Sonterra Capital Master Fund, v. Barclays Bank PLC
| UBS AG, The Royal Bank of Scotland Group PLC, Barclays Bank PLC, Cooperative Centrale Raiffeisen-Boerenleenbank B.A., Lloyds Banking Group plc, Deutsche Bank AG, Barclays Capital Inc., John Does 1-50 and The Royal Bank of Scotland PLC |
| Richard Dennis, on behalf of themselves and all others similarly situated, Sonterra Capital Master Fund, LTD., on behalf of itself and all others similarly situated and Frontpoint European Fund L.P., on behalf of themselves and all others similarly situated |
| 19-2979 |
| September 16, 2019 |
| U.S. Court of Appeals, Second Circuit |
| Other |
Docket Report
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| Filing 76 ATTORNEY, Eric Jonathan Stock for UBS AG, in case 19-3187 , [ # 74 ], ADDED.[2693362] [19-3187] [Entered: 10/30/2019 02:25 PM] |
| Filing 75 ATTORNEY, Mark A. Kirsch for UBS AG, in case 19-3187 , [ # 73 ], ADDED.[2693356] [19-3187] [Entered: 10/30/2019 02:24 PM] |
| Filing 74 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant UBS AG in 19-3187, FILED. Service date 10/30/2019 by CM/ECF. [2693214] [19-3187, 19-2979] [Entered: 10/30/2019 01:30 PM] |
| Filing 73 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant UBS AG in 19-3187, FILED. Service date 10/30/2019 by CM/ECF. [2693139] [19-3187, 19-2979] [Entered: 10/30/2019 12:59 PM] |
| Filing 70 NEW CASE MANAGER, Evelyn Cruz, ASSIGNED.[2688610] [19-3187] [Entered: 10/24/2019 04:30 PM] |
| Filing 64 NOTICE, to Appellee Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., for failure to file an appearance, SENT.[2687026] [19-3187] [Entered: 10/23/2019 12:48 PM] |
| Filing 62 ATTORNEY, Eric Jonathan Stock for UBS AG, in case 19-2979, [ # 60 ], ADDED.[2683847] [19-2979, 19-3187]--[Edited 10/24/2019 by ST] [Entered: 10/21/2019 08:56 AM] |
| Filing 61 ATTORNEY, Mark A. Kirsch for UBS AG, in case 19-2979, [ # 59 ], ADDED.[2683845] [19-2979, 19-3187]--[Edited 10/24/2019 by ST] [Entered: 10/21/2019 08:54 AM] |
| Filing 60 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee-Cross-Appellant UBS AG in 19-2979, Appellant UBS AG in 19-3187, FILED. Service date 10/18/2019 by CM/ECF. [2683769] [19-2979, 19-3187] [Entered: 10/18/2019 10:14 PM] |
| Filing 59 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee-Cross-Appellant UBS AG in 19-2979, Appellant UBS AG in 19-3187, FILED. Service date 10/18/2019 by CM/ECF. [2683768] [19-2979, 19-3187] [Entered: 10/18/2019 09:58 PM] |
| Filing 58 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee-Cross-Appellant UBS AG, FILED. Service date 10/18/2019 by CM/ECF.[2683767] [19-2979] [Entered: 10/18/2019 09:10 PM] |
| Filing 57 ATTORNEY, Jefferson E. Bell, [ # 55 ], in place of attorney Peter Sullivan, SUBSTITUTED.[2680728] [19-2979] [Entered: 10/16/2019 01:43 PM] |
| Filing 56 CURED DEFECTIVE, NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, [ # 54 ], [ # 55 ], on behalf of Appellee-Cross-Appellant UBS AG, FILED.[2680724] [19-2979] [Entered: 10/16/2019 01:41 PM] |
| Filing 55 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee-Cross-Appellant UBS AG, FILED. Service date 10/16/2019 by CM/ECF. [2680631] [19-2979] [Entered: 10/16/2019 01:02 PM] |
| Filing 54 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, [51], on behalf of Appellee-Cross-Appellant UBS AG, FILED.[2680116] [19-2979] [Entered: 10/16/2019 09:22 AM] |
| Filing 53 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant-Cross-Appellee Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD. Brief due date as 12/30/2019. Joint Appendix due date as 12/30/2019, FILED.[2680071] [19-2979] [Entered: 10/16/2019 08:58 AM] |
| Filing 51 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee-Cross-Appellant UBS AG, FILED. Service date 10/16/2019 by CM/ECF. [2680016] [19-2979] [Entered: 10/16/2019 12:47 AM] |
| Filing 49 NEW CASE MANAGER, Evelyn Cruz, ASSIGNED.[2679885] [19-2979] [Entered: 10/15/2019 04:51 PM] |
| Filing 46 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant-Cross-Appellee Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD. in 19-2979, informing Court of proposed due date 12/30/2019, RECEIVED. Service date 10/14/2019 by CM/ECF.[2678929] [19-2979, 19-3187] [Entered: 10/14/2019 08:31 AM] |
| Filing 44 NOTE: See lead case,19-2979, containing complete set of docket entries.[2672802] [19-3187] [Entered: 10/04/2019 01:37 PM] |
| Filing 37 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Deutsche Bank AG, FILED. Service date 10/03/2019 by CM/ECF.[2671648] [19-2979] [Entered: 10/03/2019 03:16 PM] |
| Filing 32 ATTORNEY, Benjamin Fleming for Lloyds Banking Group plc, in case 19-2979, [ # 28 ], ADDED.[2670804] [19-2979] [Entered: 10/02/2019 05:15 PM] |
| Filing 31 ATTORNEY, Lisa J Fried for Lloyds Banking Group plc, in case 19-2979, [ # 27 ], ADDED.[2670802] [19-2979] [Entered: 10/02/2019 05:12 PM] |
| Filing 30 CURED DEFECTIVE Form C [ # 25 ], on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., FILED.[2670799] [19-2979] [Entered: 10/02/2019 05:10 PM] |
| Filing 29 PAYMENT OF DOCKETING FEE, on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., district court receipt # ANYSDC-17703085, FILED.[2670785] [19-2979] [Entered: 10/02/2019 05:01 PM] |
| Filing 28 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Lloyds Banking Group plc, FILED. Service date 10/02/2019 by CM/ECF. [2670375] [19-2979] [Entered: 10/02/2019 02:27 PM] |
| Filing 27 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Lloyds Banking Group plc, FILED. Service date 10/02/2019 by CM/ECF. [2670370] [19-2979] [Entered: 10/02/2019 02:25 PM] |
| Filing 26 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Lloyds Banking Group plc, FILED. Service date 10/02/2019 by CM/ECF.[2670366] [19-2979] [Entered: 10/02/2019 02:23 PM] |
| Filing 25 FORM C, on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., FILED. Service date 10/02/2019 by CM/ECF.[2670217] [19-2979] [Entered: 10/02/2019 12:37 PM] |
Filing 24
ORDER, dated 10/02/2019, dismissing appeal by 10/16/2019, unless Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., submits the fee or moves for in forma pauperis, FILED.[2670127] [19-2979] [Entered: 10/02/2019 12:00 PM]
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| Filing 23 DEFECTIVE DOCUMENT, Form C, [8], on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., FILED.[2670112] [19-2979] [Entered: 10/02/2019 11:50 AM] |
| Filing 22 ATTORNEY, Mark D. Villaverde for Cooperative Centrale Raiffeisen-Boerenleenbank B.A., in case 19-2979, [ # 16 ], ADDED.[2670106] [19-2979] [Entered: 10/02/2019 11:46 AM] |
| Filing 21 ATTORNEY, Tawfiq Saifee Rangwala for Cooperative Centrale Raiffeisen-Boerenleenbank B.A., in case 19-2979, [ # 15 ], ADDED.[2670103] [19-2979] [Entered: 10/02/2019 11:44 AM] |
| Filing 20 ATTORNEY, Robert Charles Hora for Cooperative Centrale Raiffeisen-Boerenleenbank B.A., in case 19-2979, [ # 14 ], ADDED.[2670100] [19-2979] [Entered: 10/02/2019 11:42 AM] |
| Filing 19 ATTORNEY, Leigh Nathanson for Barclays Bank PLC Barclays Capital Inc., in case 19-2979, [ # 12 ], ADDED.[2670050] [19-2979] [Entered: 10/02/2019 11:21 AM] |
| Filing 18 ATTORNEY, Christopher Emmanuel Duffy for Barclays Bank PLC Barclays Capital Inc., in case 19-2979, [ # 11 ], ADDED.[2670026] [19-2979] [Entered: 10/02/2019 11:11 AM] |
| Filing 17 ATTORNEY, Jamie Dycus for The Royal Bank of Scotland PLC, in case 19-2979, [ # 6 ], ADDED.[2670004] [19-2979] [Entered: 10/02/2019 11:03 AM] |
| Filing 43 NEW CASE #19-3187, on behalf of UBS AG, FILED.[2672794] [19-2979] [Entered: 10/04/2019 01:34 PM] |
| Filing 42 PAYMENT OF DOCKETING FEE, on behalf of Appellant UBS AG, district court receipt # ANYSDC-17691351, FILED.[2672764] [19-3187] [Entered: 10/04/2019 01:20 PM] |
| Filing 41 ELECTRONIC INDEX, in lieu of record, FILED.[2672741] [19-3187] [Entered: 10/04/2019 01:11 PM] |
| Filing 40 DISTRICT COURT OPINION AND ORDER, dated 12/21/2018, RECEIVED.[2672724] [19-3187] [Entered: 10/04/2019 01:05 PM] |
| Filing 39 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant UBS AG, FILED. [2672715] [19-3187] [Entered: 10/04/2019 01:01 PM] |
| Filing 16 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Cooperative Centrale Raiffeisen-Boerenleenbank B.A., FILED. Service date 10/01/2019 by CM/ECF. [2669645] [19-2979] [Entered: 10/01/2019 07:27 PM] |
| Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Cooperative Centrale Raiffeisen-Boerenleenbank B.A., FILED. Service date 10/01/2019 by CM/ECF. [2669625] [19-2979] [Entered: 10/01/2019 07:14 PM] |
| Filing 14 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Cooperative Centrale Raiffeisen-Boerenleenbank B.A., FILED. Service date 10/01/2019 by CM/ECF. [2669619] [19-2979] [Entered: 10/01/2019 07:10 PM] |
| Filing 13 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Cooperative Centrale Raiffeisen-Boerenleenbank B.A., FILED. Service date 10/01/2019 by CM/ECF.[2669606] [19-2979] [Entered: 10/01/2019 07:04 PM] |
| Filing 12 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC and Barclays Capital Inc., FILED. Service date 10/01/2019 by CM/ECF. [2669572] [19-2979] [Entered: 10/01/2019 06:41 PM] |
| Filing 11 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC and Barclays Capital Inc., FILED. Service date 10/01/2019 by CM/ECF. [2669565] [19-2979] [Entered: 10/01/2019 06:37 PM] |
| Filing 10 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Barclays Bank PLC and Barclays Capital Inc., FILED. Service date 10/01/2019 by CM/ECF.[2669559] [19-2979] [Entered: 10/01/2019 06:33 PM] |
| Filing 9 FORM D, on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., FILED. Service date 09/30/2019 by CM/ECF.[2668267] [19-2979] [Entered: 09/30/2019 04:57 PM] |
| Filing 8 FORM C, on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., FILED. Service date 09/30/2019 by CM/ECF.[2668265] [19-2979] [Entered: 09/30/2019 04:56 PM] |
| Filing 7 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., FILED. Service date 09/30/2019 by CM/ECF.[2668021] [19-2979] [Entered: 09/30/2019 02:58 PM] |
| Filing 6 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee The Royal Bank of Scotland PLC, FILED. Service date 09/30/2019 by CM/ECF. [2667654] [19-2979] [Entered: 09/30/2019 11:03 AM] |
| Filing 5 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee The Royal Bank of Scotland PLC, FILED. Service date 09/30/2019 by CM/ECF.[2667652] [19-2979] [Entered: 09/30/2019 11:01 AM] |
| Filing 4 ELECTRONIC INDEX, in lieu of record, FILED.[2659497] [19-2979] [Entered: 09/19/2019 01:04 PM] |
| Filing 3 DISTRICT COURT JUDGMENT, dated 08/16/2019, RECEIVED.[2659495] [19-2979] [Entered: 09/19/2019 01:03 PM] |
| Filing 2 DISTRICT COURT OPINION & ORDER, dated 08/16/2019, RECEIVED.[2659490] [19-2979] [Entered: 09/19/2019 01:02 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Richard Dennis, Frontpoint European Fund L.P. and Sonterra Capital Master Fund, LTD., FILED. [2659445] [19-2979] [Entered: 09/19/2019 12:29 PM] |
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