SL-X Trading Europe Limited v. Bank Of America Corporation
Defendant: Bank of America Corporation, The Goldman Sachs Group, Inc., Goldman Sachs Execution & Clearing, L.P., J.P. Morgan Chase & Co., J.P. Morgan Institutional Investments Inc., Morgan Stanley, Morgan Stanley Capital Management, LLC, Morgan Stanley Distribution, Inc., UBS Group AG, UBS Investment Bank, UBS Asset Management (US) Inc., UBS Fund Services (USA) LLC and Credit Suisse Group AG
Plaintiff / Appellant: SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Technology UK Ltd. and SL-x Trading USA LLC
Defendant / Appellee: Merrill Lynch Professional Clearing Corp., Merrill Lynch L.P. Holdings, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse AG, Credit Suisse Securities (USA) LLC, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, J.P. Morgan Prime, Inc., J.P. Morgan Strategic Securities Lending Corp., J.P. Morgan Chase Bank, N.A., Morgan Stanley & Co. LLC, Prime Dealer Services Corp., Strategic Investments I, Inc., UBS AG, UBS Americas Inc., UBS Securities LLC, UBS Financial Services Inc., EquiLend LLC, EquiLend Europe Limited and EquiLend Holdings LLC
Case Number: 21-2699
Filed: October 25, 2021
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: Other
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Date Filed Document Text
December 8, 2021 Filing 74 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC in 21-2697 Brief due date as 02/07/2022. Joint Appendix due date as 02/07/2022, FILED.[3224623] [21-2697, 21-2699] [Entered: 12/08/2021 08:54 AM]
December 7, 2021 Filing 71 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant SL-X IP S.A.R.L., SL-x Technology UK Ltd., SL-x Technology USA LLC and SL-x Trading Europe Ltd. in 21-2697, Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC and SL-x Trading Europe Ltd. in 21-2699, informing Court of proposed due date 02/07/2022, RECEIVED. Service date 12/07/2021 by CM/ECF.[3224479] [21-2697, 21-2699] [Entered: 12/07/2021 04:28 PM]
December 2, 2021 Filing 68 CAPTION, Case has been consolidated, AMENDED.[3221430] [21-2697, 21-2699] [Entered: 12/02/2021 11:59 AM]
December 1, 2021 Filing 66 MOTION ORDER, granting motion to consolidate appeals and remove both appeals from the Courts Expedited Appeals Calendar; Appellants must file a Local Rule 31.2(a) scheduling notification letter within 7 days of the date of this order [ # 3216795-3 ][ # 62 ], filed by Appellant SL-X IP S.A.R.L. in 21-2697, Appellants SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Technology UK Ltd. and SL-x Trading USA LLC in 21-2699, by WJN, FILED. [3220995][66] [21-2697, 21-2699] [Entered: 12/01/2021 04:19 PM]
November 23, 2021 Filing 62 MOTION, to extend time, to consolidate appeals, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC, FILED. Service date 11/23/2021 by CM/ECF. [3216799] [21-2699] [Entered: 11/23/2021 10:14 AM]
November 17, 2021 Filing 61 ATTORNEY, Jeffrey Cao for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2699, [ # 59 ], ADDED.[3213150] [21-2699] [Entered: 11/17/2021 12:17 PM]
November 17, 2021 Filing 60 ATTORNEY, John Playforth for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2699, [ # 58 ], ADDED.[3213147] [21-2699] [Entered: 11/17/2021 12:16 PM]
November 17, 2021 Filing 59 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/17/2021 by CM/ECF. [3213007] [21-2699] [Entered: 11/17/2021 11:12 AM]
November 17, 2021 Filing 58 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/17/2021 by CM/ECF. [3212999] [21-2699] [Entered: 11/17/2021 11:09 AM]
November 16, 2021 Filing 57 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., FILED. Service date 11/16/2021 by CM/ECF.[3211858] [21-2699] [Entered: 11/16/2021 10:19 AM]
November 15, 2021 Filing 56 NOTICE, to Appellee Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Capital Management, LLC, Morgan Stanley Distribution, Inc., Prime Dealer Services Corp. and Strategic Investments I, Inc., for failure to file an appearance, SENT.[3211300] [21-2699] [Entered: 11/15/2021 03:58 PM]
November 15, 2021 Filing 55 LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellant's brief due date as 12/20/2021, appellee's brief due date as 01/24/2022,TRANSMITTED.[3211157] [21-2699] [Entered: 11/15/2021 02:24 PM]
November 15, 2021 Filing 54 NEW CASE MANAGER, Evelyn Cruz, ASSIGNED.[3211156] [21-2699] [Entered: 11/15/2021 02:21 PM]
November 8, 2021 Filing 47 FORM D, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC, FILED. Service date 11/08/2021 by CM/ECF.[3207554] [21-2699] [Entered: 11/08/2021 04:10 PM]
November 8, 2021 Filing 46 FORM C, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC, FILED. Service date 11/08/2021 by CM/ECF.[3207552] [21-2699] [Entered: 11/08/2021 04:09 PM]
November 8, 2021 Filing 45 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC, FILED. Service date 11/08/2021 by CM/ECF.[3207550] [21-2699] [Entered: 11/08/2021 04:08 PM]
November 8, 2021 Filing 44 ATTORNEY, Garrett Shinn for EquiLend Holdings LLC EquiLend Europe Limited EquiLend LLC, in case 21-2699 , [ # 42 ], ADDED.[3207455] [21-2699] [Entered: 11/08/2021 02:42 PM]
November 8, 2021 Filing 43 ATTORNEY, Lauren Rosenberg for Morgan Stanley Morgan Stanley Capital Management, LLC Morgan Stanley Distribution, Inc. Morgan Stanley & Co. LLC, in case 21-2699 , [ # 41 ], ADDED.[3207434] [21-2699] [Entered: 11/08/2021 02:31 PM]
November 8, 2021 Filing 42 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee EquiLend LLC, EquiLend Europe Limited and EquiLend Holdings LLC, FILED. Service date 11/08/2021 by CM/ECF. [3207292] [21-2699] [Entered: 11/08/2021 01:03 PM]
November 5, 2021 Filing 41 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of -- Morgan Stanley, Morgan Stanley Capital Management, LLC and Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., FILED. Service date 11/05/2021 by CM/ECF. [3206823] [21-2699] [Entered: 11/05/2021 05:27 PM]
November 5, 2021 Filing 40 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee EquiLend Europe Limited, EquiLend Holdings LLC and EquiLend LLC, FILED. Service date 11/05/2021 by CM/ECF.[3206798] [21-2699] [Entered: 11/05/2021 05:01 PM]
November 5, 2021 Filing 39 ATTORNEY, Margaret Barone for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2699 , [ # 35 ], ADDED.[3206274] [21-2699] [Entered: 11/05/2021 09:33 AM]
November 5, 2021 Filing 38 ATTORNEY, Jason M. Hall for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2699 , [ # 34 ], ADDED.[3206272] [21-2699] [Entered: 11/05/2021 09:32 AM]
November 5, 2021 Filing 37 ATTORNEY, Elai Katz for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2699 , [ # 33 ], ADDED.[3206268] [21-2699] [Entered: 11/05/2021 09:30 AM]
November 5, 2021 Filing 36 ATTORNEY, Herbert Scott Washer for Credit Suisse AG Credit Suisse First Boston Next Fund, Inc. Credit Suisse Prime Securities Services (USA) LLC Credit Suisse Securities (USA) LLC, in case 21-2699 , [ # 32 ], ADDED.[3206264] [21-2699] [Entered: 11/05/2021 09:29 AM]
November 4, 2021 Filing 35 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC, Credit Suisse Securities (USA) LLC and Credit Suisse Group AG, FILED. Service date 11/04/2021 by CM/ECF. [3206130] [21-2699] [Entered: 11/04/2021 05:51 PM]
November 4, 2021 Filing 34 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC, Credit Suisse Securities (USA) LLC and Credit Suisse Group AG, FILED. Service date 11/04/2021 by CM/ECF. [3206129] [21-2699] [Entered: 11/04/2021 05:49 PM]
November 4, 2021 Filing 33 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC, Credit Suisse Securities (USA) LLC and Credit Suisse Group AG, FILED. Service date 11/04/2021 by CM/ECF. [3206128] [21-2699] [Entered: 11/04/2021 05:47 PM]
November 4, 2021 Filing 32 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC, Credit Suisse Securities (USA) LLC and Credit Suisse Group AG, FILED. Service date 11/04/2021 by CM/ECF. [3206123] [21-2699] [Entered: 11/04/2021 05:44 PM]
November 4, 2021 Filing 31 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Credit Suisse AG, Credit Suisse First Boston Next Fund, Inc., Credit Suisse Prime Securities Services (USA) LLC, Credit Suisse Securities (USA) LLC and Credit Suisse Group AG, FILED. Service date 11/04/2021 by CM/ECF.[3206122] [21-2699] [Entered: 11/04/2021 05:41 PM]
November 3, 2021 Filing 30 ATTORNEY, Michael Mitchell for Merrill Lynch L.P. Holdings, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch Professional Clearing Corp., in case 21-2699 , [ # 29 ], ADDED.[3205118] [21-2699] [Entered: 11/03/2021 03:55 PM]
November 3, 2021 Filing 29 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, FILED. Service date 11/03/2021 by CM/ECF. [3205084] [21-2699] [Entered: 11/03/2021 03:43 PM]
November 3, 2021 Filing 28 ATTORNEY, Richard F. Schwed for Merrill Lynch L.P. Holdings, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch Professional Clearing Corp., in case 21-2699 , [ # 27 ], ADDED.[3205075] [21-2699] [Entered: 11/03/2021 03:41 PM]
November 3, 2021 Filing 27 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, FILED. Service date 11/03/2021 by CM/ECF. [3205044] [21-2699] [Entered: 11/03/2021 03:20 PM]
November 3, 2021 Filing 26 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, FILED. Service date 11/03/2021 by CM/ECF.[3205022] [21-2699] [Entered: 11/03/2021 03:08 PM]
November 3, 2021 Filing 25 ATTORNEY, Staci Yablon for Goldman Sachs & Co. LLC, in case 21-2699 , [ # 22 ], ADDED.[3204798] [21-2699] [Entered: 11/03/2021 11:58 AM]
November 3, 2021 Filing 24 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 23 ], [ # 22 ], on behalf of Appellee Goldman Sachs & Co. LLC, FILED.[3204795] [21-2699] [Entered: 11/03/2021 11:58 AM]
November 3, 2021 Filing 23 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [21], on behalf of Appellee Goldman Sachs & Co. LLC, FILED.[3204792] [21-2699] [Entered: 11/03/2021 11:54 AM]
November 3, 2021 Filing 22 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/03/2021 by CM/ECF. [3204682] [21-2699] [Entered: 11/03/2021 10:59 AM]
November 3, 2021 Filing 21 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/03/2021 by CM/ECF. [3204619] [21-2699] [Entered: 11/03/2021 10:30 AM]
November 2, 2021 Filing 20 ATTORNEY, George Mastoris for Goldman Sachs & Co. LLC, in case 21-2699 , [ # 19 ], ADDED.[3204358] [21-2699] [Entered: 11/02/2021 05:35 PM]
November 2, 2021 Filing 19 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/02/2021 by CM/ECF. [3204315] [21-2699] [Entered: 11/02/2021 04:44 PM]
November 2, 2021 Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Goldman Sachs & Co. LLC, FILED. Service date 11/02/2021 by CM/ECF.[3204303] [21-2699] [Entered: 11/02/2021 04:37 PM]
November 2, 2021 Filing 17 ATTORNEY, Michael A. Paskin, [ # 16 ], in place of attorney Daniel Slifkin, SUBSTITUTED.[3204121] [21-2699] [Entered: 11/02/2021 02:40 PM]
November 2, 2021 Filing 16 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of -- Morgan Stanley, Morgan Stanley Capital Management, LLC and Appellee Morgan Stanley & Co. LLC, Prime Dealer Services Corp. and Strategic Investments I, Inc., FILED. Service date 11/02/2021 by CM/ECF. [3204061] [21-2699] [Entered: 11/02/2021 01:42 PM]
November 2, 2021 Filing 15 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/02/2021 by CM/ECF.[3203875] [21-2699] [Entered: 11/02/2021 11:38 AM]
November 2, 2021 Filing 14 ATTORNEY, Henry Liu for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2699 , [ # 12 ], ADDED.[3203868] [21-2699] [Entered: 11/02/2021 11:33 AM]
November 2, 2021 Filing 13 ATTORNEY, Robert D. Wick for J.P. Morgan Strategic Securities Lending Corp. J.P. Morgan Chase Bank, N.A. J.P. Morgan Securities LLC J.P. Morgan Prime, Inc., in case 21-2699 , [ # 11 ], ADDED.[3203864] [21-2699] [Entered: 11/02/2021 11:33 AM]
November 2, 2021 Filing 12 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/02/2021 by CM/ECF. [3203772] [21-2699] [Entered: 11/02/2021 10:46 AM]
November 2, 2021 Filing 11 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee J.P. Morgan Chase Bank, N.A., J.P. Morgan Prime, Inc., J.P. Morgan Securities LLC and J.P. Morgan Strategic Securities Lending Corp., FILED. Service date 11/02/2021 by CM/ECF. [3203763] [21-2699] [Entered: 11/02/2021 10:40 AM]
October 29, 2021 Filing 10 ATTORNEY, Robert Glunt for SL-x Technology USA LLC SL-x Trading USA LLC SL-x Trading Europe Ltd. SL-x Technology UK Ltd., in case 21-2699 , [ # 9 ], ADDED.[3202695] [21-2699] [Entered: 10/29/2021 04:32 PM]
October 29, 2021 Filing 9 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC, FILED. Service date 10/29/2021 by CM/ECF. [3202630] [21-2699] [Entered: 10/29/2021 03:44 PM]
October 29, 2021 Filing 8 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee UBS AG, UBS Americas Inc., UBS Securities LLC and UBS Financial Services Inc., FILED. Service date 10/29/2021 by CM/ECF.[3202259] [21-2699] [Entered: 10/29/2021 11:34 AM]
October 25, 2021 Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[3201034] [21-2699] [Entered: 10/27/2021 03:55 PM]
October 25, 2021 Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC, district court receipt # ANYSDC-25239211, FILED.[3201028] [21-2699] [Entered: 10/27/2021 03:52 PM]
October 25, 2021 Filing 2 DISTRICT COURT OPINION AND ORDER, dated 09/30/2021, RECEIVED.[3201018] [21-2699] [Entered: 10/27/2021 03:46 PM]
October 25, 2021 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant SL-x Technology UK Ltd., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and SL-x Trading USA LLC, FILED. [3200990] [21-2699] [Entered: 10/27/2021 03:35 PM]

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Search for this case: SL-X Trading Europe Limited v. Bank Of America Corporation
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Plaintiff / appellant: SL-x Technology USA LLC
Represented By: Rishi Bhandari Esq.
Represented By: Robert Glunt Esq.
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Plaintiff / appellant: SL-x Trading Europe Ltd.
Represented By: Rishi Bhandari Esq.
Represented By: Robert Glunt Esq.
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Plaintiff / appellant: SL-x Technology UK Ltd.
Represented By: Rishi Bhandari Esq.
Represented By: Robert Glunt Esq.
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Plaintiff / appellant: SL-x Trading USA LLC
Represented By: Rishi Bhandari Esq.
Represented By: Robert Glunt Esq.
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Defendant / appellee: Merrill Lynch Professional Clearing Corp.
Represented By: Adam Selim Hakki Esq.
Represented By: Michael Mitchell Esq.
Represented By: Richard F. Schwed Esq.
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Defendant / appellee: Merrill Lynch L.P. Holdings, Inc.
Represented By: Adam Selim Hakki Esq.
Represented By: Michael Mitchell Esq.
Represented By: Richard F. Schwed Esq.
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Defendant / appellee: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Represented By: Adam Selim Hakki Esq.
Represented By: Michael Mitchell Esq.
Represented By: Richard F. Schwed Esq.
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Defendant / appellee: Credit Suisse AG
Represented By: Margaret Barone Esq.
Represented By: Jason M. Hall Esq.
Represented By: David G. Januszewski Esq.
Represented By: Elai Katz Esq.
Represented By: Herbert Scott Washer Esq.
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Defendant / appellee: Credit Suisse Securities (USA) LLC
Represented By: Margaret Barone Esq.
Represented By: Jason M. Hall Esq.
Represented By: David G. Januszewski Esq.
Represented By: Elai Katz Esq.
Represented By: Herbert Scott Washer Esq.
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Defendant / appellee: Credit Suisse First Boston Next Fund, Inc.
Represented By: Margaret Barone Esq.
Represented By: Jason M. Hall Esq.
Represented By: David G. Januszewski Esq.
Represented By: Elai Katz Esq.
Represented By: Herbert Scott Washer Esq.
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Defendant / appellee: Credit Suisse Prime Securities Services (USA) LLC
Represented By: Margaret Barone Esq.
Represented By: Jason M. Hall Esq.
Represented By: David G. Januszewski Esq.
Represented By: Elai Katz Esq.
Represented By: Herbert Scott Washer Esq.
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Defendant / appellee: Goldman Sachs & Co. LLC
Represented By: Robert Y. Sperling Esq.
Represented By: George Mastoris Esq.
Represented By: Staci Yablon
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Defendant / appellee: J.P. Morgan Securities LLC
Represented By: Robert D. Wick
Represented By: Henry Liu Esq.
Represented By: Jeffrey Cao
Represented By: John Playforth
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Defendant / appellee: J.P. Morgan Prime, Inc.
Represented By: Robert D. Wick
Represented By: Henry Liu Esq.
Represented By: Jeffrey Cao
Represented By: John Playforth
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Defendant / appellee: J.P. Morgan Strategic Securities Lending Corp.
Represented By: Robert D. Wick
Represented By: Henry Liu Esq.
Represented By: Jeffrey Cao
Represented By: John Playforth
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Defendant / appellee: J.P. Morgan Chase Bank, N.A.
Represented By: Henry Liu Esq.
Represented By: Robert D. Wick
Represented By: Jeffrey Cao
Represented By: John Playforth
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Defendant / appellee: Morgan Stanley & Co. LLC
Represented By: Michael A. Paskin Esq.
Represented By: Lauren Rosenberg
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Defendant / appellee: Prime Dealer Services Corp.
Represented By: Michael A. Paskin Esq.
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Defendant / appellee: Strategic Investments I, Inc.
Represented By: Michael A. Paskin Esq.
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Defendant / appellee: UBS AG
Represented By: Peter Ginewicz Wilson Esq.
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Defendant / appellee: UBS Americas Inc.
Represented By: Peter Ginewicz Wilson Esq.
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Defendant / appellee: UBS Securities LLC
Represented By: Peter Ginewicz Wilson Esq.
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Defendant / appellee: UBS Financial Services Inc.
Represented By: Peter Ginewicz Wilson Esq.
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Defendant / appellee: EquiLend LLC
Represented By: Carmine D. Boccuzzi Esq. Jr.
Represented By: Garrett Shinn
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Defendant / appellee: EquiLend Europe Limited
Represented By: Carmine D. Boccuzzi Esq. Jr.
Represented By: Garrett Shinn
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Defendant / appellee: EquiLend Holdings LLC
Represented By: Carmine D. Boccuzzi Esq. Jr.
Represented By: Garrett Shinn
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Defendant: Bank of America Corporation
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Defendant: The Goldman Sachs Group, Inc.
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Defendant: Goldman Sachs Execution & Clearing, L.P.
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Defendant: J.P. Morgan Chase & Co.
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Defendant: J.P. Morgan Institutional Investments Inc.
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Defendant: Morgan Stanley
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Defendant: Morgan Stanley Capital Management, LLC
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Defendant: Morgan Stanley Distribution, Inc.
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Defendant: UBS Group AG
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Defendant: UBS Investment Bank
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Defendant: UBS Asset Management (US) Inc.
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Defendant: UBS Fund Services (USA) LLC
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Defendant: Credit Suisse Group AG
Represented By: David G. Januszewski Esq.
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