In Re: Nine West LBO Securitie
| ABC |
| Pinnacle West Corp., Defendant NJ-1, Wisdom Tree Asset Management Inc., Nine Chapters Capital Management LLC, Defendant NY-18, Defendant NY-1, DEF, Defendant NY-8, Brown Brothers Harriman and Co. Client No. 2, Jack Gross, Defendant NY-19, Alpine Partners VI, LLC, Brown Brothers Harriman and Co. Client No. 3, Defendant NJ-2, Defendant NY-24, Towle Deep Value Fund, Vericimetry US Small Cap Value Fund, Defendant NJ-4, Patricia Kenny, Defendant NJ-3, Francis X Claps, Panagora Asset Management Inc., Boston Partners Asset Management, LLC, Boston Partners Global Investors Inc., Gregg Marks, Boston Partners, LLC. and Nicoletta Palma |
| Jeffrey Brisman, WisdomTree U.S. SmallCap Fund, FKA WisdomTree SmallCap Earnings Fund, MFO Management Company, (Towle Fund), Fedex Corporation, Advanced Series Trust Small Cap Value Portfolio, Hallador Balanced Fund LLC, Beth B. Dorfsman, Harvest Street Capital LLC, Mark DeZao, The Target Portfolio Trust: PGIM QMA Small-Cap Value Fund, AKA PGIM QMA Small-Cap Value Fund, Dynamic Capital Management, LLC, Prudential Financial, Inc., (The Prudential Insurance Company of America), John W. Deem, Gardner Lewis Merger Arbitrage Fund II, L.P., HFR Asset Management, L.L.C., Lori L. Grace, Arlene Starr, Ira M. Dansky, Northern Small Cap Index Fund, Prudential Retirement Insurance and Annuity Co., Flexshares Morningstar United States Market Factor Tilt Index Fund, Richard L. Dickson, Susan M. McCoy, Whitney L. Smith, Cynthia DiPietrantonio, Investment Managers Series Trust, (Towle Deep Value Fund), Laurie J. Gentile, Robert L. Mettler, Gardner Lewis Event Driven Fund, L.P., Hawaii DE LLC, Gotham Absolute Return Fund, George M. Klabin, GTE Investment Management Corp., Ninive Giordano, Thomas M. Murray PO N. Murray Jt Ten, DAGT Small Cap Outliers, Telendos, LLC, Prelude Opportunity Fund, LP, Mary Margaret Hastings Georgiadis, Towle Capital Partners LP, Priac Funds, Mahmood Hassani-Sadi, Ira Margulies, Gerald C. Crotty, Consolidated Edison Company of New York, Inc., The Hartford Life Insurance Company, Tudor Trading I, LP, Gabelli Global Series Fund Inc., Hartford Schroders US Small Cap Opportunities Fund of The Hartford Mutual Funds II, Inc., Christopher R. Cade, Robert Rodriguez, Legg Mason Royce U.S. Small Cap Opportunity Fund, California Physicians' Service, DBA Blue Shield of California, Gardner Lewis Merger Arbitrage Fund, L.P., State Farm Varible Products Trust-Small Cap Equity Index Fund, WisdomTree U.S. SmallCap Dividend Fund, FKA WisdomTree SmallCap Dividend Fund, Joseph R. Gromek, Milton Partners, Virtu Americas LLC, The Arbitrage Fund, Diversified Alpha Group Trust, Peak6 Investments LLC, AKA PEAK6 Investments, L.P., Hartford Mutual Funds II Inc., (Hartford Schroders US Small Cap Opportunities Fund), Pamela M. Paul, Nicola Guarna, Advisors Series Trust, (Kellner Merger Fund), Cynthia Foy Rupp, Advanced Series Trust Academic Strategies Allocation Portfolio, AKA Advanced Series Trust, Transamerica Asset Management, Inc., QMA, LLC, FKA Quantitative Management Associates LLC, Tradition Securities and Derivatives Inc., Suzanne Maloney, Stacey A. Harmon, Richard H. Hein, Trustee, Richard H. Hein Rev. Trust U/A, Bam Advisor Services, DBA Loring Ward, Research Affiliates Equity US Large, L.P., FKA Enhanced Rafi US Large LP, Northern Small Cap Value Fund, WCFS Inc., Nancy L. Lee, Thomas Nolan, Linda V. Kothe, Bryan R. Gilligan, Kathleen A. O'Brien Gibber, Royce Fund, (Royce Opportunity Fund), Pacific Select-Fund-Small-Cap Index Portfolio, Irene A. Koumendouros, Michael G. Demko, State Farm Small Cap Index Fund, Arundhati Kulkarni, Defendant IL-1, SA U.S. Small Company Fund, Towle Capital Partners II LP, John D'Souza, Vincent Morales, Litman Gregory Masters Alternative Strategies Fund, Dynamic Offshore Fund Ltd., Tami Fersko, Robert & Susan Mettler Family Trust U/A, Charles L. Pickett, Ira Martin Dansky Revocable Trust, John T McClain, Northern Small Cap Core Fund, Susan T. Mettler, Trustee, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, Nuveen Small Cap Index Fund, Arthur E. Lee, Defendant IL-2, Alison Hemming, Merrill Lynch Investment, Wolverine Asset Management LLC, Minnesota Mining and Manufacturing Co., Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pillsbury, Pacific Select Fund-Small-Cap Equity Portfolio, Blue Cross of California, Sharon Harger, Master Small Cap Index Series of Quantitative Master Series LLC, DWS Small Cap Index VIP, DT DV Market Completion Fund, Russell 2000 Index Non-Lendable Fund, AKA Blackrock Russell 2000 Index Non-Lendable Fund, RBB Fund, Inc., Scott Bowman, Vanguard Index Funds, Vanguard Small-Cap Value Index Fund, SPDR S&P MIDCAP 400 ETF Trust, Natixis SA, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Russell US Small Cap Equity Fund, Principal Funds Inc., (Smallcap Value Fund II), Aida Tejero-Decolli, Matthew H. Kamens, Pinebridge Investments LP, The Bank of New York Mellon, Trustee, AKA BNY Mellon MIDCAP SPDRS, State Street Global Advisors Russell 2000 Index Fund, Fidelity Small Cap Index Fund, MSCI U.S. IMI Index Fund B2, AKA BlackRock MSCI U.S. IMI Index Fund B2, Jodi G. Wright, John Hancock II Strategic Equity Allocation Small Cap Fund, AKA John Hancock II Sea Small Cap, Ishares Russell 2000 ETF, State Street Global Advisors Russell 3000 Index Fund SL SER A, Boston Partners All-Cap Value Fund, EQ Advisors Trust, (ATM Small Cap Managed Volatility Portfolio), Janice Brown, Susquehanna International Group LLP, Fidelity Balanced Income Currency Neutral Private Pool, Frances Lukas, Lincoln Variable Insurance Products Trust, (LVIP SSGA Small-Cap Index Fund), TIAA-CREF Funds, (TIAA-CREF Equity Index Fund), Rosa Genovesi, Anthem Health Plans of Virginia, Inc., Daniel Fishman, James T. Ostrowski, Jeffrey D. Nuechterlein, Sidney Kimmel, Norman R. Veit, Jr., JHVIT Small Cap Index Trust, JHT Small Cap Index Trust, FKA JHT Small Cap Index Trust, Longfellow Investment Management Co., LLC, Principal Funds Inc., Global Multi-Strategy Fund, James A. Mitarotonda, Columbia Multi-Manager Alternative Strategies Fund, Gerald Hood, Arbor Place LTD. Partnership, State Street Global Advisors Russell 2000 Value Fund CTF, Russell 2000 Alpha Tilts Fund B, Fidelity Asset Allocation Private Pool, Katherine Butler, State Street Global Advisors Russell Small Cap Fund Complete S/L A, Jamie Cygielman, The Arbitrage Event-Driven Fund, FIAM LLC, AKA Fidelity Institutional Asset Management, FKA Pyramis Global Advisors, Zine Mazouzi, Nationwide Variable Insurance Trust, (NVIT Multi-Manager Small Cap Value Fund), iShares Morningstar Small-Cap Value ETF, Fidelity Income Allocation Fund, FKA Fidelity Monthly High Income Fund, Wayne Kulkin, Calvert Variable Products, Inc., (Calvert VP Russell 2000 Small Cap Index Portfolio), U.S. Equity Market Fund, State Street Global Advisors U.S. Extended Market Index Fund, AKA U.S. Extended Market Fund SL, Amy Rapawy, Oppenheimer Global Multi Strategies Fund, Bluecrest Capital Management Ltd., Stefani Greenfield, SEI Institutional Investments Trust, (SIIT Small Cap Fund), State Street Bank Maya Account Holder, Fidelity Monthly Income Fund, Eileen Dunn, Fidelity Balanced Private Pool, iShares MSCI USA Small Cap UCITS ETF, Russell 3000 Index Non-Lendable Fund, Rhumbline Advisers LP, Odin Holdings LP, Mitchel Levine, Kathleen Nedorostek Kaswell, Kimberly Thomas, iShares Russell 3000 ETF, Vanguard Valley Forge Funds, Roy Chan, Lowell W. Robinson, Cref Equity Index Account, Principal Variable Contracts Funds Inc., (Smallcap Value Account I), Susan Duffy, Nationwide Mutual Funds, (Nationwide Small Cap Index Fund), State Street Global Advisors Russell Special Small Company Fund, Manulife Financial, Securian Life Insurance Co., AKA Minnesota Life Insurance Co., iShares Russell 2000 Value ETF, Barbara Kreger, SEI Institutional Managed Trust, (SIMT Small Cap Value Fund), JPMorgan Systematic Alpha Fund, Multimanager Small Cap Value Portfolio, TFS Capital LLC, Vanguard Index Funds, Vanguard Total Stock Market Index Fund, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, State Street Global Advisors Russell 1000 Value Fund CTF, Chi Operating Investment Program, LP, American International Group Inc., State Street Global Advisors, Gabelli 787 Fund, Inc., (Enterprise Mergers and Acquisitions Fund), John Hancock U.S. Targeted Value Trust, Talcott Resolution Life Insurance Co., DWS Investment Management Americas, Inc., FKA Deutsche Asset Management (Scudder), Extended Equity Market Fund, AKA Blackrock Institutional Trust Company, N.A., EQ Advisors Trust, (EQ/2000 Managed Volatility Portfolio), Royce Institutional, LLC, (Opportunity Portfolio), Fidelity Asset Allocation Currency Neutral Private Pool, Russell 2000 Index Fund, The GDL Fund, Heather Roussel, State Street Global Advisors Russell Special Small Company Fund CTF, U.S. Equity Market Fund B, Russell 2000 Value Fund B, Fidelity Balanced Currency Neutral Private Pool, Advisors Series Trust (Kellner Merger Fund), Manulife Investment Management (North America) LTD, FKA Manulife Asset Management North America LTD, Robyn Whitney Mills, Federated Equity Funds, (Federated Clover Small Value Fund), TIAA-CREF Funds, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Fallen Angels, George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Dreman Contrarian Funds, (Dreman Contrarian Small Cap Value Fund), Gabelli Investor Funds Inc., (The Gabelli ABC Fund), Proshares Trust, (Proshares Merger ETF), Nationwide Mutual Funds, (Nationwide U.S. Small Cap Value Fund), Touchstone Funds Group Trust, Touchstone Credit Opportunities II Fund, FKA Touchstone Arbitrage Fund, FKA Touchstone Merger Arbitrage Fund, Larissa Sygida, John D. Demsey, Suzanne Karkus, Nationwide Variable Insurance Trust, (NVIT Small Cap Index Fund), Donna F. Zarcone, James Capiola, Gregory Clark, KBC Equity Fund - Strategic Satellites, Lincoln Institute of Land Policy, Joseph T. Donnalley, Vanguard Index Funds, Vanguard Small-Cap Index Fund, Vanguard Scottsdale Funds, Vanguard Russell 2000 Index Fund, Stephen C. Troy, Fidelity Balanced Income Private Pool, Heather Harlan, JHF II Strategic Equity Allocation Fund, Eric Dauwalter, Chrysler World IMI Equity Index - ND, BlackRock MSCI USA Small Cap Equity Index Fund, JHVIT Small Cap Opportunities Trust, AKA JHT Small Cap Opportunities Trust, Two Sigma Investments LP, American Family Mutual Insurance Co., Fidelity Investments Charitable Gift Fund, JHVIT Strategic Equity Allocation Trust, AKA John Hancock Variable Insurance Trust Sea Small Cap, Mary E. Belle, Vanguard World Fund, Vanguard Consumer Discretionary Index Fund, Ann Marie C Wilkins, George Sharp, Columbia Management Investment Advisers LLC, Vanguard International Equity Index Funds, Vanguard Total World Stock Index Fund, Joseph A. Rosato, Barington Companies Investors, LLC, Dianne Card, State Street Global Advisors Russell 3000 Index Fund, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Fund, Joseph Stafiniak, Vanguard Russell 2000 Value Index Trust, John Hancock U.S. Targeted Value Fund, Janet Carr, Valued Advisers Trust, Foundry Partners Fundamental Small Cap Value Fund, Robert & Susan Mettler Family Trust U/A Robert L. Mettler, Susan T. Mettler, Trustees., Vanguard Institutional Total Stock Market Index Trust, Quantitative Master Series LLC, (Master Extended Market Index Series), Brighthouse Funds Trust II, FKA Brighthouse Funds Trust Met-Series, Fidelity Investments, Community Insurance Company, College Retirement Equities Fund, CREF Equity Index Account, Russell 2500 Index Fund, AKA Ishares Russell Small/Mid-Cap Index Fund, Lynne Bernstock, Fidelity Total Market Index Fund, The Sidney Kimmel Revocable Indenture of Trust, James Chan, Metropolitan Life Insurance Co, State Street North America Confidential Client 1 Domestic Ishares 405, Stuart Weitzman, State Street North America Confidential Client 1 FOF, TIAA-CREF Funds, (TIAA-CREF Small-Cap Blend Index Fund), Fidelity Northstar Fund, Allianz Global Investors of America LP, FKA Allianz Global Investors of America LP, Vanguard Index Funds, Vanguard Extended Market Index Fund, Geode Diversified Fund, A segregated account of Geode Capital Master Fund Ltd., Barington Companies Equity Partners, L.P., Russell 3000 Index Fund, AKA Ishares Total U.S. Stock Market Index Fund, State Street Global Advisors Total ETF, State Street North America Confidential Client 1 Domestic Equities, iShares Europe, Unified Series Trust, Symons Small Cap Institutional Fund, Vanguard Scottsdale Funds, Vanguard Russell 2000 Value Index Fund, Extended Equity Market Master Fund B, Wesley R Card and Pentwater Capital Management LP |
| Wilmington Savings Fund Society, FSB, as successor indenture trustee for the 6.875% Senior Notes due 2019, the 8.25% Senior Notes due 2019, and the 6.125% Senior Notes due 2034 of Nine West Holdings, Inc., Marc S Kirschner, as Trustee for the NWHI Litigation Trust and Marc S. Kirschner, as Trustee for the NWHI Litigation Trust |
| 20-3941 |
| November 23, 2020 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Other |
Docket Report
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This docket was last retrieved on March 10, 2022. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 315 CASE, before DC, RJS, JFB, HEARD.[3275377] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/10/2022 10:34 AM] |
| Filing 314 NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee Mary E. Belle, Kathleen Nedorostek Kaswell and Joseph Stafiniak, FILED. Service date 03/08/2022 by CM/ECF. [3273862] [20-3941] [Entered: 03/08/2022 01:39 PM] |
| Filing 312 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[3268401] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/28/2022 11:30 AM] |
| Filing 311 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED. Note: Listed counsel must log on to CM/ECF in order to view the attachment. [3260702] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/14/2022 03:05 PM] |
| Filing 308 CASE CALENDARING, for argument on 03/10/2022, B Panel, SET.[3240180] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 01/07/2022 04:59 PM] |
| Filing 303 CASE CALENDARING, for the week of 03/07/2022, PANEL B, PROPOSED.[3221743] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/02/2021 04:43 PM] |
| Filing 300 CASE CALENDARING, for the week of 01/17/2022, PROPOSED.[3188939] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 10/07/2021 04:31 PM] |
| Filing 296 FRAP 28(j) LETTER, dated 08/30/2021, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, RECEIVED. Service date 08/30/2021 by CM/ECF.[3164990] [20-3941] [Entered: 08/30/2021 05:55 PM] |
| Filing 294 ATTORNEY, Robert M. Kirby for Wayne Kulkin, in case 20-3941 Robert M. Kirby for Wayne Kulkin, in case 20-3981, [ # 293 ], ADDED.[3157259] [20-3941, 20-3257, 20-3981] [Entered: 08/17/2021 09:17 AM] |
| Filing 293 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Wayne Kulkin in 20-3941, 20-3981, FILED. Service date 08/16/2021 by CM/ECF. [3157156] [20-3941, 20-3981] [Entered: 08/16/2021 05:38 PM] |
| Filing 291 CURED DEFECTIVE LETTER [ # 290 ], on behalf of Appellee MFO Management Company in 20-3257, FILED.[3152280] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/06/2021 05:03 PM] |
| Filing 290 DEFECTIVE DOCUMENT, Brief, [289], on behalf of Appellee MFO Management Company in 20-3257, FILED.[3152184] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/06/2021 03:59 PM] |
| Filing 289 BRIEF, on behalf of Appellee MFO Management Company in 20-3257, 20-3941, FILED. Service date 08/06/2021 by CM/ECF. [3152137] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/06/2021 03:26 PM] |
| Filing 288 REPLY BRIEF, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 08/05/2021 by CM/ECF. [3151168] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 08/05/2021 03:10 PM] |
| Filing 285 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Y. David Scharf, Esq. for Appellee Kathleen Nedorostek Kaswell, Joseph Stafiniak and Mary E. Belle in 20-3941, Attorney Y. David Scharf, Esq. for Appellee Kathleen Nedorostek Kaswell in 20-3981, FILED. Service date 07/20/2021 by CM/ECF. [3141151] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/20/2021 05:46 PM] |
| Filing 283 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Gregg Lewis Weiner, Esq. for Appellee Defendant IL-2, Flexshares Morningstar United States Market Factor Tilt Index Fund, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3257, Attorney Gregg Lewis Weiner, Esq. for Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund and Defendant IL-2 in 20-3315, Attorney Gregg Lewis Weiner, Esq. for Appellee Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund, Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-1, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Diversified Alpha Group Trust, DAGT Small Cap Outliers, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Master Small Cap Index Series of Quantitative Master Series LLC, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund, Principal Funds Inc., Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Small Cap Index Fund, Geode Diversified Fund, MSCI U.S. IMI Index Fund B2 and Pentwater Capital Management LP in 20-3941, Attorney Gregg Lewis Weiner, Esq. for Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3952, Attorney Gregg Lewis Weiner, Esq. for Appellee Pentwater Capital Management LP in 20-3961, Attorney Gregg Lewis Weiner, Esq. for Appellee Diversified Alpha Group Trust, DAGT Small Cap Outliers, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio and Pacific Select-Fund-Small-Cap Index Portfolio in 20-3964, Attorney Gregg Lewis Weiner, Esq. for Appellee Diversified Alpha Group Trust, Master Small Cap Index Series of Quantitative Master Series LLC, BlackRock MSCI USA Small Cap Equity Index Fund, DAGT Small Cap Outliers, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B and MSCI U.S. IMI Index Fund B2 in 20-3980, Attorney Gregg Lewis Weiner, Esq. for Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund and Principal Funds Inc. in 20-3981, Attorney Gregg Lewis Weiner, Esq. for Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP and Geode Diversified Fund in 20-3992, Attorney Gregg Lewis Weiner, Esq. for Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Small Cap Index Fund, Geode Diversified Fund and Fidelity Total Market Index Fund in 20-3998, FILED. Service date 07/20/2021 by CM/ECF. [3140628] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/20/2021 10:39 AM] |
| Filing 281 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Edward A. Friedman, Esq. for Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Attorney Edward A. Friedman, Esq. for Appellant Wilmington Savings Fund Society, FSB in 20-3315, Attorney Edward A. Friedman, Esq. for Wilmington Savings Fund Society, FSB and Appellant Marc S Kirschner in 20-3326, Attorney Edward A. Friedman, Esq. for Appellant Marc S Kirschner in 20-3327, Attorney Edward A. Friedman, Esq. in 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 07/15/2021 by CM/ECF. [3138993] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/15/2021 07:41 PM] |
| Filing 278 LETTER, dated 07/06/2021, on behalf of Appellee Nicola Guarna and Robert Rodriguez in 20-3941, Pursuant to Federal Rule of Appellate Procedure 28(i), defendants-appellees Nicola Guarna and Robert Rodriguez hereby join in the Brief of Individual Shareholder Defendants-Appellees, ECF Doc. 289. , RECEIVED. Service date 06/14/2021 by CM/ECF.[3137485] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/14/2021 10:50 AM] |
| Filing 277 CURED DEFECTIVE DOCUMENT: BRIEF, [ # 275 ], on behalf of Appellee Wayne Kulkin in 20-3941, FILED.[3137410] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/14/2021 10:12 AM] |
| Filing 276 BRIEF, on behalf of Appellee Wayne Kulkin in 20-3941, 20-3981, FILED. Service date 07/14/2021 by CM/ECF. [3137352] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/14/2021 09:34 AM] |
| Filing 275 DEFECTIVE DOCUMENT, BRIEF, [273], on behalf of Appellee Wayne Kulkin in 20-3981, FILED.[3136882] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/13/2021 02:43 PM] |
| Filing 274 BRIEF, on behalf of Appellee Heather Harlan and George Sharp in 20-3941, 20-3981, FILED. Service date 07/06/2021 by CM/ECF. [3132362] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/06/2021 11:06 PM] |
| Filing 273 BRIEF, on behalf of Appellee Wayne Kulkin in 20-3941, 20-3981, FILED. Service date 07/06/2021 by CM/ECF. [3132347] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/06/2021 08:28 PM] |
| Filing 272 BRIEF, on behalf of Appellee Defendant IL-2, Flexshares Morningstar United States Market Factor Tilt Index Fund, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3257, 20-3315, Appellee Allianz Global Investors of America LP, BlackRock MSCI USA Small Cap Equity Index Fund, Brighthouse Funds Trust II, Calvert Variable Products, Inc., Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Defendant IL-2, Diversified Alpha Group Trust, DWS Small Cap Index VIP, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments Charitable Gift Fund, Fidelity Total Market Index Fund, Flexshares Morningstar United States Market Factor Tilt Index Fund, Geode Diversified Fund, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Legg Mason Royce U.S. Small Cap Opportunity Fund, Master Small Cap Index Series of Quantitative Master Series LLC, MSCI U.S. IMI Index Fund B2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Fund, Royce Institutional, LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, DWS Investment Management Americas, Inc. and Fidelity Small Cap Index Fund in 20-3941, 20-3952, Appellee Pentwater Capital Management LP in 20-3961, Appellee Diversified Alpha Group Trust, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio and Pacific Select-Fund-Small-Cap Index Portfolio in 20-3964, Appellee BlackRock MSCI USA Small Cap Equity Index Fund, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, MSCI U.S. IMI Index Fund B2, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund and U.S. Equity Market Fund B in 20-3980, Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds and Vanguard Valley Forge Funds in 20-3981, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Small Cap Index VIP, Geode Diversified Fund and DWS Investment Management Americas, Inc. in 20-3992, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Small Cap Index VIP, FIAM LLC, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Investments Charitable Gift Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, DWS Investment Management Americas, Inc. and Fidelity Small Cap Index Fund in 20-3998, FILED. Service date 07/06/2021 by CM/ECF. [3132307] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 07/06/2021 05:12 PM] |
| Filing 271 ATTORNEY, Dana Engel for Advisors Series Trust (Kellner Merger Fund), in case 20-3941 , [ # 267 ], ADDED.[3131745] [20-3941, 20-3257] [Entered: 07/06/2021 12:02 PM] |
| Filing 270 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Advisors Series Trust (Kellner Merger Fund), FILED. Service date 07/06/2021 by CM/ECF.[3131643] [20-3941] [Entered: 07/06/2021 11:12 AM] |
| Filing 269 ATTORNEY, Robert Radasevich, [ # 266 ], in place of attorney Lisa Steinberg, SUBSTITUTED.[3131577] [20-3941, 20-3257] [Entered: 07/06/2021 10:40 AM] |
| Filing 268 LETTER, on behalf of Appellee Milton Partners to inform the Court that the Attorney has changed law firms and no longer with Trachtenberg Rodes & Friedberg LLP and now with Trachtenberg & Arena, LLP. The Attorney will continue to represent appellee Milton Partners in connection with the above-referenced matter. RECEIVED. Service date 07/06/2021 by CM/ECF.[3131522] [20-3941]--[Edited 07/06/2021 by WD]--[Edited 07/06/2021 by WD] [Entered: 07/06/2021 10:10 AM] |
| Filing 267 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Advisors Series Trust (Kellner Merger Fund) in 20-3941, FILED. Service date 07/01/2021 by CM/ECF. [3131165] [20-3941, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3981] [Entered: 07/01/2021 05:16 PM] |
| Filing 266 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Advisors Series Trust (Kellner Merger Fund) in 20-3941, FILED. Service date 07/01/2021 by CM/ECF. [3131161] [20-3941, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3981] [Entered: 07/01/2021 05:12 PM] |
| Filing 265 Beth B. Dorfsman, Defendant - Appellee, TERMINATED.[3127690] [20-3941] [Entered: 06/28/2021 03:37 PM] |
| Filing 262 CURED DEFECTIVE FRAP 42 STIPULATION, With Prejudice [ # 255 ], on behalf of Appellant Marc S Kirschner in 20-3941, 20-3952, 20-3961, 20-3969, 20-3980, FILED.[3123922] [20-3257, 20-3315, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/22/2021 02:12 PM] |
| Filing 261 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Doctor Janet Carr, FILED. Service date 06/16/2021 by CM/ECF.[3121404] [20-3941] [Entered: 06/16/2021 01:53 PM] |
| Filing 259 ATTORNEY, Stuart Kagen for Beth B. Dorfsman Jeffrey Brisman Gregory Clark Scott Bowman Arundhati Kulkarni Larissa Sygida Lynne Bernstock Norman R. Veit Jr., in case 20-3941 Stuart Kagen for Gregory Clark Joseph A. Rosato Norman R Veit Jr. Scott Bowman Arundhati Kulkarni Larissa Sygida Lynne Bernstock, in case 20-3257, ADDED.[3121265] [20-3257, 20-3941] [Entered: 06/16/2021 12:06 PM] |
| Filing 258 ATTORNEY, Russell L. Bogart for Heather Roussel, in case 20-3941 Russell L. Bogart for Heather Roussel, in case 20-3981 , [ # 257 ], ADDED.[3121147] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/16/2021 10:30 AM] |
| Filing 257 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Heather Roussel in 20-3941, 20-3981, FILED. Service date 06/15/2021 by CM/ECF. [3120884] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/15/2021 04:37 PM] |
| Filing 256 FRAP 42 STIPULATION, With Prejudice, RECEIVED. Service date 06/14/2021 by CM/ECF.[3120135] [20-3257, 20-3315, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/14/2021 10:53 PM] |
| Filing 255 DEFECTIVE DOCUMENT, FRAP 42 STIPULATION, With Prejudice, [253], on behalf of Appellant Marc S Kirschner in 20-3257, FILED.[3118608] [20-3257, 20-3315, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/11/2021 03:22 PM] |
| Filing 253 FRAP 42 STIPULATION, With Prejudice, RECEIVED. Service date 06/10/2021 by CM/ECF.[3117861] [20-3257, 20-3315, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/10/2021 04:47 PM] |
| Filing 252 MOTION ORDER, granting Appellees an extension of time to 07/06/2021 to file answering briefs; granting Appellants 30 days thereafter to file reply brief [ # 247 ] filed by Appellees Joseph Stafiniak, Kathleen Nedorostek Kaswell and Mary E. Belle, Appellee Kathleen Nedorostek Kaswell, by JON, FILED. [3112254][252] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 06/02/2021 10:42 AM] |
| Filing 247 MOTION, to extend time, on behalf of Appellee Mary E. Belle, Kathleen Nedorostek Kaswell and Joseph Stafiniak in 20-3941, Appellee Kathleen Nedorostek Kaswell in 20-3981, FILED. Service date 05/31/2021 by CM/ECF. [3110730] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 05/31/2021 11:26 AM] |
| Filing 239 FRAP 28(j) LETTER, dated 03/19/2021, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, RECEIVED. Service date 03/19/2021 by CM/ECF.[3059925] [20-3941] [Entered: 03/19/2021 10:59 AM] |
| Filing 234 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Amicus Curiae Jagdeep S. Bhandari, Peter V. Marchetti, Esq. and Stephen McJohn , FILED. Service date 03/15/2021 by CM/ECF. [3056019] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998]--[Edited 03/15/2021 by WD] [Entered: 03/15/2021 11:36 AM] |
| Filing 232 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Movant Jagdeep S. Bhandari, Peter V. Marchetti, Stephen Michael McJohn, FILED. Service date 03/12/2021 by CM/ECF. [3055594] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998]--[Edited 03/15/2021 by WD] [Entered: 03/12/2021 07:22 PM] |
| Filing 231 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of -- Heather Harlan and George Sharp in 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, Appellee Heather Harlan and George Sharp in 20-3941, 20-3981, FILED. Service date 03/10/2021 by CM/ECF. [3052913] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/10/2021 11:21 AM] |
| Filing 230 CERTIFICATE OF SERVICE, for Brief and Special Appendix for Plaintiffs-Appellants and one copy of the Joint Appendix Volumes I & II, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3290, Marc S Kirschner and Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3941, 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF.[3050292] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 05:13 PM] |
| Filing 229 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF, email. [3050238] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 04:30 PM] |
| Filing 228 JOINT APPENDIX, volume 2 of 2, (pp. 296-591), on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF, email.[3050230] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 04:26 PM] |
| Filing 227 JOINT APPENDIX, volume 1 of 2, (pp. 1-295), on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, Appellant Marc S Kirschner in 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 03/05/2021 by CM/ECF, email.[3050228] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 03/05/2021 04:23 PM] |
| Filing 226 ATTORNEY, Ryan Lapine for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3257 , [ # 222 ], ADDED.[3043934] [20-3257, 20-3941, 20-3952, 20-3959, 20-3961] [Entered: 02/25/2021 09:09 AM] |
| Filing 225 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Wilmington Savings Fund Society, FSB in 20-3964, Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043772] [20-3964, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 07:07 PM] |
| Filing 224 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner in 20-3980, Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043771] [20-3980, 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 07:03 PM] |
| Filing 223 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3290, 20-3257, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043770] [20-3290, 20-3257, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 06:58 PM] |
| Filing 222 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3257, 20-3290, Appellant Wilmington Savings Fund Society, FSB in 20-3315, Appellant Marc S Kirschner in 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 02/24/2021 by CM/ECF. [3043768] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 02/24/2021 06:55 PM] |
| Filing 221 ATTORNEY, Robert Scott Saunders for Robert L. Mettler Mary Margaret Hastings Georgiadis Telendos, LLC Lowell W. Robinson Gerald C. Crotty The Sidney Kimmel Revocable Indenture of Trust Matthew H. Kamens Jeffrey D. Nuechterlein Robert & Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees. James A. Mitarotonda Ann Marie C Wilkins Sidney Kimmel John D. Demsey, in case 20-3941 , [ # 219 ], ADDED.[3040276] [20-3941] [Entered: 02/19/2021 06:05 PM] |
| Filing 220 ATTORNEY, Robert Scott Saunders for Mary Margaret Hastings Georgiadis Telendos, LLC, in case 20-3952 , [ # 3040153-2 ], ADDED.[3040236] [20-3952, 20-3941, 20-3959, 20-3961] [Entered: 02/19/2021 05:42 PM] |
| Filing 219 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Ann Marie C Wilkins, Gerald C. Crotty, James A. Mitarotonda, Jeffrey D. Nuechterlein, John D. Demsey, Lowell W. Robinson, Mary Margaret Hastings Georgiadis, Matthew H. Kamens, Robert & Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees., Robert L. Mettler, Sidney Kimmel, Telendos, LLC and The Sidney Kimmel Revocable Indenture of Trust, FILED. Service date 02/19/2021 by CM/ECF. [3040171] [20-3941] [Entered: 02/19/2021 04:51 PM] |
| Filing 218 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiadis, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert & Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees., Lowell W. Robinson, Telendos, LLC, The Sidney Kimmel Revocable Indenture of Trust and Ann Marie C Wilkins, FILED. Service date 01/21/2021 by CM/ECF.[3018393] [20-3941] [Entered: 01/21/2021 09:50 PM] |
| Filing 217 ATTORNEY,Scott D. Musoff, [ # 3016447-2 ], in place of attorney Robert S. Saunders, SUBSTITUTED.[3018222] [20-3964, 20-3335, 20-3941, 20-3952, 20-3959] [Entered: 01/21/2021 04:11 PM] |
| Filing 216 UNDELIVERABLE MAIL, to USCA from USPS, RECEIVED.[3017377] [20-3941, 20-3257] [Entered: 01/20/2021 04:53 PM] |
| Filing 215 UNDELIVERABLE MAIL, to USCA from USPS, RECEIVED.[3017363] [20-3941, 20-3257] [Entered: 01/20/2021 04:43 PM] |
| Filing 213 ATTORNEY, Scott D. Musoff, [ # 212 ], in place of attorney Robert S. Saunders, SUBSTITUTED.[3016741] [20-3941] [Entered: 01/20/2021 10:23 AM] |
| Filing 214 LETTER, dated 01/19/2021, on behalf of Appellee Panagora Asset Management Inc., The Appellee informing this Court they should not be listed as Appellee on the appeal due to the voluntarily dismissed by stipulation from the matters underlying the Appeal on March 31, 2020 , RECEIVED. Service date 01/20/2021 by CM/ECF.[3017316] [20-3941] [Entered: 01/20/2021 04:14 PM] |
| Filing 212 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Robert L. Mettler, FILED. Service date 01/19/2021 by CM/ECF. [3016438] [20-3941] [Entered: 01/19/2021 05:32 PM] |
| Filing 210 ATTORNEY Andrew G. Devore, for Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund, TERMINATED.[3009390] [20-3998, 20-3257, 20-3941] [Entered: 01/08/2021 12:04 PM] |
| Filing 209 ATTORNEY, Adam M. Harris, for Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund, TERMINATED.[3009329] [20-3998, 20-3257, 20-3941] [Entered: 01/08/2021 11:37 AM] |
| Filing 208 ATTORNEY, Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3941 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3315 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3257 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3334 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3335 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3327 Emily Gildar Wagner for Lincoln Institute of Land Policy, in case 20-3992 , [ # 205 ], ADDED.[3008874] [20-3257, 20-3298, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3992, 20-3998] [Entered: 01/07/2021 06:01 PM] |
| Filing 207 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Lincoln Institute of Land Policy, FILED. Service date 01/07/2021 by CM/ECF.[3008870] [20-3941] [Entered: 01/07/2021 05:58 PM] |
| Filing 206 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Lincoln Institute of Land Policy, FILED. Service date 01/07/2021 by CM/ECF.[3008867] [20-3941] [Entered: 01/07/2021 05:57 PM] |
| Filing 205 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Lincoln Institute of Land Policy in 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3992, 20-3998, FILED. Service date 01/07/2021 by CM/ECF. [3008835] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3992, 20-3998] [Entered: 01/07/2021 05:27 PM] |
| Filing 204 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Milton Partners, FILED. Service date 01/07/2021 by CM/ECF.[3008799] [20-3941] [Entered: 01/07/2021 04:56 PM] |
| Filing 203 LETTER, on behalf of Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund, Attorney Adam M. Harris requestiing for withdrawal as counsel for the following Defendants-Appellees as identified in Appeal No. 20-3998 and Consolidated Appeal Nos. 20-3257 and 20-3941 RECEIVED. Service date 01/07/2021 by CM/ECF.[3008789] [20-3941]--[Edited 01/07/2021 by WD]--[Edited 01/07/2021 by WD] [Entered: 01/07/2021 04:52 PM] |
| Filing 202 LETTER, on behalf of Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund, Attorney Andrew G. Devore requestiing for withdrawal as counsel for the following Defendants-Appellees as identified in Appeal No. 20-3998 and Consolidated Appeal Nos. 20-3257 and 20-3941 RECEIVED. Service date 01/07/2021 by CM/ECF.[3008773] [20-3941]--[Edited 01/07/2021 by WD] [Entered: 01/07/2021 04:45 PM] |
| Filing 201 LETTER, on behalf of Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund, Attorney Gregg L. Weiner requestiing for withdrawal as counsel for the following Defendants-Appellees as identified in Appeal No. 20-3998 and Consolidated Appeal Nos. 20-3257 and 20-3941 RECEIVED. Service date 01/07/2021 by CM/ECF.[3008751] [20-3941]--[Edited 01/07/2021 by WD] [Entered: 01/07/2021 04:37 PM] |
| Filing 200 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Gotham Absolute Return Fund, FILED. Service date 01/07/2021 by CM/ECF.[3008115] [20-3941] [Entered: 01/07/2021 11:12 AM] |
| Filing 199 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Milton Partners, FILED. Service date 01/07/2021 by CM/ECF.[3008030] [20-3941] [Entered: 01/07/2021 10:29 AM] |
| Filing 198 ATTORNEY, Brian Raphel for Fidelity Northstar Fund Fidelity Balanced Income Currency Neutral Private Pool Fidelity Balanced Private Pool Fidelity Income Allocation Fund Fidelity Monthly Income Fund Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Asset Allocation Private Pool Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool, in case 20-3941 Brian Raphel for Fidelity Northstar Fund Fidelity Balanced Income Currency Neutral Private Pool Fidelity Balanced Private Pool Fidelity Income Allocation Fund Fidelity Monthly Income Fund Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Asset Allocation Private Pool Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool, in case 20-3998 , [ # 194 ], ADDED.[3007970] [20-3941, 20-3257, 20-3998] [Entered: 01/07/2021 10:03 AM] |
| Filing 197 ATTORNEY, Michael S. Doluisio for Fidelity Northstar Fund Fidelity Balanced Private Pool Fidelity Income Allocation Fund Fidelity Monthly Income Fund Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool, in case 20-3941 Michael S. Doluisio for Fidelity Northstar Fund Fidelity Balanced Income Currency Neutral Private Pool Fidelity Balanced Private Pool Fidelity Income Allocation Fund Fidelity Monthly Income Fund Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Asset Allocation Private Pool Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool, in case 20-3998 , [3007758], ADDED.[3007758] [20-3941, 20-3998]--[Edited 01/06/2021 by WD]--[Edited 01/06/2021 by WD]--[Edited 01/06/2021 by WD]--[Edited 01/06/2021 by WD] [Entered: 01/06/2021 05:29 PM] |
| Filing 195 ATTORNEY, Joshua D. N. Hess, [ # 192 ], in place of attorney Greg L. Weiner, SUBSTITUTED.[3007545] [20-3941, 20-3257, 20-3998] [Entered: 01/06/2021 03:07 PM] |
| Filing 194 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund in 20-3941, 20-3998, FILED. Service date 01/06/2021 by CM/ECF. [3007328] [20-3941, 20-3998] [Entered: 01/06/2021 12:31 PM] |
| Filing 193 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund in 20-3941, 20-3998, FILED. Service date 01/06/2021 by CM/ECF. [3007312] [20-3941, 20-3998] [Entered: 01/06/2021 12:21 PM] |
| Filing 192 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund in 20-3941, Appellee Fidelity Asset Allocation Private Pool, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Income Allocation Fund, Fidelity Monthly Income Fund and Fidelity Northstar Fund in 20-3998, FILED. Service date 01/06/2021 by CM/ECF. [3007282] [20-3941, 20-3998] [Entered: 01/06/2021 12:03 PM] |
| Filing 191 LETTER, dated 01/05/2021, on behalf of Appellee Milton Partners in 20-3941, Appellee Milton Partners notification of counsel repersenting them on the appeal, RECEIVED. Service date 01/05/2021 by CM/ECF.[3006596] [20-3941, 20-3257] [Entered: 01/05/2021 03:51 PM] |
| Filing 190 MOTION ORDER, granting motion to amend captions/part listings, [ # 187 ] filed by Appellee Mary Margaret Hastings Georgiadis and Telendos, LLC, Appellee Gerald C. Crotty, Mary Margaret Hastings Georgiadis, Telendos, LLC, Ann Marie C Wilkins, Sidney Kimmel, The Sidney Kimmel Revocable Indenture of Trust, John D. Demsey, Matthew H. Kamens, James A. Mitarotonda, Jeffrey D. Nuechterlein, Lowell W. Robinson and Robert & Susan Mettler Family Trust U/A 3/27/06, Appellee Robert & Susan Mettler Family Trust U/A 3/27/06, FILED. [3005326][190] [20-3257, 20-3941, 20-3964, 20-3980] [Entered: 01/04/2021 02:18 PM] |
| Filing 187 MOTION, to amend document, on behalf of Appellee Mary Margaret Hastings Georgiadis and Telendos, LLC in 20-3257, Appellee Ann Marie C Wilkins, Gerald C. Crotty, James A. Mitarotonda, Jeffrey D. Nuechterlein, John D. Demsey, Lowell W. Robinson, Mary Margaret Hastings Georgiadis, Matthew H. Kamens, Sidney Kimmel, Telendos, LLC, The Sidney Kimmel Revocable Indenture of Trust and Robert & Susan Mettler Family Trust U/A 3/27/06 in 20-3941, Appellee Robert & Susan Mettler Family Trust U/A 3/27/06 in 20-3964, 20-3980, FILED. Service date 12/23/2020 by CM/ECF. [3000100] [20-3257, 20-3941, 20-3964, 20-3980] [Entered: 12/23/2020 01:22 PM] |
| Filing 186 NEW CASE MANAGER, Wilson Dudley, ASSIGNED.[2999165] [20-3959, 20-3941, 20-3952, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/22/2020 02:18 PM] |
| Filing 184 NOTE: See lead case, 20-3257, containing complete set of docket entries.[2998349] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/21/2020 04:28 PM] |
| Filing 182 MOTION ORDER, granting motion to consolidate appeals and Case Management Order, [ # 2988739-2 ] filed by Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner, in 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, granting motion to consolidate appeals [ # 144 ] filed by Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner in 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, by JON, FILED. [2998294][182] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/21/2020 04:09 PM] |
| Filing 176 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, informing Court of proposed due date 03/05/2021, RECEIVED. Service date 12/18/2020 by CM/ECF.[2996971] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/18/2020 03:39 PM] |
| Filing 174 INSTRUCTIONAL FORMS, to Pro Se litigant, SENT.[2996206] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/18/2020 08:37 AM] |
| Filing 173 NOTICE, to Appellee American International Group Inc., Bluecrest Capital Management Ltd., Boston Partners All-Cap Value Fund, Chi Operating Investment Program, LP, Chrysler World IMI Equity Index - ND, Dreman Contrarian Funds, EQ Advisors Trust, EQ Advisors Trust, JPMorgan Systematic Alpha Fund, KBC Equity Fund - Fallen Angels, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Strategic Satellites, Lincoln Variable Insurance Products Trust, Merrill Lynch Investment, Milton Partners, Multimanager Small Cap Value Portfolio, Odin Holdings LP, Panagora Asset Management Inc., Pillsbury, Pinebridge Investments LP, Quantitative Master Series LLC, RBB Fund, Inc., SEI Institutional Investments Trust, SEI Institutional Managed Trust, Securian Life Insurance Co., TFS Capital LLC, Talcott Resolution Life Insurance Co., The Hartford Life Insurance Company, Tradition Securities and Derivatives Inc., Tudor Trading I, LP and Virtu Americas LLC in 20-3941, Appellee American International Group Inc., Bluecrest Capital Management Ltd., Chi Operating Investment Program, LP, Chrysler World IMI Equity Index - ND, Dreman Contrarian Funds, EQ Advisors Trust, EQ Advisors Trust, JPMorgan Systematic Alpha Fund, KBC Equity Fund - Fallen Angels, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Strategic Satellites, Lincoln Variable Insurance Products Trust, Multimanager Small Cap Value Portfolio, Odin Holdings LP, Pinebridge Investments LP, Quantitative Master Series LLC, RBB Fund, Inc., SEI Institutional Investments Trust, SEI Institutional Managed Trust, Securian Life Insurance Co., TFS Capital LLC and Talcott Resolution Life Insurance Co. in 20-3981, Appellee Boston Partners All-Cap Value Fund and Panagora Asset Management Inc. in 20-3992, 20-3998, regarding a corporation proceeding Pro Se, and requesting a response 30 days from the date of this letter, SENT.[2996191] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/18/2020 08:26 AM] |
| Filing 172 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee FedEx Corporation, FILED. Service date 12/17/2020 by CM/ECF.[2996100] [20-3941] [Entered: 12/17/2020 07:36 PM] |
| Filing 171 NON-ADMITTED ATTORNEY, Attorney Stephen Christopher Johnson, Esq. for Appellee George M. Klabin in 20-3941, 20-3964, 20-3980, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[2994719] [20-3941, 20-3964, 20-3980] [Entered: 12/16/2020 11:31 AM] |
| Filing 170 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Consolidated Edison Company of New York, Inc., FILED. Service date 12/15/2020 by CM/ECF.[2993864] [20-3941] [Entered: 12/15/2020 11:17 AM] |
| Filing 169 NEW CASE MANAGER, Wilson Dudley, ASSIGNED.[2993388] [20-3952] [Entered: 12/14/2020 04:48 PM] |
| Filing 167 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Hallador Balanced Fund LLC, Towle Capital Partners II LP, Towle Capital Partners LP and Towle Deep Value Fund, FILED. Service date 12/14/2020 by CM/ECF.[2993337] [20-3941] [Entered: 12/14/2020 04:21 PM] |
| Filing 165 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee HFR Asset Management, L.L.C., FILED. Service date 12/14/2020 by CM/ECF.[2993224] [20-3941] [Entered: 12/14/2020 03:21 PM] |
| Filing 162 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Consolidated Edison Company of New York, Inc., FILED. Service date 12/10/2020 by CM/ECF.[2990603] [20-3941] [Entered: 12/10/2020 07:48 AM] |
| Filing 161 ATTORNEY, William W. Thorsness for HFR Asset Management, L.L.C., in case 20-3952 William W. Thorsness for HFR Asset Management, L.L.C., in case 20-3941 , [ # 160 ], ADDED.[2990198] [20-3941, 20-3952] [Entered: 12/09/2020 02:46 PM] |
| Filing 160 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HFR Asset Management, L.L.C. in 20-3941, 20-3952, FILED. Service date 12/09/2020 by CM/ECF. [2990146] [20-3941, 20-3952] [Entered: 12/09/2020 02:17 PM] |
| Filing 159 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee HFR Asset Management, L.L.C., FILED. Service date 12/09/2020 by CM/ECF.[2990129] [20-3941] [Entered: 12/09/2020 02:09 PM] |
| Filing 158 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Allianz Global Investors of America LP, BlackRock MSCI USA Small Cap Equity Index Fund, Brighthouse Funds Trust II, Calvert Variable Products, Inc., Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Diversified Alpha Group Trust, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Flexshares Morningstar United States Market Factor Tilt Index Fund, Geode Diversified Fund, Defendant IL-2, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Legg Mason Royce U.S. Small Cap Opportunity Fund, Master Small Cap Index Series of Quantitative Master Series LLC, MSCI U.S. IMI Index Fund B2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, Principal Funds Inc., Principal Funds Inc., Proshares Trust, Royce Fund, Royce Institutional, LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds and Vanguard World Fund, FILED. Service date 12/09/2020 by CM/ECF.[2989813] [20-3941] [Entered: 12/09/2020 11:50 AM] |
| Filing 157 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, Gabelli 787 Fund, Inc., Gabelli Global Series Fund Inc., Gabelli Investor Funds Inc., Joseph R. Gromek, The Arbitrage Event-Driven Fund, The Arbitrage Fund and The GDL Fund, FILED. Service date 12/09/2020 by CM/ECF.[2989773] [20-3941] [Entered: 12/09/2020 11:29 AM] |
| Filing 155 ATTORNEY, Ross E. Firsenbaum for Susquehanna International Group LLP State Street Global Advisors Gardner Lewis Merger Arbitrage Fund II, L.P. State Street Bank Maya Account Holder Gardner Lewis Merger Arbitrage Fund, L.P. State Street Global Advisors Russell Special Small Company Fund State Street Global Advisors Total ETF State Street Global Advisors Russell 2000 Value Fund CTF State Street Global Advisors Russell Special Small Company Fund CTF Gardner Lewis Event Driven Fund, L.P. Hartford Schroders US Small Cap Opportunities Fund of The Hartford Mutual Funds II, Inc. State Street Global Advisors Russell 3000 Index Fund SL SER A State Street North America Confidential Client 1 FOF State Street Global Advisors U.S. Extended Market Index Fund State Street Global Advisors Russell 1000 Value Fund CTF State Street Global Advisors Russell Small Cap Fund Complete S/L A State Street North America Confidential Client 1 Domestic Ishares 405 State Street Global Advisors Russell 3000 Index Fund State Street North America Confidential Client 1 Domestic Equities State Street Global Advisors Russell 2000 Index Fund, in case 20-3941 Ross E. Firsenbaum for State Street Global Advisors State Street Bank Maya Account Holder State Street Global Advisors U.S. Extended Market Index Fund State Street Global Advisors Russell 3000 Index Fund CTF State Street Global Advisors Russell Special Small Company Fund State Street Global Advisors Russell 1000 Value Fund CTF State Street Global Advisors Russell Small Cap Fund Complete S/L A State Street Global Advisors Russell 3000 Index Fund State Street Global Advisors Total ETF State Street Global Advisors Russell 2000 Index Fund State Street Global Advisors Russell 2000 Value Fund CTF State Street Global Advisors Russell Special Small Company Fund CTF, in case 20-3998 Ross E. Firsenbaum for State Street Global Advisors State Street Bank Maya Account Holder State Street Global Advisors Russell 3000 Index Fund CTF State Street Global Advisors Russell Special Small Company Fund State Street Global Advisors Total ETF State Street Global Advisors Russell 2000 Value Fund CTF State Street Global Advisors Russell Special Small Company Fund CTF State Street Global Advisors Russell 3000 Index Fund SL SER A State Street Global Advisors U.S. Extended Market Index Fund State Street Global Advisors Russell 1000 Value Fund CTF State Street Global Advisors Russell Small Cap Fund Complete S/L A State Street Global Advisors Russell 3000 Index Fund State Street Global Advisors Russell 2000 Index Fund, in case 20-3992 Ross E. Firsenbaum for Susquehanna International Group LLP, in case 20-3981 , [ # 151 ], ADDED.[2989367] [20-3941, 20-3981, 20-3992, 20-3998] [Entered: 12/09/2020 06:54 AM] |
| Filing 153 ATTORNEY, Andrew J. Entwistle for Joseph R. Gromek Gabelli Global Series Fund Inc., in case 20-3941, ADDED.[2989290] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 05:38 PM] |
| Filing 152 ATTORNEY, Dana Engel for Towle Deep Value Fund Hallador Balanced Fund LLC Towle Capital Partners II LP Towle Capital Partners LP, in case 20-3941, [ # 148 ], ADDED.[2989202] [20-3941] [Entered: 12/08/2020 04:25 PM] |
| Filing 151 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P., Gardner Lewis Merger Arbitrage Fund, L.P., Hartford Schroders US Small Cap Opportunities Fund of The Hartford Mutual Funds II, Inc., State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors U.S. Extended Market Index Fund, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF and Susquehanna International Group LLP in 20-3941, Appellee Susquehanna International Group LLP in 20-3981, Appellee State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors U.S. Extended Market Index Fund, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund and State Street Global Advisors Russell Special Small Company Fund CTF in 20-3992, 20-3998, FILED. Service date 12/08/2020 by CM/ECF. [2989167] [20-3941, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 04:07 PM] |
| Filing 150 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Research Affiliates Equity US Large, L.P., FILED. Service date 12/08/2020 by CM/ECF.[2989132] [20-3941] [Entered: 12/08/2020 03:47 PM] |
| Filing 149 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P., Gardner Lewis Merger Arbitrage Fund, L.P., Hartford Schroders US Small Cap Opportunities Fund of The Hartford Mutual Funds II, Inc., State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors Total ETF, State Street Global Advisors U.S. Extended Market Index Fund and Susquehanna International Group LLP, FILED. Service date 12/08/2020 by CM/ECF.[2989097] [20-3941] [Entered: 12/08/2020 03:36 PM] |
| Filing 148 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Towle Capital Partners II LP, Towle Capital Partners LP, Hallador Balanced Fund LLC, WCFS Inc. and Towle Deep Value Fund, FILED. Service date 12/08/2020 by CM/ECF. [2989096] [20-3941] [Entered: 12/08/2020 03:35 PM] |
| Filing 147 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Towle Capital Partners LP, Hallador Balanced Fund LLC and Towle Capital Partners II LP, FILED. Service date 12/08/2020 by CM/ECF.[2989012] [20-3941] [Entered: 12/08/2020 02:48 PM] |
| Filing 145 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellant Wilmington Savings Fund Society, FSB, FILED. Service date 12/08/2020 by CM/ECF.[2988753] [20-3941] [Entered: 12/08/2020 11:49 AM] |
| Filing 144 MOTION, to consolidate appeals, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 12/08/2020 by CM/ECF. [2988743] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 11:44 AM] |
| Filing 143 ATTORNEY, Howard Seife for Wayne Kulkin, in case 20-3941 Howard Seife for Wayne Kulkin, in case 20-3981 , [ # 106 ], ADDED.[2988514] [20-3941, 20-3981] [Entered: 12/08/2020 09:16 AM] |
| Filing 142 CAPTION, Party designation changed for Mary E. Belle, Joseph Stafiniak, and Fidelity Total Market Index Fund, MSCI U.S. IMI Index Fund B2, AKA Blackrock MSCI U.S. IMI Index Fund B2, Pentwater Capital Management added to case and caption, AMENDED.[2988452] [20-3941] [Entered: 12/08/2020 08:28 AM] |
| Filing 141 ATTORNEY, Andrew G. Devore for Northern Small Cap Value Fund Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3952 Andrew G. Devore for Royce Institutional, LLC Russell 2500 Index Fund Fidelity Monthly Income Fund Oppenheimer Global Multi Strategies Fund FIAM LLC Russell 3000 Index Non-Lendable Fund Vanguard Institutional Total Stock Market Index Trust Master Small Cap Index Series of Quantitative Master Series LLC Pacific Select Fund-PD Small-Cap Value Index Portfolio Vanguard Valley Forge Funds Fidelity Concord Street Trust-Fidelity Extended Market Index Fund iShares Russell 2000 Value ETF Fidelity Concord Street Trust-Fidelity Total Market Index Fund Russell 2000 Index Non-Lendable Fund iShares Europe Vanguard Russell 2000 Value Index Trust Fidelity Northstar Fund Pacific Select Fund-Small-Cap Equity Portfolio Fidelity Income Allocation Fund Fidelity Total Market Index Fund Pacific Select-Fund-Small-Cap Index Portfolio Fidelity Investments Charitable Gift Fund Legg Mason Royce U.S. Small Cap Opportunity Fund Russell 3000 Index Fund Diversified Alpha Group Trust Vanguard World Fund Vanguard Index Funds Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Royce Fund Valued Advisers Trust iShares MSCI USA Small Cap UCITS ETF Fidelity Balanced Income Currency Neutral Private Pool Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Quantitative Master Series LLC Russell 2000 Index Fund MSCI U.S. IMI Index Fund B2 Fidelity Balanced Private Pool iShares Morningstar Small-Cap Value ETF Ishares Russell 2000 ETF Vanguard Institutional Index Funds iShares Russell 3000 ETF Principal Variable Contracts Funds Inc. Principal Funds Inc. Fidelity Investments Vanguard Scottsdale Funds Vanguard International Equity Index Funds Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool Proshares Trust DWS Investment Management Americas, Inc. Northern Small Cap Value Fund Russell 2000 Alpha Tilts Fund B Fidelity Asset Allocation Private Pool Pentwater Capital Management LP Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3941 Andrew G. Devore for Diversified Alpha Group Trust Pacific Select Fund-PD Small-Cap Value Index Portfolio Pacific Select Fund-Small-Cap Equity Portfolio Pacific Select-Fund-Small-Cap Index Portfolio, in case 20-3964 Andrew G. Devore for Pentwater Capital Management LP, in case 20-3961 Andrew G. Devore for Fidelity Northstar Fund Fidelity Balanced Income Currency Neutral Private Pool Fidelity Income Allocation Fund Fidelity Investments Fidelity Total Market Index Fund Brighthouse Funds Trust II Fidelity Monthly Income Fund Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Fidelity Balanced Income Private Pool FIAM LLC Fidelity Investments Charitable Gift Fund Fidelity Balanced Currency Neutral Private Pool DWS Investment Management Americas, Inc. Fidelity Balanced Private Pool Fidelity Concord Street Trust-Fidelity Extended Market Index Fund Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Concord Street Trust-Fidelity Total Market Index Fund Fidelity Asset Allocation Private Pool Geode Diversified Fund, in case 20-3998 Andrew G. Devore for Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Columbia Multi-Manager Alternative Strategies Fund Geode Diversified Fund DWS Investment Management Americas, Inc., in case 20-3992 Andrew G. Devore for Vanguard Russell 2000 Value Index Trust Royce Institutional, LLC Vanguard Institutional Index Funds Principal Variable Contracts Funds Inc. Principal Funds Inc. Vanguard Scottsdale Funds Vanguard International Equity Index Funds Quantitative Master Series LLC Oppenheimer Global Multi Strategies Fund Proshares Trust Vanguard Institutional Total Stock Market Index Trust Vanguard Valley Forge Funds Vanguard World Fund Vanguard Index Funds Valued Advisers Trust, in case 20-3981 Andrew G. Devore for Ishares Russell 2000 ETF Pacific Select Fund-Small-Cap Equity Portfolio Russell 2500 Index Fund iShares Russell 3000 ETF Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Pacific Select-Fund-Small-Cap Index Portfolio Russell 2000 Index Fund Russell 3000 Index Fund Russell 3000 Index Non-Lendable Fund MSCI U.S. IMI Index Fund B2 Diversified Alpha Group Trust Master Small Cap Index Series of Quantitative Master Series LLC iShares Morningstar Small-Cap Value ETF iShares Russell 2000 Value ETF Russell 2000 Alpha Tilts Fund B Russell 2000 Index Non-Lendable Fund iShares Europe iShares MSCI USA Small Cap UCITS ETF, in case 20-3980 , [ # 134 ], ADDED.[2988451] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 08:26 AM] |
| Filing 140 ATTORNEY, Adam Michael Harris for Flexshares Morningstar United States Market Factor Tilt Index Fund Northern Small Cap Value Fund Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3952 Adam Michael Harris for Royce Institutional, LLC Russell 2500 Index Fund Allianz Global Investors of America LP Fidelity Monthly Income Fund Oppenheimer Global Multi Strategies Fund FIAM LLC Russell 3000 Index Non-Lendable Fund Vanguard Institutional Total Stock Market Index Trust U.S. Equity Market Fund B Master Small Cap Index Series of Quantitative Master Series LLC Pacific Select Fund-PD Small-Cap Value Index Portfolio Vanguard Valley Forge Funds Fidelity Concord Street Trust-Fidelity Extended Market Index Fund iShares Russell 2000 Value ETF BlackRock MSCI USA Small Cap Equity Index Fund Fidelity Concord Street Trust-Fidelity Total Market Index Fund Flexshares Morningstar United States Market Factor Tilt Index Fund Russell 2000 Index Non-Lendable Fund iShares Europe Vanguard Russell 2000 Value Index Trust Fidelity Northstar Fund Pacific Select Fund-Small-Cap Equity Portfolio Fidelity Income Allocation Fund Fidelity Total Market Index Fund Brighthouse Funds Trust II Pacific Select-Fund-Small-Cap Index Portfolio Fidelity Investments Charitable Gift Fund Legg Mason Royce U.S. Small Cap Opportunity Fund Russell 3000 Index Fund Diversified Alpha Group Trust Vanguard World Fund Vanguard Index Funds Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Royce Fund Geode Diversified Fund iShares MSCI USA Small Cap UCITS ETF Fidelity Balanced Income Currency Neutral Private Pool Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Quantitative Master Series LLC Russell 2000 Index Fund MSCI U.S. IMI Index Fund B2 Fidelity Balanced Private Pool iShares Morningstar Small-Cap Value ETF U.S. Equity Market Fund Ishares Russell 2000 ETF Vanguard Institutional Index Funds iShares Russell 3000 ETF Principal Variable Contracts Funds Inc. Principal Funds Inc. Fidelity Investments Vanguard Scottsdale Funds Vanguard International Equity Index Funds Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Calvert Variable Products, Inc. Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool Proshares Trust DWS Investment Management Americas, Inc. Northern Small Cap Value Fund Russell 2000 Alpha Tilts Fund B Fidelity Asset Allocation Private Pool Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3941 Adam Michael Harris for Diversified Alpha Group Trust Pacific Select Fund-PD Small-Cap Value Index Portfolio Pacific Select Fund-Small-Cap Equity Portfolio Pacific Select-Fund-Small-Cap Index Portfolio, in case 20-3964 Adam Michael Harris for Fidelity Northstar Fund Fidelity Balanced Income Currency Neutral Private Pool Fidelity Income Allocation Fund Fidelity Investments Fidelity Total Market Index Fund Brighthouse Funds Trust II Fidelity Monthly Income Fund Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Fidelity Balanced Income Private Pool FIAM LLC Fidelity Investments Charitable Gift Fund Fidelity Balanced Currency Neutral Private Pool DWS Investment Management Americas, Inc. Fidelity Balanced Private Pool Fidelity Concord Street Trust-Fidelity Extended Market Index Fund Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Concord Street Trust-Fidelity Total Market Index Fund Fidelity Asset Allocation Private Pool Geode Diversified Fund, in case 20-3998 Adam Michael Harris for Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Brighthouse Funds Trust II Columbia Multi-Manager Alternative Strategies Fund Geode Diversified Fund DWS Investment Management Americas, Inc., in case 20-3992 Adam Michael Harris for Vanguard Russell 2000 Value Index Trust Royce Institutional, LLC Vanguard Institutional Index Funds Allianz Global Investors of America LP Principal Variable Contracts Funds Inc. Principal Funds Inc. Vanguard Scottsdale Funds Vanguard International Equity Index Funds Calvert Variable Products, Inc. Quantitative Master Series LLC Oppenheimer Global Multi Strategies Fund Proshares Trust Vanguard Institutional Total Stock Market Index Trust Vanguard Valley Forge Funds Vanguard World Fund Vanguard Index Funds, in case 20-3981 Adam Michael Harris for Ishares Russell 2000 ETF Pacific Select Fund-Small-Cap Equity Portfolio Russell 2500 Index Fund iShares Russell 3000 ETF Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Pacific Select-Fund-Small-Cap Index Portfolio Russell 2000 Index Fund Russell 3000 Index Fund Russell 3000 Index Non-Lendable Fund MSCI U.S. IMI Index Fund B2 U.S. Equity Market Fund B Diversified Alpha Group Trust Master Small Cap Index Series of Quantitative Master Series LLC iShares Morningstar Small-Cap Value ETF iShares Russell 2000 Value ETF U.S. Equity Market Fund BlackRock MSCI USA Small Cap Equity Index Fund Russell 2000 Alpha Tilts Fund B Russell 2000 Index Non-Lendable Fund iShares Europe iShares MSCI USA Small Cap UCITS ETF, in case 20-3980 , [ # 133 ], ADDED.[2988444] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 08:03 AM] |
| Filing 139 ATTORNEY, Andrew Gordon for John T McClain Ira M. Dansky Christopher R. Cade Tami Fersko Joseph T. Donnalley Aida Tejero-Decolli Richard L. Dickson Wesley R Card Ira Martin Dansky Revocable Trust Cynthia DiPietrantonio Dianne Card, in case 20-3941 Andrew Gordon for Richard L. Dickson, in case 20-3964 Andrew Gordon for Ira M. Dansky Christopher R. Cade Ira Martin Dansky Revocable Trust, in case 20-3961 Andrew Gordon for Wesley R Card Dianne Card, in case 20-3998 Andrew Gordon for John T McClain Tami Fersko Cynthia DiPietrantonio, in case 20-3969 Andrew Gordon for Ira M. Dansky Christopher R. Cade Ira Martin Dansky Revocable Trust, in case 20-3959 Andrew Gordon for Wesley R Card Dianne Card, in case 20-3992 Andrew Gordon for Joseph T. Donnalley Aida Tejero-Decolli, in case 20-3981 Andrew Gordon for Richard L. Dickson, in case 20-3980 , [ # 131 ], ADDED.[2988438] [20-3980, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 07:09 AM] |
| Filing 138 ATTORNEY, Gregg L. Weiner, for Defendant IL-1, TERMINATED.[2988437] [20-3941, 20-3952] [Entered: 12/08/2020 06:54 AM] |
| Filing 136 ATTORNEY, Danielle C. Lesser for Kathleen Nedorostek Kaswell, in case 20-3941 Danielle C. Lesser for Kathleen Nedorostek Kaswell, in case 20-3981 , [ # 129 ], ADDED.[2988435] [20-3941, 20-3981] [Entered: 12/08/2020 06:27 AM] |
| Filing 134 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Quantitative Master Series LLC, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Royce Fund, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund, Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, DWS Small Cap Index VIP, Geode Diversified Fund, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund and Legg Mason Royce U.S. Small Cap Opportunity Fund in 20-3941, Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3952, Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio and Diversified Alpha Group Trust in 20-3964, Appellee Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, U.S. Equity Market Fund and U.S. Equity Market Fund B in 20-3980, Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Quantitative Master Series LLC, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds and Vanguard World Fund in 20-3981, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, DWS Small Cap Index VIP, Geode Diversified Fund, Columbia Multi-Manager Alternative Strategies Fund and DWS Investment Management Americas, Inc. in 20-3992, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, DWS Small Cap Index VIP, Geode Diversified Fund, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund and Fidelity Small Cap Index Fund in 20-3998, FILED. Service date 12/07/2020 by CM/ECF. [2988384] [20-3941, 20-3952, 20-3961, 20-3964, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 09:30 PM] |
| Filing 133 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Quantitative Master Series LLC, Royce Institutional, LLC, Valued Advisers Trust, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund, Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Geode Diversified Fund, FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Legg Mason Royce U.S. Small Cap Opportunity Fund and Royce Fund in 20-3941, Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3952, Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio and Diversified Alpha Group Trust in 20-3964, Appellee Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund and U.S. Equity Market Fund in 20-3980, Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Quantitative Master Series LLC, Royce Institutional, LLC, Valued Advisers Trust, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds and Vanguard World Fund in 20-3981, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP and Geode Diversified Fund in 20-3992, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Geode Diversified Fund, FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund and Fidelity Small Cap Index Fund in 20-3998, FILED. Service date 12/07/2020 by CM/ECF. [2988355] [20-3941, 20-3952, 20-3961, 20-3964, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 08:50 PM] |
| Filing 132 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Defendant IL-2, Diversified Alpha Group Trust, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund, Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Geode Diversified Fund, FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Legg Mason Royce U.S. Small Cap Opportunity Fund and Royce Fund, FILED. Service date 12/07/2020 by CM/ECF.[2988352] [20-3941] [Entered: 12/07/2020 08:17 PM] |
| Filing 131 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Christopher R. Cade, Dianne Card, Wesley R Card, Ira M. Dansky, Richard L. Dickson, Cynthia DiPietrantonio, Joseph T. Donnalley, Tami Fersko, Ira Martin Dansky Revocable Trust, John T McClain and Aida Tejero-Decolli in 20-3941, Appellee Christopher R. Cade, Ira M. Dansky and Ira Martin Dansky Revocable Trust in 20-3959, 20-3961, Appellee Richard L. Dickson in 20-3964, Appellee Cynthia DiPietrantonio, Tami Fersko and John T McClain in 20-3969, 20-3980, Appellee Joseph T. Donnalley and Aida Tejero-Decolli in 20-3981, Appellee Dianne Card and Wesley R Card in 20-3992, 20-3998, FILED. Service date 12/07/2020 by CM/ECF. [2988344] [20-3941, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 07:41 PM] |
| Filing 130 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Christopher R. Cade, Dianne Card, Wesley R Card, Ira M. Dansky, Richard L. Dickson, Cynthia DiPietrantonio, Joseph T. Donnalley, Tami Fersko, Ira Martin Dansky Revocable Trust, John T McClain and Aida Tejero-Decolli, FILED. Service date 12/07/2020 by CM/ECF.[2988329] [20-3941] [Entered: 12/07/2020 07:19 PM] |
| Filing 129 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of -- Mary E. Belle, Joseph Stafiniak and Appellee Kathleen Nedorostek Kaswell in 20-3941, 20-3981, FILED. Service date 12/07/2020 by CM/ECF. [2988297] [20-3941, 20-3981] [Entered: 12/07/2020 05:41 PM] |
| Filing 128 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Kathleen Nedorostek Kaswell, FILED. Service date 12/07/2020 by CM/ECF.[2988284] [20-3941] [Entered: 12/07/2020 05:33 PM] |
| Filing 127 ATTORNEY, Y. David Scharf for Kathleen Nedorostek Kaswell, in case 20-3941 Y. David Scharf for Kathleen Nedorostek Kaswell, in case 20-3981 , [ # 123 ], ADDED.[2988227] [20-3941, 20-3981] [Entered: 12/07/2020 04:39 PM] |
| Filing 126 ATTORNEY, Eric B. Fisher, [ # 122 ], in place of attorney Gregory Pruden, SUBSTITUTED.[2988202] [20-3941, 20-3969] [Entered: 12/07/2020 04:26 PM] |
| Filing 125 ATTORNEY, Michael S. Davi, Esq., [ # 121 ], in place of attorney Edward D. Sherwin, SUBSTITUTED.[2988187] [20-3941] [Entered: 12/07/2020 04:17 PM] |
| Filing 124 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Dynamic Capital Management, LLC and Dynamic Offshore Fund Ltd., FILED. Service date 12/07/2020 by CM/ECF.[2988179] [20-3941] [Entered: 12/07/2020 04:13 PM] |
| Filing 123 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Kathleen Nedorostek Kaswell and -- Joseph Stafiniak and Mary E. Belle in 20-3941, 20-3981, FILED. Service date 12/07/2020 by CM/ECF. [2988105] [20-3941, 20-3981] [Entered: 12/07/2020 03:29 PM] |
| Filing 122 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Priac Funds, Prudential Financial, Inc., Prudential Retirement Insurance and Annuity Co., QMA, LLC and Defendant NJ-3 in 20-3941, 20-3969, FILED. Service date 12/07/2020 by CM/ECF. [2988067] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 03:04 PM] |
| Filing 121 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Consolidated Edison Company of New York, Inc. in 20-3941, FILED. Service date 12/07/2020 by CM/ECF. [2987976] [20-3941, 20-3959] [Entered: 12/07/2020 02:17 PM] |
| Filing 117 ATTORNEY, Brian Raphel for Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD Russell US Small Cap Equity Fund Transamerica Asset Management, Inc. Bam Advisor Services JHVIT Small Cap Index Trust John Hancock U.S. Targeted Value Fund SA U.S. Small Company Fund John Hancock U.S. Targeted Value Trust JHVIT Small Cap Opportunities Trust, in case 20-3941 Brian Raphel for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3964 Brian Raphel for Transamerica Asset Management, Inc., in case 20-3961 Brian Raphel for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3998 Brian Raphel for Transamerica Asset Management, Inc., in case 20-3959 Brian Raphel for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3992 Brian Raphel for Russell US Small Cap Equity Fund, in case 20-3981 Brian Raphel for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3980 , [ # 110 ], ADDED.[2987443] [20-3941, 20-3959, 20-3961, 20-3964, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/06/2020 09:54 PM] |
| Filing 116 ATTORNEY, Michael S. Doluisio for Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD Russell US Small Cap Equity Fund Transamerica Asset Management, Inc. Bam Advisor Services JHVIT Small Cap Index Trust John Hancock U.S. Targeted Value Fund SA U.S. Small Company Fund John Hancock U.S. Targeted Value Trust JHVIT Small Cap Opportunities Trust, in case 20-3941 Michael S. Doluisio for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3964 Michael S. Doluisio for Transamerica Asset Management, Inc., in case 20-3961 Michael S. Doluisio for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3998 Michael S. Doluisio for Transamerica Asset Management, Inc., in case 20-3959 Michael S. Doluisio for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3992 Michael S. Doluisio for Russell US Small Cap Equity Fund, in case 20-3981 Michael S. Doluisio for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3980 , [ # 109 ], ADDED.[2987440] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/06/2020 09:43 PM] |
| Filing 114 ATTORNEY, Jenna Christine Hutchinson, [ # 2986260-2 ], in place of attorney Marissa Rachel Parker, SUBSTITUTED.[2987428] [20-3981] [Entered: 12/06/2020 07:47 PM] |
| Filing 113 ATTORNEY, Jenna Christine Hutchinson, [ # 100 ], in place of attorney Francis Lawall, SUBSTITUTED.[2987427] [20-3941] [Entered: 12/06/2020 07:35 PM] |
| Filing 112 ATTORNEY, Gregg L. Weiner, [ # 99 ], in place of attorney APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Extended Equity Market Fund and Russell 2000 Alpha Tilts Fund B in 20-3941, Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio and Diversified Alpha Group Trust in 20-3964, Appellee Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, MSCI U.S. IMI Index Fund B2, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Extended Equity Market Fund and Russell 2000 Alpha Tilts Fund B in 20-3980, SUBSTITUTED.[2987425] [20-3941, 20-3964, 20-3980] [Entered: 12/06/2020 07:20 PM] |
| Filing 111 ATTORNEY, Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3952 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3941 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB, in case 20-3964 Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3961 Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3998 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3969 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB, in case 20-3959 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3981 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB, in case 20-3992 Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3980 , [ # 98 ], ADDED.[2987424] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/06/2020 06:48 PM] |
| Filing 110 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Transamerica Asset Management, Inc., Bam Advisor Services, SA U.S. Small Company Fund, Russell US Small Cap Equity Fund, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial and Manulife Investment Management (North America) LTD in 20-3941, Appellee Transamerica Asset Management, Inc. in 20-3959, 20-3961, Appellee Bam Advisor Services and SA U.S. Small Company Fund in 20-3964, 20-3980, Appellee Russell US Small Cap Equity Fund in 20-3981, Appellee JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial and Manulife Investment Management (North America) LTD in 20-3992, 20-3998, FILED. Service date 12/04/2020 by CM/ECF. [2987300] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/04/2020 05:47 PM] |
| Filing 109 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Transamerica Asset Management, Inc., Bam Advisor Services, SA U.S. Small Company Fund, Russell US Small Cap Equity Fund, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Investment Management (North America) LTD and Manulife Financial in 20-3941, Appellee Transamerica Asset Management, Inc. in 20-3959, 20-3961, Appellee Bam Advisor Services and SA U.S. Small Company Fund in 20-3964, 20-3980, Appellee Russell US Small Cap Equity Fund in 20-3981, Appellee JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Investment Management (North America) LTD and Manulife Financial in 20-3992, 20-3998, FILED. Service date 12/04/2020 by CM/ECF. [2987280] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/04/2020 05:30 PM] |
| Filing 108 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Hawaii DE LLC, FILED. Service date 12/04/2020 by CM/ECF.[2987226] [20-3941] [Entered: 12/04/2020 04:41 PM] |
| Filing 107 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Bam Advisor Services, SA U.S. Small Company Fund, Russell US Small Cap Equity Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial, Manulife Investment Management (North America) LTD and Transamerica Asset Management, Inc., FILED. Service date 12/04/2020 by CM/ECF.[2987193] [20-3941] [Entered: 12/04/2020 04:21 PM] |
| Filing 106 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Wayne Kulkin in 20-3981, 20-3941, FILED. Service date 12/04/2020 by CM/ECF. [2987139] [20-3981, 20-3941] [Entered: 12/04/2020 03:57 PM] |
| Filing 104 ATTORNEY, Lawrence G. Scarborough, [ # 2987067-2 ], in place of attorney Mary Stephanie Wickouski, SUBSTITUTED.[2987080] [20-3981, 20-3941] [Entered: 12/04/2020 03:29 PM] |
| Filing 103 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Minnesota Mining and Manufacturing Co., FILED. Service date 12/04/2020 by CM/ECF.[2986517] [20-3941] [Entered: 12/04/2020 09:44 AM] |
| Filing 102 FORM D, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, FILED. Service date 12/04/2020 by CM/ECF.[2986516] [20-3941] [Entered: 12/04/2020 09:42 AM] |
| Filing 101 FORM C, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, FILED. Service date 12/04/2020 by CM/ECF.[2986515] [20-3941] [Entered: 12/04/2020 09:41 AM] |
| Filing 100 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Gotham Absolute Return Fund, FILED. Service date 12/03/2020 by CM/ECF. [2986256] [20-3941] [Entered: 12/03/2020 05:14 PM] |
| Filing 99 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Extended Equity Market Fund and Russell 2000 Alpha Tilts Fund B in 20-3941, Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio and Diversified Alpha Group Trust in 20-3964, Appellee Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, MSCI U.S. IMI Index Fund B2, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Extended Equity Market Fund and Russell 2000 Alpha Tilts Fund B in 20-3980, FILED. Service date 12/03/2020 by CM/ECF. [2986222] [20-3941, 20-3964, 20-3980] [Entered: 12/03/2020 04:46 PM] |
| Filing 98 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 12/03/2020 by CM/ECF. [2985483] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/03/2020 09:47 AM] |
| Filing 97 ATTORNEY, Joseph T. Kelleher for Nationwide Mutual Funds Nationwide Variable Insurance Trust, in case 20-3981 , [ # 2985294-2 ], ADDED.[2985333] [20-3981] [Entered: 12/03/2020 01:19 AM] |
| Filing 96 ATTORNEY, Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3941 Robert Joel Lack for Marc S Kirschner, in case 20-3952 Robert Joel Lack for Wilmington Savings Fund Society, FSB, in case 20-3964 Robert Joel Lack for Marc S Kirschner, in case 20-3961 Robert Joel Lack for Marc S Kirschner, in case 20-3998 Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3969 Robert Joel Lack for Wilmington Savings Fund Society, FSB, in case 20-3959 Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3981 Robert Joel Lack for Wilmington Savings Fund Society, FSB, in case 20-3992 Robert Joel Lack for Marc S Kirschner, in case 20-3980 , [ # 94 ], ADDED.[2985330] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/03/2020 01:08 AM] |
| Filing 95 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Wolverine Asset Management LLC, FILED. Service date 12/02/2020 by CM/ECF.[2985267] [20-3941] [Entered: 12/02/2020 06:26 PM] |
| Filing 94 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 12/02/2020 by CM/ECF. [2985138] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/02/2020 04:17 PM] |
| Filing 93 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, FILED. Service date 12/02/2020 by CM/ECF.[2985027] [20-3941] [Entered: 12/02/2020 03:09 PM] |
| Filing 92 CAPTION, parties and designations added to reflect the consolidated cases 20-3981, 20-3992, 20-3998, AMENDED.[2984539] [20-3941] [Entered: 12/02/2020 08:00 AM] |
| Filing 91 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Nuveen Small Cap Index Fund, FILED. Service date 12/01/2020 by CM/ECF.[2984400] [20-3941] [Entered: 12/01/2020 05:28 PM] |
| Filing 86 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2984050] [20-3998] [Entered: 12/01/2020 01:55 PM] |
| Filing 78 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2983786] [20-3992] [Entered: 12/01/2020 11:11 AM] |
| Filing 70 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2983213] [20-3981] [Entered: 11/30/2020 02:35 PM] |
| Filing 62 CAPTION, parties and designations added to reflect the consolidated case 20-3980, AMENDED.[2982677] [20-3941] [Entered: 11/30/2020 07:59 AM] |
| Filing 59 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2982666] [20-3980] [Entered: 11/30/2020 07:21 AM] |
| Filing 55 CAPTION, parties and designations added to reflect the consolidated case 20-3969, AMENDED.[2982496] [20-3941] [Entered: 11/25/2020 05:11 PM] |
| Filing 52 NOTE: See lead case, 20-3941 containing complete set of docket entries.[2982436] [20-3969] [Entered: 11/25/2020 04:09 PM] |
| Filing 48 CAPTION, parties and designations added to reflect the consolidated case 20-3964, AMENDED.[2982296] [20-3941] [Entered: 11/25/2020 02:56 PM] |
| Filing 43 NOTE: See lead case, 20-3941 containing complete set of docket entries.[2982216] [20-3964] [Entered: 11/25/2020 02:11 PM] |
| Filing 35 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2982058] [20-3961] [Entered: 11/25/2020 12:36 PM] |
| Filing 29 CAPTION, parties and designations added to reflect the consolidated case 20-3959, AMENDED.[2981945] [20-3941] [Entered: 11/25/2020 11:35 AM] |
| Filing 23 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2981890] [20-3959] [Entered: 11/25/2020 11:17 AM] |
| Filing 19 CAPTION, parties and designations added to reflect the consolidated case 20-3952, AMENDED.[2981840] [20-3941] [Entered: 11/25/2020 10:40 AM] |
| Filing 17 NON-ADMITTED ATTORNEY, Attorney Steven P. Mandell, Esq. for Appellee State Farm Small Cap Index Fund and State Farm Varible Products Trust-Small Cap Equity Index Fund, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[2981797] [20-3952] [Entered: 11/25/2020 10:11 AM] |
| Filing 16 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2981793] [20-3952] [Entered: 11/25/2020 10:11 AM] |
| Filing 10 NON-ADMITTED ATTORNEY, Attorney Edward David Sherwin for Appellee Consolidated Edison Company of New York, Inc., orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[2981508] [20-3941] [Entered: 11/24/2020 08:04 PM] |
| Filing 9 NON-ADMITTED ATTORNEY, Attorney Michael Siedband for Appellee Fedex Corporation, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[2981507] [20-3941] [Entered: 11/24/2020 08:03 PM] |
| Filing 8 NON-ADMITTED ATTORNEY, Attorney Francis Lawall for Appellee Gotham Absolute Return Fund, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[2981506] [20-3941] [Entered: 11/24/2020 08:03 PM] |
| Filing 7 NON-ADMITTED ATTORNEY, Attorney Dennis J. Levasseur for Appellee MFO Management Company, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[2981505] [20-3941] [Entered: 11/24/2020 08:02 PM] |
| Filing 51 ELECTRONIC INDEX, in lieu of record, FILED.[2982433] [20-3969] [Entered: 11/25/2020 04:07 PM] |
| Filing 49 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3969, FILED. [2982407] [20-3969, 20-3941] [Entered: 11/25/2020 04:00 PM] |
| Filing 42 ELECTRONIC INDEX, in lieu of record, FILED.[2982209] [20-3964] [Entered: 11/25/2020 02:09 PM] |
| Filing 40 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Wilmington Savings Fund Society, FSB in 20-3964, FILED. [2982196] [20-3964, 20-3941] [Entered: 11/25/2020 02:00 PM] |
| Filing 34 ELECTRONIC INDEX, in lieu of record, FILED.[2982053] [20-3961] [Entered: 11/25/2020 12:33 PM] |
| Filing 32 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Marc S Kirschner in 20-3961, FILED. [2982014] [20-3961, 20-3941] [Entered: 11/25/2020 12:11 PM] |
| Filing 22 ELECTRONIC INDEX, in lieu of record, FILED.[2981884] [20-3959] [Entered: 11/25/2020 11:15 AM] |
| Filing 20 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Wilmington Savings Fund Society, FSB in 20-3959, FILED. [2981871] [20-3959, 20-3941] [Entered: 11/25/2020 11:07 AM] |
| Filing 15 ELECTRONIC INDEX, in lieu of record, FILED.[2981787] [20-3952] [Entered: 11/25/2020 10:08 AM] |
| Filing 13 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Marc S Kirschner in 20-3952, FILED. [2981746] [20-3952, 20-3941] [Entered: 11/25/2020 09:51 AM] |
| Filing 6 ELECTRONIC INDEX, in lieu of record, FILED.[2981504] [20-3941] [Entered: 11/24/2020 07:58 PM] |
| Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, district court receipt # NYSDC-22679883, FILED.[2981497] [20-3941] [Entered: 11/24/2020 07:32 PM] |
| Filing 3 DISTRICT COURT PARTIAL FINAL JUDGEMENT, dated 11/19/2020, RECEIVED.[2981488] [20-3941] [Entered: 11/24/2020 07:09 PM] |
| Filing 2 DISTRICT COURT OPINION AND ORDER, dated 08/27/2020, RECEIVED.[2981487] [20-3941] [Entered: 11/24/2020 07:08 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, FILED. [2981486] [20-3941] [Entered: 11/24/2020 06:52 PM] |
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