Kumaran v. National Futures Association
| Other similarly situated customers 1-100 and Other similarly situated CTA 1-100 |
| Samantha Siva Kumaran and Nefertiti Risk Capital Management, LLC |
| National Futures Association, LLC, Jane Doe 1, Compliance Officer NFA, Jane Doe 2, Compliance Officer NFA, Tom Kadlec, Board Member NFA, Nicole Wahls, Vilia Sutkus-Kiela and National Futures Association |
| 22-1314 |
| June 17, 2022 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 91 MOTION ORDER, granting motion to extend time [ # 68 ] filed by Appellant Ms. Samantha Siva Kumaran in 22-1314, for a 30-day extension of time to respond to Appellees motion to dismiss and file a reply in support of Appellants motion to hold the appeal in abeyance by BR, FILED. [3353777][91] [22-1314, 22-1388] [Entered: 07/25/2022 03:42 PM] |
| Filing 88 CURED DEFECTIVE MOTION, to hold appeal in abeyance [ # 79 ], [ # 81 ], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3353094] [22-1388] [Entered: 07/25/2022 07:20 AM] |
| Filing 82 CURED DEFECTIVE Motion, to hold appeal in abeyance [ # 79 ], [ # 81 ],[ # 81 ], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3352657] [22-1314, 22-1388] [Entered: 07/22/2022 01:09 PM] |
| Filing 81 MOTION, to stay, to hold appeal in abeyance, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/22/2022 by CM/ECF. [3352652] [22-1314, 22-1388] [Entered: 07/22/2022 01:06 PM] |
| Filing 79 DEFECTIVE DOCUMENT, MOTION, to hold appeal in abeyance, [78],[78], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3352554] [22-1314, 22-1388] [Entered: 07/22/2022 11:42 AM] |
| Filing 78 MOTION, to stay, to hold appeal in abeyance, on behalf of Nefertiti Risk Capital Management, LLC in 22-1388, FILED. Service date 07/22/2022 by CM/ECF. [3352357] [22-1314, 22-1388] [Entered: 07/22/2022 09:15 AM] |
| Filing 80 ATTORNEY, Randy Kleinman for Nefertiti Risk Capital Management, LLC, in case 22-1314, [ # 74 ], ADDED.[3352560] [22-1314] [Entered: 07/22/2022 11:48 AM] |
| Filing 77 ATTORNEY, Randy Kleinman for Nefertiti Risk Capital Management, LLC, in case 22-1388 , [ # 74 ], ADDED.[3351988] [22-1314, 22-1388] [Entered: 07/21/2022 03:13 PM] |
| Filing 76 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 75 ], [ # 74 ], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351987] [22-1314, 22-1388] [Entered: 07/21/2022 03:11 PM] |
| Filing 75 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [73], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351979] [22-1314, 22-1388] [Entered: 07/21/2022 03:07 PM] |
| Filing 74 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/21/2022 by CM/ECF. [3351830] [22-1314, 22-1388] [Entered: 07/21/2022 01:11 PM] |
| Filing 73 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/21/2022 by CM/ECF. [3351775] [22-1314, 22-1388] [Entered: 07/21/2022 12:18 PM] |
| Filing 72 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [67], on behalf of Nefertiti Risk Capital Management, LLC in 22-1388, FILED.[3351764] [22-1314, 22-1388] [Entered: 07/21/2022 12:09 PM] |
| Filing 70 CURED DEFECTIVE Notice of Appearance as Additional Counsel [67], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351731] [22-1314, 22-1388] [Entered: 07/21/2022 11:46 AM] |
| Filing 69 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSE, [66], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351711] [22-1314, 22-1388] [Entered: 07/21/2022 11:34 AM] |
| Filing 68 MOTION, to extend time, to stay, on behalf of Appellant Ms. Samantha Siva Kumaran in 22-1314, 22-1388, FILED. Service date 07/20/2022 by CM/ECF, email. [3351659] [22-1314, 22-1388] [Entered: 07/21/2022 11:04 AM] |
| Filing 67 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/21/2022 by CM/ECF. [3351642] [22-1314, 22-1388] [Entered: 07/21/2022 10:52 AM] |
| Filing 66 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee National Futures Association in 22-1314, 22-1388, FILED. Service date 07/20/2022 by CM/ECF. [3351410] [22-1314, 22-1388] [Entered: 07/20/2022 06:04 PM] |
| Filing 62 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [57], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3350429] [22-1314, 22-1388] [Entered: 07/19/2022 03:56 PM] |
| Filing 57 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/19/2022 by CM/ECF. [3349956] [22-1314, 22-1388] [Entered: 07/19/2022 11:09 AM] |
| Filing 55 OPPOSITION TO MOTION, to hold appeal in abeyance [48], to hold appeal in abeyance [ # 49 ], on behalf of Appellee Tom Kadlec in 22-1314, 22-1388, FILED. Service date 07/18/2022 by CM/ECF. [3349667] [22-1314, 22-1388] [Entered: 07/18/2022 05:48 PM] |
| Filing 54 OPPOSITION TO MOTION, to hold appeal in abeyance [ # 49 ], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls in 22-1314, 22-1388, FILED. Service date 07/18/2022 by CM/ECF. [3349619] [22-1314, 22-1388] [Entered: 07/18/2022 04:38 PM] |
| Filing 53 MOTION, to dismiss, on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls in 22-1314, 22-1388, FILED. Service date 07/18/2022 by CM/ECF. [3349613] [22-1314, 22-1388] [Entered: 07/18/2022 04:36 PM] |
| Filing 50 DEFECTIVE DOCUMENT, MOTION, to hold appeal in abeyance, [48], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3345367] [22-1388] [Entered: 07/11/2022 11:15 AM] |
| Filing 49 MOTION, to hold appeal in abeyance, on behalf of Appellant Ms. Samantha Siva Kumaran in 22-1388, FILED. Service date 07/08/2022 by CM/ECF, email. [3345000] [22-1388, 22-1314] [Entered: 07/08/2022 04:32 PM] |
| Filing 48 MOTION, to hold appeal in abeyance, on behalf of Appellant Ms. Samantha Siva Kumaran in 22-1314, FILED. Service date 07/08/2022 by CM/ECF, email. [3344994] [22-1314, 22-1388] [Entered: 07/08/2022 04:30 PM] |
| Filing 47 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 38 ], [ # 43 ], on behalf of Appellee National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3344196] [22-1314] [Entered: 07/08/2022 07:58 AM] |
| Filing 46 CURED DEFECTIVE Form C [ # 23 ], [ # 41 ], on behalf of Appellant Nefertiti Risk Capital Management, LLC, FILED.[3344195] [22-1314] [Entered: 07/08/2022 07:56 AM] |
| Filing 45 CURED DEFECTIVE ACKNOWLEDGMENT AND NOTICE OF APPEARANCE [35], [ # 42 ], on behalf of Appellee National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3344193] [22-1314] [Entered: 07/08/2022 07:53 AM] |
| Filing 85 CURED DEFECTIVE ACKNOWLEDGMENT AND NOTICE OF APPEARANCE [ # 3344080-2 ], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls in 22-1314, FILED.[3353091] [22-1388, 22-1314] [Entered: 07/25/2022 07:00 AM] |
| Filing 44 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Tom Kadlec, FILED. Service date 07/07/2022 by CM/ECF.[3344115] [22-1314] [Entered: 07/07/2022 06:00 PM] |
| Filing 43 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF. [3344085] [22-1314] [Entered: 07/07/2022 04:53 PM] |
| Filing 42 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF.[3344077] [22-1314] [Entered: 07/07/2022 04:49 PM] |
| Filing 41 FORM C, on behalf of Appellant Nefertiti Risk Capital Management, LLC, FILED. Service date 07/07/2022 by CM/ECF.[3344062] [22-1314] [Entered: 07/07/2022 04:38 PM] |
| Filing 40 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [ # 3343693-2 ], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3343917] [22-1388] [Entered: 07/07/2022 03:39 PM] |
| Filing 39 DEFECTIVE DOCUMENT, ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [ # 3343683-2 ], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3343902] [22-1388] [Entered: 07/07/2022 03:31 PM] |
| Filing 38 DEFECTIVE DOCUMENT, Notice of Appearance for Additional Counsel, [36], on behalf of Appellee National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3343858] [22-1314] [Entered: 07/07/2022 02:58 PM] |
| Filing 37 DEFECTIVE DOCUMENT, Acknowledgement and Notice of Apperance, [35], on behalf of Appellee National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3343854] [22-1314] [Entered: 07/07/2022 02:54 PM] |
| Filing 36 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF. [3343670] [22-1314] [Entered: 07/07/2022 01:38 PM] |
| Filing 35 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Vilia Sutkus-Kiela, National Futures Association, LLC and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF.[3343658] [22-1314] [Entered: 07/07/2022 01:34 PM] |
| Filing 34 NOTICE, to Appellee Jane Doe 1, Compliance Officer NFA, Jane Doe 2, Compliance Officer NFA, Tom Kadlec, National Futures Association, LLC, Vilia Sutkus-Kiela and Nicole Wahls , for failure to file an appearance, SENT.[3342861] [22-1314] [Entered: 07/06/2022 02:57 PM] |
| Filing 33 CURED DEFECTIVE ACKNOWLEDGEMENT AND NOTICE OF APPEARANCE [ # 29 ], [ # 30 ], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3342858] [22-1314] [Entered: 07/06/2022 02:55 PM] |
| Filing 30 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Ms. Samantha Siva Kumaran, FILED. Service date 07/06/2022 by CM/ECF, email.[3342758] [22-1314] [Entered: 07/06/2022 01:42 PM] |
| Filing 29 DEFECTIVE DOCUMENT,Acknowledgement and Notice of Appearance Form, [26], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3342750] [22-1314] [Entered: 07/06/2022 01:33 PM] |
| Filing 26 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Ms. Samantha Siva Kumaran, FILED. Service date 07/06/2022 by CM/ECF, email.[3342688] [22-1314] [Entered: 07/06/2022 12:52 PM] |
| Filing 23 DEFECTIVE DOCUMENT, Form C, [22], on behalf of Appellant Nefertiti Risk Capital Management, LLC, FILED.[3341414] [22-1314] [Entered: 07/05/2022 09:15 AM] |
| Filing 22 FORM C, on behalf of Appellant Nefertiti Risk Capital Management, LLC, FILED. Service date 06/30/2022 by CM/ECF.[3341156] [22-1314] [Entered: 06/30/2022 10:06 PM] |
| Filing 19 CAPTION, changed to reflect Samantha Siva Kumaran as Appellant, copy to pro se appellant, AMENDED.[3340847] [22-1314] [Entered: 06/30/2022 02:07 PM] |
| Filing 17 NOTE: See lead case, 22-1314, containing complete set of docket entries.[3340836] [22-1388] [Entered: 06/30/2022 01:57 PM] |
| Filing 15 ELECTRONIC INDEX, in lieu of record, FILED.[3340833] [22-1388] [Entered: 06/30/2022 01:52 PM] |
| Filing 14 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Samantha Siva Kumaran, FILED. [3340824] [22-1388] [Entered: 06/30/2022 01:43 PM] |
| Filing 10 FORM D, on behalf of Appellant Nefertiti Risk Capital Management, LLC, FILED. Service date 06/29/2022 by CM/ECF.[3340446] [22-1314] [Entered: 06/29/2022 05:49 PM] |
| Filing 9 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Nefertiti Risk Capital Management, LLC, FILED. Service date 06/29/2022 by CM/ECF.[3340445] [22-1314] [Entered: 06/29/2022 05:48 PM] |
| Filing 8 PAYMENT OF DOCKETING FEE, on behalf of Appellant Nefertiti Risk Capital Management, LLC, district court receipt # 2044, FILED.[3339667] [22-1314] [Entered: 06/28/2022 04:49 PM] |
| Filing 6 NON-ADMITTED ATTORNEY, Attorney Mr. David Kostus, Esq. for Appellant Nefertiti Risk Capital Management, LLC, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[3334864] [22-1314] [Entered: 06/17/2022 03:57 PM] |
| Filing 3 ELECTRONIC INDEX, in lieu of record, FILED.[3334816] [22-1314] [Entered: 06/17/2022 03:18 PM] |
| Filing 2 DISTRICT COURT ORDER, dated 06/02/2022, RECEIVED.[3334812] [22-1314] [Entered: 06/17/2022 03:16 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Nefertiti Risk Capital Management, LLC, FILED. [3334805] [22-1314] [Entered: 06/17/2022 03:10 PM] |
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