State of New York v. United States Securities and
Petitioner: State of Delaware, State of California, State of Maine, State of Oregon, State of New Mexico, District of Columbia, State of New York and State of Connecticut
Respondent: Walter Clayton, III, in his official capacity as Chairman of the United States Securities and Exchange Commission and United States Securities and Exchange Commission
Case Number: 19-2893
Filed: September 9, 2019
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on September 13, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 13, 2019 Filing 11 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner State of California, FILED. Service date 09/13/2019 by CM/ECF.[2655607] [19-2893] [Entered: 09/13/2019 05:23 PM]
September 13, 2019 Filing 9 MOTION, for admission pro hac vice, on behalf of Petitioner State of Maine, FILED. Service date 09/13/2019 by US mail.[2655510] [19-2893] [Entered: 09/13/2019 04:19 PM]
September 13, 2019 Filing 8 ATTORNEY, Graham E. Phillips, [ # 7 ], in place of attorney Loren L. AliKhan, SUBSTITUTED.[2655470] [19-2893] [Entered: 09/13/2019 04:09 PM]
September 13, 2019 Filing 7 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Petitioner District of Columbia, FILED. Service date 09/13/2019 by CM/ECF. [2655244] [19-2893] [Entered: 09/13/2019 02:26 PM]
September 13, 2019 Filing 6 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner State of New York, FILED. Service date 09/13/2019 by CM/ECF.[2654742] [19-2893] [Entered: 09/13/2019 09:46 AM]
September 12, 2019 Filing 5 PETITION FOR REVIEW OF AGENCY ORDER, SERVED. [2654508] [19-2893] [Entered: 09/12/2019 05:22 PM]
September 9, 2019 Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Petitioner District of Columbia, State of California, State of Connecticut, State of Delaware, State of Maine, State of New Mexico, State of New York and State of Oregon, USCA receipt # A02-75731-803, FILED.[2654506] [19-2893] [Entered: 09/12/2019 05:20 PM]
September 9, 2019 Filing 3 AGENCY DECISION AND ORDER, dated 07/12/2019, RECEIVED.[2654502] [19-2893] [Entered: 09/12/2019 05:17 PM]
September 9, 2019 Filing 1 PETITION FOR REVIEW OF AGENCY ORDER, on behalf of Petitioner District of Columbia, State of California, State of Connecticut, State of Delaware, State of Maine, State of New Mexico, State of New York and State of Oregon, FILED. [2654498] [19-2893] [Entered: 09/12/2019 05:12 PM]

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Search for this case: State of New York v. United States Securities and
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Petitioner: State of Delaware
Represented By: Jillian Lazar Esq.
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Petitioner: State of California
Represented By: Nathaniel Robertson Spencer-Mork
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Petitioner: State of Maine
Represented By: Gregg D. Bernstein Esq.
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Petitioner: State of Oregon
Represented By: Brian A. de Haan Esq.
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Petitioner: State of New Mexico
Represented By: Tania Maestas Esq.
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Petitioner: District of Columbia
Represented By: Graham E. Phillips Esq.
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Petitioner: State of New York
Represented By: Steven Wu
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Petitioner: State of Connecticut
Represented By: Joseph J. Chambers
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Respondent: Walter Clayton, III, in his official capacity as Chairman of the United States Securities and Exchange Commission
Represented By: Michael Andrew Conley
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Respondent: United States Securities and Exchange Commission
Represented By: Michael Andrew Conley
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