Kaplan v. S.A.C. Capital Advisors, L.P.
Plaintiff: Roxy D. Sullivan, Individually and on Behalf of All Others Similarly Situated, Lindsey Rankin, Individually and on Behalf of All Others Similarly Situated, City of Birmingham Retirement and Relief System, KBC Asset Managment NV, Christian Monrad, James C. McGowan, Linh Tu, Pat A. Sanye, John M. Gould, Rhonda Wolff, Individually and on Behalf of All Others Similarly Situated, Garry Leonard, Patricia Tracy, Benjamin Monrad, Caroline P. Gould, Ronald J. Sanye, Raj Vaddi, Seymond Pon, Lawson Phillips, Micahel Cahill, John Wolff, Bridget Monrad, Jim Moser, Chris Mitchem, Joseph F. Morgan, Glen Lochmueller, John P. Connolly, Greg Kappes, Richard Lloyd, David Lindsay, Stephen W. Mamber, Steven R. Olson and Deeann Lemmerling
Defendant: S.A.C. Capital Advisors, L.P., S.A.C. Capital Advisors, Inc., CR Intrinsic Investors, LLC, Steven A. Cohen, Mathew Martoma, Sidney Gilman, CR Intrinsic Investments, LLC, S.A.C. Capital Advisors, LLC, S.A.C. Capital Associates, LLC, S.A.C. International Equities, LLC, S.A.C. Select Fund, LLC, Point72 Capital Advisors, Inc., Point72 Associates, LLC, Point72 Strategies, LLC and Point72 Select Investments, LLC
Plaintiff / Appellee: David E. Kaplan, Individually and on Behalf of All Others Similarly Situated, Michael S. Allen, Individually and on Behalf of All Others Similarly Situated, Chi-Pin Hsu, Individually and on Behalf of All Others Similarly Situated, Fred M. Ross and Gary W. Muensterman, Individually and on Behalf of All Others Similarly Situated
Appellant: Reed Smith LLP
Case Number: 17-4144
Filed: December 27, 2017
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange
Docket Report

This docket was last retrieved on April 9, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 9, 2019 Filing 68 JUDGMENT MANDATE, ISSUED.[2535616] [17-4067, 17-4144] [Entered: 04/09/2019 10:38 AM]
March 19, 2019 Filing 67 JUDGMENT, FILED.[2520977] [17-4067, 17-4144] [Entered: 03/19/2019 12:27 PM]
March 19, 2019 Filing 64 NEW CASE MANAGER, Yenni Liu, ASSIGNED.[2520615] [17-4067, 17-4144] [Entered: 03/19/2019 09:39 AM]
March 19, 2019 Filing 61 CAPTION, pursuant to OPINION, AMENDED.[2520533] [17-4067, 17-4144] [Entered: 03/19/2019 09:15 AM]
March 19, 2019 Filing 60 OPINION, affirming the order of the district court, per curiam PNL, RSP, DAL, FILED.[2520528] [17-4067, 17-4144] [Entered: 03/19/2019 09:10 AM]
January 11, 2019 Filing 59 CASE, before PNL, RSP, DAL, HEARD.[2473257] [17-4067, 17-4144] [Entered: 01/11/2019 12:09 PM]
December 3, 2018 Filing 58 ATTORNEY, Anthony Paduano for Chi-Pin Hsu David E. Kaplan Fred M. Ross Gary W. Muensterman Michael S. Allen, in case 17-4067 , [ # 2446158-2 ], ADDED.[2446859] [17-4067, 17-4144] [Entered: 12/03/2018 11:58 AM]
November 29, 2018 Filing 57 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[2445031] [17-4067, 17-4144] [Entered: 11/29/2018 03:46 PM]
November 14, 2018 Filing 56 CASE CALENDARING, for argument on 01/11/2019, SET.[2433616] [17-4067, 17-4144] [Entered: 11/14/2018 02:16 PM]
October 17, 2018 Filing 54 CASE CALENDARING, for the week of 01/07/2019, PROPOSED.[2412781] [17-4067, 17-4144] [Entered: 10/17/2018 06:09 PM]
July 13, 2018 Filing 52 CURED DEFECTIVE Reply Brief, [ # 51 ], on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, FILED.[2344405] [17-4067, 17-4144] [Entered: 07/13/2018 09:40 AM]
July 12, 2018 Filing 51 REPLY BRIEF, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, 17-4144, FILED. Service date 07/12/2018 by CM/ECF. [2344238] [17-4067, 17-4144] [Entered: 07/12/2018 05:47 PM]
July 12, 2018 Filing 50 DEFECTIVE DOCUMENT, Reply Brief, [49], on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, FILED.[2343686] [17-4067, 17-4144] [Entered: 07/12/2018 12:21 PM]
July 6, 2018 Filing 49 REPLY BRIEF, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, 17-4144, FILED. Service date 07/06/2018 by CM/ECF. [2339895] [17-4067, 17-4144] [Entered: 07/06/2018 03:49 PM]
June 22, 2018 Filing 46 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Gary J. Mennitt, Esq. for Appellant-Cross-Appellee Reed Smith LLP in 17-4067, FILED. Service date 06/22/2018 by CM/ECF. [2330925] [17-4067, 17-4144] [Entered: 06/22/2018 01:10 PM]
June 22, 2018 Filing 45 RESPONSE AND REPLY BRIEF, on behalf of Appellant-Cross-Appellee Reed Smith LLP in 17-4067, FILED. Service date 06/22/2018 by CM/ECF. [2330922] [17-4067, 17-4144]--[Edited 06/26/2018 by KY] [Entered: 06/22/2018 01:08 PM]
May 8, 2018 Filing 44 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Leonard Weintraub for Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, Attorney Mr. Leonard Weintraub for Appellee-Cross-Appellant David E. Kaplan, Michael S. Allen, Chi-Pin Hsu, Fred M. Ross and Gary W. Muensterman in 17-4144, FILED. Service date 05/08/2018 by CM/ECF. [2297992] [17-4067, 17-4144] [Entered: 05/08/2018 03:04 PM]
April 27, 2018 Filing 43 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant-Cross-Appellee Reed Smith LLP in 17-4067 Appellant-Cross-Appellee Response and Reply Brief due date as 06/22/2018; FILED.[2290025] [17-4067, 17-4144] [Entered: 04/27/2018 12:04 PM]
April 26, 2018 Filing 38 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant-Cross-Appellee Reed Smith LLP in 17-4067, informing Court of proposed due date 06/22/2018, RECEIVED. Service date 04/26/2018 by CM/ECF.[2289300] [17-4067, 17-4144] [Entered: 04/26/2018 03:30 PM]
April 24, 2018 Filing 37 BRIEF, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, 17-4144, FILED. Service date 04/24/2018 by CM/ECF. [2287240] [17-4067, 17-4144] [Entered: 04/24/2018 03:54 PM]
March 6, 2018 Filing 35 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067 Brief due date as 04/24/2018, FILED.[2250213] [17-4067, 17-4144] [Entered: 03/06/2018 11:32 AM]
March 5, 2018 Filing 32 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, 17-4144, informing Court of proposed due date 04/24/2018, RECEIVED. Service date 03/05/2018 by CM/ECF.[2249788] [17-4067, 17-4144] [Entered: 03/05/2018 05:18 PM]
February 23, 2018 Filing 26 BRIEF & SPECIAL APPENDIX, on behalf of Appellant-Cross-Appellee Reed Smith LLP in 17-4067, FILED. Service date 02/23/2018 by CM/ECF. [2243213] [17-4067, 17-4144] [Entered: 02/23/2018 05:29 PM]
February 23, 2018 Filing 25 APPENDIX, volume 3 of 3, (pp. 460-607), on behalf of Appellant-Cross-Appellee Reed Smith LLP in 17-4067, FILED. Service date 02/23/2018 by CM/ECF.[2243210] [17-4067, 17-4144] [Entered: 02/23/2018 05:27 PM]
February 23, 2018 Filing 24 APPENDIX, volume 2 of 3, (pp. 198-459), on behalf of Appellant-Cross-Appellee Reed Smith LLP in 17-4067, FILED. Service date 02/23/2018 by CM/ECF.[2243206] [17-4067, 17-4144] [Entered: 02/23/2018 05:26 PM]
February 23, 2018 Filing 23 APPENDIX, volume 1 of 3, (pp. 1-197), on behalf of Appellant-Cross-Appellee Reed Smith LLP in 17-4067, FILED. Service date 02/23/2018 by CM/ECF.[2243205] [17-4067, 17-4144] [Entered: 02/23/2018 05:25 PM]
February 5, 2018 Filing 20 CAMP ORDER, Type of Conference: Amended In-Person, Scheduled Date of Conference: 02/06/2018, Start Time: 10:30 AM, Required Attendees: Clients with Counsel, with Kathleen M. Scanlon, ENTERED.[2228955] [17-4067, 17-4144] [Entered: 02/05/2018 11:33 AM]
January 12, 2018 Filing 19 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant-Cross-Appellee Reed Smith LLP in 17-4067 Brief due date as 02/23/2018. Joint Appendix due date as 02/23/2018, FILED.[2212991] [17-4067, 17-4144] [Entered: 01/12/2018 01:47 PM]
January 10, 2018 Filing 17 CAMP ORDER, Type of Conference: In-Person, Scheduled Date of Conference: 02/15/2018, Start Time: 10:30 AM, Required Attendees: Clients with Counsel, with Kathleen M. Scanlon, ENTERED.[2210510] [17-4067, 17-4144] [Entered: 01/10/2018 12:06 PM]
January 10, 2018 Filing 16 NEW CASE MANAGER, Khadijah Young, ASSIGNED.[2210294] [17-4144] [Entered: 01/10/2018 10:58 AM]
January 9, 2018 Filing 11 ATTORNEY, Gary J. Mennitt for Reed Smith LLP, in case 17-4067 , [ # 2203594-2 ], ADDED.[2209433] [17-4067, 17-4144] [Entered: 01/09/2018 01:38 PM]
January 9, 2018 Filing 10 FORM D, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, 17-4144, FILED. Service date 01/09/2018 by CM/ECF, email.[2209411] [17-4067, 17-4144] [Entered: 01/09/2018 01:20 PM]
January 9, 2018 Filing 9 FORM C, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, 17-4144, FILED. Service date 01/09/2018 by CM/ECF, email.[2209409] [17-4067, 17-4144] [Entered: 01/09/2018 01:19 PM]
January 2, 2018 Filing 8 ATTORNEY, Leonard Weintraub for Chi-Pin Hsu David E. Kaplan Fred M. Ross Gary W. Muensterman Michael S. Allen, in case 17-4144 , [ # 7 ], ADDED.[2204684] [17-4144] [Entered: 01/02/2018 04:32 PM]
January 2, 2018 Filing 7 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross, FILED. Service date 01/02/2018 by CM/ECF. [2204524] [17-4144] [Entered: 01/02/2018 03:34 PM]
January 2, 2018 Filing 6 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross in 17-4067, FILED. Service date 01/02/2018 by CM/ECF.[2204483] [17-4067, 17-4144] [Entered: 01/02/2018 03:15 PM]
December 27, 2017 Filing 4 ELECTRONIC INDEX, in lieu of record, FILED.[2204200] [17-4144] [Entered: 01/02/2018 12:20 PM]
December 27, 2017 Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross, district court receipt # 0208-14513688, FILED.[2204197] [17-4144] [Entered: 01/02/2018 12:20 PM]
December 27, 2017 Filing 2 DISTRICT COURT MEMORANDUM AND ORDER, dated 11/16/2017, RECEIVED.[2204195] [17-4144] [Entered: 01/02/2018 12:19 PM]
December 27, 2017 Filing 1 NOTICE OF CIVIL CROSS APPEAL, with district court docket, on behalf of Appellee-Cross-Appellant Michael S. Allen, Chi-Pin Hsu, David E. Kaplan, Gary W. Muensterman and Fred M. Ross, FILED. [2204191] [17-4144] [Entered: 01/02/2018 12:16 PM]

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Plaintiff / appellee: David E. Kaplan, Individually and on Behalf of All Others Similarly Situated
Represented By: Anthony Paduano Esq.
Represented By: Leonard Weintraub
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Plaintiff / appellee: Michael S. Allen, Individually and on Behalf of All Others Similarly Situated
Represented By: Anthony Paduano Esq.
Represented By: Leonard Weintraub
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Plaintiff / appellee: Chi-Pin Hsu, Individually and on Behalf of All Others Similarly Situated
Represented By: Anthony Paduano Esq.
Represented By: Leonard Weintraub
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Plaintiff / appellee: Fred M. Ross
Represented By: Anthony Paduano Esq.
Represented By: Leonard Weintraub
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Plaintiff / appellee: Gary W. Muensterman, Individually and on Behalf of All Others Similarly Situated
Represented By: Anthony Paduano Esq.
Represented By: Leonard Weintraub
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Defendant: S.A.C. Capital Advisors, L.P.
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Defendant: S.A.C. Capital Advisors, Inc.
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Defendant: CR Intrinsic Investors, LLC
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Defendant: Steven A. Cohen
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Defendant: Mathew Martoma
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Defendant: Sidney Gilman
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Defendant: CR Intrinsic Investments, LLC
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Defendant: S.A.C. Capital Advisors, LLC
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Defendant: S.A.C. Capital Associates, LLC
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Defendant: S.A.C. International Equities, LLC
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Defendant: S.A.C. Select Fund, LLC
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Defendant: Point72 Capital Advisors, Inc.
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Defendant: Point72 Associates, LLC
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Defendant: Point72 Strategies, LLC
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Defendant: Point72 Select Investments, LLC
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Appellant: Reed Smith LLP
Represented By: Andrew Joshua Levander Esq.
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