Loreley Financing (Jersey) No. v. Wells Fargo Securities, LLC

Justia Dockets & Filings Second Circuit U.S. Court of Appeals, Second Circuit Loreley Financing (Jersey) No. v. Wells Fargo Securities, LLC

Loreley Financing (Jersey) No. v. Wells Fargo Securities, LLC

Defendant:	Octans II CDO LLC, Wells Fargo Securities International Limited, Longshore CDO Funding 2007-3 LLC, Sagittarious CDO I LLC, Longshore CDO Funding 2007-3 Ltd., Octans II CDO Limited and Sagittarious CDO I Ltd.
Plaintiff / Appellant:	Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 30 Limited, Loreley Financing (Jersey) No. 5 Limited and Loreley Financing (Jersey) No. 3 Limited
Defendant / Appellee:	Structured Asset Investors, LLC, Harding Advisory LLC, Wells Fargo Securities, LLC and Wells Fargo Bank, N.A.
Case Number:	19-3304
Filed:	October 11, 2019
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	Other

Opinions

We have the following opinions for this case:

Date Filed	Description
September 13, 2021	Loreley Financing (Jersey) No. 3 Ltd. v. Wells Fargo

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Docket Report

This docket was last retrieved on December 9, 2019. A more recent docket listing may be available from PACER.

Date Filed	Document Text
December 9, 2019	Filing 46 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Wells Fargo Securities, LLC, Wells Fargo Bank, N.A. and Structured Asset Investors, LLC, FILED. Service date 12/09/2019 by CM/ECF. [2724266] [19-3304] [Entered: 12/09/2019 12:14 PM]
November 14, 2019	Filing 45 ATTORNEY, Laura W. Sawyer for Wells Fargo Securities, LLC Wells Fargo Bank, N.A. Structured Asset Investors, LLC, in case 19-3304, [ # 44 ], ADDED.[2706622] [19-3304] [Entered: 11/14/2019 04:15 PM]
November 14, 2019	Filing 44 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Wells Fargo Securities, LLC, Wells Fargo Bank, N.A. and Structured Asset Investors, LLC, FILED. Service date 11/14/2019 by CM/ECF. [2706269] [19-3304] [Entered: 11/14/2019 12:57 PM]
November 12, 2019	Filing 43 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited Brief due date as 01/24/2020. Joint Appendix due date as 01/24/2020, FILED.[2703722] [19-3304] [Entered: 11/12/2019 01:48 PM]
November 8, 2019	Filing 39 CERTIFICATE OF SERVICE, for LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 5 Limited, Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited and Loreley Financing (Jersey) No. 30 Limited, FILED. Service date 11/08/2019 by email, US mail.[2702655] [19-3304] [Entered: 11/08/2019 02:55 PM]
November 8, 2019	Filing 38 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 5 Limited, Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited and Loreley Financing (Jersey) No. 30 Limited, informing Court of proposed due date 01/24/2020, RECEIVED. Service date 11/08/2019 by CM/ECF, US mail.[2702645] [19-3304] [Entered: 11/08/2019 02:50 PM]
November 4, 2019	Filing 37 ATTORNEY, Alexander Malyshev for Loreley Financing (Jersey) No. 15 Limited Loreley Financing (Jersey) No. 3 Limited Loreley Financing (Jersey) No. 28 Limited Loreley Financing (Jersey) No. 30 Limited Loreley Financing (Jersey) No. 5 Limited, in case 19-3304, [ # 33 ], ADDED.[2696583] [19-3304] [Entered: 11/04/2019 09:05 AM]
November 4, 2019	Filing 36 ATTORNEY, Stephen M. Plotnick for Loreley Financing (Jersey) No. 15 Limited Loreley Financing (Jersey) No. 3 Limited Loreley Financing (Jersey) No. 28 Limited Loreley Financing (Jersey) No. 30 Limited Loreley Financing (Jersey) No. 5 Limited, in case 19-3304 [ # 32 ], ADDED.[2696579] [19-3304] [Entered: 11/04/2019 09:04 AM]
November 4, 2019	Filing 35 ATTORNEY, James M. Gross for Wells Fargo Securities, LLC Wells Fargo Bank, N.A. Structured Asset Investors, LLC, in case 19-3304, [ # 31 ], ADDED.[2696573] [19-3304] [Entered: 11/04/2019 09:01 AM]
November 4, 2019	Filing 34 ATTORNEY, Amanda Dollinger for Wells Fargo Securities, LLC Wells Fargo Bank, N.A. Structured Asset Investors, LLC, in case 19-3304, [ # 30 ], ADDED.[2696563] [19-3304] [Entered: 11/04/2019 08:52 AM]
November 1, 2019	Filing 33 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED. Service date 11/01/2019 by CM/ECF. [2695852] [19-3304] [Entered: 11/01/2019 02:45 PM]
November 1, 2019	Filing 32 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED. Service date 11/01/2019 by CM/ECF. [2695816] [19-3304] [Entered: 11/01/2019 02:40 PM]
November 1, 2019	Filing 31 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Wells Fargo Securities, LLC, Wells Fargo Bank, N.A. and Structured Asset Investors, LLC, FILED. Service date 11/01/2019 by CM/ECF. [2695173] [19-3304] [Entered: 11/01/2019 10:35 AM]
November 1, 2019	Filing 30 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Wells Fargo Securities, LLC, Wells Fargo Bank, N.A. and Structured Asset Investors, LLC, FILED. Service date 11/01/2019 by CM/ECF. [2695134] [19-3304] [Entered: 11/01/2019 10:20 AM]
October 30, 2019	Filing 29 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Wells Fargo Securities, LLC, Wells Fargo Bank, N.A. and Structured Asset Investors, LLC, FILED. Service date 10/30/2019 by CM/ECF.[2693052] [19-3304] [Entered: 10/30/2019 12:11 PM]
October 28, 2019	Filing 28 NEW CASE MANAGER, Brenda Mojica, ASSIGNED.[2690749] [19-3304] [Entered: 10/28/2019 02:38 PM]
October 28, 2019	Filing 21 CURED DEFECTIVE Form D, [ # 20 ], on behalf of Appellants Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED.[2690362] [19-3304] [Entered: 10/28/2019 11:06 AM]
October 28, 2019	Filing 20 FORM D, on behalf of Appellant Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED. Service date 10/28/2019 by CM/ECF.[2690357] [19-3304] [Entered: 10/28/2019 11:03 AM]
October 28, 2019	Filing 19 DEFECTIVE DOCUMENT, Form D, [15], on behalf of Appellants Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED.[2690174] [19-3304] [Entered: 10/28/2019 09:21 AM]
October 28, 2019	Filing 18 ATTORNEY, David Maurice Max for Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 30, Limited, Loreley Financing (Jersey) No. 5 Limited, in case 19-3304, [ # 12 ], ADDED.[2690166] [19-3304] [Entered: 10/28/2019 09:19 AM]
October 28, 2019	Filing 17 NOTICE, to Appellees Harding Advisory LLC, Structured Asset Investors, LLC, Wells Fargo Bank, N.A. and Wells Fargo Securities, LLC, for failure to file an appearance, SENT.[2690160] [19-3304] [Entered: 10/28/2019 09:15 AM]
October 25, 2019	Filing 16 CERTIFICATE OF SERVICE, for [15] Form D - Transcript Information, on behalf of Appellant Loreley Financing (Jersey) No. 5 Limited, Loreley Financing (Jersey) No. 30 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 28 Limited and Loreley Financing (Jersey) No. 15 Limited, FILED. Service date 10/25/2019 by CM/ECF.[2689782] [19-3304] [Entered: 10/25/2019 03:14 PM]
October 25, 2019	Filing 15 FORM D, on behalf of Appellant Loreley Financing (Jersey) No. 5 Limited, Loreley Financing (Jersey) No. 30 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 28 Limited and Loreley Financing (Jersey) No. 15 Limited, FILED. Service date 10/25/2019 by CM/ECF.[2689774] [19-3304] [Entered: 10/25/2019 03:11 PM]
October 25, 2019	Filing 14 CERTIFICATE OF SERVICE, for [13] Form C - PRE-ARGUMENT STATEMENT, on behalf of Appellant Loreley Financing (Jersey) No. 5 Limited, Loreley Financing (Jersey) No. 30 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 28 Limited and Loreley Financing (Jersey) No. 15 Limited, FILED. Service date 10/25/2019 by CM/ECF.[2689773] [19-3304] [Entered: 10/25/2019 03:09 PM]
October 25, 2019	Filing 13 FORM C, on behalf of Appellant Loreley Financing (Jersey) No. 5 Limited, Loreley Financing (Jersey) No. 30 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 28 Limited and Loreley Financing (Jersey) No. 15 Limited, FILED. Service date 10/25/2019 by CM/ECF.[2689765] [19-3304] [Entered: 10/25/2019 03:04 PM]
October 25, 2019	Filing 12 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED. Service date 10/25/2019 by CM/ECF. [2689705] [19-3304] [Entered: 10/25/2019 02:30 PM]
October 25, 2019	Filing 11 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED. Service date 10/25/2019 by CM/ECF.[2689693] [19-3304] [Entered: 10/25/2019 02:24 PM]
October 25, 2019	Filing 10 ATTORNEY, Sheron Korpus for Loreley Financing (Jersey) No. 15, Limited Loreley Financing (Jersey) No. 3, Limited Loreley Financing (Jersey) No. 28, Limited Loreley Financing (Jersey) No. 30, Limited Loreley Financing (Jersey) No. 5, Limited, in case 19-3304, [ # 1 ], ADDED.[2689577] [19-3304] [Entered: 10/25/2019 01:37 PM]
October 25, 2019	Filing 9 ATTORNEY, James M. Ringer, for Appellants Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, TERMINATED.[2689573] [19-3304]--[Edited 10/25/2019 by SV] [Entered: 10/25/2019 01:36 PM]
October 11, 2019	Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[2678904] [19-3304] [Entered: 10/11/2019 09:28 PM]
October 11, 2019	Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellants Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, district court receipt # ANYSDC-17758742, FILED.[2678903] [19-3304] [Entered: 10/11/2019 09:27 PM]
October 11, 2019	Filing 3 DISTRICT COURT JUDGMENT, dated 09/18/2019, RECEIVED.[2678902] [19-3304] [Entered: 10/11/2019 09:25 PM]
October 11, 2019	Filing 2 DISTRICT COURT OPINION AND ORDER, dated 09/17/2019, RECEIVED.[2678901] [19-3304] [Entered: 10/11/2019 09:24 PM]
October 11, 2019	Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellants Loreley Financing (Jersey) No. 15 Limited, Loreley Financing (Jersey) No. 28 Limited, Loreley Financing (Jersey) No. 3 Limited, Loreley Financing (Jersey) No. 30 Limited and Loreley Financing (Jersey) No. 5 Limited, FILED. [2678900] [19-3304] [Entered: 10/11/2019 09:20 PM]

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Search for this case: Loreley Financing (Jersey) No. v. Wells Fargo Securities, LLC
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Defendant: Octans II CDO LLC
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Defendant: Wells Fargo Securities International Limited
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Defendant: Longshore CDO Funding 2007-3 LLC
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Defendant: Sagittarious CDO I LLC
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Defendant: Longshore CDO Funding 2007-3 Ltd.
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Defendant: Octans II CDO Limited
Represented By:	Octans II CDO Limited
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Defendant: Sagittarious CDO I Ltd.
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Plaintiff / appellant: Loreley Financing (Jersey) No. 15 Limited
Represented By:	James M. Ringer
Represented By:	Sheron Korpus Esq.
Represented By:	Stephen M. Plotnick
Represented By:	David Maurice Max Esq.
Represented By:	Alexander Malyshev Esq.
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Plaintiff / appellant: Loreley Financing (Jersey) No. 28 Limited
Represented By:	James M. Ringer
Represented By:	Sheron Korpus Esq.
Represented By:	Stephen M. Plotnick
Represented By:	David Maurice Max Esq.
Represented By:	Alexander Malyshev Esq.
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Plaintiff / appellant: Loreley Financing (Jersey) No. 30 Limited
Represented By:	James M. Ringer
Represented By:	Sheron Korpus Esq.
Represented By:	Stephen M. Plotnick
Represented By:	David Maurice Max Esq.
Represented By:	Alexander Malyshev Esq.
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Plaintiff / appellant: Loreley Financing (Jersey) No. 5 Limited
Represented By:	James M. Ringer
Represented By:	Sheron Korpus Esq.
Represented By:	Stephen M. Plotnick
Represented By:	David Maurice Max Esq.
Represented By:	Alexander Malyshev Esq.
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Plaintiff / appellant: Loreley Financing (Jersey) No. 3 Limited
Represented By:	James M. Ringer
Represented By:	Sheron Korpus Esq.
Represented By:	Stephen M. Plotnick
Represented By:	David Maurice Max Esq.
Represented By:	Alexander Malyshev Esq.
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Defendant / appellee: Structured Asset Investors, LLC
Represented By:	Jayant W. Tambe Esq.
Represented By:	Amanda Dollinger Esq.
Represented By:	Laura W. Sawyer Esq.
Represented By:	James M. Gross Esq.
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Defendant / appellee: Harding Advisory LLC
Represented By:	Ashley Baynham Esq.
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Defendant / appellee: Wells Fargo Securities, LLC
Represented By:	Jayant W. Tambe Esq.
Represented By:	Amanda Dollinger Esq.
Represented By:	Laura W. Sawyer Esq.
Represented By:	James M. Gross Esq.
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Defendant / appellee: Wells Fargo Bank, N.A.
Represented By:	Jayant W. Tambe Esq.
Represented By:	Amanda Dollinger Esq.
Represented By:	Laura W. Sawyer Esq.
Represented By:	James M. Gross Esq.
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