Cunningham v. Cornell University
Defendant: Mary G. Opperman, Cornell University and The Retirement Plan Oversight Committee
Defendant / Appellant: CapFinancial Partners, LLC
Plaintiff / Appellee: Lydia Pettis, Stanley T. Marcus, Charles E. Lance, Joy Veronneau and Casey Cunningham, individually and as representative of a class of participants and beneficiaries on behalf of the Cornell University Retirement Plan for the Employees of the Endowed Colleges at Ithaca and the Cornell University Tax Deferred Annuity
Case Number: 21-114
Filed: January 20, 2021
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on March 10, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 10, 2021 Filing 37 ATTORNEY, Joseph R. Dosch for CapFinancial Partners, LLC, in case 21-88 Joseph R. Dosch for CapFinancial Partners, LLC, in case 21-114, [ # 36 ], ADDED.[3053137] [21-88, 21-114] [Entered: 03/10/2021 01:33 PM]
March 10, 2021 Filing 36 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee-Cross-Appellant CapFinancial Partners, LLC in 21-88, Appellant CapFinancial Partners, LLC in 21-114, FILED. Service date 03/10/2021 by CM/ECF. [3053059] [21-88, 21-114] [Entered: 03/10/2021 12:31 PM]
February 12, 2021 Filing 33 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant-Cross-Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau in 21-88, Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau in 21-96, 21-114 Brief due date as 04/27/2021. Joint Appendix due date as 04/27/2021, FILED.[3035439] [21-88, 21-96, 21-114] [Entered: 02/12/2021 10:50 AM]
February 12, 2021 Filing 30 NEW CASE MANAGER, Evelyn Cruz, ASSIGNED.[3035373] [21-88, 21-96, 21-114] [Entered: 02/12/2021 09:57 AM]
February 11, 2021 Filing 27 ATTORNEY, Heather Lea for Casey Cunningham, Charles E. Lance, Joy Veronneau, Stanley T. Marcus, and Lydia Pettis, in case 21-88, [ # 25 ], ADDED.[3034707] [21-88] [Entered: 02/11/2021 01:34 PM]
February 11, 2021 Filing 26 CAMP ORDER, Type of Conference: Amended Telephonic, Scheduled Date of Conference: 02/26/2021, Start Time: 10:30 AM, Required Attendees: Counsel, with Kathleen M. Scanlon, ENTERED.[3034795] [21-88, 21-96, 21-114] [Entered: 02/11/2021 02:40 PM]
February 11, 2021 Filing 25 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant-Cross-Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau in 21-88, Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau in 21-114, 21-96, FILED. Service date 02/11/2021 by CM/ECF. [3034555] [21-88, 21-114, 21-96] [Entered: 02/11/2021 11:22 AM]
February 9, 2021 Filing 24 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant-Cross-Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau in 21-88, Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau in 21-114, 21-96, informing Court of proposed due date 04/27/2021, RECEIVED. Service date 02/09/2021 by CM/ECF.[3033132] [21-88, 21-114, 21-96] [Entered: 02/09/2021 03:46 PM]
February 3, 2021 Filing 23 CAMP ORDER, Type of Conference: Telephonic, Scheduled Date of Conference: 02/26/2021, Start Time: 10:30 AM, Required Attendees: Clients with Counsel, with Kathleen M. Scanlon, ENTERED.[3029209] [21-114] [Entered: 02/03/2021 03:32 PM]
February 3, 2021 Filing 20 CURED DEFECTIVE FORM C, [ # 19 ], on behalf of Appellant CapFinancial Partners, LLC, FILED.[3028956] [21-114] [Entered: 02/03/2021 01:01 PM]
February 3, 2021 Filing 19 FORM C, on behalf of Appellant CapFinancial Partners, LLC, FILED. Service date 02/03/2021 by CM/ECF.[3028753] [21-114] [Entered: 02/03/2021 10:46 AM]
February 3, 2021 Filing 18 DEFECTIVE DOCUMENT, Form C, [16], on behalf of Appellant CapFinancial Partners, LLC, FILED.[3028565] [21-114] [Entered: 02/03/2021 08:41 AM]
February 3, 2021 Filing 17 ATTORNEY, Sean E. Soyars for Casey Cunningham, Charles E. Lance, Joy Veronneau, Stanley T. Marcus, and Lydia Pettis, in case 21-114, [ # 14 ], ADDED.[3028564] [21-114] [Entered: 02/03/2021 08:38 AM]
February 2, 2021 Filing 16 FORM C, on behalf of Appellant CapFinancial Partners, LLC, FILED. Service date 02/02/2021 by CM/ECF.[3028477] [21-114] [Entered: 02/02/2021 06:42 PM]
February 2, 2021 Filing 15 FORM D, on behalf of Appellant CapFinancial Partners, LLC, FILED. Service date 02/02/2021 by CM/ECF.[3028450] [21-114] [Entered: 02/02/2021 06:03 PM]
February 2, 2021 Filing 14 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau, FILED. Service date 02/02/2021 by CM/ECF. [3028387] [21-114] [Entered: 02/02/2021 04:52 PM]
February 2, 2021 Filing 13 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Casey Cunningham, Charles E. Lance, Stanley T. Marcus, Lydia Pettis and Joy Veronneau, FILED. Service date 02/02/2021 by CM/ECF.[3028373] [21-114] [Entered: 02/02/2021 04:49 PM]
January 27, 2021 Filing 10 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant CapFinancial Partners, LLC, FILED. Service date 01/27/2021 by CM/ECF.[3022679] [21-114] [Entered: 01/27/2021 05:34 PM]
January 20, 2021 Filing 7 ELECTRONIC INDEX, in lieu of record, FILED.[3017026] [21-114] [Entered: 01/20/2021 12:44 PM]
January 20, 2021 Filing 6 NOTE: See lead case, 21-88, containing complete set of docket entries.[3017024] [21-114] [Entered: 01/20/2021 12:44 PM]
January 20, 2021 Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant CapFinancial Partners, LLC, district court receipt # ANYSDC-23585311, FILED.[3017021] [21-114] [Entered: 01/20/2021 12:42 PM]
January 20, 2021 Filing 3 DISTRICT COURT FINAL ORDER AND JUDGMENT, dated 12/22/2020, RECEIVED.[3017020] [21-114] [Entered: 01/20/2021 12:41 PM]
January 20, 2021 Filing 2 DISTRICT COURT OPINION AND ORDER, dated 09/06/2018, RECEIVED.[3017018] [21-114] [Entered: 01/20/2021 12:41 PM]
January 20, 2021 Filing 1 NOTICE OF CIVIL CROSS-APPEAL, with district court docket, on behalf of Appellant CapFinancial Partners, LLC, FILED. [3017011] [21-114] [Entered: 01/20/2021 12:36 PM]

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Search for this case: Cunningham v. Cornell University
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Defendant / appellant: CapFinancial Partners, LLC
Represented By: Eric S. Mattson Esq.
Represented By: Joseph R. Dosch Esq.
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Defendant: Mary G. Opperman
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Defendant: Cornell University
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Defendant: The Retirement Plan Oversight Committee
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Plaintiff / appellee: Lydia Pettis
Represented By: Jerome Joseph Schlichter Esq.
Represented By: Sean E. Soyars Esq.
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Plaintiff / appellee: Stanley T. Marcus
Represented By: Jerome Joseph Schlichter Esq.
Represented By: Sean E. Soyars Esq.
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Plaintiff / appellee: Charles E. Lance
Represented By: Jerome Joseph Schlichter Esq.
Represented By: Sean E. Soyars Esq.
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Plaintiff / appellee: Joy Veronneau
Represented By: Jerome Joseph Schlichter Esq.
Represented By: Sean E. Soyars Esq.
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Plaintiff / appellee: Casey Cunningham, individually and as representative of a class of participants and beneficiaries on behalf of the Cornell University Retirement Plan for the Employees of the Endowed Colleges at Ithaca and the Cornell University Tax Deferred Annuity
Represented By: Jerome Joseph Schlichter Esq.
Represented By: Sean E. Soyars Esq.
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