegers, John Michael Sunderland and John Silverster Varley, FILED. Service date 10/25/2017 by CM/ECF. [2156559] [17-3293] [Entered: 10/25/2017 03:21 PM] |
| Filing 12 CURED DEFECTIVE, NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, [ # 10 ], on behalf of Appellant Dennis Askelson, FILED.[2151708] [17-3293] [Entered: 10/19/2017 12:27 PM] |
| Filing 11 ATTORNEY, Joseph D. Daley, [ # 10 ], in place of attorney Andrew J. Brown, SUBSTITUTED.[2151707] [17-3293] [Entered: 10/19/2017 12:27 PM] |
| Filing 10 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Dennis Askelson, FILED. Service date 10/18/2017 by CM/ECF. [2151553] [17-3293] [Entered: 10/19/2017 11:36 AM] |
| Filing 9 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, [8], on behalf of Appellant Dennis Askelson, FILED.[2151330] [17-3293] [Entered: 10/19/2017 09:45 AM] |
| Filing 8 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Dennis Askelson, FILED. Service date 10/18/2017 by CM/ECF. [2151104] [17-3293] [Entered: 10/18/2017 04:56 PM] |
| Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[2149046] [17-3293] [Entered: 10/17/2017 11:21 AM] |
| Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Dennis Askelson, district court receipt # 0208-14238537, FILED.[2149045] [17-3293] [Entered: 10/17/2017 11:21 AM] |
| Filing 3 DISTRICT COURT JUDGMENT, dated 09/14/2017, RECEIVED.[2149042] [17-3293] [Entered: 10/17/2017 11:20 AM] |
| Filing 2 DISTRICT COURT OPINION & ORDER, dated 09/13/2017, RECEIVED.[2149036] [17-3293] [Entered: 10/17/2017 11:17 AM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Dennis Askelson, FILED. [2149028] [17-3293] [Entered: 10/17/2017 11:15 AM] |
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