Kumaran v. National Futures Association
| Other similarly situated customers 1-100, Other similarly situated CTA 1-100 and Nefertiti Risk Capital Management, LLC |
| Samantha Siva Kumaran |
| National Futures Association, LLC, Jane Doe 1, Compliance Officer NFA, Jane Doe 2, Compliance Officer NFA, Tom Kadlec, Board Member NFA, Nicole Wahls, Vilia Sutkus-Kiela and National Futures Association |
| 22-1388 |
| June 29, 2022 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 65 REPLY TO OPPOSITION [ # 30 ], [ # 29 ], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 08/24/2022 by CM/ECF.[3370882][65] [22-1314, 22-1388] [Entered: 08/24/2022 01:15 PM] |
| Filing 64 REPLY TO OPPOSITION [ # 29 ], [ # 30 ], on behalf of Appellant Ms. Samantha Siva Kumaran in 22-1314, 22-1388, FILED. Service date 08/24/2022 by CM/ECF.[3370691][64] [22-1314, 22-1388] [Entered: 08/24/2022 11:11 AM] |
| Filing 63 MOTION ORDER, granting motion to extend time [ # 42 ] filed by Appellant Ms. Samantha Siva Kumaran in 22-1314, for a 30-day extension of time to respond to Appellees motion to dismiss and file a reply in support of Appellants motion to hold the appeal in abeyance by BR, FILED. [3353777][63] [22-1314, 22-1388] [Entered: 07/25/2022 03:42 PM] |
| Filing 60 CURED DEFECTIVE MOTION, to hold appeal in abeyance [ # 53 ], [ # 54 ], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3353094] [22-1388] [Entered: 07/25/2022 07:20 AM] |
| Filing 55 CURED DEFECTIVE Motion, to hold appeal in abeyance [ # 53 ], [ # 54 ],[ # 54 ], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3352657] [22-1314, 22-1388] [Entered: 07/22/2022 01:09 PM] |
| Filing 54 MOTION, to stay, to hold appeal in abeyance, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/22/2022 by CM/ECF. [3352652] [22-1314, 22-1388] [Entered: 07/22/2022 01:06 PM] |
| Filing 53 DEFECTIVE DOCUMENT, MOTION, to hold appeal in abeyance, [52],[52], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3352554] [22-1314, 22-1388] [Entered: 07/22/2022 11:42 AM] |
| Filing 52 MOTION, to stay, to hold appeal in abeyance, on behalf of Nefertiti Risk Capital Management, LLC in 22-1388, FILED. Service date 07/22/2022 by CM/ECF. [3352357] [22-1314, 22-1388] [Entered: 07/22/2022 09:15 AM] |
| Filing 51 ATTORNEY, Randy Kleinman for Nefertiti Risk Capital Management, LLC, in case 22-1388 , [ # 48 ], ADDED.[3351988] [22-1314, 22-1388] [Entered: 07/21/2022 03:13 PM] |
| Filing 50 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 49 ], [ # 48 ], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351987] [22-1314, 22-1388] [Entered: 07/21/2022 03:11 PM] |
| Filing 49 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [47], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351979] [22-1314, 22-1388] [Entered: 07/21/2022 03:07 PM] |
| Filing 48 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/21/2022 by CM/ECF. [3351830] [22-1314, 22-1388] [Entered: 07/21/2022 01:11 PM] |
| Filing 47 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/21/2022 by CM/ECF. [3351775] [22-1314, 22-1388] [Entered: 07/21/2022 12:18 PM] |
| Filing 46 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [41], on behalf of Nefertiti Risk Capital Management, LLC in 22-1388, FILED.[3351764] [22-1314, 22-1388] [Entered: 07/21/2022 12:09 PM] |
| Filing 44 CURED DEFECTIVE Notice of Appearance as Additional Counsel [41], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351731] [22-1314, 22-1388] [Entered: 07/21/2022 11:46 AM] |
| Filing 43 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSE, [40], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3351711] [22-1314, 22-1388] [Entered: 07/21/2022 11:34 AM] |
| Filing 42 MOTION, to extend time, to stay, on behalf of Appellant Ms. Samantha Siva Kumaran in 22-1314, 22-1388, FILED. Service date 07/20/2022 by CM/ECF, email. [3351659] [22-1314, 22-1388] [Entered: 07/21/2022 11:04 AM] |
| Filing 41 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/21/2022 by CM/ECF. [3351642] [22-1314, 22-1388] [Entered: 07/21/2022 10:52 AM] |
| Filing 40 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee National Futures Association in 22-1314, 22-1388, FILED. Service date 07/20/2022 by CM/ECF. [3351410] [22-1314, 22-1388] [Entered: 07/20/2022 06:04 PM] |
| Filing 36 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [31], on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED.[3350429] [22-1314, 22-1388] [Entered: 07/19/2022 03:56 PM] |
| Filing 31 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nefertiti Risk Capital Management, LLC in 22-1314, FILED. Service date 07/19/2022 by CM/ECF. [3349956] [22-1314, 22-1388] [Entered: 07/19/2022 11:09 AM] |
| Filing 30 OPPOSITION TO MOTION, to hold appeal in abeyance [23], to hold appeal in abeyance [ # 24 ], on behalf of Appellee Tom Kadlec in 22-1314, 22-1388, FILED. Service date 07/18/2022 by CM/ECF. [3349667] [22-1314, 22-1388] [Entered: 07/18/2022 05:48 PM] |
| Filing 29 OPPOSITION TO MOTION, to hold appeal in abeyance [ # 24 ], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls in 22-1314, 22-1388, FILED. Service date 07/18/2022 by CM/ECF. [3349619] [22-1314, 22-1388] [Entered: 07/18/2022 04:38 PM] |
| Filing 28 MOTION, to dismiss, on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls in 22-1314, 22-1388, FILED. Service date 07/18/2022 by CM/ECF. [3349613] [22-1314, 22-1388] [Entered: 07/18/2022 04:36 PM] |
| Filing 26 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Tom Kadlec, FILED. Service date 07/11/2022 by CM/ECF.[3345425] [22-1388] [Entered: 07/11/2022 12:00 PM] |
| Filing 25 DEFECTIVE DOCUMENT, MOTION, to hold appeal in abeyance, [23], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3345367] [22-1388] [Entered: 07/11/2022 11:15 AM] |
| Filing 24 MOTION, to hold appeal in abeyance, on behalf of Appellant Ms. Samantha Siva Kumaran in 22-1388, FILED. Service date 07/08/2022 by CM/ECF, email. [3345000] [22-1388, 22-1314] [Entered: 07/08/2022 04:32 PM] |
| Filing 23 MOTION, to hold appeal in abeyance, on behalf of Appellant Ms. Samantha Siva Kumaran in 22-1314, FILED. Service date 07/08/2022 by CM/ECF, email. [3344994] [22-1314, 22-1388] [Entered: 07/08/2022 04:30 PM] |
| Filing 59 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 19 ], [ # 3344085-2 ], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls in 22-1314, FILED.[3353093] [22-1388, 22-1314] [Entered: 07/25/2022 07:13 AM] |
| Filing 58 CURED DEFECTIVE ACKNOWLEDGMENT AND NOTICE OF APPEARANCE [ # 21 ], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls in 22-1314, FILED.[3353091] [22-1388, 22-1314] [Entered: 07/25/2022 07:00 AM] |
| Filing 22 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF. [3344088] [22-1388] [Entered: 07/07/2022 04:54 PM] |
| Filing 21 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF.[3344080] [22-1388] [Entered: 07/07/2022 04:50 PM] |
| Filing 20 DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [18], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3343917] [22-1388] [Entered: 07/07/2022 03:39 PM] |
| Filing 19 DEFECTIVE DOCUMENT, ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [17], on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED.[3343902] [22-1388] [Entered: 07/07/2022 03:31 PM] |
| Filing 18 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF. [3343693] [22-1388] [Entered: 07/07/2022 01:45 PM] |
| Filing 17 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee National Futures Association, Vilia Sutkus-Kiela and Nicole Wahls, FILED. Service date 07/07/2022 by CM/ECF.[3343683] [22-1388] [Entered: 07/07/2022 01:43 PM] |
| Filing 16 CURED DEFECTIVE ACKNOWLEDGEMENT AND NOTICE OF APPEARANCE [ # 11 ], [ # 14 ], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3342851] [22-1388] [Entered: 07/06/2022 02:52 PM] |
| Filing 15 CURED DEFECTIVE FORM D-P [ # 12 ], [ # 13 ], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3342847] [22-1388] [Entered: 07/06/2022 02:50 PM] |
| Filing 14 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Ms. Samantha Siva Kumaran, FILED. Service date 07/06/2022 by CM/ECF, email.[3342757] [22-1388] [Entered: 07/06/2022 01:40 PM] |
| Filing 13 FORM D-P, on behalf of Appellant Ms. Samantha Siva Kumaran, FILED. Service date 07/06/2022 by CM/ECF, email.[3342755] [22-1388] [Entered: 07/06/2022 01:38 PM] |
| Filing 12 DEFECTIVE DOCUMENT, Form D-P, [10], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3342741] [22-1388] [Entered: 07/06/2022 01:26 PM] |
| Filing 11 DEFECTIVE DOCUMENT, ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [9], on behalf of Appellant Ms. Samantha Siva Kumaran, FILED.[3342735] [22-1388] [Entered: 07/06/2022 01:22 PM] |
| Filing 10 FORM D-P, on behalf of Appellant Ms. Samantha Siva Kumaran, FILED. Service date 07/06/2022 by CM/ECF, email.[3342690] [22-1388] [Entered: 07/06/2022 12:54 PM] |
| Filing 9 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Ms. Samantha Siva Kumaran, FILED. Service date 07/06/2022 by CM/ECF.[3342685] [22-1388] [Entered: 07/06/2022 12:49 PM] |
| Filing 6 INSTRUCTIONAL FORMS, to Pro Se litigant, SENT.[3340838] [22-1388] [Entered: 06/30/2022 01:57 PM] |
| Filing 5 NOTE: See lead case, 22-1314, containing complete set of docket entries.[3340836] [22-1388] [Entered: 06/30/2022 01:57 PM] |
| Filing 3 ELECTRONIC INDEX, in lieu of record, FILED.[3340833] [22-1388] [Entered: 06/30/2022 01:52 PM] |
| Filing 2 DISTRICT COURT MEMORANDUM OPINION AND ORDER, dated 06/02/2022, RECEIVED.[3340832] [22-1388] [Entered: 06/30/2022 01:51 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Samantha Siva Kumaran, FILED. [3340824] [22-1388] [Entered: 06/30/2022 01:43 PM] |
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