In Re: Nine West LBO Securitie
| Wilmington Savings Fund Society, FSB, as successor indenture trustee for the 6.875% Senior Notes due 2019, the 8.25% Senior Notes due 2019, and the 6.125% Senior Notes due 2034 of Nine West Holdings, Inc. and ABC |
| Prudential Financial, Inc., The Prudential Insurance Company of America, MSCI U.S. IMI Index Fund B2, AKA BlackRock MSCI U.S. IMI Index Fund B2, Stacey A. Harmon, Roy Chan, KBC Equity Fund - Leisure and Tourism, Investment Managers Series Trust, (Towle Deep Value Fund), The Hartford Life Insurance Company, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Defendant NJ-1, Harvest Street Capital LLC, Wisdom Tree Asset Management Inc., Vincent Morales, Arlene Starr, iShares Russell 3000 ETF, The Arbitrage Fund, State Street Global Advisors Russell Special Small Company Fund, Vanguard Institutional Total Stock Market Index Trust, Virtu Americas LLC, Quantitative Master Series LLC, (Master Extended Market Index Series), DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DWS Small Cap Index VIP, The Arbitrate Fund, TIAA-CREF Funds, Suzanne Karkus, Michael G. Demko, Gerald C. Crotty, Larissa Sygida, Jack Gross, John W. Deem, State Street Bank Maya Account Holder, Fidelity Asset Allocation Private Pool, Russell 2000 Alpha Tilts Fund B, Defendant NY-19, Joseph T. Donnalley, Mary E. Belle, Ishares Russell 2000 ETF, Schwab Capital Trust, Oppenheimer Global Multi Strategies Fund, Hallador Balanced Fund LLC, JHVIT Small Cap Index Trust, FKA JHT Small Cap Index Trust, James Capiola, Ira Margulies, Ira Martin Dansky Revocable Trust, Dimensional Funds plc U.S. Small Companies Fund,, AKA Irish U.S. Small Cap Fund, Janice Brown, WisdomTree U.S. SmallCap Fund, FKA WisdomTree SmallCap Earnings Fund, Diversified Alpha Group Trust, Fidelity Monthly Income Fund, Blue Shield of California, U.S. Small Cap Subtrust, AKA Defendant TX-17, Columbia Multi-Manager Alternative Strategies Fund, Legg Mason Royce U.S. Small Cap Opportunity Fund, BlackRock MSCI USA Small Cap Equity Index Fund, Stuart Weitzman, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, Mark DeZao, Master Small Cap Index Series of Quantitative Master Series LLC, AKA Ishares Russell 2000 Small-Cap Index Fund, Christopher R. Cade, Jeffrey D. Nuechterlein, Defendant NJ-2, Extended Equity Market Master Fund B, EQ Advisors Trust, (ATM Small Cap Managed Volatility Portfolio), Bam Advisor Services, DBA Loring Ward, George Sharp, HFR Asset Management, L.L.C., Vanguard Index Funds, (Vanguard Small-Cap Index Fund), Lori L. Grace, Vanguard Institutional Index Funds, (Vanguard Institutional Total Stock Market Index Fund), State Street North America Confidential Client 1 Domestic Equities, Principal Variable Contracts Funds Inc., (Smallcap Value Account I), Geode Diversified Fund, A segregated account of Geode Capital Master Fund Ltd. formerly known as GDF1, a segregated account of Geode Capital Master Fund Ltd., Fidelity Balanced Private Pool, Arthur E. Lee, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, AKA Defendant TX-2, Research Affiliates Equity US Large, L.P., FKA Enhanced Rafi US Large LP, Robyn Whitney Mills, Francis X Claps, Prudential Retirement Insurance and Annuity Co., Pacific Select Fund-Small-Cap Equity Portfolio, Fidelity Balanced Currency Neutral Private Pool, Proshares Trust, (Proshares Merger ETF), Gabelli 787 Fund, Inc., (Enterprise Mergers and Acquisitions Fund), Unified Series Trust, (Symons Small Cap Institutional Fund), Panagora Asset Management Inc., Gabelli Investor Funds Inc., (The Gabelli ABC Fund), Defendant NJ-4, Gardner Lewis Merger Arbitrage Fund II, L.P., Defendant NJ-3, WCFS Inc., Gregory Clark, SA U.S. Small Company Fund, Tudor Trading I, LP, Natixis SA, Valued Advisers Trust, (Foundry Partners Fundamental Small Cap Value Fund), Federated Equity Funds, (Federated Clover Small Value Fund), EQ Advisors Trust, (EQ/2000 Managed Volatility Portfolio), Stephen C. Troy, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, AKA Defendant TX-7, Community Insurance Company, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street North America Confidential Client 1 Domestic Ishares 405, Donna F. Zarcone, MFO Management Company, (Towle Fund), Metropolitan Life Insurance Co, Transamerica Asset Management, Inc., Fidelity Investments, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, AKA Nationwide US Targeted Value Strategy, Suzanne Maloney, JHVIT Small Cap Opportunities Trust, FKA JHT Small Cap Index Trust, Schwab Small-Cap Index Fund, Fidelity Balanced Income Currency Neutral Private Pool, USAA Extended Market Index Fund, Fidelity Balanced Income Private Pool, Extended Equity Market Fund, AKA Blackrock Institutional Trust Company, N.A., Russell 3000 Index Fund, AKA Ishares Total U.S. Stock Market Index Fund, Fidelity Investments Charitable Gift Fund, iShares Europe, State Street Global Advisors Russell Special Small Company Fund CTF, WisdomTree U.S. SmallCap Dividend Fund, FKA WisdomTree SmallCap Dividend Fund, Russell 2000 Value Fund B, HBK Quantitative Strategies Master Fund LP, AKA Defendant TX-12, Thomas M. Murray PO N. Murray Jt Ten, JHF II Strategic Equity Allocation Fund, Dynamic Offshore Fund Ltd., Hartford Mutual Funds II Inc., (Hartford Schroders US Small Cap Opportunities Fund), DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, Fidelity Asset Allocation Currency Neutral Private Pool, James T. Ostrowski, Priac Funds, Nine Chapters Capital Management LLC, Bryan R. Gilligan, Barington Companies Equity Partners, L.P., Fedex Corporation, Advanced Series Trust Small Cap Value Portfolio, Nicola Guarna, DT DV Market Completion Fund, Advanced Series Trust Academic Strategies Allocation Portfolio, Joseph A. Rosato, Matthew H. Kamens, Securian Life Insurance Co., FKA Minnesota Life Insurance Co., Linda V. Kothe, State Farm Variable Products Trust, Small Cap Equity Index Fund, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, AKA Defendant TX-5, Cynthia Foy Rupp, Blue Cross of California, State Street Global Advisors Russell 3000 Index Fund, Nuveen Small Cap Index Fund, Scott Bowman, Columbia Management Investment Advisers LLC, Lincoln Variable Insurance Products Trust, (LVIP SSGA Small-Cap Index Fund), iShares Morningstar Small-Cap Value ETF, Gerald Hood, Susan Duffy, Russell 2500 Index Fund, AKA Ishares Russell Small/Mid-Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, Touchstone Funds Group Trust, (Touchstone Arbitrage Fund), (Touchstone Credit Opportunities II Fund), State Street Global Advisors U.S. Extended Market Index Fund, AKA U.S. Extended Market Fund SL, Russell US Small Cap Equity Fund, State Street Global Advisors Russell Small Cap Fund Complete S/L A, Sidney Kimmel, Nationwide Mutual Funds, (Nationwide U.S. Small Cap Value Fund), James Chan, Pacific Select Fund - PD Small-Cap Value Index Portfolio, American International Group Inc., College Retirement Equities Fund, (CREF Equity Index Account), Patricia Kenny, KBC Equity Fund - Strategic Satellites, DAGT Small Cap Outliers, State Street Global Advisors Russell 1000 Value Fund CTF, Norman R Veit, Jr., American Beacon Small Cap Value Fund, AKA Defendant TX-10, Vanguard World Fund, (Vanguard Consumer Discretionary Index Fund), RBB Fund, Inc., (WPG Partners Small/Micro Cap Value Fund), Eric Dauwalter, Vanguard Valley Forge Funds, (Vanguard Balanced Index Fund), Gardner Lewis Event Driven Fund, L.P., John D'Souza, Wayne Kulkin, Cynthia DiPietrantonio, Wells Fargo Disciplined Small Cap Fund, FKA Wells Fargo Small Cap Opportunities Fund, Mary Margaret Hastin Georgiades, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, Joseph Stafiniak, Lynne Bernstock, Ninive Giordano, Anthem Health Plans of Virginia, Inc., State Street North America Confidential Client 1 FOF, Wolverine Asset Management LLC, Rhumbline Advisers LP, Defendant NY-18, U.S. Equity Market Fund B, Defendant NY-1, Tax-Managed US Equity Series, AKA Defendant TX-16, Tami Fersko, Barington Companies Investors, LLC, Beth B. Dorfsman, Flexshares Morningstar United States Market Factor Tilt Index Fund, Pentwater Capital Management LP, Fidelity Small Cap Index Fund, Gregg Marks, DEF, Jamie Cygielman, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, State Street Global Advisors Russell 3000 Index Fund CTF, Jodi G. Wright, Boston Partners Asset Management, LLC, DFA Investment Dimensions Group Inc US Small Cap Portfolio, Pillsbury, State Farm Small Cap Index Fund, Minnesota Mining and Manufacturing Co., Rosa Genovesi, Boston Partners All-Cap Value Fund, Alison Hemming, Stefani Greenfield, Principal Funds Inc., (Global Multi-Strategy Fund), Laurie J. Gentile, Russell 3000 Index Non-Lendable Fund, Janet Carr, Jeff Brisman, State Street Bank and Trust Co., Kenny Allan Troutt Separate Trust Estate, AKA Defendant TX-13, Quantitative Management Associates LLC, Chi Operating Investment Program, LP, Brighthouse Funds Trust II, FKA Brighthouse Funds Trust Met-Series, Pamela M. Paul, PGIM QMA Small-Cap Value Fund, iShares MSCI USA Small Cap UCITS ETF, State Street Bank and Trust Company, Lincoln Institute of Land Policy, Dynamic Capital Management, LLC, Consolidated Edison Company of New York, Inc., Sharon Harger, AQR Funds, (AQR Diversified Arbitrage Fund), Talcott Resolution Life Insurance Co., FIAM LLC, AKA Fidelity Institutional Asset Management, FKA Pyramis Global Advisors, Barbara Kreger, Principal Funds Inc., (Smallcap Value Fund II), Zine Mazouzi, John D. Demsey, TFS Capital LLC, Robert L. Mettler, Vanguard International Equity Index Funds, (Vanguard Total World Stock Index Fund), SEI Institutional Investments Trust, (SIIT Small Cap Fund), Touchstone Funds Group Trust, (Touchstone Merger Arbitrage Fund), (Touchstone Credit Opportunities II Fund), Ira M. Dansky, Fidelity Total Market Index Fund, Arbor Place LTD. Partnership, Nationwide Variable Insurance Trust, (NVIT Multi-Manager Small Cap Value Fund), Nationwide Mutual Funds, (Nationwide Small Cap Index Fund), JHVIT Strategic Equity Allocation Trust, AKA John Hancock Variable Insurance Trust Sea Small Cap, JPMorgan Systematic Alpha Fund, Multimanager Small Cap Value Portfolio, State Farm Varible Products Trust-Small Cap Equity Index Fund, State Street Global Advisors, Two Sigma Investments LP, John T McClain, Nancy L. Lee, Robert Rodriguez, Bluecrest Capital Management Ltd., Small Cap Value Subtrust, AKA Defendant TX-15, The Arbitrage Event-Driven Fund, Towle Deep Value Fund, Allianz Global Investors of America L.P, Ann Marie C Wilkins, Vanguard Index Funds, (Vanguard Total Stock Market Index Fund), HBK Master Fund L.P., AKA Defendant TX-11, U.S. Equity Market Fund, Pinebridge Investments LP, Susan M. McCoy, Schwab Fundamental US Small Company Index Fund, Prelude Opportunity Fund, LP, Fidelity Income Allocation Fund, FKA Fidelity Monthly High Income Fund, American Family Mutual Insurance Co., Pacific Select-Fund-Small-Cap Index Portfolio, Royce Fund, (Royce Opportunity Fund), DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, Defendant TX-3, Susquehanna International Group LLP, Pinnacle West Corp., Chrysler World IMI Equity Index - ND, US Small Company Fund, Boston Partners Global Investors Inc., DFA Australia Limited Global Core Equity Trust, AKA Defendant TX-1, Richard H. Hein, Trustee, Richard H. Hein Rev. Trust U/A, Robeco Capital Growth Funds-Robeco BP US Premium Equities, FKA Boston Partners US Premium Equity Fund, Manulife Investment Management (North America) LTD, FKA Manulife Asset Management North America LTD, Defendant IL-1, Robert and Susan Mettler Family Trust U/A Robert L. Mettler, Susan T. Mettler, Trustees, Telendos, LLC, State Street Global Advisors Russell 2000 Value Fund CTF, Manulife Financial, Calvert Variable Products, Inc., (Calvert VP Russell 2000 Small Cap Index Portfolio), KBC Equity Fund - Fallen Angels, George M. Klabin, James A. Mitarotonda, GTE Investment Management Corp., Allianz Asset Management of America L.P., FKA Allianz Global Investors of America LP, Northern Small Cap Core Fund, Defendant NY-8, Litman Gregory Masters Alternative Strategies Fund, Northern Small Cap Value Fund, The GDL Fund, Northern Small Cap Index Fund, Vanguard Index Funds, (Vanguard Small-Cap Value Index Fund), Towle Capital Partners LP, The Bank of New York Mellon, Trustee, AKA BNY Mellon MIDCAP SPDRS, Charles Joseph Pickett, Daniel Fishman, Mahmood Hassani-Sadi, Kathleen Nedorostek Kaswell, Emerson Electric Co., Merrill Lynch Pierce Fenner and Smith Incorporated, John Hancock U.S. Targeted Value Fund, Hawaii DE LLC, SEI Institutional Managed Trust, (SIMT Small Cap Value Fund), Tradition Securities and Derivatives Inc., Whitney L. Smith, Longfellow Investment Management Co., LLC, Boston Partners, LLC., Lowell W. Robinson, Katherine Butler, Dimensional Funds PLC Global Targeted Value Fund, Micro Cap Subtrust, AKA Defendant TX-14, Odin Holdings LP, Defendant IL-2, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, AKA Defendant TX-6, DWS Investment Management Americas, Inc., FKA Deutsche Asset Management (Scudder), George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Dreman Contrarian Funds, (Dreman Contrarian Small Cap Value Fund), DFA US Core Equity Fund, AKA Defendant TX-8, Brown Brothers Harriman and Co. Client No. 3, Aida Tejero-Decolli, Schwab Total Stock Market Index Fund, Gotham Absolute Return Fund, California Physicians' Service, DBA Blue Shield of California, Heather Harlan, Vanguard Scottsdale Funds, (Vanguard Russell 2000 Value Index Fund), The Sidney Kimmel Revocable Indenture of Trust, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Wesley R Card, Royce Institutional, LLC, (Opportunity Portfolio), State Street Global Advisors Russell 2000 Index Fund, SPDR S&P MIDCAP 400 ETF Trust, The Bank of New York Mellon, Trustee, AKA BNY Mellon MIDCAP SPDRS, John Hancock U.S. Targeted Value Trust, TIAA-CREF Funds, (TIAA-CREF Small-Cap Blend Index Fund), State Street Global Advisors Total ETF, Gardner Lewis Merger Arbitrage Fund, L.P., John Hancock II Strategic Equity Allocation Small Cap Fund, AKA John Hancock II Sea Small Cap, Thomas Nolan, Defendant NY-24, Eileen Dunn, Vanguard Scottsdale Funds, (Vanguard Russell 2000 Index Fund), Russell 2000 Index Fund, DFA US Vector Equity Fund, AKA Defendant TX-9, Frances Lukas, Cref Equity Index Account, Heather Roussel, Russell 2000 Index Non-Lendable Fund, Blackrock Russell 2000 Index Non-Lendable Fund, Advisors Series Trust, (Kellner Merger Fund), Vanguard Russell 2000 Value Index Trust, Towle Capital Partners II LP, Fidelity Northstar Fund, TIAA-CREF Funds, (TIAA-CREF Equity Index Fund), Nicoletta Palma, Irene A. Koumendouros, Vericimetry US Small Cap Value Fund, Variable Annuity Life Insurance Company I- Small Cap Index Fund, Arundhati Kulkarni, Dianne Card, Mitchel Levine, Peak6 Investments LLC, FKA PEAK6 Investments, L.P., Vanguard Index Funds, (Vanguard Extended Market Index Fund), Richard Dickson, HBK Quantitative Strategies Master Fund L.P., AKA Defendant TX-12, Robeco Capital Growth Funds - Robeco BP US Premium Equities, FKA Boston Partners US Premium Equity Fund, Mary Margaret Hastings Georgiades, AQR Funds-AQR Diversified Arbitrage Fund, (AQR Diversified Arbitrage Fund), The Target Portfolio Trust: PGIM QMA Small-Cap Value Fund, Mary Margaret Hastings Georgiadis, Advisors Series Trust (Kellner Merger Fund), (Kellner Merger Fund) and Allianz Global Investors of America LP, FKA Allianz Global Investors of America LP |
| CNH Master Account, L.P., Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830, AQR DELTA XN Master Account, L.P., Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830, Voya Russell Small Cap Index Portfolio, 230 Park Ave New York, NY 10169, AQR Funds-AQR Multi-Strategy Alternative Fund, CNH Opportunistic Premium Offshore Fund, L.P., Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830, AQR Delta Sapphire Fund, L.P., Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830, AQR Delta Master Account, L.P., Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 and AQR Absolute Return Master Account, L.P., Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 |
| Marc S Kirschner, as Trustee for the NWHI Litigation Trust and Marc S. Kirschner, as Trustee for the NWHI Litigation Trust |
| 20-3326 |
| September 25, 2020 |
| U.S. Court of Appeals, Second Circuit |
| TORTS PROPERTY-Fraud |
Docket Report
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This docket was last retrieved on March 10, 2022. A more recent docket listing may be available from PACER.
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| Filing 141 CASE, before DC, RJS, JFB, HEARD.[3275377] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/10/2022 10:34 AM] |
| Filing 139 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[3268401] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/28/2022 11:30 AM] |
| Filing 138 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED. Note: Listed counsel must log on to CM/ECF in order to view the attachment. [3260702] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/14/2022 03:05 PM] |
| Filing 135 CASE CALENDARING, for argument on 03/10/2022, B Panel, SET.[3240180] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 01/07/2022 04:59 PM] |
| Filing 130 CASE CALENDARING, for the week of 03/07/2022, PANEL B, PROPOSED.[3221743] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/02/2021 04:43 PM] |
| Filing 127 CASE CALENDARING, for the week of 01/17/2022, PROPOSED.[3188939] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 10/07/2021 04:31 PM] |
| Filing 123 FRAP 28(j) LETTER, dated 08/30/2021, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, RECEIVED. Service date 08/30/2021 by CM/ECF.[3164988] [20-3326] [Entered: 08/30/2021 05:53 PM] |
| Filing 120 CURED DEFECTIVE LETTER [ # 119 ], on behalf of Appellee MFO Management Company in 20-3257, FILED.[3152280] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/06/2021 05:03 PM] |
| Filing 119 DEFECTIVE DOCUMENT, Brief, [118], on behalf of Appellee MFO Management Company in 20-3257, FILED.[3152184] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/06/2021 03:59 PM] |
| Filing 118 BRIEF, on behalf of Appellee MFO Management Company in 20-3257, 20-3941, FILED. Service date 08/06/2021 by CM/ECF. [3152137] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/06/2021 03:26 PM] |
| Filing 117 REPLY BRIEF, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 08/05/2021 by CM/ECF. [3151168] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/05/2021 03:10 PM] |
| Filing 114 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Y. David Scharf, Esq. for Appellee Kathleen Nedorostek Kaswell, Joseph Stafiniak and Mary E. Belle in 20-3941, Attorney Y. David Scharf, Esq. for Appellee Kathleen Nedorostek Kaswell in 20-3981, FILED. Service date 07/20/2021 by CM/ECF. [3141151] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/20/2021 05:46 PM] |
| Filing 112 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Gregg Lewis Weiner, Esq. for Appellee Defendant IL-2, Flexshares Morningstar United States Market Factor Tilt Index Fund, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3257, Attorney Gregg Lewis Weiner, Esq. for Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund and Defendant IL-2 in 20-3315, Attorney Gregg Lewis Weiner, Esq. for Appellee Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund, Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-1, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Diversified Alpha Group Trust, DAGT Small Cap Outliers, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Master Small Cap Index Series of Quantitative Master Series LLC, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund, Principal Funds Inc., Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Small Cap Index Fund, Geode Diversified Fund, MSCI U.S. IMI Index Fund B2 and Pentwater Capital Management LP in 20-3941, Attorney Gregg Lewis Weiner, Esq. for Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3952, Attorney Gregg Lewis Weiner, Esq. for Appellee Pentwater Capital Management LP in 20-3961, Attorney Gregg Lewis Weiner, Esq. for Appellee Diversified Alpha Group Trust, DAGT Small Cap Outliers, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio and Pacific Select-Fund-Small-Cap Index Portfolio in 20-3964, Attorney Gregg Lewis Weiner, Esq. for Appellee Diversified Alpha Group Trust, Master Small Cap Index Series of Quantitative Master Series LLC, BlackRock MSCI USA Small Cap Equity Index Fund, DAGT Small Cap Outliers, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B and MSCI U.S. IMI Index Fund B2 in 20-3980, Attorney Gregg Lewis Weiner, Esq. for Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund and Principal Funds Inc. in 20-3981, Attorney Gregg Lewis Weiner, Esq. for Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP and Geode Diversified Fund in 20-3992, Attorney Gregg Lewis Weiner, Esq. for Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Small Cap Index Fund, Geode Diversified Fund and Fidelity Total Market Index Fund in 20-3998, FILED. Service date 07/20/2021 by CM/ECF. [3140628] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/20/2021 10:39 AM] |
| Filing 110 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Edward A. Friedman, Esq. for Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Attorney Edward A. Friedman, Esq. for Appellant Wilmington Savings Fund Society, FSB in 20-3315, Attorney Edward A. Friedman, Esq. for Wilmington Savings Fund Society, FSB and Appellant Marc S Kirschner in 20-3326, Attorney Edward A. Friedman, Esq. for Appellant Marc S Kirschner in 20-3327, Attorney Edward A. Friedman, Esq. in 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 07/15/2021 by CM/ECF. [3138993] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/15/2021 07:41 PM] |
| Filing 107 LETTER, dated 07/06/2021, on behalf of Appellee Nicola Guarna and Robert Rodriguez in 20-3941, Pursuant to Federal Rule of Appellate Procedure 28(i), defendants-appellees Nicola Guarna and Robert Rodriguez hereby join in the Brief of Individual Shareholder Defendants-Appellees, ECF Doc. 289. , RECEIVED. Service date 06/14/2021 by CM/ECF.[3137485] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/14/2021 10:50 AM] |
| Filing 106 CURED DEFECTIVE DOCUMENT: BRIEF, [ # 104 ], on behalf of Appellee Wayne Kulkin in 20-3941, FILED.[3137410] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/14/2021 10:12 AM] |
| Filing 105 BRIEF, on behalf of Appellee Wayne Kulkin in 20-3941, 20-3981, FILED. Service date 07/14/2021 by CM/ECF. [3137352] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/14/2021 09:34 AM] |
| Filing 104 DEFECTIVE DOCUMENT, BRIEF, [102], on behalf of Appellee Wayne Kulkin in 20-3981, FILED.[3136882] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/13/2021 02:43 PM] |
| Filing 103 BRIEF, on behalf of Appellee Heather Harlan and George Sharp in 20-3941, 20-3981, FILED. Service date 07/06/2021 by CM/ECF. [3132362] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/06/2021 11:06 PM] |
| Filing 102 BRIEF, on behalf of Appellee Wayne Kulkin in 20-3941, 20-3981, FILED. Service date 07/06/2021 by CM/ECF. [3132347] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/06/2021 08:28 PM] |
| Filing 101 BRIEF, on behalf of Appellee Defendant IL-2, Flexshares Morningstar United States Market Factor Tilt Index Fund, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3257, 20-3315, Appellee Allianz Global Investors of America LP, BlackRock MSCI USA Small Cap Equity Index Fund, Brighthouse Funds Trust II, Calvert Variable Products, Inc., Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Defendant IL-2, Diversified Alpha Group Trust, DWS Small Cap Index VIP, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments Charitable Gift Fund, Fidelity Total Market Index Fund, Flexshares Morningstar United States Market Factor Tilt Index Fund, Geode Diversified Fund, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Legg Mason Royce U.S. Small Cap Opportunity Fund, Master Small Cap Index Series of Quantitative Master Series LLC, MSCI U.S. IMI Index Fund B2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Fund, Royce Institutional, LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, DWS Investment Management Americas, Inc. and Fidelity Small Cap Index Fund in 20-3941, 20-3952, Appellee Pentwater Capital Management LP in 20-3961, Appellee Diversified Alpha Group Trust, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio and Pacific Select-Fund-Small-Cap Index Portfolio in 20-3964, Appellee BlackRock MSCI USA Small Cap Equity Index Fund, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, MSCI U.S. IMI Index Fund B2, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund and U.S. Equity Market Fund B in 20-3980, Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds and Vanguard Valley Forge Funds in 20-3981, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Small Cap Index VIP, Geode Diversified Fund and DWS Investment Management Americas, Inc. in 20-3992, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Small Cap Index VIP, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments Charitable Gift Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, DWS Investment Management Americas, Inc. and Fidelity Small Cap Index Fund in 20-3998, FILED. Service date 07/06/2021 by CM/ECF. [3132307] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/06/2021 05:12 PM] |
| Filing 100 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Advisors Series Trust (Kellner Merger Fund) in 20-3941, FILED. Service date 07/01/2021 by CM/ECF. [3131165] [20-3941, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3981] [Entered: 07/01/2021 05:16 PM] |
| Filing 99 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Advisors Series Trust (Kellner Merger Fund) in 20-3941, FILED. Service date 07/01/2021 by CM/ECF. [3131161] [20-3941, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3981] [Entered: 07/01/2021 05:12 PM] |
| Filing 96 ATTORNEY, Russell L. Bogart for Heather Roussel, in case 20-3941 Russell L. Bogart for Heather Roussel, in case 20-3981 , [ # 95 ], ADDED.[3121147] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/16/2021 10:30 AM] |
| Filing 95 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Heather Roussel in 20-3941, 20-3981, FILED. Service date 06/15/2021 by CM/ECF. [3120884] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/15/2021 04:37 PM] |
| Filing 93 MOTION ORDER, granting Appellees an extension of time to 07/06/2021 to file answering briefs; granting Appellants 30 days thereafter to file reply brief [ # 88 ] filed by Appellees Joseph Stafiniak, Kathleen Nedorostek Kaswell and Mary E. Belle, Appellee Kathleen Nedorostek Kaswell, by JON, FILED. [3112254][93] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/02/2021 10:42 AM] |
| Filing 88 MOTION, to extend time, on behalf of Appellee Mary E. Belle, Kathleen Nedorostek Kaswell and Joseph Stafiniak in 20-3941, Appellee Kathleen Nedorostek Kaswell in 20-3981, FILED. Service date 05/31/2021 by CM/ECF. [3110730] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 05/31/2021 11:26 AM] |
| Filing 80 FRAP 28(j) LETTER, dated 03/19/2021, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, RECEIVED. Service date 03/19/2021 by CM/ECF.[3059922] [20-3326] [Entered: 03/19/2021 10:57 AM] |
| Filing 75 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Amicus Curiae Jagdeep S. Bhandari, Peter V. Marchetti, Esq. and Stephen McJohn , FILED. Service date 03/15/2021 by CM/ECF. [3056019] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998]--[Edited 03/15/2021 by WD] [Entered: 03/15/2021 11:36 AM] |
| Filing 73 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Movant Jagdeep S. Bhandari, Peter V. Marchetti, Stephen Michael McJohn, FILED. Service date 03/12/2021 by CM/ECF. [3055594] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998]--[Edited 03/15/2021 by WD] [Entered: 03/12/2021 07:22 PM] |
| Filing 72 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of -- Heather Harlan and George Sharp in 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, Appellee Heather Harlan and George Sharp in 20-3941, 20-3981, FILED. Service date 03/10/2021 by CM/ECF. [3052913] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/10/2021 11:21 AM] |
| Filing 71 CERTIFICATE OF SERVICE, for Brief and Special Appendix for Plaintiffs-Appellants and one copy of the Joint Appendix Volumes I & II, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3290, Marc S Kirschner and Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3941, 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF.[3050292] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 05:13 PM] |
| Filing 70 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF, email. [3050238] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 04:30 PM] |
| Filing 69 JOINT APPENDIX, volume 2 of 2, (pp. 296-591), on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF, email.[3050230] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 04:26 PM] |
| Filing 68 JOINT APPENDIX, volume 1 of 2, (pp. 1-295), on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF, email.[3050228] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 04:23 PM] |
| Filing 67 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Wilmington Savings Fund Society, FSB in 20-3964, Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043772] [20-3964, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 07:07 PM] |
| Filing 66 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner in 20-3980, Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043771] [20-3980, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 07:03 PM] |
| Filing 65 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3290, 20-3257, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043770] [20-3290, 20-3257, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 06:58 PM] |
| Filing 64 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043768] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 06:55 PM] |
| Filing 63 ATTORNEY, Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3941 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3315 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3257 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3334 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3335 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3327 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3992 , [ # 60 ], ADDED.[3008874] [20-3257, 20-3298, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3992, 20-3998] [Entered: 01/07/2021 06:01 PM] |
| Filing 62 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Lincoln Institute of Land Policy, FILED. Service date 01/07/2021 by CM/ECF.[3008854] [20-3326] [Entered: 01/07/2021 05:48 PM] |
| Filing 61 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Lincoln Institute of Land Policy, FILED. Service date 01/07/2021 by CM/ECF.[3008852] [20-3326] [Entered: 01/07/2021 05:47 PM] |
| Filing 60 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Lincoln Institute of Land Policy in 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3992, 20-3998, FILED. Service date 01/07/2021 by CM/ECF. [3008835] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3992, 20-3998] [Entered: 01/07/2021 05:27 PM] |
| Filing 58 NOTE: See lead case, 20-3257, containing complete set of docket entries.[2998349] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/21/2020 04:28 PM] |
| Filing 56 MOTION ORDER, granting motion to consolidate appeals and Case Management Order, [ # 46 ] filed by Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner, in 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, granting motion to consolidate appeals [ # 2988743-2 ] filed by Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner in 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, by JON, FILED. [2998294][56] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/21/2020 04:09 PM] |
| Filing 49 CAPTION, Correcting Defendant IL-2 as Appellee Defendant IL-2, AMENDED.[2995250] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335] [Entered: 12/16/2020 05:01 PM] |
| Filing 48 ATTORNEY, Greg L. Weiner, for Appellee Defendant IL-1, TERMINATED.[2994983] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335] [Entered: 12/16/2020 02:20 PM] |
| Filing 46 MOTION, to consolidate appeals, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3334, 20-3335, FILED. Service date 12/08/2020 by CM/ECF. [2988739] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335] [Entered: 12/08/2020 11:42 AM] |
| Filing 45 ATTORNEY, Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3326 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3315 Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3327 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3290 , [ # 44 ], ADDED.[2979089] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327] [Entered: 11/20/2020 01:51 PM] |
| Filing 44 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Marc S Kirschner and Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, 20-3327, FILED. Service date 11/20/2020 by CM/ECF. [2979066] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327] [Entered: 11/20/2020 01:35 PM] |
| Filing 43 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, Appellant Marc S Kirschner in 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, 20-3327, 20-3334, 20-3335 Brief due date as 01/22/2021. Joint Appendix due date as 01/22/2021, FILED.[2967292] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335] [Entered: 11/04/2020 09:57 AM] |
| Filing 42 NEW CASE MANAGER, Wilson Dudley, ASSIGNED.[2967218] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335] [Entered: 11/04/2020 09:05 AM] |
| Filing 36 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3334, 20-3335, informing Court of proposed due date 01/22/2021, RECEIVED. Service date 10/23/2020 by CM/ECF.[2958829] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335] [Entered: 10/23/2020 10:12 AM] |
| Filing 37 MOTION ORDER, granting motion for admission pro hac vice, Counsel is directed to register as a Filing User under Local Rule 25.1 to file documents electronically in this case within three (3) days of the date of this order. [ # 2953094-2 ] filed by Appellee State Farm Small Cap Index Fund and State Farm Variable Products Trust, by WJN, FILED. [2958555][37] [20-3257, 20-3315] [Entered: 10/22/2020 04:42 PM] |
| Filing 29 CURED DEFECTIVE FORM C [ # 22 ], [ # 28 ], on behalf of Appellant Marc S Kirschner, FILED.[2954895] [20-3326] [Entered: 10/19/2020 11:41 AM] |
| Filing 28 FORM C, on behalf of Appellant Marc S Kirschner, FILED. Service date 10/19/2020 by CM/ECF.[2954770] [20-3326] [Entered: 10/19/2020 10:12 AM] |
| Filing 27 MOTION ORDER, granting motion to withdraw document [ # 2952483-2 ]; withdrawing motion for admission pro hac vice [ # 2948167-2 ] in 20-3257, 20-3290, FILED. [2953116][27] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335] [Entered: 10/15/2020 01:44 PM] |
| Filing 23 ATTORNEY, Robert Joel Lack for Marc S Kirschner, in case 20-3326 Robert Joel Lack for Wilmington Savings Fund Society, FSB, in case 20-3315 Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3257 Robert Joel Lack for Marc S Kirschner, in case 20-3327 Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3290 , [ # 2949738-2 ], [ # 2949740-2 ], [ # 2949741-2 ], [ # 20 ], [ # 2949745-2 ], ADDED.[2951706] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327] [Entered: 10/14/2020 12:06 PM] |
| Filing 22 DEFECTIVE DOCUMENT, FORM C, [17], on behalf of Appellant Marc S Kirschner, FILED.[2951312] [20-3326] [Entered: 10/14/2020 08:20 AM] |
| Filing 21 CERTIFICATE OF SERVICE, for Forms C and Form D, on behalf of Appellant Marc S Kirschner, FILED. Service date 10/13/2020 by CM/ECF.[2950933] [20-3326] [Entered: 10/13/2020 04:10 PM] |
| Filing 20 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner, FILED. Service date 10/09/2020 by CM/ECF. [2949743] [20-3326] [Entered: 10/09/2020 05:59 PM] |
| Filing 19 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Marc S Kirschner, FILED. Service date 10/09/2020 by CM/ECF.[2949720] [20-3326] [Entered: 10/09/2020 05:20 PM] |
| Filing 18 FORM D, on behalf of Appellant Marc S Kirschner, FILED. Service date 10/09/2020 by CM/ECF.[2949197] [20-3326] [Entered: 10/09/2020 12:41 PM] |
| Filing 17 FORM C, on behalf of Appellant Marc S Kirschner, FILED. Service date 10/09/2020 by CM/ECF.[2949193] [20-3326] [Entered: 10/09/2020 12:40 PM] |
| Filing 16 MOTION ORDER, deferring motion for admission pro hac vice [ # 2948167-2 ] filed by Appellee DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, Dimensional Funds PLC Global Targeted Value Fund, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, DFA Australia Limited Global Core Equity Trust, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, DFA US Core Equity Fund, DFA US Vector Equity Fund, Micro Cap Subtrust, Small Cap Value Subtrust, Tax-Managed US Equity Series, U.S. Small Cap Subtrust and Dimensional Funds plc U.S. Small Companies Fund, Within seven (7)days of the date of this order, Mr. Florence must submit a declaration in support of his motion that complies with Local Rule 46.1(d)(3), FILED. [2949076][16] [20-3257, 20-3290]--[Edited 10/09/2020 by RD] [Entered: 10/09/2020 11:30 AM] |
| Filing 14 ATTORNEY, Ross E. Firsenbaum for CNH Opportunistic Premium Offshore Fund, L.P. AQR Absolute Return Master Account, L.P. AQR Delta Sapphire Fund, L.P. AQR Funds-AQR Multi-Strategy Alternative Fund AQR Delta Master Account, L.P. AQR DELTA XN Master Account, L.P. CNH Master Account, L.P., in case 20-3326 Ross E. Firsenbaum for CNH Opportunistic Premium Offshore Fund, L.P. HBK Quantitative Strategies Master Fund LP AQR Absolute Return Master Account, L.P. AQR Funds AQR Delta Sapphire Fund, L.P. AQR Funds-AQR Multi-Strategy Alternative Fund AQR Delta Master Account, L.P. HBK Master Fund L.P. AQR DELTA XN Master Account, L.P. CNH Master Account, L.P., in case 20-3257 Ross E. Firsenbaum for AQR Funds, in case 20-3327 Ross E. Firsenbaum for HBK Quantitative Strategies Master Fund LP HBK Master Fund L.P., in case 20-3290 , [ # 13 ], ADDED.[2947226] [20-3257, 20-3290, 20-3326, 20-3327] [Entered: 10/07/2020 01:37 PM] |
| Filing 13 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, AQR Absolute Return Master Account, L.P., AQR Delta Master Account, L.P., AQR Delta Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P., AQR Funds-AQR Multi-Strategy Alternative Fund, CNH Master Account, L.P., CNH Opportunistic Premium Offshore Fund, L.P. and AQR Funds in 20-3257, Appellee HBK Master Fund L.P. and HBK Quantitative Strategies Master Fund LP in 20-3290, Appellee AQR Absolute Return Master Account, L.P., AQR Delta Master Account, L.P., AQR Delta Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P., AQR Funds-AQR Multi-Strategy Alternative Fund, CNH Master Account, L.P. and CNH Opportunistic Premium Offshore Fund, L.P. in 20-3326, Appellee AQR Funds in 20-3327, FILED. Service date 10/07/2020 by CM/ECF. [2947140] [20-3257, 20-3290, 20-3326, 20-3327] [Entered: 10/07/2020 12:04 PM] |
| Filing 12 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee AQR Absolute Return Master Account, L.P., AQR Delta Master Account, L.P., AQR Delta Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P., AQR Funds-AQR Multi-Strategy Alternative Fund, CNH Master Account, L.P. and CNH Opportunistic Premium Offshore Fund, L.P., FILED. Service date 10/07/2020 by CM/ECF.[2947102] [20-3326] [Entered: 10/07/2020 11:43 AM] |
| Filing 11 NOTICE, to Appellee Voya Russell Small Cap Index Portfolio in 20-3257, regarding a corporation proceeding Pro Se, and requesting a response 30 days from the date of this letter, SENT.[2944538] [20-3326, 20-3257] [Entered: 10/02/2020 05:04 PM] |
| Filing 7 NOTE: See lead case, 20-3257, containing complete set of docket entries.[2943244] [20-3326] [Entered: 10/01/2020 03:11 PM] |
| Filing 6 ELECTRONIC INDEX, in lieu of record, FILED.[2943205] [20-3326] [Entered: 10/01/2020 02:57 PM] |
| Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Marc S Kirschner, district court receipt # NYSDC-21843936, FILED.[2943175] [20-3326] [Entered: 10/01/2020 02:46 PM] |
| Filing 3 DISTRICT COURT JUDGMENT, dated 08/28/2020, RECEIVED.[2943162] [20-3326] [Entered: 10/01/2020 02:41 PM] |
| Filing 2 DISTRICT COURT OPINION AND ORDER, dated 08/27/2020, RECEIVED.[2943158] [20-3326] [Entered: 10/01/2020 02:38 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Marc S Kirschner, FILED. [2943152] [20-3326] [Entered: 10/01/2020 02:34 PM] |
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