SL-X IP S.A.R.L. v. Bank Of America Corporation

Justia Dockets & Filings Second Circuit U.S. Court of Appeals, Second Circuit SL-X IP S.A.R.L. v. Bank Of America Corporation

SL-X IP S.A.R.L. v. Bank Of America Corporation

Defendant:	Bank of America Corporation, Credit Suisse Group AG, The Goldman Sachs Group, Inc., Goldman Sachs Execution & Clearing, L.P., J.P. Morgan Chase & Co., J.P. Morgan Institutional Investments Inc., Morgan Stanley, Morgan Stanley Capital Management, LLC, Morgan Stanley Distribution, Inc., UBS Group AG, UBS Investment Bank, UBS Asset Management (US) Inc. and UBS Fund Services (USA) LLC
Plaintiff / Appellant:	SL-X IP S.A.R.L., SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Technology UK Ltd. and SL-x Trading USA LLC
Defendant / Appellee:	Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, J.P. Morgan Prime, Inc., J.P. Morgan Strategic Securities Lending Corp., J.P. Morgan Chase Bank, N.A., Morgan Stanley & Co. LLC, Prime Dealer Services Corp., Strategic Investments I, Inc., UBS AG, UBS Americas Inc., UBS Securities LLC, UBS Financial Services Inc., EquiLend LLC, EquiLend Europe Limited and EquiLend Holdings LLC
Case Number:	21-2697
Filed:	October 25, 2021
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	STATUTES-Antitrust

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Date Filed	Document Text
October 20, 2022	Filing 132 CASE CALENDARING, for the week of 02/06/2023, PANEL B, PROPOSED.[3404188] [21-2697, 21-2699] [Entered: 10/20/2022 10:35 AM]
September 28, 2022	Filing 129 LETTER, on behalf of Appellee Goldman Sachs & Co. LLC, additional date unavailable for Oral Argument, RECEIVED. Service date 09/28/2022 by CM/ECF.[3390337] [21-2697]--[Edited 09/29/2022 by WD] [Entered: 09/28/2022 04:59 PM]
September 27, 2022	Filing 127 CASE CALENDARING, for the week of 01/09/2023, PANEL B, PROPOSED.[3389296] [21-2697, 21-2699] [Entered: 09/27/2022 12:12 PM]
September 7, 2022	Filing 126 ATTORNEY, George Mastoris, for Appellee Goldman Sachs & Co. LLC, TERMINATED.[3377372] [21-2697, 21-2699] [Entered: 09/07/2022 08:48 AM]
September 6, 2022	Filing 125 LETTER, on behalf of Appellee Goldman Sachs & Co. LLC, Attorney George E. Mastoris respectfully request permission to withdraw as counsel for Appellee Goldman Sachs & Co. LLC (Goldman Sachs) in the above-referenced cases, RECEIVED. Service date 09/06/2022 by CM/ECF.[3377303] [21-2697]--[Edited 09/07/2022 by EMC] [Entered: 09/06/2022 08:23 PM]
May 31, 2022	Filing 123 REPLY BRIEF, on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 05/31/2022 by CM/ECF. [3323732] [21-2697, 21-2699] [Entered: 05/31/2022 02:43 PM]
May 23, 2022	Filing 119 CURED DEFECTIVE: ORAL ARGUMENT STATEMENT LR 34.1 (a), [ # 118 ], on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, FILED.[3319414] [21-2697, 21-2699] [Entered: 05/23/2022 09:39 AM]
May 20, 2022	Filing 118 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Rishi Bhandari, Esq. for Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Attorney Mr. Rishi Bhandari, Esq. for Appellant SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Technology UK Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 05/20/2022 by CM/ECF. [3319139] [21-2697, 21-2699] [Entered: 05/20/2022 04:08 PM]
May 20, 2022	Filing 116 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Lauren Rosenberg for Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Morgan Stanley Distribution, Inc. and Prime Dealer Services Corp. in 21-2697, Attorney Lauren Rosenberg for Appellee Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Morgan Stanley Distribution, Inc. and Morgan Stanley in 21-2699, FILED. Service date 05/20/2022 by CM/ECF. [3319068] [21-2697, 21-2699] [Entered: 05/20/2022 03:17 PM]
May 20, 2022	Filing 115 DEFECTIVE DOCUMENT, ORAL ARGUMENT STATEMENT LR 34.1 (a), [113], on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, 21-2699 FILED.[3319031] [21-2697, 21-2699] [Entered: 05/20/2022 02:32 PM]
May 19, 2022	Filing 113 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Rishi Bhandari, Esq. for Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Attorney Mr. Rishi Bhandari, Esq. for Appellant SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Technology UK Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 05/19/2022 by CM/ECF. [3318584] [21-2697, 21-2699] [Entered: 05/19/2022 04:30 PM]
May 11, 2022	Filing 112 LETTER, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Group AG, Credit Suisse Prime Securities Services (USA) LLC and Credit Suisse Securities (USA) LLC, joining in the brief filed on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., RECEIVED. Service date 05/11/2022 by CM/ECF.[3312865] [21-2697]--[Edited 05/11/2022 by EMC] [Entered: 05/11/2022 10:33 AM]
May 10, 2022	Filing 111 LETTER, on behalf of Appellee Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, joining in the brief filed on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., RECEIVED. Service date 05/10/2022 by CM/ECF.[3312586] [21-2697]--[Edited 05/11/2022 by EMC] [Entered: 05/10/2022 05:22 PM]
May 10, 2022	Filing 110 LETTER, on behalf of Appellee Goldman Sachs & Co. LLC, joining in the brief filed on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., RECEIVED. Service date 05/10/2022 by CM/ECF.[3312509] [21-2697]--[Edited 05/10/2022 by EMC] [Entered: 05/10/2022 04:08 PM]
May 10, 2022	Filing 109 LETTER, on behalf of Appellee EquiLend Holdings LLC, EquiLend LLC and EquiLend Europe Limited, joining in the brief filed on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., RECEIVED. Service date 05/10/2022 by CM/ECF.[3312208] [21-2697]--[Edited 05/10/2022 by EMC] [Entered: 05/10/2022 12:47 PM]
May 10, 2022	Filing 108 LETTER, on behalf of Appellee UBS AG, UBS Americas Inc., UBS Securities LLC and UBS Financial Services Inc., joining in the brief filed on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., RECEIVED. Service date 05/10/2022 by CM/ECF.[3312119] [21-2697]--[Edited 05/10/2022 by EMC] [Entered: 05/10/2022 11:38 AM]
May 10, 2022	Filing 107 LETTER, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, J.P. Morgan Prime, Inc. and J.P. Morgan Strategic Securities Lending Corp., joining in the brief filed on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., RECEIVED. Service date 05/10/2022 by CM/ECF.[3312061] [21-2697]--[Edited 05/10/2022 by EMC] [Entered: 05/10/2022 11:11 AM]
May 9, 2022	Filing 104 BRIEF, on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc. in 21-2697, Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc. in 21-2699, FILED. Service date 05/09/2022 by CM/ECF. [3311776] [21-2697, 21-2699] [Entered: 05/09/2022 11:42 PM]
February 25, 2022	Filing 102 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Group AG, Credit Suisse Prime Securities Services (USA) LLC, Credit Suisse Securities (USA) LLC, EquiLend Europe Limited, EquiLend Holdings LLC, EquiLend LLC, Goldman Sachs & Co. LLC, J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC, J.P. Morgan Strategic Securities Lending Corp., Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Morgan Stanley Distribution, Inc., Prime Dealer Services Corp., Strategic Investments I, Inc., UBS AG, UBS Americas Inc., UBS Financial Services Inc. and UBS Securities LLC in 21-2697, 21-2699 Brief due date as 05/09/2022, FILED.[3267571] [21-2697, 21-2699] [Entered: 02/25/2022 10:28 AM]
February 22, 2022	Filing 97 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc. in 21-2697, Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc. in 21-2699, informing Court of proposed due date 05/09/2022, RECEIVED. Service date 02/22/2022 by CM/ECF.[3265370] [21-2697, 21-2699] [Entered: 02/22/2022 03:54 PM]
February 16, 2022	Filing 92 ATTORNEY, Evan Morgen Mandel for SL-x Technology USA LLC SL-x Trading USA LLC SL-x Trading Europe Ltd. SL-x Technology UK Ltd., in case 21-2699, [ # 90 ], ADDED.[3262198] [21-2699] [Entered: 02/16/2022 09:06 AM]
February 16, 2022	Filing 91 CURED DEFECTIVE: NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [ # 90 ], on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, FILED.[3262192] [21-2699, 21-2697] [Entered: 02/16/2022 09:03 AM]
February 15, 2022	Filing 90 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, FILED. Service date 02/15/2022 by CM/ECF. [3262027] [21-2699, 21-2697] [Entered: 02/15/2022 06:12 PM]
February 11, 2022	Filing 88 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [87], on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, FILED.[3259543] [21-2699, 21-2697] [Entered: 02/11/2022 09:28 AM]
February 11, 2022	Filing 87 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Trading USA LLC and SL-X IP S.A.R.L. in 21-2697, FILED. Service date 02/11/2022 by CM/ECF. [3259522] [21-2699, 21-2697] [Entered: 02/11/2022 09:12 AM]
February 11, 2022	Filing 86 ATTORNEY, Evan Morgen Mandel for SL-x Technology USA LLC SL-x Trading USA LLC SL-X IP S.A.R.L. SL-x Trading Europe Ltd. SL-x Technology UK Ltd., in case 21-2697, [ # 84 ], ADDED.[3259497] [21-2697] [Entered: 02/11/2022 09:01 AM]
February 11, 2022	Filing 85 CURED DEFECTIVE: NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [ # 84 ], on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED.[3259490] [21-2697, 21-2699] [Entered: 02/11/2022 08:58 AM]
February 10, 2022	Filing 84 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 02/10/2022 by CM/ECF. [3259402] [21-2697, 21-2699] [Entered: 02/10/2022 05:52 PM]
February 8, 2022	Filing 83 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [81], [82], on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED.[3257720] [21-2697, 21-2699] [Entered: 02/08/2022 04:55 PM]
February 8, 2022	Filing 82 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, 21-2697, FILED. Service date 02/08/2022 by CM/ECF. [3257714] [21-2699, 21-2697] [Entered: 02/08/2022 04:47 PM]
February 8, 2022	Filing 81 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant SL-X IP S.A.R.L. in 21-2697, FILED. Service date 02/08/2022 by CM/ECF. [3257712] [21-2697, 21-2699] [Entered: 02/08/2022 04:46 PM]
February 7, 2022	Filing 79 BRIEF & SPECIAL APPENDIX, on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 02/07/2022 by CM/ECF. [3256902] [21-2697, 21-2699] [Entered: 02/07/2022 04:35 PM]
February 7, 2022	Filing 78 JOINT APPENDIX, volume 3 of 3, (pp. 601-691), on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 02/07/2022 by CM/ECF.[3256896] [21-2697, 21-2699] [Entered: 02/07/2022 04:31 PM]
February 7, 2022	Filing 77 JOINT APPENDIX, volume 2 of 3, (pp. 301-600), on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 02/07/2022 by CM/ECF.[3256892] [21-2697, 21-2699] [Entered: 02/07/2022 04:29 PM]
February 7, 2022	Filing 76 JOINT APPENDIX, volume 1 of 3, (pp. 1-300), on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2699, FILED. Service date 02/07/2022 by CM/ECF.[3256890] [21-2697, 21-2699] [Entered: 02/07/2022 04:27 PM]
December 8, 2021	Filing 75 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697 Brief due date as 02/07/2022. Joint Appendix due date as 02/07/2022, FILED.[3224623] [21-2697, 21-2699] [Entered: 12/08/2021 08:54 AM]
December 7, 2021	Filing 72 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC and SL-x Trading Europe Ltd. in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC and SL-x Trading Europe Ltd. in 21-2699, informing Court of proposed due date 02/07/2022, RECEIVED. Service date 12/07/2021 by CM/ECF.[3224479] [21-2697, 21-2699] [Entered: 12/07/2021 04:28 PM]
December 2, 2021	Filing 69 CAPTION, Case has been consolidated, AMENDED.[3221430] [21-2697, 21-2699] [Entered: 12/02/2021 11:59 AM]
December 1, 2021	Filing 67 MOTION ORDER, granting motion to consolidate appeals and remove both appeals from the Courts Expedited Appeals Calendar; Appellants must file a Local Rule 31.2(a) scheduling notification letter within 7 days of the date of this order [ # 62 ][ # 3216799-3 ], filed by Appellant SL-X IP S.A.R.L. in 21-2697, Appellants SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Technology UK Ltd. and SL-x Trading USA LLC in 21-2699, by WJN, FILED. [3220995][67] [21-2697, 21-2699] [Entered: 12/01/2021 04:19 PM]
November 23, 2021	Filing 62 MOTION, to extend time, to consolidate appeals, on behalf of Appellant SL-X IP S.A.R.L., FILED. Service date 11/23/2021 by CM/ECF. [3216795] [21-2697] [Entered: 11/23/2021 10:12 AM]
November 17, 2021	Filing 61 ATTORNEY, Jeffrey Cao for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2697, [ # 59 ], ADDED.[3213133] [21-2697] [Entered: 11/17/2021 12:08 PM]
November 17, 2021	Filing 60 ATTORNEY, John Playforth for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2697, [ # 58 ], ADDED.[3213130] [21-2697] [Entered: 11/17/2021 12:05 PM]
November 17, 2021	Filing 59 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/17/2021 by CM/ECF. [3213005] [21-2697] [Entered: 11/17/2021 11:11 AM]
November 17, 2021	Filing 58 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/17/2021 by CM/ECF. [3212996] [21-2697] [Entered: 11/17/2021 11:07 AM]
November 16, 2021	Filing 57 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., FILED. Service date 11/16/2021 by CM/ECF.[3211846] [21-2697] [Entered: 11/16/2021 10:14 AM]
November 15, 2021	Filing 56 NOTICE, to Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., for failure to file an appearance, SENT.[3211272] [21-2697] [Entered: 11/15/2021 03:41 PM]
November 15, 2021	Filing 55 LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellant's brief due date as 12/20/2021, appellee's brief due date as 01/24/2022,TRANSMITTED.[3211138] [21-2697] [Entered: 11/15/2021 02:10 PM]
November 15, 2021	Filing 54 NEW CASE MANAGER, Evelyn Cruz, ASSIGNED.[3211131] [21-2697] [Entered: 11/15/2021 02:06 PM]
November 8, 2021	Filing 47 FORM D, on behalf of Appellant SL-X IP S.A.R.L., FILED. Service date 11/08/2021 by CM/ECF.[3207549] [21-2697] [Entered: 11/08/2021 04:06 PM]
November 8, 2021	Filing 46 FORM C, on behalf of Appellant SL-X IP S.A.R.L., FILED. Service date 11/08/2021 by CM/ECF.[3207547] [21-2697] [Entered: 11/08/2021 04:05 PM]
November 8, 2021	Filing 45 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant SL-X IP S.A.R.L., FILED. Service date 11/08/2021 by CM/ECF.[3207545] [21-2697] [Entered: 11/08/2021 04:04 PM]
November 8, 2021	Filing 44 ATTORNEY, Garrett Shinn for EquiLend Holdings LLC EquiLend Europe Limited EquiLend LLC, in case 21-2697 , [ # 43 ], ADDED.[3207511] [21-2697] [Entered: 11/08/2021 03:30 PM]
November 8, 2021	Filing 43 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee EquiLend LLC, EquiLend Europe Limited and EquiLend Holdings LLC, FILED. Service date 11/08/2021 by CM/ECF. [3207285] [21-2697] [Entered: 11/08/2021 01:00 PM]
November 8, 2021	Filing 42 ATTORNEY, Lauren Rosenberg for Morgan Stanley Morgan Stanley Capital Management, LLC Prime Dealer Services Corp. Morgan Stanley & Co. LLC, in case 21-2697 , [ # 41 ], ADDED.[3206872] [21-2697] [Entered: 11/06/2021 08:36 AM]
November 5, 2021	Filing 41 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of -- Morgan Stanley, Morgan Stanley Capital Management, LLC and Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., FILED. Service date 11/05/2021 by CM/ECF. [3206822] [21-2697] [Entered: 11/05/2021 05:25 PM]
November 5, 2021	Filing 40 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee EquiLend Europe Limited, EquiLend Holdings LLC and EquiLend LLC, FILED. Service date 11/05/2021 by CM/ECF.[3206768] [21-2697] [Entered: 11/05/2021 04:34 PM]
November 3, 2021	Filing 39 ATTORNEY, Michael Mitchell for Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch L.P. Holdings, Inc. Merrill Lynch Professional Clearing Corp., in case 21-2697 , [ # 37 ], ADDED.[3205065] [21-2697] [Entered: 11/03/2021 03:36 PM]
November 3, 2021	Filing 38 ATTORNEY, Richard F. Schwed for Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch L.P. Holdings, Inc. Merrill Lynch Professional Clearing Corp., in case 21-2697 , [ # 36 ], ADDED.[3205063] [21-2697] [Entered: 11/03/2021 03:35 PM]
November 3, 2021	Filing 37 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, FILED. Service date 11/03/2021 by CM/ECF. [3205015] [21-2697] [Entered: 11/03/2021 03:02 PM]
November 3, 2021	Filing 36 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, FILED. Service date 11/03/2021 by CM/ECF. [3205005] [21-2697] [Entered: 11/03/2021 02:54 PM]
November 3, 2021	Filing 35 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, FILED. Service date 11/03/2021 by CM/ECF.[3204992] [21-2697] [Entered: 11/03/2021 02:44 PM]
November 3, 2021	Filing 34 ATTORNEY, Staci Yablon for Goldman Sachs & Co. LLC, in case 21-2697, [ # 31 ], ADDED.[3204786] [21-2697] [Entered: 11/03/2021 11:50 AM]
November 3, 2021	Filing 33 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 32 ], [ # 31 ], on behalf of Appellee Goldman Sachs & Co. LLC, FILED.[3204775] [21-2697] [Entered: 11/03/2021 11:48 AM]
November 3, 2021	Filing 32 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [30], on behalf of Appellee Goldman Sachs & Co. LLC, FILED.[3204761] [21-2697] [Entered: 11/03/2021 11:41 AM]
November 3, 2021	Filing 31 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/03/2021 by CM/ECF. [3204673] [21-2697] [Entered: 11/03/2021 10:56 AM]
November 3, 2021	Filing 30 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/03/2021 by CM/ECF. [3204613] [21-2697] [Entered: 11/03/2021 10:28 AM]
November 2, 2021	Filing 29 ATTORNEY, George Mastoris for Goldman Sachs & Co. LLC, in case 21-2697 , [ # 28 ], ADDED.[3204357] [21-2697] [Entered: 11/02/2021 05:33 PM]
November 2, 2021	Filing 28 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/02/2021 by CM/ECF. [3204309] [21-2697] [Entered: 11/02/2021 04:40 PM]
November 2, 2021	Filing 27 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/02/2021 by CM/ECF.[3204296] [21-2697] [Entered: 11/02/2021 04:34 PM]
November 2, 2021	Filing 26 ATTORNEY, Michael A. Paskin, [ # 25 ], in place of attorney Daniel Slifkin, SUBSTITUTED.[3204106] [21-2697] [Entered: 11/02/2021 02:22 PM]
November 2, 2021	Filing 25 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Morgan Stanley, Morgan Stanley Capital Management, LLC and Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., FILED. Service date 11/02/2021 by CM/ECF. [3204051] [21-2697] [Entered: 11/02/2021 01:38 PM]
November 2, 2021	Filing 24 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/02/2021 by CM/ECF.[3203870] [21-2697] [Entered: 11/02/2021 11:36 AM]
November 2, 2021	Filing 23 ATTORNEY, Henry Liu for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2697 , [ # 21 ], ADDED.[3203844] [21-2697] [Entered: 11/02/2021 11:18 AM]
November 2, 2021	Filing 22 ATTORNEY, Robert D. Wick for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2697 , [ # 20 ], ADDED.[3203842] [21-2697] [Entered: 11/02/2021 11:17 AM]
November 2, 2021	Filing 21 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/02/2021 by CM/ECF. [3203768] [21-2697] [Entered: 11/02/2021 10:44 AM]
November 2, 2021	Filing 20 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/02/2021 by CM/ECF. [3203760] [21-2697] [Entered: 11/02/2021 10:39 AM]
November 2, 2021	Filing 19 ATTORNEY, Margaret Barone for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2697 , [ # 15 ], ADDED.[3203572] [21-2697] [Entered: 11/02/2021 07:22 AM]
November 2, 2021	Filing 18 ATTORNEY, Jason M. Hall for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2697 , [ # 14 ], ADDED.[3203571] [21-2697] [Entered: 11/02/2021 07:12 AM]
November 2, 2021	Filing 17 ATTORNEY, Herbert Scott Washer for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2697 , [ # 13 ], ADDED.[3203570] [21-2697] [Entered: 11/02/2021 07:10 AM]
November 2, 2021	Filing 16 ATTORNEY, Elai Katz for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2697 , [ # 12 ], ADDED.[3203569] [21-2697] [Entered: 11/02/2021 07:08 AM]
November 1, 2021	Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC and Credit Suisse Securities (USA) LLC, FILED. Service date 11/01/2021 by CM/ECF. [3203542] [21-2697] [Entered: 11/01/2021 06:10 PM]
November 1, 2021	Filing 14 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC and Credit Suisse Securities (USA) LLC, FILED. Service date 11/01/2021 by CM/ECF. [3203539] [21-2697] [Entered: 11/01/2021 06:09 PM]
November 1, 2021	Filing 13 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC and Credit Suisse Securities (USA) LLC, FILED. Service date 11/01/2021 by CM/ECF. [3203538] [21-2697] [Entered: 11/01/2021 06:07 PM]
November 1, 2021	Filing 12 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC and Credit Suisse Securities (USA) LLC, FILED. Service date 11/01/2021 by CM/ECF. [3203536] [21-2697] [Entered: 11/01/2021 06:05 PM]
November 1, 2021	Filing 11 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC and Credit Suisse Securities (USA) LLC, FILED. Service date 11/01/2021 by CM/ECF.[3203533] [21-2697] [Entered: 11/01/2021 06:01 PM]
October 29, 2021	Filing 10 ATTORNEY, Robert Glunt for SL-X IP S.A.R.L., in case 21-2697 , [ # 9 ], ADDED.[3202694] [21-2697] [Entered: 10/29/2021 04:31 PM]
October 29, 2021	Filing 9 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant SL-X IP S.A.R.L., FILED. Service date 10/29/2021 by CM/ECF. [3202627] [21-2697] [Entered: 10/29/2021 03:42 PM]
October 29, 2021	Filing 8 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee UBS AG, UBS Americas Inc., UBS Securities LLC and UBS Financial Services Inc., FILED. Service date 10/29/2021 by CM/ECF.[3202254] [21-2697] [Entered: 10/29/2021 11:31 AM]
October 25, 2021	Filing 4 ELECTRONIC INDEX, in lieu of record, FILED.[3200909] [21-2697] [Entered: 10/27/2021 02:38 PM]
October 25, 2021	Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant SL-X IP S.A.R.L., district court receipt # ANYSDC-25239055, FILED.[3200896] [21-2697] [Entered: 10/27/2021 02:21 PM]
October 25, 2021	Filing 2 DISTRICT COURT OPINION AND ORDER, dated 09/30/2021, RECEIVED.[3200892] [21-2697] [Entered: 10/27/2021 02:20 PM]
October 25, 2021	Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant SL-X IP S.A.R.L., FILED. [3200886] [21-2697] [Entered: 10/27/2021 02:17 PM]

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Search for this case: SL-X IP S.A.R.L. v. Bank Of America Corporation
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Plaintiff / appellant: SL-X IP S.A.R.L.
Represented By:	Rishi Bhandari Esq.
Represented By:	Robert Glunt Esq.
Represented By:	Evan Morgen Mandel Esq.
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Plaintiff / appellant: SL-x Technology USA LLC
Represented By:	Rishi Bhandari Esq.
Represented By:	Robert Glunt Esq.
Represented By:	Evan Morgen Mandel Esq.
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Plaintiff / appellant: SL-x Trading Europe Ltd.
Represented By:	Rishi Bhandari Esq.
Represented By:	Robert Glunt Esq.
Represented By:	Evan Morgen Mandel Esq.
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Plaintiff / appellant: SL-x Technology UK Ltd.
Represented By:	Rishi Bhandari Esq.
Represented By:	Robert Glunt Esq.
Represented By:	Evan Morgen Mandel Esq.
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Plaintiff / appellant: SL-x Trading USA LLC
Represented By:	Rishi Bhandari Esq.
Represented By:	Robert Glunt Esq.
Represented By:	Evan Morgen Mandel Esq.
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Defendant / appellee: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Represented By:	Adam Selim Hakki Esq.
Represented By:	Michael Mitchell Esq.
Represented By:	Richard F. Schwed Esq.
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Defendant / appellee: Merrill Lynch L.P. Holdings, Inc.
Represented By:	Adam Selim Hakki Esq.
Represented By:	Michael Mitchell Esq.
Represented By:	Richard F. Schwed Esq.
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Defendant / appellee: Merrill Lynch Professional Clearing Corp.
Represented By:	Adam Selim Hakki Esq.
Represented By:	Michael Mitchell Esq.
Represented By:	Richard F. Schwed Esq.
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Defendant / appellee: Credit Suisse AG
Represented By:	Margaret Barone Esq.
Represented By:	Jason M. Hall Esq.
Represented By:	David G. Januszewski Esq.
Represented By:	Elai Katz Esq.
Represented By:	Herbert Scott Washer Esq.
Represented By:	Elai Katz
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Defendant / appellee: Credit Suisse Securities (USA) LLC
Represented By:	Margaret Barone Esq.
Represented By:	Jason M. Hall Esq.
Represented By:	David G. Januszewski Esq.
Represented By:	Elai Katz Esq.
Represented By:	Herbert Scott Washer Esq.
Represented By:	Elai Katz
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Defendant / appellee: Credit Suisse First Boston Next Fund, Inc.
Represented By:	Margaret Barone Esq.
Represented By:	Jason M. Hall Esq.
Represented By:	David G. Januszewski Esq.
Represented By:	Elai Katz Esq.
Represented By:	Herbert Scott Washer Esq.
Represented By:	Elai Katz
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Defendant / appellee: Credit Suisse Prime Securities Services (USA) LLC
Represented By:	Margaret Barone Esq.
Represented By:	Jason M. Hall Esq.
Represented By:	David G. Januszewski Esq.
Represented By:	Elai Katz Esq.
Represented By:	Herbert Scott Washer Esq.
Represented By:	Elai Katz
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Defendant / appellee: Goldman Sachs & Co. LLC
Represented By:	Robert Y. Sperling Esq.
Represented By:	George Mastoris Esq.
Represented By:	Staci Yablon
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Defendant / appellee: J.P. Morgan Securities LLC
Represented By:	Robert D. Wick
Represented By:	Henry Liu Esq.
Represented By:	Jeffrey Cao
Represented By:	John Playforth
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Defendant / appellee: J.P. Morgan Prime, Inc.
Represented By:	Robert D. Wick
Represented By:	Henry Liu Esq.
Represented By:	Jeffrey Cao
Represented By:	John Playforth
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Defendant / appellee: J.P. Morgan Strategic Securities Lending Corp.
Represented By:	Robert D. Wick
Represented By:	Henry Liu Esq.
Represented By:	Jeffrey Cao
Represented By:	John Playforth
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Defendant / appellee: J.P. Morgan Chase Bank, N.A.
Represented By:	Robert D. Wick
Represented By:	Henry Liu Esq.
Represented By:	Jeffrey Cao
Represented By:	John Playforth
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Defendant / appellee: Morgan Stanley & Co. LLC
Represented By:	Michael A. Paskin Esq.
Represented By:	Lauren Rosenberg
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Defendant / appellee: Prime Dealer Services Corp.
Represented By:	Michael A. Paskin Esq.
Represented By:	Lauren Rosenberg
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Defendant / appellee: Strategic Investments I, Inc.
Represented By:	Michael A. Paskin Esq.
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Defendant / appellee: UBS AG
Represented By:	Peter Ginewicz Wilson Esq.
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Defendant / appellee: UBS Americas Inc.
Represented By:	Peter Ginewicz Wilson Esq.
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Defendant / appellee: UBS Securities LLC
Represented By:	Peter Ginewicz Wilson Esq.
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Defendant / appellee: UBS Financial Services Inc.
Represented By:	Peter Ginewicz Wilson Esq.
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Defendant / appellee: EquiLend LLC
Represented By:	Carmine D. Boccuzzi Esq. Jr.
Represented By:	Garrett Shinn
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Defendant / appellee: EquiLend Europe Limited
Represented By:	Carmine D. Boccuzzi Esq. Jr.
Represented By:	Garrett Shinn
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Defendant / appellee: EquiLend Holdings LLC
Represented By:	Carmine D. Boccuzzi Esq. Jr.
Represented By:	Garrett Shinn
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Defendant: Bank of America Corporation
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Defendant: Credit Suisse Group AG
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Defendant: The Goldman Sachs Group, Inc.
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Defendant: Goldman Sachs Execution & Clearing, L.P.
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Defendant: J.P. Morgan Chase & Co.
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Defendant: J.P. Morgan Institutional Investments Inc.
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Defendant: Morgan Stanley
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Defendant: Morgan Stanley Capital Management, LLC
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Defendant: Morgan Stanley Distribution, Inc.
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Defendant: UBS Group AG
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Defendant: UBS Investment Bank
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Defendant: UBS Asset Management (US) Inc.
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Defendant: UBS Fund Services (USA) LLC
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