In re Morgan Stanley Data Security Litigation
Plaintiff: Richard Grossman, on behalf of themselves and all others similarly situated, Martin Behar, on behalf of himself and all others similarly situated, Amy Dalton, on behalf of herself and all others similarly situated, Richard Mausner, on behalf of themselves and all others similarly situated and Lori Mausner, on behalf of themselves and all others similarly situated
Plaintiff / Appellee: Amresh Jaijee, on behalf of themselves and all others similarly situated, Sylvia Tillman, on behalf of themselves and all others similarly situated, Vivian Yates, on behalf of themselves and all others similarly situated, Richard Gamen, on behalf of themselves and all others similarly situated, Cheryl Gamen, on behalf of themselves and all others similarly situated, Mark Blythe, on behalf of themselves and all others similarly situated, Midori T. Nelson, on behalf of themselves and all others similarly situated, John C. Nelson, on behalf of themselves and all others similarly situated, Howard Katz, on behalf of themselves and all others similarly situated, Desiree Shapouri, on behalf of themselves and all others similarly situated and Timothy M. Smith, on behalf of themselves and all others similarly situated
Defendant / Appellee: Morgan Stanley Smith Barney LLC
Appellant: Steven F. Helfand
Case Number: 22-1819
Filed: August 17, 2022
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: TORTS PERSONAL PROPERTY-Other
Docket Report

This docket was last retrieved on September 26, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 26, 2022 Filing 36 CURED DEFECTIVE LR 31.2 Scheduling Notification [ # 24 ], [ # 29 ], [ # 33 ], on behalf of Appellant Steven F. Helfand, FILED.[3388204] [22-1819] [Entered: 09/26/2022 09:46 AM]
September 26, 2022 Filing 35 CURED DEFECTIVE Form D-P [ # 23 ], [ # 31 ], on behalf of Appellant Steven F. Helfand, FILED.[3388191] [22-1819] [Entered: 09/26/2022 09:42 AM]
September 26, 2022 Filing 34 CURED DEFECTIVE Acknowledgment and notice of appearance [ # 22 ], [ # 32 ], on behalf of Appellant Steven F. Helfand, FILED.[3388186] [22-1819] [Entered: 09/26/2022 09:41 AM]
September 25, 2022 Filing 33 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Steven F. Helfand, informing Court of proposed due date 11/28/2022, RECEIVED. Service date 09/25/2022 by CM/ECF.[3388075] [22-1819] [Entered: 09/25/2022 05:16 PM]
September 25, 2022 Filing 32 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Steven F. Helfand, FILED. Service date 09/25/2022 by CM/ECF.[3388074] [22-1819] [Entered: 09/25/2022 05:14 PM]
September 25, 2022 Filing 31 FORM D-P, on behalf of Appellant Steven F. Helfand, FILED. Service date 09/25/2022 by CM/ECF.[3388073] [22-1819] [Entered: 09/25/2022 05:12 PM]
September 22, 2022 Filing 29 DEFECTIVE DOCUMENT, Certificate of Service for Acknowledgment and Notice of Appearance, Form D-P, Pro Se Scheduling Notification Form, [28], on behalf of Appellant Steven F. Helfand, copy to pro se appellant, FILED.[3386990] [22-1819] [Entered: 09/22/2022 02:17 PM]
September 21, 2022 Filing 28 CERTIFICATE OF SERVICE for Acknowledgment and Notice of Appearance, Form D-P, Pro Se Scheduling Notification Form, on behalf of Appellant Steven F. Helfand, FILED. Service date 09/20/2022 by US mail.[3386986] [22-1819] [Entered: 09/22/2022 02:09 PM]
September 9, 2022 Filing 27 ATTORNEY, Jane Baek O'Brien for Morgan Stanley Smith Barney LLC, in case 22-1819 , [ # 16 ], ADDED.[3379414] [22-1819] [Entered: 09/09/2022 12:36 PM]
September 9, 2022 Filing 26 ATTORNEY, Kenya Jamila Reddy for Richard Mausner Martin Behar Richard Grossman Amy Dalton Lori Mausner, in case 22-1819 , [ # 16 ], ADDED.[3379408] [22-1819] [Entered: 09/09/2022 12:32 PM]
September 9, 2022 Filing 25 ATTORNEY, Jean Sutton Martin for Richard Mausner Martin Behar Richard Grossman Amy Dalton Lori Mausner, in case 22-1819 , [ # 15 ], ADDED.[3379405] [22-1819] [Entered: 09/09/2022 12:28 PM]
September 9, 2022 Filing 24 DEFECTIVE DOCUMENT, LR 31.2 Scheduling Notification, [20], on behalf of Appellant Steven F. Helfand, copy to pro se appellant, FILED.[3379139] [22-1819] [Entered: 09/09/2022 08:57 AM]
September 9, 2022 Filing 23 DEFECTIVE DOCUMENT, Form D-P, [19], on behalf of Appellant Steven F. Helfand, copy to pro se appellant, FILED.[3379132] [22-1819] [Entered: 09/09/2022 08:50 AM]
September 9, 2022 Filing 22 DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance form, [18], on behalf of Appellant Steven F. Helfan, copy to pro se appellant, FILED.[3379119] [22-1819] [Entered: 09/09/2022 08:39 AM]
September 8, 2022 Filing 21 ATTORNEY, Susanna M. Buergel for Morgan Stanley Smith Barney LLC, in case 22-1819 , [ # 13 ], ADDED.[3379102] [22-1819] [Entered: 09/09/2022 07:54 AM]
September 7, 2022 Filing 20 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Steven F. Helfand, informing Court of proposed due date 11/28/2022, RECEIVED. Service date 08/31/2022 by email.[3379024] [22-1819] [Entered: 09/08/2022 04:49 PM]
September 7, 2022 Filing 19 FORM D-P, on behalf of Appellant Steven F. Helfand, FILED. Service date 08/31/2022 by email.[3379023] [22-1819] [Entered: 09/08/2022 04:48 PM]
September 7, 2022 Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE FORM, on behalf of Appellant Steven F. Helfand, FILED. Service date 08/31/2022 by email.[3379020] [22-1819] [Entered: 09/08/2022 04:47 PM]
September 2, 2022 Filing 17 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Mark Blythe, Howard Katz, John C. Nelson, Midori T. Nelson and Desiree Shapouri, FILED. Service date 09/02/2022 by CM/ECF.[3376415] [22-1819] [Entered: 09/02/2022 05:03 PM]
September 2, 2022 Filing 16 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Martin Behar, Amy Dalton, Richard Grossman, Lori Mausner, Richard Mausner and Appellee Mark Blythe, Cheryl Gamen, Richard Gamen, Amresh Jaijee, Howard Katz, John C. Nelson, Midori T. Nelson, Desiree Shapouri, Timothy M. Smith, Sylvia Tillman and Vivian Yates, FILED. Service date 09/02/2022 by CM/ECF. [3376364] [22-1819] [Entered: 09/02/2022 04:09 PM]
September 2, 2022 Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellees Martin Behar, Amy Dalton, Richard Grossman, Lori Mausner, Richard Mausner and Appellee Mark Blythe, Cheryl Gamen, Richard Gamen, Amresh Jaijee, Howard Katz, John C. Nelson, Midori T. Nelson, Desiree Shapouri, Timothy M. Smith, Sylvia Tillman and Vivian Yates, FILED. Service date 09/02/2022 by CM/ECF. [3376355] [22-1819] [Entered: 09/02/2022 04:04 PM]
September 2, 2022 Filing 14 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Morgan Stanley Smith Barney LLC, FILED. Service date 09/02/2022 by CM/ECF. [3375940] [22-1819] [Entered: 09/02/2022 12:00 PM]
September 2, 2022 Filing 13 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Morgan Stanley Smith Barney LLC, FILED. Service date 09/02/2022 by CM/ECF. [3375938] [22-1819] [Entered: 09/02/2022 11:58 AM]
September 2, 2022 Filing 12 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Morgan Stanley Smith Barney LLC, FILED. Service date 09/02/2022 by CM/ECF.[3375926] [22-1819] [Entered: 09/02/2022 11:53 AM]
August 29, 2022 Filing 8 PAYMENT OF DOCKETING FEE, on behalf of Appellant Steven F. Helfand, district court receipt # 5009, FILED.[3373527] [22-1819] [Entered: 08/30/2022 08:15 AM]
August 19, 2022 Filing 6 INSTRUCTIONAL FORMS, to Pro Se litigant, SENT.[3368498] [22-1819] [Entered: 08/19/2022 06:45 PM]
August 17, 2022 Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[3368497] [22-1819] [Entered: 08/19/2022 06:41 PM]
August 17, 2022 Filing 4 DISTRICT COURT ORDER, dated 08/05/2022, RECEIVED.[3368496] [22-1819] [Entered: 08/19/2022 06:41 PM]
August 17, 2022 Filing 3 DISTRICT COURT ORDER, dated 08/05/2022, RECEIVED.[3368495] [22-1819] [Entered: 08/19/2022 06:40 PM]
August 17, 2022 Filing 2 DISTRICT COURT ORDER, dated 08/05/2022, RECEIVED.[3368494] [22-1819] [Entered: 08/19/2022 06:38 PM]
August 17, 2022 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Steven F. Helfand, FILED. [3368487] [22-1819] [Entered: 08/19/2022 06:00 PM]

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Plaintiff: Richard Grossman, on behalf of themselves and all others similarly situated
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Plaintiff: Martin Behar, on behalf of himself and all others similarly situated
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Plaintiff: Amy Dalton, on behalf of herself and all others similarly situated
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Plaintiff: Richard Mausner, on behalf of themselves and all others similarly situated
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Plaintiff: Lori Mausner, on behalf of themselves and all others similarly situated
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Plaintiff / appellee: Amresh Jaijee, on behalf of themselves and all others similarly situated
Represented By: John A. Yanchunis Esq.
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Plaintiff / appellee: Sylvia Tillman, on behalf of themselves and all others similarly situated
Represented By: John A. Yanchunis Esq.
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Plaintiff / appellee: Vivian Yates, on behalf of themselves and all others similarly situated
Represented By: John A. Yanchunis Esq.
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Plaintiff / appellee: Richard Gamen, on behalf of themselves and all others similarly situated
Represented By: John A. Yanchunis Esq.
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Plaintiff / appellee: Cheryl Gamen, on behalf of themselves and all others similarly situated
Represented By: John A. Yanchunis Esq.
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Plaintiff / appellee: Mark Blythe, on behalf of themselves and all others similarly situated
Represented By: Linda Phyllis Nussbaum
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Plaintiff / appellee: Midori T. Nelson, on behalf of themselves and all others similarly situated
Represented By: Linda Phyllis Nussbaum
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Plaintiff / appellee: John C. Nelson, on behalf of themselves and all others similarly situated
Represented By: Linda Phyllis Nussbaum
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Plaintiff / appellee: Howard Katz, on behalf of themselves and all others similarly situated
Represented By: Linda Phyllis Nussbaum
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Plaintiff / appellee: Desiree Shapouri, on behalf of themselves and all others similarly situated
Represented By: Linda Phyllis Nussbaum
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Plaintiff / appellee: Timothy M. Smith, on behalf of themselves and all others similarly situated
Represented By: James E. Cecchi Esq.
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Defendant / appellee: Morgan Stanley Smith Barney LLC
Represented By: Brad S. Karp Esq.
Represented By: Susanna M. Buergel
Represented By: Jane Baek O'Brien Esq.
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Appellant: Steven F. Helfand
Represented By: Steven F. Helfand
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