Securities and Exchange Commis v. Amerindo Investment Advisors
| Amerindo Management Inc., Amerindo Advisors UK Limited, Amerindo Investment Advisors, Inc. (Panama), Amerindo Technology Growth Fund, Inc., Techno Raquia, S.A., Amerindo Technology Growth Fund II, Inc., Mr. Paul Marcus, Amerindo Investment Advisors Inc., ("Amerindo US"), Alberto William Vilar and Amerindo Investment Advisors Inc. |
| Lily Cates, Robin Sayko, J.P. Morgan Securities LLC, Lisa Mayer and Debra Mayer |
| Gary Alan Tanaka |
| United States Securities and Exchange Commission |
| 19-2578 |
| August 15, 2019 |
| U.S. Court of Appeals, Second Circuit |
| Other |
Docket Report
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This docket was last retrieved on September 19, 2019. A more recent docket listing may be available from PACER.
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Filing 16
ORDER, [ # 13 ] appeal dismissed for Appellant Gary Alan Tanaka failure to file form C, EFFECTIVE. [2659782] [19-2578] [Entered: 09/19/2019 03:45 PM]
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Filing 14
ORDER, dated 09/04/2019, dismissing appeal by 09/18/2019, unless Appellant Gary Alan Tanaka, submits Form D, FILED.[2646451] [19-2578] [Entered: 09/04/2019 10:33 AM]
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Filing 13
ORDER, dated 09/04/2019, dismissing appeal by 09-18/2019, unless Appellant Gary Alan Tanaka, submits Form C, FILED.[2646439] [19-2578] [Entered: 09/04/2019 10:30 AM]
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Filing 12
ORDER, dated 09/04/2019, dismissing appeal by 09/18/2019, unless Appellant Gary Alan Tanaka, submits an Acknowledgment and Notice of Appearance, FILED.[2646422] [19-2578] [Entered: 09/04/2019 10:25 AM]
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| Filing 11 ATTORNEY, Stephen G. Yoder for Apellee United States Securities and Exchange Commission, in case 19-2578, [ # 10 ], ADDED.[2639008] [19-2578] [Entered: 08/22/2019 11:36 AM] |
| Filing 10 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 08/22/2019 by CM/ECF. [2638968] [19-2578] [Entered: 08/22/2019 11:16 AM] |
| Filing 9 ATTORNEY, Emily True Parise, [ # 8 ], in place of attorney Michael Andrew Conley, SUBSTITUTED.[2638469] [19-2578] [Entered: 08/21/2019 04:06 PM] |
| Filing 8 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 08/21/2019 by CM/ECF. [2638361] [19-2578] [Entered: 08/21/2019 03:16 PM] |
| Filing 7 1st SUPPLEMENTAL ELECTRONIC INDEX, in lieu of record, FILED.[2636983] [19-2578] [Entered: 08/20/2019 12:48 PM] |
| Filing 6 DISTRICT COURT ORDER denying issuance of a certificate of appealabilty and in forma pauperis status, dated 08/16/2019, RECEIVED.[2636981] [19-2578] [Entered: 08/20/2019 12:47 PM] |
| Filing 3 ELECTRONIC INDEX, in lieu of record, FILED.[2636937] [19-2578] [Entered: 08/20/2019 12:34 PM] |
| Filing 2 DISTRICT COURT OPINION, dated 08/02/2019, RECEIVED.[2636936] [19-2578] [Entered: 08/20/2019 12:33 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Gary Alan Tanaka, FILED. [2636932] [19-2578] [Entered: 08/20/2019 12:31 PM] |
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