Zimmerman v. UBS AG et al
Defendant: Troy Butner and Marie-Laure DeLaure
Defendant / Appellee: UBS AG, Robert McCann, UBS Group AG, Tom Naritil, Reto Francioni, Ann Godbeher, Charles Schwab, Beatrice Weder di Mauro, Charles Schwab & Co., Inc., Michel Demare, Markus Diethelm, Axel Weber, UBS Financial Services, Inc., UBS Securities LLC, William Parrett, Isabelle Romy, Walt Bettinger, Sergio Ermotti, Ernst & Young LLP and UBS Americas Holding L.L.C.
Plaintiff / Appellant: Robert Zimmerman
Case Number: 20-885
Filed: March 10, 2020
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on April 20, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 20, 2020 Filing 22 MOTION, to proceed in forma pauperis, on behalf of Appellant Robert Zimmerman, FILED. Service date 04/08/2020 by US mail.[2824562] [20-885] [Entered: 04/22/2020 04:31 PM]
April 1, 2020 Filing 21 NOTICE, to Appellee Walt Bettinger, Charles Schwab & Co., Inc. and Charles Schwab, for failure to file an appearance, copy to pro se appellant, SENT.[2812181] [20-885] [Entered: 04/01/2020 12:44 PM]
April 1, 2020 Opinion or Order Filing 19 ORDER, dated 04/01/2020, dismissing appeal by 04/22/2020, unless Appellant Robert Zimmerman, submits fee or moves for in forma pauperis, copy to pro se appellant, FILED.[2812133] [20-885] [Entered: 04/01/2020 12:07 PM]
March 26, 2020 Filing 18 CERTIFICATE OF SERVICE for Acknowledgment and Notice of Appearance, Form D-P, and LR 31.2 Scheduling Notification, on behalf of Appellant Robert Zimmerman, FILED. Service date 03/19/2020 by US mail.[2812121] [20-885] [Entered: 04/01/2020 11:58 AM]
March 24, 2020 Filing 16 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Robert Zimmerman, informing Court of proposed due date 06/18/2020, RECEIVED. Service date 03/19/2020 by US mail.[2809150] [20-885] [Entered: 03/26/2020 12:20 PM]
March 24, 2020 Filing 15 FORM D-P, on behalf of Appellant Robert Zimmerman, FILED. Service date 03/19/2020 by US mail.[2809146] [20-885] [Entered: 03/26/2020 12:17 PM]
March 24, 2020 Filing 14 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE FORM, on behalf of Party Robert Zimmerman, FILED. Service date 03/19/2020 by US mail.[2809142] [20-885] [Entered: 03/26/2020 12:13 PM]
March 24, 2020 Opinion or Order Filing 13 ORDER, dated 03/24/2020, dismissing appeal by 04/14/2020, unless Appellant Robert Zimmerman, submits Form D-P, copy to pro se appellant, FILED.[2807993] [20-885] [Entered: 03/24/2020 02:20 PM]
March 20, 2020 Filing 12 CURED DEFECTIVE DOCUMENT: ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [ # 9 ], [ # 10 ], on behalf of Appellee Ernst & Young LLP, FILED.[2806262] [20-885] [Entered: 03/20/2020 12:16 PM]
March 20, 2020 Filing 11 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee UBS AG, UBS Group AG, UBS Securities LLC, UBS Financial Services, Inc., UBS Americas Holding L.L.C., Axel Weber, Michel Demare, Tom Naritil, Markus Diethelm, Sergio Ermotti, William Parrett, Ann Godbeher, Isabelle Romy, Beatrice Weder di Mauro, Reto Francioni and Robert McCann, FILED. Service date 03/20/2020 by US mail.[2806233] [20-885] [Entered: 03/20/2020 11:53 AM]
March 19, 2020 Filing 10 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Ernst & Young LLP, FILED. Service date 03/19/2020 by CM/ECF, US mail.[2805722] [20-885] [Entered: 03/19/2020 03:19 PM]
March 19, 2020 Filing 9 DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance, [8], on behalf of Appellee Ernst & Young LLP, copy to pro se appellant, FILED.[2805671] [20-885] [Entered: 03/19/2020 02:29 PM]
March 19, 2020 Filing 8 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Ernst & Young LLP, FILED. Service date 03/19/2020 by CM/ECF, US mail.[2805642] [20-885] [Entered: 03/19/2020 02:07 PM]
March 13, 2020 Filing 17 DISTRICT COURT ORDER, dated 03/13/2020, denying IFP, RECEIVED.[2809955] [20-885] [Entered: 03/27/2020 01:09 PM]
March 12, 2020 Filing 7 INSTRUCTIONAL FORMS, to Pro Se Appellant, SENT.[2800678] [20-885] [Entered: 03/12/2020 06:42 PM]
March 12, 2020 Filing 6 NOTICE, re: pending district court IFP motion, to district court, copy to pro se appellant, SENT.[2800677] [20-885] [Entered: 03/12/2020 06:40 PM]
March 10, 2020 Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[2800676] [20-885] [Entered: 03/12/2020 06:38 PM]
March 10, 2020 Filing 3 DISTRICT COURT JUDGMENT, dated 02/24/2020, RECEIVED.[2800673] [20-885] [Entered: 03/12/2020 06:32 PM]
March 10, 2020 Filing 2 DISTRICT COURT OPINION AND ORDER, dated 08/24/2018, RECEIVED.[2800672] [20-885] [Entered: 03/12/2020 06:32 PM]
March 10, 2020 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Robert Zimmerman, FILED. [2800671] [20-885] [Entered: 03/12/2020 06:28 PM]

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Search for this case: Zimmerman v. UBS AG et al
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Defendant / appellee: UBS AG
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Robert McCann
Represented By: David L. Goldberg Esq.
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Defendant / appellee: UBS Group AG
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Tom Naritil
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Reto Francioni
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Ann Godbeher
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Charles Schwab
Represented By: Gary R. Studen Esq.
Represented By: Charles A. Michael
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Defendant / appellee: Beatrice Weder di Mauro
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Charles Schwab & Co., Inc.
Represented By: David L. Goldberg Esq.
Represented By: Gary R. Studen Esq.
Represented By: Robyn Crowther Esq.
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Defendant / appellee: Michel Demare
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Markus Diethelm
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Axel Weber
Represented By: David L. Goldberg Esq.
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Defendant / appellee: UBS Financial Services, Inc.
Represented By: David L. Goldberg Esq.
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Defendant / appellee: UBS Securities LLC
Represented By: David L. Goldberg Esq.
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Defendant / appellee: William Parrett
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Isabelle Romy
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Walt Bettinger
Represented By: Gary R. Studen Esq.
Represented By: Charles A. Michael
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Defendant / appellee: Sergio Ermotti
Represented By: David L. Goldberg Esq.
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Defendant / appellee: Ernst & Young LLP
Represented By: Richard T. Marooney
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Defendant / appellee: UBS Americas Holding L.L.C.
Represented By: David L. Goldberg Esq.
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Defendant: Troy Butner
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Defendant: Marie-Laure DeLaure
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Plaintiff / appellant: Robert Zimmerman
Represented By: Robert Zimmerman
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