In Re: Nine West LBO Securitie
| Wayne Kulkin, Gregg Marks, Mary E. Belle, Joseph Stafiniak, Francis X Claps and Nicoletta Palma |
| Katherine Butler, Chi Operating Investment Program, LP, Jamie Cygielman, The Arbitrage Event-Driven Fund, Vanguard International Equity Index Funds, Vanguard Total World Stock Index Fund, Heather Roussel, Sharon Harger, Matthew H. Kamens, Joseph A. Rosato, American International Group Inc., Lowell W. Robinson, Nationwide Variable Insurance Trust, (NVIT Multi-Manager Small Cap Value Fund), Barington Companies Investors, LLC, RBB Fund, Inc., Talcott Resolution Life Insurance Co., Gerald Hood, Scott Bowman, EQ Advisors Trust, (EQ/2000 Managed Volatility Portfolio), Royce Institutional, LLC, (Opportunity Portfolio), Vanguard Index Funds, Vanguard Small-Cap Value Index Fund, Vanguard Russell 2000 Value Index Trust, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Fund, Natixis SA, Russell US Small Cap Equity Fund, Nationwide Mutual Funds, (Nationwide Small Cap Index Fund), The GDL Fund, Principal Funds Inc., (Smallcap Value Fund II), Aida Tejero-Decolli, Amy Rapawy, Odin Holdings LP, Janet Carr, Zine Mazouzi, Bluecrest Capital Management Ltd., Valued Advisers Trust, Foundry Partners Fundamental Small Cap Value Fund, Vanguard Institutional Total Stock Market Index Trust, Stefani Greenfield, SEI Institutional Investments Trust, (SIIT Small Cap Fund), Quantitative Master Series LLC, (Master Extended Market Index Series), Pinebridge Investments LP, Federated Equity Funds, (Federated Clover Small Value Fund), Robyn Whitney Mills, TIAA-CREF Funds, KBC Equity Fund - Leisure and Tourism, Eileen Dunn, Frances Lukas, Jodi G. Wright, Vanguard Valley Forge Funds, Community Insurance Company, College Retirement Equities Fund, CREF Equity Index Account, KBC Equity Fund - Fallen Angels, Gabelli 787 Fund, Inc., (Enterprise Mergers and Acquisitions Fund), Mitchel Levine, Lynne Bernstock, Dreman Contrarian Funds, (Dreman Contrarian Small Cap Value Fund), Gabelli Investor Funds Inc., (The Gabelli ABC Fund), Kathleen Nedorostek Kaswell, Multimanager Small Cap Value Portfolio, Proshares Trust, (Proshares Merger ETF), Nationwide Mutual Funds, (Nationwide U.S. Small Cap Value Fund), The Sidney Kimmel Revocable Indenture of Trust, James Chan, Touchstone Funds Group Trust, Touchstone Credit Opportunities II Fund, FKA Touchstone Arbitrage Fund, FKA Touchstone Merger Arbitrage Fund, Larissa Sygida, Oppenheimer Global Multi Strategies Fund, John D. Demsey, Suzanne Karkus, Nationwide Variable Insurance Trust, (NVIT Small Cap Index Fund), Janice Brown, Donna F. Zarcone, Roy Chan, James Capiola, Metropolitan Life Insurance Co, Cref Equity Index Account, Susquehanna International Group LLP, Gregory Clark, KBC Equity Fund - Strategic Satellites, Principal Variable Contracts Funds Inc., (Smallcap Value Account I), EQ Advisors Trust, (ATM Small Cap Managed Volatility Portfolio), Stuart Weitzman, Susan Duffy, Lincoln Variable Insurance Products Trust, (LVIP SSGA Small-Cap Index Fund), TIAA-CREF Funds, (TIAA-CREF Small-Cap Blend Index Fund), Joseph T. Donnalley, Vanguard Index Funds, Vanguard Small-Cap Index Fund, TIAA-CREF Funds, (TIAA-CREF Equity Index Fund), Vanguard Scottsdale Funds, Vanguard Russell 2000 Index Fund, Rosa Genovesi, Stephen C. Troy, Anthem Health Plans of Virginia, Inc., Securian Life Insurance Co., AKA Minnesota Life Insurance Co., Daniel Fishman, Allianz Global Investors of America LP, FKA Allianz Global Investors of America LP, James T. Ostrowski, Vanguard Index Funds, Vanguard Extended Market Index Fund, Heather Harlan, Jeffrey D. Nuechterlein, Sidney Kimmel, Barbara Kreger, Norman R. Veit, Jr., Eric Dauwalter, SEI Institutional Managed Trust, (SIMT Small Cap Value Fund), Chrysler World IMI Equity Index - ND, Calvert Variable Products, Inc., (Calvert VP Russell 2000 Small Cap Index Portfolio), JPMorgan Systematic Alpha Fund, Principal Funds Inc., Global Multi-Strategy Fund, Barington Companies Equity Partners, L.P., James A. Mitarotonda, Two Sigma Investments LP, American Family Mutual Insurance Co., Kimberly Thomas, Unified Series Trust, Symons Small Cap Institutional Fund, Vanguard Scottsdale Funds, Vanguard Russell 2000 Value Index Fund, Vanguard World Fund, Vanguard Consumer Discretionary Index Fund, TFS Capital LLC, Vanguard Index Funds, Vanguard Total Stock Market Index Fund and George Sharp |
| Wilmington Savings Fund Society, FSB, as successor indenture trustee for the 6.875% Senior Notes due 2019, the 8.25% Senior Notes due 2019, and the 6.125% Senior Notes due 2034 of Nine West Holdings, Inc and Marc S Kirschner, as Trustee for the NWHI Litigation Trust |
| 20-3981 |
| November 23, 2020 |
| U.S. Court of Appeals, Second Circuit |
| Other |
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| Filing 80 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellee Valued Advisers Trust, FILED. Service date 01/07/2021 by CM/ECF.[3008118] [20-3981] [Entered: 01/07/2021 11:14 AM] |
| Filing 78 NEW CASE MANAGER, Wilson Dudley, ASSIGNED.[2999165] [20-3959, 20-3941, 20-3952, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/22/2020 02:18 PM] |
| Filing 75 NOTE: See lead case, 20-3257, containing complete set of docket entries.[2998349] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/21/2020 04:28 PM] |
| Filing 73 MOTION ORDER, granting motion to consolidate appeals and Case Management Order, [ # 2988739-2 ] filed by Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner, in 20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, granting motion to consolidate appeals [ # 55 ] filed by Appellant Wilmington Savings Fund Society, FSB and Marc S Kirschner in 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, by JON, FILED. [2998294][73] [20-3257, 20-3290, 20-3315, 20-3326, 20-3327, 20-3334, 20-3335, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/21/2020 04:09 PM] |
| Filing 67 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, informing Court of proposed due date 03/05/2021, RECEIVED. Service date 12/18/2020 by CM/ECF.[2996971] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/18/2020 03:39 PM] |
| Filing 65 INSTRUCTIONAL FORMS, to Pro Se litigant, SENT.[2996206] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/18/2020 08:37 AM] |
| Filing 64 NOTICE, to Appellee American International Group Inc., Bluecrest Capital Management Ltd., Boston Partners All-Cap Value Fund, Chi Operating Investment Program, LP, Chrysler World IMI Equity Index - ND, Dreman Contrarian Funds, EQ Advisors Trust, EQ Advisors Trust, JPMorgan Systematic Alpha Fund, KBC Equity Fund - Fallen Angels, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Strategic Satellites, Lincoln Variable Insurance Products Trust, Merrill Lynch Investment, Milton Partners, Multimanager Small Cap Value Portfolio, Odin Holdings LP, Panagora Asset Management Inc., Pillsbury, Pinebridge Investments LP, Quantitative Master Series LLC, RBB Fund, Inc., SEI Institutional Investments Trust, SEI Institutional Managed Trust, Securian Life Insurance Co., TFS Capital LLC, Talcott Resolution Life Insurance Co., The Hartford Life Insurance Company, Tradition Securities and Derivatives Inc., Tudor Trading I, LP and Virtu Americas LLC in 20-3941, Appellee American International Group Inc., Bluecrest Capital Management Ltd., Chi Operating Investment Program, LP, Chrysler World IMI Equity Index - ND, Dreman Contrarian Funds, EQ Advisors Trust, EQ Advisors Trust, JPMorgan Systematic Alpha Fund, KBC Equity Fund - Fallen Angels, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Strategic Satellites, Lincoln Variable Insurance Products Trust, Multimanager Small Cap Value Portfolio, Odin Holdings LP, Pinebridge Investments LP, Quantitative Master Series LLC, RBB Fund, Inc., SEI Institutional Investments Trust, SEI Institutional Managed Trust, Securian Life Insurance Co., TFS Capital LLC and Talcott Resolution Life Insurance Co. in 20-3981, Appellee Boston Partners All-Cap Value Fund and Panagora Asset Management Inc. in 20-3992, 20-3998, regarding a corporation proceeding Pro Se, and requesting a response 30 days from the date of this letter, SENT.[2996191] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/18/2020 08:26 AM] |
| Filing 62 ATTORNEY, Ross E. Firsenbaum for Susquehanna International Group LLP State Street Global Advisors Gardner Lewis Merger Arbitrage Fund II, L.P. State Street Bank Maya Account Holder Gardner Lewis Merger Arbitrage Fund, L.P. State Street Global Advisors Russell Special Small Company Fund State Street Global Advisors Total ETF State Street Global Advisors Russell 2000 Value Fund CTF State Street Global Advisors Russell Special Small Company Fund CTF Gardner Lewis Event Driven Fund, L.P. Hartford Schroders US Small Cap Opportunities Fund of The Hartford Mutual Funds II, Inc. State Street Global Advisors Russell 3000 Index Fund SL SER A State Street North America Confidential Client 1 FOF State Street Global Advisors U.S. Extended Market Index Fund State Street Global Advisors Russell 1000 Value Fund CTF State Street Global Advisors Russell Small Cap Fund Complete S/L A State Street North America Confidential Client 1 Domestic Ishares 405 State Street Global Advisors Russell 3000 Index Fund State Street North America Confidential Client 1 Domestic Equities State Street Global Advisors Russell 2000 Index Fund, in case 20-3941 Ross E. Firsenbaum for State Street Global Advisors State Street Bank Maya Account Holder State Street Global Advisors U.S. Extended Market Index Fund State Street Global Advisors Russell 3000 Index Fund CTF State Street Global Advisors Russell Special Small Company Fund State Street Global Advisors Russell 1000 Value Fund CTF State Street Global Advisors Russell Small Cap Fund Complete S/L A State Street Global Advisors Russell 3000 Index Fund State Street Global Advisors Total ETF State Street Global Advisors Russell 2000 Index Fund State Street Global Advisors Russell 2000 Value Fund CTF State Street Global Advisors Russell Special Small Company Fund CTF, in case 20-3998 Ross E. Firsenbaum for State Street Global Advisors State Street Bank Maya Account Holder State Street Global Advisors Russell 3000 Index Fund CTF State Street Global Advisors Russell Special Small Company Fund State Street Global Advisors Total ETF State Street Global Advisors Russell 2000 Value Fund CTF State Street Global Advisors Russell Special Small Company Fund CTF State Street Global Advisors Russell 3000 Index Fund SL SER A State Street Global Advisors U.S. Extended Market Index Fund State Street Global Advisors Russell 1000 Value Fund CTF State Street Global Advisors Russell Small Cap Fund Complete S/L A State Street Global Advisors Russell 3000 Index Fund State Street Global Advisors Russell 2000 Index Fund, in case 20-3992 Ross E. Firsenbaum for Susquehanna International Group LLP, in case 20-3981 , [ # 59 ], ADDED.[2989367] [20-3941, 20-3981, 20-3992, 20-3998] [Entered: 12/09/2020 06:54 AM] |
| Filing 61 ATTORNEY, Andrew J. Entwistle for Joseph R. Gromek Gabelli Global Series Fund Inc., in case 20-3941, ADDED.[2989290] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 05:38 PM] |
| Filing 60 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee John D. Demsey, Matthew H. Kamens, Sidney Kimmel, James A. Mitarotonda, Jeffrey D. Nuechterlein, Lowell W. Robinson and The Sidney Kimmel Revocable Indenture of Trust, FILED. Service date 12/08/2020 by CM/ECF.[2989231] [20-3981] [Entered: 12/08/2020 04:37 PM] |
| Filing 59 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P., Gardner Lewis Merger Arbitrage Fund, L.P., Hartford Schroders US Small Cap Opportunities Fund of The Hartford Mutual Funds II, Inc., State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors U.S. Extended Market Index Fund, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF and Susquehanna International Group LLP in 20-3941, Appellee Susquehanna International Group LLP in 20-3981, Appellee State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors U.S. Extended Market Index Fund, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund and State Street Global Advisors Russell Special Small Company Fund CTF in 20-3992, 20-3998, FILED. Service date 12/08/2020 by CM/ECF. [2989167] [20-3941, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 04:07 PM] |
| Filing 58 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Susquehanna International Group LLP, FILED. Service date 12/08/2020 by CM/ECF.[2989103] [20-3981] [Entered: 12/08/2020 03:37 PM] |
| Filing 56 FRAP 26.1 CORPORATE DISCLOSURE STATEMENT, on behalf of Appellant Wilmington Savings Fund Society, FSB, FILED. Service date 12/08/2020 by CM/ECF.[2988762] [20-3981] [Entered: 12/08/2020 11:51 AM] |
| Filing 55 MOTION, to consolidate appeals, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 12/08/2020 by CM/ECF. [2988743] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 11:44 AM] |
| Filing 54 ATTORNEY, Howard Seife for Wayne Kulkin, in case 20-3941 Howard Seife for Wayne Kulkin, in case 20-3981 , [ # 29 ], ADDED.[2988514] [20-3941, 20-3981] [Entered: 12/08/2020 09:16 AM] |
| Filing 53 ATTORNEY, Andrew G. Devore for Northern Small Cap Value Fund Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3952 Andrew G. Devore for Royce Institutional, LLC Russell 2500 Index Fund Fidelity Monthly Income Fund Oppenheimer Global Multi Strategies Fund FIAM LLC Russell 3000 Index Non-Lendable Fund Vanguard Institutional Total Stock Market Index Trust Master Small Cap Index Series of Quantitative Master Series LLC Pacific Select Fund-PD Small-Cap Value Index Portfolio Vanguard Valley Forge Funds Fidelity Concord Street Trust-Fidelity Extended Market Index Fund iShares Russell 2000 Value ETF Fidelity Concord Street Trust-Fidelity Total Market Index Fund Russell 2000 Index Non-Lendable Fund iShares Europe Vanguard Russell 2000 Value Index Trust Fidelity Northstar Fund Pacific Select Fund-Small-Cap Equity Portfolio Fidelity Income Allocation Fund Fidelity Total Market Index Fund Pacific Select-Fund-Small-Cap Index Portfolio Fidelity Investments Charitable Gift Fund Legg Mason Royce U.S. Small Cap Opportunity Fund Russell 3000 Index Fund Diversified Alpha Group Trust Vanguard World Fund Vanguard Index Funds Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Royce Fund Valued Advisers Trust iShares MSCI USA Small Cap UCITS ETF Fidelity Balanced Income Currency Neutral Private Pool Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Quantitative Master Series LLC Russell 2000 Index Fund MSCI U.S. IMI Index Fund B2 Fidelity Balanced Private Pool iShares Morningstar Small-Cap Value ETF Ishares Russell 2000 ETF Vanguard Institutional Index Funds iShares Russell 3000 ETF Principal Variable Contracts Funds Inc. Principal Funds Inc. Fidelity Investments Vanguard Scottsdale Funds Vanguard International Equity Index Funds Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool Proshares Trust DWS Investment Management Americas, Inc. Northern Small Cap Value Fund Russell 2000 Alpha Tilts Fund B Fidelity Asset Allocation Private Pool Pentwater Capital Management LP Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3941 Andrew G. Devore for Diversified Alpha Group Trust Pacific Select Fund-PD Small-Cap Value Index Portfolio Pacific Select Fund-Small-Cap Equity Portfolio Pacific Select-Fund-Small-Cap Index Portfolio, in case 20-3964 Andrew G. Devore for Pentwater Capital Management LP, in case 20-3961 Andrew G. Devore for Fidelity Northstar Fund Fidelity Balanced Income Currency Neutral Private Pool Fidelity Income Allocation Fund Fidelity Investments Fidelity Total Market Index Fund Brighthouse Funds Trust II Fidelity Monthly Income Fund Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Fidelity Balanced Income Private Pool FIAM LLC Fidelity Investments Charitable Gift Fund Fidelity Balanced Currency Neutral Private Pool DWS Investment Management Americas, Inc. Fidelity Balanced Private Pool Fidelity Concord Street Trust-Fidelity Extended Market Index Fund Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Concord Street Trust-Fidelity Total Market Index Fund Fidelity Asset Allocation Private Pool Geode Diversified Fund, in case 20-3998 Andrew G. Devore for Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Columbia Multi-Manager Alternative Strategies Fund Geode Diversified Fund DWS Investment Management Americas, Inc., in case 20-3992 Andrew G. Devore for Vanguard Russell 2000 Value Index Trust Royce Institutional, LLC Vanguard Institutional Index Funds Principal Variable Contracts Funds Inc. Principal Funds Inc. Vanguard Scottsdale Funds Vanguard International Equity Index Funds Quantitative Master Series LLC Oppenheimer Global Multi Strategies Fund Proshares Trust Vanguard Institutional Total Stock Market Index Trust Vanguard Valley Forge Funds Vanguard World Fund Vanguard Index Funds Valued Advisers Trust, in case 20-3981 Andrew G. Devore for Ishares Russell 2000 ETF Pacific Select Fund-Small-Cap Equity Portfolio Russell 2500 Index Fund iShares Russell 3000 ETF Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Pacific Select-Fund-Small-Cap Index Portfolio Russell 2000 Index Fund Russell 3000 Index Fund Russell 3000 Index Non-Lendable Fund MSCI U.S. IMI Index Fund B2 Diversified Alpha Group Trust Master Small Cap Index Series of Quantitative Master Series LLC iShares Morningstar Small-Cap Value ETF iShares Russell 2000 Value ETF Russell 2000 Alpha Tilts Fund B Russell 2000 Index Non-Lendable Fund iShares Europe iShares MSCI USA Small Cap UCITS ETF, in case 20-3980 , [ # 48 ], ADDED.[2988451] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 08:26 AM] |
| Filing 52 ATTORNEY, Adam Michael Harris for Flexshares Morningstar United States Market Factor Tilt Index Fund Northern Small Cap Value Fund Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3952 Adam Michael Harris for Royce Institutional, LLC Russell 2500 Index Fund Allianz Global Investors of America LP Fidelity Monthly Income Fund Oppenheimer Global Multi Strategies Fund FIAM LLC Russell 3000 Index Non-Lendable Fund Vanguard Institutional Total Stock Market Index Trust U.S. Equity Market Fund B Master Small Cap Index Series of Quantitative Master Series LLC Pacific Select Fund-PD Small-Cap Value Index Portfolio Vanguard Valley Forge Funds Fidelity Concord Street Trust-Fidelity Extended Market Index Fund iShares Russell 2000 Value ETF BlackRock MSCI USA Small Cap Equity Index Fund Fidelity Concord Street Trust-Fidelity Total Market Index Fund Flexshares Morningstar United States Market Factor Tilt Index Fund Russell 2000 Index Non-Lendable Fund iShares Europe Vanguard Russell 2000 Value Index Trust Fidelity Northstar Fund Pacific Select Fund-Small-Cap Equity Portfolio Fidelity Income Allocation Fund Fidelity Total Market Index Fund Brighthouse Funds Trust II Pacific Select-Fund-Small-Cap Index Portfolio Fidelity Investments Charitable Gift Fund Legg Mason Royce U.S. Small Cap Opportunity Fund Russell 3000 Index Fund Diversified Alpha Group Trust Vanguard World Fund Vanguard Index Funds Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Royce Fund Geode Diversified Fund iShares MSCI USA Small Cap UCITS ETF Fidelity Balanced Income Currency Neutral Private Pool Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Quantitative Master Series LLC Russell 2000 Index Fund MSCI U.S. IMI Index Fund B2 Fidelity Balanced Private Pool iShares Morningstar Small-Cap Value ETF U.S. Equity Market Fund Ishares Russell 2000 ETF Vanguard Institutional Index Funds iShares Russell 3000 ETF Principal Variable Contracts Funds Inc. Principal Funds Inc. Fidelity Investments Vanguard Scottsdale Funds Vanguard International Equity Index Funds Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Calvert Variable Products, Inc. Fidelity Balanced Income Private Pool Fidelity Balanced Currency Neutral Private Pool Proshares Trust DWS Investment Management Americas, Inc. Northern Small Cap Value Fund Russell 2000 Alpha Tilts Fund B Fidelity Asset Allocation Private Pool Defendant IL-2 Northern Small Cap Index Fund Northern Small Cap Core Fund, in case 20-3941 Adam Michael Harris for Diversified Alpha Group Trust Pacific Select Fund-PD Small-Cap Value Index Portfolio Pacific Select Fund-Small-Cap Equity Portfolio Pacific Select-Fund-Small-Cap Index Portfolio, in case 20-3964 Adam Michael Harris for Fidelity Northstar Fund Fidelity Balanced Income Currency Neutral Private Pool Fidelity Income Allocation Fund Fidelity Investments Fidelity Total Market Index Fund Brighthouse Funds Trust II Fidelity Monthly Income Fund Columbia Multi-Manager Alternative Strategies Fund Fidelity Small Cap Index Fund Fidelity Balanced Income Private Pool FIAM LLC Fidelity Investments Charitable Gift Fund Fidelity Balanced Currency Neutral Private Pool DWS Investment Management Americas, Inc. Fidelity Balanced Private Pool Fidelity Concord Street Trust-Fidelity Extended Market Index Fund Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Fidelity Asset Allocation Currency Neutral Private Pool Fidelity Concord Street Trust-Fidelity Total Market Index Fund Fidelity Asset Allocation Private Pool Geode Diversified Fund, in case 20-3998 Adam Michael Harris for Columbia Management Investment Advisers LLC DWS Small Cap Index VIP Brighthouse Funds Trust II Columbia Multi-Manager Alternative Strategies Fund Geode Diversified Fund DWS Investment Management Americas, Inc., in case 20-3992 Adam Michael Harris for Vanguard Russell 2000 Value Index Trust Royce Institutional, LLC Vanguard Institutional Index Funds Allianz Global Investors of America LP Principal Variable Contracts Funds Inc. Principal Funds Inc. Vanguard Scottsdale Funds Vanguard International Equity Index Funds Calvert Variable Products, Inc. Quantitative Master Series LLC Oppenheimer Global Multi Strategies Fund Proshares Trust Vanguard Institutional Total Stock Market Index Trust Vanguard Valley Forge Funds Vanguard World Fund Vanguard Index Funds, in case 20-3981 Adam Michael Harris for Ishares Russell 2000 ETF Pacific Select Fund-Small-Cap Equity Portfolio Russell 2500 Index Fund iShares Russell 3000 ETF Extended Equity Market Master Fund B Russell 2000 Value Fund B Extended Equity Market Fund Pacific Select-Fund-Small-Cap Index Portfolio Russell 2000 Index Fund Russell 3000 Index Fund Russell 3000 Index Non-Lendable Fund MSCI U.S. IMI Index Fund B2 U.S. Equity Market Fund B Diversified Alpha Group Trust Master Small Cap Index Series of Quantitative Master Series LLC iShares Morningstar Small-Cap Value ETF iShares Russell 2000 Value ETF U.S. Equity Market Fund BlackRock MSCI USA Small Cap Equity Index Fund Russell 2000 Alpha Tilts Fund B Russell 2000 Index Non-Lendable Fund iShares Europe iShares MSCI USA Small Cap UCITS ETF, in case 20-3980 , [ # 47 ], ADDED.[2988444] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 08:03 AM] |
| Filing 51 ATTORNEY, Andrew Gordon for John T McClain Ira M. Dansky Christopher R. Cade Tami Fersko Joseph T. Donnalley Aida Tejero-Decolli Richard L. Dickson Wesley R Card Ira Martin Dansky Revocable Trust Cynthia DiPietrantonio Dianne Card, in case 20-3941 Andrew Gordon for Richard L. Dickson, in case 20-3964 Andrew Gordon for Ira M. Dansky Christopher R. Cade Ira Martin Dansky Revocable Trust, in case 20-3961 Andrew Gordon for Wesley R Card Dianne Card, in case 20-3998 Andrew Gordon for John T McClain Tami Fersko Cynthia DiPietrantonio, in case 20-3969 Andrew Gordon for Ira M. Dansky Christopher R. Cade Ira Martin Dansky Revocable Trust, in case 20-3959 Andrew Gordon for Wesley R Card Dianne Card, in case 20-3992 Andrew Gordon for Joseph T. Donnalley Aida Tejero-Decolli, in case 20-3981 Andrew Gordon for Richard L. Dickson, in case 20-3980 , [ # 45 ], ADDED.[2988438] [20-3980, 20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3981, 20-3992, 20-3998] [Entered: 12/08/2020 07:09 AM] |
| Filing 50 ATTORNEY, Danielle C. Lesser for Kathleen Nedorostek Kaswell, in case 20-3941 Danielle C. Lesser for Kathleen Nedorostek Kaswell, in case 20-3981 , [ # 43 ], ADDED.[2988435] [20-3941, 20-3981] [Entered: 12/08/2020 06:27 AM] |
| Filing 48 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Quantitative Master Series LLC, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Royce Fund, Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund, Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, DWS Small Cap Index VIP, Geode Diversified Fund, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund and Legg Mason Royce U.S. Small Cap Opportunity Fund in 20-3941, Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3952, Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio and Diversified Alpha Group Trust in 20-3964, Appellee Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, U.S. Equity Market Fund and U.S. Equity Market Fund B in 20-3980, Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Quantitative Master Series LLC, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds and Vanguard World Fund in 20-3981, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, DWS Small Cap Index VIP, Geode Diversified Fund, Columbia Multi-Manager Alternative Strategies Fund and DWS Investment Management Americas, Inc. in 20-3992, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, DWS Small Cap Index VIP, Geode Diversified Fund, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund and Fidelity Small Cap Index Fund in 20-3998, FILED. Service date 12/07/2020 by CM/ECF. [2988384] [20-3941, 20-3952, 20-3961, 20-3964, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 09:30 PM] |
| Filing 47 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund, Northern Small Cap Value Fund, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Quantitative Master Series LLC, Royce Institutional, LLC, Valued Advisers Trust, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds, Vanguard World Fund, Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Geode Diversified Fund, FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Legg Mason Royce U.S. Small Cap Opportunity Fund and Royce Fund in 20-3941, Appellee Flexshares Morningstar United States Market Factor Tilt Index Fund, Defendant IL-2, Northern Small Cap Core Fund, Northern Small Cap Index Fund and Northern Small Cap Value Fund in 20-3952, Appellee Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio and Diversified Alpha Group Trust in 20-3964, Appellee Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Diversified Alpha Group Trust, BlackRock MSCI USA Small Cap Equity Index Fund, Extended Equity Market Fund, Extended Equity Market Master Fund B, iShares Europe, iShares Morningstar Small-Cap Value ETF, iShares MSCI USA Small Cap UCITS ETF, Ishares Russell 2000 ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Master Small Cap Index Series of Quantitative Master Series LLC, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Fund, Russell 3000 Index Non-Lendable Fund and U.S. Equity Market Fund in 20-3980, Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Proshares Trust, Quantitative Master Series LLC, Royce Institutional, LLC, Valued Advisers Trust, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds and Vanguard World Fund in 20-3981, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP and Geode Diversified Fund in 20-3992, Appellee Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Geode Diversified Fund, FIAM LLC, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund and Fidelity Small Cap Index Fund in 20-3998, FILED. Service date 12/07/2020 by CM/ECF. [2988355] [20-3941, 20-3952, 20-3961, 20-3964, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 08:50 PM] |
| Filing 46 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Allianz Global Investors of America LP, Calvert Variable Products, Inc., Oppenheimer Global Multi Strategies Fund, Principal Funds Inc., Principal Funds Inc., Principal Variable Contracts Funds Inc., Royce Institutional, LLC, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Index Funds, Vanguard Institutional Index Funds, Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds, Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds, Vanguard Scottsdale Funds, Vanguard Valley Forge Funds and Vanguard World Fund, FILED. Service date 12/07/2020 by CM/ECF.[2988348] [20-3981] [Entered: 12/07/2020 07:52 PM] |
| Filing 45 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Christopher R. Cade, Dianne Card, Wesley R Card, Ira M. Dansky, Richard L. Dickson, Cynthia DiPietrantonio, Joseph T. Donnalley, Tami Fersko, Ira Martin Dansky Revocable Trust, John T McClain and Aida Tejero-Decolli in 20-3941, Appellee Christopher R. Cade, Ira M. Dansky and Ira Martin Dansky Revocable Trust in 20-3959, 20-3961, Appellee Richard L. Dickson in 20-3964, Appellee Cynthia DiPietrantonio, Tami Fersko and John T McClain in 20-3969, 20-3980, Appellee Joseph T. Donnalley and Aida Tejero-Decolli in 20-3981, Appellee Dianne Card and Wesley R Card in 20-3992, 20-3998, FILED. Service date 12/07/2020 by CM/ECF. [2988344] [20-3941, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 07:41 PM] |
| Filing 44 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Joseph T. Donnalley and Aida Tejero-Decolli, FILED. Service date 12/07/2020 by CM/ECF.[2988338] [20-3981] [Entered: 12/07/2020 07:28 PM] |
| Filing 43 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of -- Mary E. Belle, Joseph Stafiniak and Appellee Kathleen Nedorostek Kaswell in 20-3941, 20-3981, FILED. Service date 12/07/2020 by CM/ECF. [2988297] [20-3941, 20-3981] [Entered: 12/07/2020 05:41 PM] |
| Filing 42 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Kathleen Nedorostek Kaswell, FILED. Service date 12/07/2020 by CM/ECF.[2988287] [20-3981] [Entered: 12/07/2020 05:34 PM] |
| Filing 41 ATTORNEY, Y. David Scharf for Kathleen Nedorostek Kaswell, in case 20-3941 Y. David Scharf for Kathleen Nedorostek Kaswell, in case 20-3981 , [ # 40 ], ADDED.[2988227] [20-3941, 20-3981] [Entered: 12/07/2020 04:39 PM] |
| Filing 40 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Kathleen Nedorostek Kaswell and -- Joseph Stafiniak and Mary E. Belle in 20-3941, 20-3981, FILED. Service date 12/07/2020 by CM/ECF. [2988105] [20-3941, 20-3981] [Entered: 12/07/2020 03:29 PM] |
| Filing 39 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Priac Funds, Prudential Financial, Inc., Prudential Retirement Insurance and Annuity Co., QMA, LLC and Defendant NJ-3 in 20-3941, 20-3969, FILED. Service date 12/07/2020 by CM/ECF. [2988067] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/07/2020 03:04 PM] |
| Filing 37 ATTORNEY, Brian Raphel for Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD Russell US Small Cap Equity Fund Transamerica Asset Management, Inc. Bam Advisor Services JHVIT Small Cap Index Trust John Hancock U.S. Targeted Value Fund SA U.S. Small Company Fund John Hancock U.S. Targeted Value Trust JHVIT Small Cap Opportunities Trust, in case 20-3941 Brian Raphel for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3964 Brian Raphel for Transamerica Asset Management, Inc., in case 20-3961 Brian Raphel for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3998 Brian Raphel for Transamerica Asset Management, Inc., in case 20-3959 Brian Raphel for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3992 Brian Raphel for Russell US Small Cap Equity Fund, in case 20-3981 Brian Raphel for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3980 , [ # 32 ], ADDED.[2987443] [20-3941, 20-3959, 20-3961, 20-3964, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/06/2020 09:54 PM] |
| Filing 36 ATTORNEY, Michael S. Doluisio for Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD Russell US Small Cap Equity Fund Transamerica Asset Management, Inc. Bam Advisor Services JHVIT Small Cap Index Trust John Hancock U.S. Targeted Value Fund SA U.S. Small Company Fund John Hancock U.S. Targeted Value Trust JHVIT Small Cap Opportunities Trust, in case 20-3941 Michael S. Doluisio for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3964 Michael S. Doluisio for Transamerica Asset Management, Inc., in case 20-3961 Michael S. Doluisio for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3998 Michael S. Doluisio for Transamerica Asset Management, Inc., in case 20-3959 Michael S. Doluisio for John Hancock U.S. Targeted Value Fund Manulife Financial John Hancock II Strategic Equity Allocation Small Cap Fund John Hancock U.S. Targeted Value Trust JHVIT Strategic Equity Allocation Trust JHF II Strategic Equity Allocation Fund Manulife Investment Management (North America) LTD JHVIT Small Cap Index Trust JHVIT Small Cap Opportunities Trust, in case 20-3992 Michael S. Doluisio for Russell US Small Cap Equity Fund, in case 20-3981 Michael S. Doluisio for SA U.S. Small Company Fund Bam Advisor Services, in case 20-3980 , [ # 31 ], ADDED.[2987440] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/06/2020 09:43 PM] |
| Filing 34 ATTORNEY, Jenna Christine Hutchinson, [ # 22 ], in place of attorney Marissa Rachel Parker, SUBSTITUTED.[2987428] [20-3981] [Entered: 12/06/2020 07:47 PM] |
| Filing 33 ATTORNEY, Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3952 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3941 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB, in case 20-3964 Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3961 Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3998 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3969 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB, in case 20-3959 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3981 Shenghao Stan Chiueh for Wilmington Savings Fund Society, FSB, in case 20-3992 Shenghao Stan Chiueh for Marc S Kirschner, in case 20-3980 , [ # 18 ], ADDED.[2987424] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/06/2020 06:48 PM] |
| Filing 32 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Transamerica Asset Management, Inc., Bam Advisor Services, SA U.S. Small Company Fund, Russell US Small Cap Equity Fund, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial and Manulife Investment Management (North America) LTD in 20-3941, Appellee Transamerica Asset Management, Inc. in 20-3959, 20-3961, Appellee Bam Advisor Services and SA U.S. Small Company Fund in 20-3964, 20-3980, Appellee Russell US Small Cap Equity Fund in 20-3981, Appellee JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial and Manulife Investment Management (North America) LTD in 20-3992, 20-3998, FILED. Service date 12/04/2020 by CM/ECF. [2987300] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/04/2020 05:47 PM] |
| Filing 31 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Transamerica Asset Management, Inc., Bam Advisor Services, SA U.S. Small Company Fund, Russell US Small Cap Equity Fund, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Investment Management (North America) LTD and Manulife Financial in 20-3941, Appellee Transamerica Asset Management, Inc. in 20-3959, 20-3961, Appellee Bam Advisor Services and SA U.S. Small Company Fund in 20-3964, 20-3980, Appellee Russell US Small Cap Equity Fund in 20-3981, Appellee JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Investment Management (North America) LTD and Manulife Financial in 20-3992, 20-3998, FILED. Service date 12/04/2020 by CM/ECF. [2987280] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/04/2020 05:30 PM] |
| Filing 30 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Russell US Small Cap Equity Fund, FILED. Service date 12/04/2020 by CM/ECF.[2987203] [20-3981] [Entered: 12/04/2020 04:26 PM] |
| Filing 29 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Wayne Kulkin in 20-3981, 20-3941, FILED. Service date 12/04/2020 by CM/ECF. [2987139] [20-3981, 20-3941] [Entered: 12/04/2020 03:57 PM] |
| Filing 28 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee American Family Mutual Insurance Co., FILED. Service date 12/04/2020 by CM/ECF.[2987111] [20-3981] [Entered: 12/04/2020 03:43 PM] |
| Filing 26 ATTORNEY, Lawrence G. Scarborough, [ # 25 ], in place of attorney Mary Stephanie Wickouski, SUBSTITUTED.[2987080] [20-3981, 20-3941] [Entered: 12/04/2020 03:29 PM] |
| Filing 25 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee American Family Mutual Insurance Co., FILED. Service date 12/04/2020 by CM/ECF. [2987067] [20-3981] [Entered: 12/04/2020 03:21 PM] |
| Filing 24 FORM D, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, FILED. Service date 12/04/2020 by CM/ECF.[2986666] [20-3981] [Entered: 12/04/2020 11:05 AM] |
| Filing 23 FORM C, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, FILED. Service date 12/04/2020 by CM/ECF.[2986663] [20-3981] [Entered: 12/04/2020 11:04 AM] |
| Filing 22 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Valued Advisers Trust, FILED. Service date 12/03/2020 by CM/ECF. [2986260] [20-3981] [Entered: 12/03/2020 05:16 PM] |
| Filing 21 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee George Sharp, FILED. Service date 12/03/2020 by CM/ECF.[2985798] [20-3981] [Entered: 12/03/2020 12:29 PM] |
| Filing 20 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Heather Harlan, FILED. Service date 12/03/2020 by CM/ECF.[2985795] [20-3981] [Entered: 12/03/2020 12:28 PM] |
| Filing 19 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Stefani Greenfield, FILED. Service date 12/03/2020 by CM/ECF.[2985576] [20-3981] [Entered: 12/03/2020 10:33 AM] |
| Filing 18 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 12/03/2020 by CM/ECF. [2985483] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/03/2020 09:47 AM] |
| Filing 17 ATTORNEY, Joseph T. Kelleher for Nationwide Mutual Funds Nationwide Variable Insurance Trust, in case 20-3981 , [ # 15 ], ADDED.[2985333] [20-3981] [Entered: 12/03/2020 01:19 AM] |
| Filing 16 ATTORNEY, Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3941 Robert Joel Lack for Marc S Kirschner, in case 20-3952 Robert Joel Lack for Wilmington Savings Fund Society, FSB, in case 20-3964 Robert Joel Lack for Marc S Kirschner, in case 20-3961 Robert Joel Lack for Marc S Kirschner, in case 20-3998 Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3969 Robert Joel Lack for Wilmington Savings Fund Society, FSB, in case 20-3959 Robert Joel Lack for Wilmington Savings Fund Society, FSB Marc S Kirschner, in case 20-3981 Robert Joel Lack for Wilmington Savings Fund Society, FSB, in case 20-3992 Robert Joel Lack for Marc S Kirschner, in case 20-3980 , [ # 14 ], ADDED.[2985330] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/03/2020 01:08 AM] |
| Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Nationwide Mutual Funds and Nationwide Variable Insurance Trust, FILED. Service date 12/02/2020 by CM/ECF. [2985294] [20-3981] [Entered: 12/02/2020 08:32 PM] |
| Filing 14 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3941, Appellant Marc S Kirschner in 20-3952, Appellant Wilmington Savings Fund Society, FSB in 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998, FILED. Service date 12/02/2020 by CM/ECF. [2985138] [20-3941, 20-3952, 20-3959, 20-3961, 20-3964, 20-3969, 20-3980, 20-3981, 20-3992, 20-3998] [Entered: 12/02/2020 04:17 PM] |
| Filing 13 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, FILED. Service date 12/02/2020 by CM/ECF.[2985043] [20-3981] [Entered: 12/02/2020 03:14 PM] |
| Filing 12 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Cref Equity Index Account, TIAA-CREF Funds, TIAA-CREF Funds and TIAA-CREF Funds, FILED. Service date 12/01/2020 by CM/ECF.[2984397] [20-3981] [Entered: 12/01/2020 05:27 PM] |
| Filing 7 NOTE: See lead case, 20-3941, containing complete set of docket entries.[2983213] [20-3981] [Entered: 11/30/2020 02:35 PM] |
| Filing 6 ELECTRONIC INDEX, in lieu of record, FILED.[2983189] [20-3981] [Entered: 11/30/2020 02:12 PM] |
| Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB, district court receipt # NYSDC-22678570, FILED.[2983185] [20-3981] [Entered: 11/30/2020 02:10 PM] |
| Filing 3 DISTRICT COURT JUDGMENT, dated 11/19/2020, RECEIVED.[2983181] [20-3981] [Entered: 11/30/2020 02:08 PM] |
| Filing 2 DISTRICT COURT OPINION AND ORDER, dated 08/27/2020, RECEIVED.[2983170] [20-3981] [Entered: 11/30/2020 02:02 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Marc S Kirschner and Wilmington Savings Fund Society, FSB in 20-3981, FILED. [2983154] [20-3981, 20-3941] [Entered: 11/30/2020 01:51 PM] |
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