Securities and Exchange Commis v. Rio Tinto
Petitioner: Securities and Exchange Commission
Respondent: Rio Tinto PLC, Rio Tinto LTD, Guy Robert Elliott and Thomas Albanese
Case Number: 21-1282
Filed: May 17, 2021
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on May 27, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
May 27, 2021 Filing 26 OPPOSITION TO MOTION, [ # 1 ], on behalf of Respondent Rio Tinto LTD and Rio Tinto PLC, FILED. Service date 05/27/2021 by CM/ECF. [3109719] [21-1282] [Entered: 05/27/2021 07:47 PM]
May 27, 2021 Filing 25 ATTORNEY, Jennifer Laurie Conn for Respondents Rio Tinto PLC and Rio Tinto LTD, in case 21-1282 , [ # 22 ], ADDED.[3109642] [21-1282] [Entered: 05/27/2021 04:31 PM]
May 27, 2021 Filing 24 ATTORNEY, Richard W. Grime for Respondents Rio Tinto PLC and Rio Tinto LTD, in case 21-1282 , [ # 23 ], ADDED.[3109641] [21-1282] [Entered: 05/27/2021 04:29 PM]
May 27, 2021 Filing 23 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Respondent Rio Tinto LTD and Rio Tinto PLC, FILED. Service date 05/27/2021 by CM/ECF. [3109575] [21-1282] [Entered: 05/27/2021 03:37 PM]
May 27, 2021 Filing 22 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Respondent Rio Tinto LTD and Rio Tinto PLC, FILED. Service date 05/27/2021 by CM/ECF. [3109572] [21-1282] [Entered: 05/27/2021 03:30 PM]
May 27, 2021 Filing 21 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Respondent Rio Tinto LTD and Rio Tinto PLC, FILED. Service date 05/27/2021 by CM/ECF.[3109567] [21-1282] [Entered: 05/27/2021 03:27 PM]
May 27, 2021 Filing 20 ATTORNEY, Geoffrey R. Chepiga for Respondent Guy Robert Elliott, in case 21-1282 , [ # 19 ], ADDED.[3108969] [21-1282] [Entered: 05/27/2021 08:07 AM]
May 26, 2021 Filing 19 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Respondent Guy Robert Elliott, FILED. Service date 05/26/2021 by CM/ECF. [3108882] [21-1282] [Entered: 05/26/2021 04:41 PM]
May 26, 2021 Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Respondent Guy Robert Elliott, FILED. Service date 05/26/2021 by CM/ECF.[3108874] [21-1282] [Entered: 05/26/2021 04:37 PM]
May 25, 2021 Filing 16 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 14 ], on behalf of Respondent Thomas Albanese, FILED.[3107430] [21-1282] [Entered: 05/25/2021 10:11 AM]
May 25, 2021 Filing 15 ATTORNEY, James P. Loonam for Respondent Thomas Albanese, in case 21-1282 , [ # 14 ], ADDED.[3107428] [21-1282] [Entered: 05/25/2021 10:10 AM]
May 25, 2021 Filing 14 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Respondent Thomas Albanese, FILED. Service date 05/25/2021 by CM/ECF. [3107273] [21-1282] [Entered: 05/25/2021 08:53 AM]
May 24, 2021 Filing 13 DEFECTIVE DOCUMENT, notice of appearance as additional counsel, [12], on behalf of Respondent Thomas Albanese, FILED.[3106630] [21-1282] [Entered: 05/24/2021 12:22 PM]
May 21, 2021 Filing 12 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Respondent Thomas Albanese, FILED. Service date 05/21/2021 by CM/ECF. [3105970] [21-1282] [Entered: 05/21/2021 03:32 PM]
May 21, 2021 Filing 11 ATTORNEY, Donald L. R. Goodson for Thomas Albanese, in case 21-1282 , [ # 9 ], ADDED.[3105891] [21-1282] [Entered: 05/21/2021 03:07 PM]
May 21, 2021 Filing 10 ATTORNEY, Sarah Levine, [ # 8 ], in place of attorney James Loonam, SUBSTITUTED.[3105882] [21-1282] [Entered: 05/21/2021 03:04 PM]
May 21, 2021 Filing 9 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Respondent Thomas Albanese, FILED. Service date 05/21/2021 by CM/ECF, email. [3105358] [21-1282] [Entered: 05/21/2021 10:41 AM]
May 21, 2021 Filing 8 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Respondent Thomas Albanese, FILED. Service date 05/21/2021 by CM/ECF, email. [3105349] [21-1282] [Entered: 05/21/2021 10:38 AM]
May 19, 2021 Filing 6 ATTORNEY, Martin Totaro, [ # 5 ], in place of attorney Michael Conley, SUBSTITUTED.[3104043] [21-1282] [Entered: 05/19/2021 03:13 PM]
May 19, 2021 Filing 5 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Petitioner Securities and Exchange Commission, FILED. Service date 05/19/2021 by CM/ECF. [3103652] [21-1282] [Entered: 05/19/2021 11:00 AM]
May 17, 2021 Filing 1 MOTION, for leave to appeal (28 U.S.C. 1292(b)), on behalf of Petitioner Securities and Exchange Commission, FILED. Service date 05/17/2021 by email.[3102985] [21-1282] [Entered: 05/18/2021 12:44 PM]

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Respondent: Rio Tinto PLC
Represented By: Jennifer Laurie Conn
Represented By: Richard W. Grime Esq.
Represented By: Mark A. Kirsch Esq.
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Respondent: Rio Tinto LTD
Represented By: Jennifer Laurie Conn
Represented By: Richard W. Grime Esq.
Represented By: Mark A. Kirsch Esq.
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Respondent: Guy Robert Elliott
Represented By: Geoffrey R. Chepiga Esq.
Represented By: Walter Ricciardi
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Respondent: Thomas Albanese
Represented By: Sarah Levine Esq.
Represented By: James P. Loonam Esq.
Represented By: Donald L. R. Goodson Esq.
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Petitioner: Securities and Exchange Commission
Represented By: Martin Totaro
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