Securities and Exchange Commis v. Southridge Capital Management
| Southridge Capital Management, LLC, Southridge Advisors LLC and Stephen M. Hicks |
| Securities and Exchange Commission |
| Idea Capital Partners, LLC |
| 21-2741 |
| October 29, 2021 |
| U.S. Court of Appeals, Second Circuit |
| Other |
Docket Report
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This docket was last retrieved on December 8, 2021. A more recent docket listing may be available from PACER.
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| Filing 31 NEW CASE MANAGER, Veronica Balladares, ASSIGNED.[3225324] [21-2741] [Entered: 12/08/2021 05:09 PM] |
| Filing 28 CAMP ORDER, Type of Conference: Telephonic, Scheduled Date of Conference: 01/27/2022, Start Time: 10:30 AM, Required Attendees: Counsel, with Kathleen M. Scanlon, ENTERED.[3221688] [21-2741] [Entered: 12/02/2021 03:54 PM] |
| Filing 25 CURED DEFECTIVE FORM D, [ # 22 ], on behalf of Appellant Idea Capital Partners, LLC, FILED.[3221193] [21-2741] [Entered: 12/02/2021 08:47 AM] |
| Filing 24 CURED DEFECTIVE FORM C, [ # 21 ], on behalf of Appellant Idea Capital Partners, LLC, FILED.[3221191] [21-2741] [Entered: 12/02/2021 08:47 AM] |
| Filing 23 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Idea Capital Partners, LLC, FILED. Service date 12/01/2021 by CM/ECF.[3220813] [21-2741] [Entered: 12/01/2021 02:52 PM] |
| Filing 22 FORM D, on behalf of Appellant Idea Capital Partners, LLC, FILED. Service date 12/01/2021 by CM/ECF.[3220794] [21-2741] [Entered: 12/01/2021 02:37 PM] |
| Filing 21 FORM C, on behalf of Appellant Idea Capital Partners, LLC, FILED. Service date 12/01/2021 by CM/ECF.[3220793] [21-2741] [Entered: 12/01/2021 02:36 PM] |
| Filing 19 DEFECTIVE DOCUMENT, Form D, [16], on behalf of Appellant Idea Capital Partners, LLC, FILED.[3219331] [21-2741] [Entered: 11/30/2021 09:13 AM] |
| Filing 18 DEFECTIVE DOCUMENT, Form C, [15], on behalf of Appellant Idea Capital Partners, LLC, FILED.[3219316] [21-2741] [Entered: 11/30/2021 09:09 AM] |
| Filing 17 DEFECTIVE DOCUMENT, Addendum, [14], on behalf of Appellant Idea Capital Partners, LLC, FILED.[3219308] [21-2741] [Entered: 11/30/2021 09:00 AM] |
| Filing 16 FORM D, on behalf of Appellant Idea Capital Partners, LLC, FILED. Service date 11/29/2021 by CM/ECF.[3219245] [21-2741] [Entered: 11/29/2021 08:37 PM] |
| Filing 15 FORM C, on behalf of Appellant Idea Capital Partners, LLC, FILED. Service date 11/29/2021 by CM/ECF.[3219244] [21-2741] [Entered: 11/29/2021 08:30 PM] |
| Filing 14 ADDENDUM, on behalf of Appellant Idea Capital Partners, LLC, FILED. Service date 11/29/2021 by CM/ECF.[3219243] [21-2741] [Entered: 11/29/2021 08:28 PM] |
Filing 13
ORDER, dated 11/17/2021, dismissing appeal by 12/01/2021, unless Appellant Idea Capital Partners, LLC, submits the Acknowledgment and Notice of Appearance, FILED.[3213139] [21-2741] [Entered: 11/17/2021 12:10 PM]
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Filing 12
ORDER, dated 11/15/2021, dismissing appeal by 11/29/2021, unless Appellant Idea Capital Partners, LLC, submits Form D, FILED.[3211075] [21-2741] [Entered: 11/15/2021 01:34 PM]
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Filing 11
ORDER, dated 11/15/2021, dismissing appeal by 11/29/2021, unless Appellant Idea Capital Partners, LLC, submits Form C, FILED.[3211063] [21-2741] [Entered: 11/15/2021 01:31 PM]
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| Filing 10 ATTORNEY, Morgan E. A. Bradylyons for Securities and Exchange Commission, in case 21-2741, [ # 9 ], ADDED.[3203304] [21-2741] [Entered: 11/01/2021 02:29 PM] |
| Filing 9 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Securities and Exchange Commission, FILED. Service date 11/01/2021 by CM/ECF. [3203247] [21-2741] [Entered: 11/01/2021 01:39 PM] |
| Filing 6 ELECTRONIC INDEX, in lieu of record, FILED.[3203115] [21-2741] [Entered: 11/01/2021 12:00 PM] |
| Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Idea Capital Partners, LLC, district court receipt # ACTDC-6704879, FILED.[3203102] [21-2741] [Entered: 11/01/2021 11:46 AM] |
| Filing 3 DISTRICT COURT RULING AND ORDER, dated 09/30/2021, RECEIVED.[3203101] [21-2741] [Entered: 11/01/2021 11:45 AM] |
| Filing 2 DISTRICT COURT TEXT ORDER, entered in the district court as entry dated 01/29/2019, RECEIVED.[3203097] [21-2741] [Entered: 11/01/2021 11:44 AM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Idea Capital Partners, LLC, FILED. [3203084] [21-2741] [Entered: 11/01/2021 11:37 AM] |
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