United States Securities and E v. Lek Securities Corporation
| Lek Securities Corporation and Samuel Lek |
| Financial Industry Regulatory Authority, Inc. |
| Nathan Fayyer, Vali Management Partners, DBA Avalon Fa LTD." and Sergey Pustelnik, AKA Serge Pustelnik |
| United States Securities and Exchange Commission |
| 21-453 |
| February 25, 2021 |
| U.S. Court of Appeals, Second Circuit |
| Other |
Docket Report
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| Document Text |
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| Filing 28 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Nathan Fayyer, Sergey Pustelnik and Vali Management Partners Brief due date as 06/09/2021, FILED.[3065573] [21-453] [Entered: 03/29/2021 01:15 PM] |
| Filing 25 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Vali Management Partners, Nathan Fayyer and Sergey Pustelnik, informing Court of proposed due date 06/09/2021, RECEIVED. Service date 03/23/2021 by CM/ECF.[3061625] [21-453] [Entered: 03/23/2021 09:51 AM] |
| Filing 24 NEW CASE MANAGER, Sarah Jean-Charles, ASSIGNED.[3059508] [21-453] [Entered: 03/18/2021 04:01 PM] |
| Filing 19 CURED DEFECTIVE FORM C, [ # 17 ], [ # 18 ], on behalf of Appellant Nathan Fayyer, Sergey Pustelnik and Vali Management Partners, FILED.[3053594] [21-453] [Entered: 03/10/2021 08:12 PM] |
| Filing 18 FORM C, on behalf of Appellant Nathan Fayyer, Sergey Pustelnik and Vali Management Partners, FILED. Service date 03/10/2021 by CM/ECF.[3053454] [21-453] [Entered: 03/10/2021 04:45 PM] |
| Filing 17 DEFECTIVE DOCUMENT, Form C, [12], on behalf of Appellant Nathan Fayyer, Sergey Pustelnik and Vali Management Partners, FILED.[3053233] [21-453] [Entered: 03/10/2021 02:33 PM] |
| Filing 16 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 03/10/2021 by CM/ECF.[3053214] [21-453] [Entered: 03/10/2021 02:20 PM] |
| Filing 15 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Vali Management Partners, Nathan Fayyer and Sergey Pustelnik, FILED. Service date 03/10/2021 by CM/ECF.[3053049] [21-453] [Entered: 03/10/2021 12:24 PM] |
| Filing 13 FORM D, on behalf of Appellant Vali Management Partners, Nathan Fayyer and Sergey Pustelnik, FILED. Service date 03/10/2021 by CM/ECF.[3052978] [21-453] [Entered: 03/10/2021 11:41 AM] |
| Filing 12 FORM C, on behalf of Appellant Vali Management Partners, Nathan Fayyer and Sergey Pustelnik, FILED. Service date 03/10/2021 by CM/ECF.[3052972] [21-453] [Entered: 03/10/2021 11:39 AM] |
| Filing 11 ATTORNEY, Jonathan S. Franklin, [ # 10 ], in place of attorney James M. Wines, SUBSTITUTED.[3052864] [21-453] [Entered: 03/10/2021 10:58 AM] |
| Filing 10 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Vali Management Partners, Nathan Fayyer and Sergey Pustelnik, FILED. Service date 03/10/2021 by CM/ECF. [3052851] [21-453] [Entered: 03/10/2021 10:52 AM] |
| Filing 9 ATTORNEY, Kerry J. Dingle, [ # 8 ], in place of attorney Benjamin H. Torrance, SUBSTITUTED.[3044997] [21-453] [Entered: 02/26/2021 09:36 AM] |
| Filing 8 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 02/26/2021 by CM/ECF. [3044971] [21-453] [Entered: 02/26/2021 09:22 AM] |
| Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[3044741] [21-453] [Entered: 02/25/2021 04:29 PM] |
| Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant Nathan Fayyer, Sergey Pustelnik and Vali Management Partners, district court receipt # ANYSDC-24071180, FILED.[3044738] [21-453] [Entered: 02/25/2021 04:27 PM] |
| Filing 2 DISTRICT COURT JUDGMENT, dated 02/09/2021, RECEIVED.[3044735] [21-453] [Entered: 02/25/2021 04:24 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Nathan Fayyer, Sergey Pustelnik and Vali Management Partners, FILED. [3044734] [21-453] [Entered: 02/25/2021 04:22 PM] |
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