Dowe v. Prudential Financial Inc.
Defendant: Gerald E. Harper, Prudential Financial Inc., successor to Prudential Securities Inc., Paul, Weiss, Rifkind, Wharton and Garrison, LLP and John Does 1-25, fictitous persons and entities
Defendant / Appellee: Prudential Financial Inc., parent and successor in interest to Prudential Securities Incorporated, Leeds and Morelli, PC, Eric Schwimmer, Leeds, Morelli and Brown LLP, Jeffrey K. Brown, Steven A. Morelli, Prudential Securities Incorporated, Lenard Leeds, Leeds and Morelli, Leeds Brown Law P.C. and Leeds, Morelli and Brown PC
Plaintiff / Appellant: Esther Buckram, Elvie Moore and Maureen Dowe, individually and on behalf of those Class Members similarly situated
Case Number: 19-4246
Filed: December 20, 2019
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on February 14, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 14, 2020 Filing 59 MOTION ORDER, granting motion to extend time to respond to motion to dismiss, [ # 52 ] filed by Appellant-Cross-Appellee Maureen Dowe, Elvie Moore and Esther Buckram in 19-4246, by SLC, FILED. [2778693][59] [19-4246, 20-16] [Entered: 02/14/2020 11:11 AM]
February 7, 2020 Filing 52 MOTION, to extend time, on behalf of Appellant-Cross-Appellee Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 02/07/2020 by CM/ECF. [2773059] [19-4246] [Entered: 02/07/2020 02:42 PM]
January 31, 2020 Filing 46 MOTION, to dismiss, on behalf of Appellee-Cross-Appellant Jeffrey K. Brown, Leeds and Morelli, PC, Leeds Brown Law P.C., Lenard Leeds, Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC and Steven A. Morelli in 19-4246, FILED. Service date 01/31/2020 by CM/ECF. [2767313] [19-4246, 20-16] [Entered: 01/31/2020 04:13 PM]
January 31, 2020 Filing 45 MOTION, to dismiss, on behalf of Appellee-Cross-Appellant Jeffrey K. Brown, Leeds and Morelli, PC, Leeds Brown Law P.C., Lenard Leeds, Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC and Steven A. Morelli in 19-4246, FILED. Service date 01/31/2020 by CM/ECF. [2767227] [19-4246, 20-16] [Entered: 01/31/2020 03:44 PM]
January 21, 2020 Filing 44 ATTORNEY, Cheryl F. Korman for Leeds Brown Law P.C. Leeds, Morelli and Brown LLP Leeds, Morelli and Brown PC, Lenard Leeds, Leeds and Morelli, PC ,Steven A. Morelli , Jeffrey K. Brown, in case 20-16, [ # 43 ], ADDED.[2757116] [20-16] [Entered: 01/21/2020 04:26 PM]
January 21, 2020 Filing 43 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Leeds and Morelli, PC, Leeds Brown Law P.C., Lenard Leeds, Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC, Steven A. Morelli and Jeffrey K. Brown in 20-16, FILED. Service date 01/21/2020 by CM/ECF. [2756933] [20-16, 19-4246] [Entered: 01/21/2020 03:29 PM]
January 21, 2020 Opinion or Order Filing 42 ORDER, dated 01/21/2020, dismissing appeal by 02/04/2020, unless Appellants Jeffrey K. Brown, Lenard Leeds, Leeds Brown Law P.C., Leeds and Morelli, PC, Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC and Steven A. Morelli, submit an Acknowledgment and Notice of Appearance Form, FILED.[2756432] [20-16] [Entered: 01/21/2020 11:28 AM]
January 13, 2020 Filing 38 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant-Cross-Appellee Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 01/13/2020 by CM/ECF.[2751011] [19-4246] [Entered: 01/13/2020 04:18 PM]
January 10, 2020 Filing 37 NOTICE, to Prudential Financial Inc. and Appellese Prudential Financial Inc., Prudential Securities Incorporated and Eric Schwimmer, for failure to file an appearance, SENT.[2748960] [19-4246] [Entered: 01/10/2020 10:05 AM]
January 3, 2020 Filing 35 CAPTION, Cross designations were added, AMENDED.[2743743] [19-4246] [Entered: 01/03/2020 08:20 PM]
January 3, 2020 Filing 34 NOTE: See lead case, 19-4246, containing complete set of docket entries.[2743740] [20-16] [Entered: 01/03/2020 08:08 PM]
January 2, 2020 Filing 32 ELECTRONIC INDEX, in lieu of record, FILED.[2743738] [20-16] [Entered: 01/03/2020 08:06 PM]
January 2, 2020 Filing 31 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellants Jeffrey K. Brown, Lenard Leeds, Leeds Brown Law P.C., Leeds and Morelli, PC, Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC and Steven A. Morelli in 20-16, FILED. [2743735] [20-16, 19-4246] [Entered: 01/03/2020 07:55 PM]
January 2, 2020 Filing 27 CURED DEFECTIVE Notice of Appearance as Additional Counsel, [ # 4 ], on behalf of Appellants Esther Buckram, Maureen Dowe and Elvie Moore, FILED.[2742258] [19-4246] [Entered: 01/02/2020 09:01 PM]
January 2, 2020 Filing 26 CURED DEFECTIVE Form C and Form D, [ # 20 ], [ # 21 ], on behalf of Appellants Esther Buckram, Maureen Dowe and Elvie Moore, FILED.[2742257] [19-4246] [Entered: 01/02/2020 09:00 PM]
January 2, 2020 Filing 25 ATTORNEY, Andrew Lavoott Bluestone for Elvie Moore, Maureen Dowe, Esther Buckram, in case 19-4246, [ # 4 ], ADDED.[2742256] [19-4246] [Entered: 01/02/2020 08:59 PM]
January 2, 2020 Filing 22 ATTORNEY, Cheryl F. Korman for Leeds Brown Law P.C., Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC, Eric Schwimmer, Lenard Leeds, Leeds and Morelli, PC, Steven A. Morelli, Jeffrey K. Brown, in case 19-4246, [ # 19 ], ADDED.[2742253] [19-4246] [Entered: 01/02/2020 08:54 PM]
January 2, 2020 Filing 21 FORM D, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 01/02/2020 by CM/ECF.[2742210] [19-4246] [Entered: 01/02/2020 06:44 PM]
January 2, 2020 Filing 20 FORM C, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 01/02/2020 by CM/ECF.[2742209] [19-4246] [Entered: 01/02/2020 06:42 PM]
January 2, 2020 Filing 19 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Jeffrey K. Brown, Leeds and Morelli, PC, Leeds Brown Law P.C., Lenard Leeds, Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC and Steven A. Morelli, FILED. Service date 01/02/2020 by CM/ECF. [2741922] [19-4246] [Entered: 01/02/2020 03:40 PM]
January 2, 2020 Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Jeffrey K. Brown, Leeds and Morelli, PC, Leeds Brown Law P.C., Lenard Leeds, Leeds, Morelli and Brown LLP, Leeds, Morelli and Brown PC and Steven A. Morelli, FILED. Service date 01/02/2020 by CM/ECF.[2741886] [19-4246] [Entered: 01/02/2020 03:31 PM]
January 2, 2020 Filing 17 DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [8], on behalf of Appellants Esther Buckram, Maureen Dowe and Elvie Moore, FILED.[2741475] [19-4246] [Entered: 01/02/2020 12:57 PM]
January 2, 2020 Filing 16 DEFECTIVE DOCUMENT, Form D, [6], on behalf of Appellants Esther Buckram, Maureen Dowe and Elvie Moore, FILED.[2741464] [19-4246] [Entered: 01/02/2020 12:51 PM]
January 2, 2020 Filing 15 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 01/02/2020 by CM/ECF.[2741455] [19-4246] [Entered: 01/02/2020 12:47 PM]
January 2, 2020 Filing 14 DEFECTIVE DOCUMENT, Form C, [5], on behalf of Appellants Esther Buckram, Maureen Dowe and Elvie Moore, FILED.[2741454] [19-4246] [Entered: 01/02/2020 12:47 PM]
January 2, 2020 Filing 13 ATTORNEY, John W. Moscow, [ # 7 ], in place of attorney Andrew Lavoot Bluestone, SUBSTITUTED.[2741449] [19-4246] [Entered: 01/02/2020 12:43 PM]
January 2, 2020 Filing 11 ATTORNEY, Andrew Lavoott Bluestone for Elvie Moore, Maureen Dowe, Esther Buckram, in case 19-4246, [ # 4 ], ADDED.[2741441] [19-4246] [Entered: 01/02/2020 12:38 PM]
January 2, 2020 Filing 9 PAYMENT OF DOCKETING FEE, on behalf of Appellants Esther Buckram, Maureen Dowe and Elvie Moore, district court receipt # ANYSDC-18393580, FILED.[2741430] [19-4246] [Entered: 01/02/2020 12:31 PM]
January 2, 2020 Filing 8 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 01/02/2020 by CM/ECF. [2741316] [19-4246] [Entered: 01/02/2020 11:50 AM]
January 2, 2020 Filing 7 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 01/02/2019 by CM/ECF. [2741236] [19-4246] [Entered: 01/02/2020 11:10 AM]
December 31, 2019 Filing 6 FORM D, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 12/31/2019 by CM/ECF.[2740871] [19-4246] [Entered: 12/31/2019 12:55 PM]
December 31, 2019 Filing 5 FORM C, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 12/31/2019 by CM/ECF.[2740869] [19-4246] [Entered: 12/31/2019 12:55 PM]
December 31, 2019 Filing 4 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Esther Buckram, Maureen Dowe and Elvie Moore, FILED. Service date 12/31/2019 by CM/ECF. [2740868] [19-4246] [Entered: 12/31/2019 12:54 PM]
December 20, 2019 Filing 3 ELECTRONIC INDEX, in lieu of record, FILED.[2735891] [19-4246] [Entered: 12/20/2019 02:05 PM]
December 20, 2019 Filing 2 DISTRICT COURT OPINION AND ORDER, dated 11/22/2019, RECEIVED.[2735886] [19-4246] [Entered: 12/20/2019 02:03 PM]
December 20, 2019 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellants Esther Buckram, Maureen Dowe and Elvie Moore, FILED. [2735859] [19-4246] [Entered: 12/20/2019 01:55 PM]

Access additional case information on PACER

Access the Case Summary and Docket Report to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Search for this case: Dowe v. Prudential Financial Inc.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Gerald E. Harper
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Prudential Financial Inc., successor to Prudential Securities Inc.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Paul, Weiss, Rifkind, Wharton and Garrison, LLP
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: John Does 1-25, fictitous persons and entities
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Prudential Financial Inc., parent and successor in interest to Prudential Securities Incorporated
Represented By: Vincent Anthony Sama Esq.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Leeds and Morelli, PC
Represented By: Janice J. DiGennaro
Represented By: Cheryl F. Korman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Eric Schwimmer
Represented By: Janice J. DiGennaro
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Leeds, Morelli and Brown LLP
Represented By: Janice J. DiGennaro
Represented By: Cheryl F. Korman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Jeffrey K. Brown
Represented By: Janice J. DiGennaro
Represented By: Cheryl F. Korman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Steven A. Morelli
Represented By: Janice J. DiGennaro
Represented By: Cheryl F. Korman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Prudential Securities Incorporated
Represented By: Janice J. DiGennaro
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Lenard Leeds
Represented By: Janice J. DiGennaro
Represented By: Cheryl F. Korman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Leeds and Morelli
Represented By: Janice J. DiGennaro
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Leeds Brown Law P.C.
Represented By: Janice J. DiGennaro
Represented By: Cheryl F. Korman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant / appellee: Leeds, Morelli and Brown PC
Represented By: Janice J. DiGennaro
Represented By: Cheryl F. Korman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff / appellant: Esther Buckram
Represented By: Andrew Lavoott Bluestone Esq.
Represented By: John W. Moscow
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff / appellant: Elvie Moore
Represented By: Andrew Lavoott Bluestone Esq.
Represented By: John W. Moscow
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff / appellant: Maureen Dowe, individually and on behalf of those Class Members similarly situated
Represented By: Andrew Lavoott Bluestone Esq.
Represented By: John W. Moscow
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?